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Duy Nguyen

Publications and source records attributed to Duy Nguyen.

At least 19 recordsLinked to original sources

Broken site symmetry of Fe adatoms on Bi$_2$Te$_3$

We report a combined scanning tunneling microscopy and atomistic theoretical study of Fe adatoms on the Bi$_2$Te$_3$(111) surface. Topographic imaging at $4.5$~K shows that Fe adatoms in fcc and hcp hollow sites exhibit a threefold-symmetric contrast, consistent with the $C_{3v}$ symmetry of the adsorption site. However, simultaneously acquired differential conductance ($dI/dV$) maps reveal a pronounced reduction in symmetry, evidenced by differential contrast observed at nearest-neighbor Te sites. Density functional theory calculations show that the Fe/Bi$_2$Te$_3$ system undergoes a static Jahn--Teller distortion, reducing the adsorption symmetry from $C_{3v}$ to $C_{1v}$, with the distorted configuration favored by $72.5$~meV. Orbital-projected density of states calculations show that the occupied states near the Fermi level are dominated by $d_{xz}$ and $d_{yz}$ orbitals, whereas the unoccupied states are primarily of $d_{z^2}$, $d_{x^2-y^2}$, and $d_{xy}$ character. The local density of states from these orbitals is in good qualitative agreement with experimental $dI/dV$ spectra. Furthermore, simulated local-density-of-states maps using a tight-binding Green's function approach are consistent with experimental $dI/dV$ maps, confirming that the reduced symmetry originates from the $C_{1v}$ structural distortion.

cond-mat.mes-hall

OrbitQuant: Data-Agnostic Quantization for Image and Video Diffusion Transformers

Diffusion transformers (DiTs) achieve state-of-the-art image and video generation, but their multi-step sampling and growing parameter count make inference expensive. Post-training quantization (PTQ) is the natural remedy, yet DiT activations shift across timesteps, prompts, and guidance branches, forcing prior methods to re-fit calibration data for every new checkpoint or modality. We present OrbitQuant, a data-agnostic weight-activation quantizer that bypasses range estimation by quantizing in a normalized, rotated basis. In this basis, a randomized permuted block-Hadamard (RPBH) rotation concentrates each coordinate around one fixed, known marginal regardless of the input, so a single Lloyd-Max codebook serves all timesteps, prompts, and layers of a given input dimension. We extend the same quantizer to weight rows offline, absorbing the rotation into the weights so that it cancels inside each linear layer and only a forward rotation on the activations remains at runtime. The same recipe transfers from image to video with no per-modality tuning. Across FLUX.1, Z-Image-Turbo, Wan 2.1, and CogVideoX, it sets the state of the art for PTQ at several low-bit settings. It also pushes PTQ of image diffusion transformers to W2A4 with usable generation quality.

cs.CV

AVSD: Adaptive-View Self-Distillation by Balancing Consensus and Teacher-Specific Privileged Signals

Self-distillation enables language models to learn on-policy from their own trajectories by using the same model as both student and teacher, with the teacher being conditioned on privileged information unavailable to the student. Such information can come in different types or views, such as solutions, demonstrations, feedback, or final answers. This setup provides dense token-level feedback without relying on a separate external model, but creates a fundamental asymmetry: the teacher may rely on view-specific information that the student cannot access at inference time. Moreover, the best type of privileged information is often task-dependent, making it difficult to choose a single teacher view. In this work, we address both these challenges jointly by introducing AVSD (Adaptive-View Self-Distillation), a novel method of self-distillation with multiple privileged-information views, which reconstructs token-level supervision by separating stable cross-view consensus from view-specific residual signals. AVSD identifies the consensus signal shared across views, which provides a reliable update direction, and then selectively adds the view-specific residual signal to adjust the update magnitude when it both aligns with the consensus direction and remains proportionate to the consensus signal. Experiments on math competition benchmarks (AIME24, AIME25, and HMMT25) show that AVSD consistently outperforms both single-view self-distillation baselines and GRPO, achieving average Avg@8 gains of 3.1% and 2.2% over the strongest baselines on Qwen3-8B and Qwen3-4B, respectively. Moreover, on code-generation benchmarks (Codeforces, LiveCodeBench v6) using Qwen3-8B, AVSD outperforms the single-view self-distillation baseline by 2.4% on average.

cs.LG

CodeGraphVLP: Code-as-Planner Meets Semantic-Graph State for Non-Markovian Vision-Language-Action Models

