arXiv subjects

E. K. U. Gross

Publications and source records attributed to E. K. U. Gross.

At least 163 records · Page 9Linked to original sources

arXiv2006

Multicomponent Density-Functional Theory for Electrons and Nuclei

We present a general multi-component density functional theory in which electrons and nuclei are treated completely quantum mechanically, without the use of a Born-Oppenheimer approximation. The two fundamental quantities in terms of which our theory is formulated are the nuclear N-body density and the electron density expressed in coordinates referring to the nuclear framework. For these two densities coupled Kohn-Sham equations are derived and the electron-nuclear correlation functional is analyzed in detail. The formalism is tested on the hydrogen molecule $H_2$ and its positive ion $H_2^+$ using several approximations for the electron-nuclear correlation functional.

cond-mat.mtrl-sci↗

arXiv2006

Optimized Effective Potential Method in Current-Spin Density Functional Theory

Current-spin density functional theory (CSDFT) provides a framework to describe interacting many-electron systems in a magnetic field which couples to both spin- and orbital-degrees of freedom. Unlike in usual (spin-) density functional theory, approximations to the exchange-correlation energy based on the model of the uniform electron gas face problems in practical applications. In this work, explicitly orbital-dependent functionals are used and a generalization of the Optimized Effective Potential (OEP) method to the CSDFT framework is presented. A simplifying approximation to the resulting integral equations for the exchange-correlation potentials is suggested. A detailed analysis of these equations is carried out for the case of open-shell atoms and numerical results are given using the exact-exchange energy functional. For zero external magnetic field, a small systematic lowering of the total energy for current-carrying states is observed due to the inclusion of the current in the Kohn-Sham scheme. For states without current, CSDFT results coincide with those of spin density functional theory.

cond-mat.mtrl-sci↗

arXiv2006

Time dependent transport phenomena

The aim of this review is to give a pedagogical introduction to our recently proposed ab initio theory of quantum transport.

cond-mat.mes-hall↗

arXiv2006

On the degeneracy of atomic states within exact-exchange (spin-) density functional theory

The problem of degenerate ground states of open-shell atoms is investigated in spin-restricted and unrestricted density functional theory using the exact exchange energy functional. For the spin-unrestricted case, spurious energy splittings of the order of 2 to 3 kcal/mol are found for atoms of the second and third period which is larger than the splittings obtained from recently proposed approximate exchange functionals depending explicitly on the current density. In remarkable contrast, for spin-restricted calculations the degeneracy of different atomic ground states is recovered to within less than 0.6 kcal/mol.

physics.atom-ph↗

arXiv2005

Measuring the kernel of time-dependent density functional theory with X-ray absorption spectroscopy of 3d transition metals

The 2p-3d core hole interaction in the L2,3 absorption spectra of the 3d transition metals is treated within time-dependent density functional theory (TDDFT). A simple three-level model explains the origin of the strong deviations from the one-particle branching ratio and yields matrix elements of the unknown exchange-correlation (XC) kernel directly from experiment.

cond-mat.mtrl-sci↗

arXiv2005

Superconductivity in lithium, potassium and aluminium under extreme pressure: A first-principles study

Extreme pressure strongly affects the superconducting properties of ``simple'' elemental metals, like Li, K and Al. Pressure induces superconductivity in Li (as high as 17 K), while suppressing it in Al. We report first-principles investigations of the superconducting properties of dense Li, K and Al based on a recently proposed, parameter-free, method. Our results show an unprecedented agreement with experiments, assess the predictive power of the method over a wide range of densities and electron-phonon couplings, and provide predictions for K, where no experiments exist so far. More importantly, our results help uncovering the physics of the different behaviors of Li and Al in terms of phonon softening and Fermi surface nesting in Li.

cond-mat.supr-con↗

arXiv2005

Double-Pole Approximation in Time-Dependent Density Functional Theory

A simple approximate solution to the linear response equations of time-dependent density functional theory (TDDFT) is given. This extends the single-pole approximation (SPA) to two strongly-coupled poles. The analysis provides both an illustration of how TDDFT works when strong exchange-correlation effects are present and insight into such corrections. For example, interaction can cause a transition to vanish entirely from the optical spectrum.

cond-mat.mtrl-sci↗

arXiv2005

Ab-initio theory of superconductivity - I: Density functional formalism and approximate functionals

A novel approach to the description of superconductors in thermal equilibrium is developed within a formally exact density-functional framework. The theory is formulated in terms of three ``densities'': the ordinary electron density, the superconducting order parameter, and the diagonal of the nuclear N-body density matrix. The electron density and the order parameter are determined by Kohn-Sham equations that resemble the Bogoliubov-de Gennes equations. The nuclear density matrix follows from a Schroedinger equation with an effective N-body interaction. These equations are coupled to each other via exchange-correlation potentials which are universal functionals of the three densities. Approximations of these exchange-correlation functionals are derived using the diagrammatic techniques of many-body perturbation theory. The bare Coulomb repulsion between the electrons and the electron-phonon interaction enter this perturbative treatment on the same footing. In this way, a truly ab-initio description is achieved which does not contain any empirical parameters.

cond-mat.supr-con↗

arXiv2005

Ab-initio theory of superconductivity - II: Applications to elemental metals

The density functional theory for superconductors developed in the preceding article [cond-mat/0408685] is applied to the calculation of superconducting properties of several elemental metals. In particular, we present results for the transition temperature, for the gap at zero temperature, and for thermodynamic properties like the specific heat. We obtain an unprecedented agreement with experimental results. Superconductors both with strong and weak electron-phonon coupling are equally well described. This demonstrates that, as far as conventional superconductivity is concerned, the first-principles prediction of superconducting properties is feasible.

cond-mat.supr-con↗

arXiv2005

Superconducting properties of MgB2 from first principles

Solid MgB$_2$ has rather interesting and technologically important properties, such as a very high superconducting transition temperature. Focusing on this compound, we report the first non-trivial application of a novel density-functional-type theory for superconductors, recently proposed by the authors. Without invoking any adjustable parameters, we obtain the transition temperature, the gaps, and the specific heat of MgB$_2$ in very good agreement with experiment. Moreover, our calculations show how the Coulomb interaction acts differently on s and p states, thereby stabilizing the observed superconducting phase.

cond-mat.supr-con↗

arXiv2005

Open shells in reduced-