Vision-Language-Action (VLA) models promise generalist robot manipulation, but are typically trained and deployed as short-horizon policies that assume the latest observation is sufficient for action reasoning. This assumption breaks in non-Markovian long-horizon tasks, where task-relevant evidence can be occluded or appear only earlier in the trajectory, and where clutter and distractors make fine-grained visual grounding brittle. We present CodeGraphVLP, a hierarchical framework that enables reliable long-horizon manipulation by combining a persistent semantic-graph state with an executable code-based planner and progress-guided visual-language prompting. The semantic-graph maintains task-relevant entities and relations under partial observability. The synthesized planner executes over this semantic-graph to perform efficient progress checks and outputs a subtask instruction together with subtask-relevant objects. We use these outputs to construct clutter-suppressed observations that focus the VLA executor on critical evidence. On real-world non-Markovian tasks, CodeGraphVLP improves task completion over strong VLA baselines and history-enabled variants while substantially lowering planning latency compared to VLM-in-the-loop planning. We also conduct extensive ablation studies to confirm the contributions of each component.

cs.RO

Self-Supervised Learning via Flow-Guided Neural Operator on Time-Series Data

Self-supervised learning (SSL) is a powerful paradigm for learning from unlabeled time-series data. However, popular methods such as masked autoencoders (MAEs) rely on reconstructing inputs from a fixed, predetermined masking ratio. Instead of this static design, we propose treating the corruption level as a new degree of freedom for representation learning, enhancing flexibility and performance. To achieve this, we introduce the Flow-Guided Neural Operator (FGNO), a novel framework combining operator learning with flow matching for SSL training. FGNO learns mappings in functional spaces by using Short-Time Fourier Transform to unify different time resolutions. We extract a rich hierarchy of features by tapping into different network layers and flow times that apply varying strengths of noise to the input data. This enables the extraction of versatile representations, from low-level patterns to high-level global features, using a single model adaptable to specific tasks. Unlike prior generative SSL methods that use noisy inputs during inference, we propose using clean inputs for representation extraction while learning representations with noise; this eliminates randomness and boosts accuracy. We evaluate FGNO across three biomedical domains, where it consistently outperforms established baselines. Our method yields up to 35% AUROC gains in neural signal decoding (BrainTreeBank), 16% RMSE reductions in skin temperature prediction (DREAMT), and over 20% improvement in accuracy and macro-F1 on SleepEDF under low-data regimes. These results highlight FGNO's robustness to data scarcity and its superior capacity to learn expressive representations for diverse time series.

cs.LG

Conflict-Resolving and Sharpness-Aware Minimization for Generalized Knowledge Editing with Multiple Updates

Large language models (LLMs) rely on internal knowledge to solve many downstream tasks, making it crucial to keep them up to date. Since full retraining is expensive, prior work has explored efficient alternatives such as model editing and parameter-efficient fine-tuning. However, these approaches often break down in practice due to poor generalization across inputs, limited stability, and knowledge conflict. To address these limitations, we propose the CoRSA (Conflict-Resolving and Sharpness-Aware Minimization) training framework, a parameter-efficient, holistic approach for knowledge editing with multiple updates. CoRSA tackles multiple challenges simultaneously: it improves generalization to different input forms and enhances stability across multiple updates by minimizing loss curvature, and resolves conflicts by maximizing the margin between new and prior knowledge. Across three widely used fact editing benchmarks, CoRSA achieves significant gains in generalization, outperforming baselines with average absolute improvements of 12.42% over LoRA and 10% over model editing methods. With multiple updates, it maintains high update efficacy while reducing catastrophic forgetting by 27.82% compared to LoRA. CoRSA also generalizes to the code domain, outperforming the strongest baseline by 5.48% Pass@5 in update efficacy.

cs.LG

VirDA: Reusing Backbone for Unsupervised Domain Adaptation with Visual Reprogramming

Existing UDA pipelines fine-tune already well-trained backbone parameters for every new source-and-target pair, resulting in the number of training parameters and storage memory growing linearly with each new pair, and also preventing the reuse of these well-trained backbone parameters. Inspired by recent implications that existing backbones have textural biases, we propose making use of domain-specific textural bias for domain adaptation via visual reprogramming, namely VirDA. Instead of fine-tuning the full backbone, VirDA prepends a domain-specific visual reprogramming layer to the backbone. This layer produces visual prompts that act as an added textural bias to the input image, adapting its "style" to a target domain. To optimize these visual reprogramming layers, we use multiple objective functions that optimize the intra- and inter-domain distribution differences when domain-adapting visual prompts are applied. This process does not require modifying the backbone parameters, allowing the same backbone to be reused across different domains. We evaluate VirDA on Office-31 and obtain 92.8% mean accuracy with only 1.5M trainable parameters. VirDA surpasses PDA, the state-of-the-art parameter-efficient UDA baseline, by +1.6% accuracy while using just 46% of its parameters. Compared with full-backbone fine-tuning, VirDA outperforms CDTrans and FixBi by +0.2% and +1.4%, respectively, while requiring only 1.7% and 2.8% of their trainable parameters. Relative to the strongest current methods (PMTrans and TVT), VirDA uses ~1.7% of their parameters and trades off only 2.2% and 1.1% accuracy, respectively.

cs.CV

GrAInS: Gradient-based Attribution for Inference-Time Steering of LLMs and VLMs

Inference-time steering methods offer a lightweight alternative to fine-tuning large language models (LLMs) and vision-language models (VLMs) by modifying internal activations at test time without updating model weights. However, most existing approaches rely on fixed, global intervention vectors, overlook the causal influence of individual input tokens, and fail to leverage informative gradients from the model's logits, particularly in multimodal settings where visual and textual inputs contribute unevenly. To address these limitations, we introduce GrAInS, an inference-time steering approach that operates across both language-only and vision-language models and tasks. GrAInS uses contrastive, gradient-based attribution via Integrated Gradients to identify the top-k most influential tokens, both positively and negatively attributed based on their contribution to preferred versus dispreferred outputs. These tokens are then used to construct directional steering vectors that capture semantic shifts from undesirable to desirable behavior. During inference, GrAInS adjusts hidden activations at transformer layers guided by token-level attribution signals, and normalizes activations to preserve representational scale. This enables fine-grained, interpretable, and modular control over model behavior, without retraining or auxiliary supervision. Empirically, GrAInS consistently outperforms both fine-tuning and existing steering baselines: it achieves a 13.22% accuracy gain on TruthfulQA using Llama-3.1-8B, reduces hallucination rates on MMHal-Bench from 0.624 to 0.514 with LLaVA-1.6-7B, and improves alignment win rates on SPA-VL by 8.11%, all while preserving the model's fluency and general capabilities.

cs.CL

Scanning Tunneling Microscope Tip-Induced Formation of Bi Bilayers on Bi$_2$Te$_3$

We report the formation of Bi(111) bilayer (BL) islands and crater structures on Bi$_2$Te$_3$(111) surfaces induced by voltage pulses from an STM tip. Pulses above a threshold voltage ($+3$ V) produce craters $\sim 0.5$ microns in diameter, similar to the size of the tip. Redeposited material self-assembles into a network of atomically ordered islands with a lattice constant identical to the underlying Bi$_2$Te$_3$ surface. The island size monotonically decreases over several microns from the pulse site, until the pristine Bi$_2$Te$_3$ surface is recovered. We assign these islands to Bi BL based on atomic resolution images, analysis of step heights, and tunneling spectroscopy. The dependence of bilayer formation on bias polarity and the evidence for defect diffusion together suggest a mechanism driven by the interplay of field evaporation and tunneling-current-induced Joule heating.

cond-mat.mes-hall

Multi-Attribute Steering of Language Models via Targeted Intervention

Inference-time intervention (ITI) has emerged as a promising method for steering large language model (LLM) behavior in a particular direction (e.g., improving helpfulness) by intervening on token representations without costly updates to the LLM's parameters. However, existing ITI approaches fail to scale to multi-attribute settings with conflicts, such as enhancing helpfulness while also reducing toxicity. To address this, we introduce Multi-Attribute Targeted Steering (MAT-Steer), a novel steering framework designed for selective token-level intervention across multiple attributes. MAT-Steer learns steering vectors using an alignment objective that shifts the model's internal representations of undesirable outputs closer to those of desirable ones while enforcing sparsity and orthogonality among vectors for different attributes, thereby reducing inter-attribute conflicts. We evaluate MAT-Steer in two distinct settings: (i) on question answering (QA) tasks where we balance attributes like truthfulness, bias, and toxicity; (ii) on generative tasks where we simultaneously improve attributes like helpfulness, correctness, and coherence. MAT-Steer outperforms existing ITI and parameter-efficient fine-tuning approaches across both task types (e.g., 3% average accuracy gain across QA tasks and 55.82% win rate against the best ITI baseline).

cs.CL

Distributional Surgery for Language Model Activations

Language models, while capable of generating remarkably coherent and seemingly accurate text, can occasionally produce undesirable content, including harmful or toxic outputs. In this paper, we present a new two-stage approach to detect and mitigate undesirable content generations by rectifying activations. First, we train an ensemble of layerwise classifiers to detect undesirable content using activations by minimizing a smooth surrogate of the risk-aware score. Then, for detected undesirable contents, we propose layerwise distributional steering policies that transform the attention heads. These policies are computed through principled semidefinite programming, which aims to minimally perturb the attention distribution while probabilistically guaranteeing the effectiveness of the editions. Empirical evaluations across multiple language models and datasets show that our method outperforms baselines in reducing the generation of undesirable output.

cs.LG

Fake Advertisements Detection Using Automated Multimodal Learning: A Case Study for Vietnamese Real Estate Data

The popularity of e-commerce has given rise to fake advertisements that can expose users to financial and data risks while damaging the reputation of these e-commerce platforms. For these reasons, detecting and removing such fake advertisements are important for the success of e-commerce websites. In this paper, we propose FADAML, a novel end-to-end machine learning system to detect and filter out fake online advertisements. Our system combines techniques in multimodal machine learning and automated machine learning to achieve a high detection rate. As a case study, we apply FADAML to detect fake advertisements on popular Vietnamese real estate websites. Our experiments show that we can achieve 91.5% detection accuracy, which significantly outperforms three different state-of-the-art fake news detection systems.

cs.LG

Continuous-time optimal investment with portfolio constraints: a reinforcement learning approach

In a reinforcement learning (RL) framework, we study the exploratory version of the continuous time expected utility (EU) maximization problem with a portfolio constraint that includes widely-used financial regulations such as short-selling constraints and borrowing prohibition. The optimal feedback policy of the exploratory unconstrained classical EU problem is shown to be Gaussian. In the case where the portfolio weight is constrained to a given interval, the corresponding constrained optimal exploratory policy follows a truncated Gaussian distribution. We verify that the closed form optimal solution obtained for logarithmic utility and quadratic utility for both unconstrained and constrained situations converge to the non-exploratory expected utility counterpart when the exploration weight goes to zero. Finally, we establish a policy improvement theorem and devise an implementable reinforcement learning algorithm by casting the optimal problem in a martingale framework. Our numerical examples show that exploration leads to an optimal wealth process that is more dispersedly distributed with heavier tail compared to that of the case without exploration. This effect becomes less significant as the exploration parameter is smaller. Moreover, the numerical implementation also confirms the intuitive understanding that a broader domain of investment opportunities necessitates a higher exploration cost. Notably, when subjected to both short-selling and money borrowing constraints, the exploration cost becomes negligible compared to the unconstrained case.

q-fin.MF

LASeR: Learning to Adaptively Select Reward Models with Multi-Armed Bandits

Reward Models (RMs) are crucial to aligning large language models (LLMs), but the degree to which an RM specialized to one task (e.g. writing) generalizes to new tasks (e.g. math) is often not known a priori, often making using only one fixed RM to train LLMs suboptimal. However, optimizing LLMs with multiple RMs simultaneously can incur a prohibitively high computational cost and lead to conflicting signals from different RMs that may degrade performance. To address these challenges, we introduce LASeR (Learning to Adaptively Select Rewards), which frames reward model selection as a multi-armed bandit problem, efficiently and iteratively training LLMs using multiple RMs by selecting the most well-suited RM for each instance. On commonsense and math reasoning tasks, we show that LASeR boosts iterative LLM training, improving the absolute average accuracy of Llama-3-8B over three datasets by 2.67% over an ensemble of RM scores while also showing superior efficiency (e.g., a 2x speedup). Moreover, on WildChat (open-ended instruction-following tasks), LASeR leads to a 72.69% AlpacaEval win rate over the RM score ensemble baseline. Extending to long-context generation, LASeR improves by 2.96 F1 points (avg.) on single-document QA tasks and 2.97 F1 points on few-shot learning over the RM score ensemble baseline with best-of-n sampling.

cs.CL

Multi-level Phenotypic Models of Cardiovascular Disease and Obstructive Sleep Apnea Comorbidities: A Longitudinal Wisconsin Sleep Cohort Study

Cardiovascular diseases (CVDs) are notably prevalent among patients with obstructive sleep apnea (OSA), posing unique challenges in predicting CVD progression due to the intricate interactions of comorbidities. Traditional models typically lack the necessary dynamic and longitudinal scope to accurately forecast CVD trajectories in OSA patients. This study introduces a novel multi-level phenotypic model to analyze the progression and interplay of these conditions over time, utilizing data from the Wisconsin Sleep Cohort, which includes 1,123 participants followed for decades. Our methodology comprises three advanced steps: (1) Conducting feature importance analysis through tree-based models to underscore critical predictive variables like total cholesterol, low-density lipoprotein (LDL), and diabetes. (2) Developing a logistic mixed-effects model (LGMM) to track longitudinal transitions and pinpoint significant factors, which displayed a diagnostic accuracy of 0.9556. (3) Implementing t-distributed Stochastic Neighbor Embedding (t-SNE) alongside Gaussian Mixture Models (GMM) to segment patient data into distinct phenotypic clusters that reflect varied risk profiles and disease progression pathways. This phenotypic clustering revealed two main groups, with one showing a markedly increased risk of major adverse cardiovascular events (MACEs), underscored by the significant predictive role of nocturnal hypoxia and sympathetic nervous system activity from sleep data. Analysis of transitions and trajectories with t-SNE and GMM highlighted different progression rates within the cohort, with one cluster progressing more slowly towards severe CVD states than the other. This study offers a comprehensive understanding of the dynamic relationship between CVD and OSA, providing valuable tools for predicting disease onset and tailoring treatment approaches.

stat.AP

Cold-start Recommendation by Personalized Embedding Region Elicitation

Rating elicitation is a success element for recommender systems to perform well at cold-starting, in which the systems need to recommend items to a newly arrived user with no prior knowledge about the user's preference. Existing elicitation methods employ a fixed set of items to learn the user's preference and then infer the users' preferences on the remaining items. Using a fixed seed set can limit the performance of the recommendation system since the seed set is unlikely optimal for all new users with potentially diverse preferences. This paper addresses this challenge using a 2-phase, personalized elicitation scheme. First, the elicitation scheme asks users to rate a small set of popular items in a ``burn-in'' phase. Second, it sequentially asks the user to rate adaptive items to refine the preference and the user's representation. Throughout the process, the system represents the user's embedding value not by a point estimate but by a region estimate. The value of information obtained by asking the user's rating on an item is quantified by the distance from the region center embedding space that contains with high confidence the true embedding value of the user. Finally, the recommendations are successively generated by considering the preference region of the user. We show that each subproblem in the elicitation scheme can be efficiently implemented. Further, we empirically demonstrate the effectiveness of the proposed method against existing rating-elicitation methods on several prominent datasets.

cs.IR

On short-time behavior of implied volatility in a market model with indexes

This paper investigates short-term behaviors of implied volatility of derivatives written on indexes in equity markets when the index processes are constructed by using a ranking procedure. Even in simple market settings where stock prices follow geometric Brownian motion dynamics, the ranking mechanism can produce the observed term structure of at-the-money (ATM) implied volatility skew for equity indexes. Our proposed models showcase the ability to reconcile two seemingly contradictory features found in empirical data from equity markets: the long memory of volatilities and the power law of ATM skews. Furthermore, the models allow for the capture of a new phenomenon termed the quasi-blow-up phenomenon.

q-fin.PR

Cost-Adaptive Recourse Recommendation by Adaptive Preference Elicitation

Algorithmic recourse recommends a cost-efficient action to a subject to reverse an unfavorable machine learning classification decision. Most existing methods in the literature generate recourse under the assumption of complete knowledge about the cost function. In real-world practice, subjects could have distinct preferences, leading to incomplete information about the underlying cost function of the subject. This paper proposes a two-step approach integrating preference learning into the recourse generation problem. In the first step, we design a question-answering framework to refine the confidence set of the Mahalanobis matrix cost of the subject sequentially. Then, we generate recourse by utilizing two methods: gradient-based and graph-based cost-adaptive recourse that ensures validity while considering the whole confidence set of the cost matrix. The numerical evaluation demonstrates the benefits of our approach over state-of-the-art baselines in delivering cost-efficient recourse recommendations.

cs.LG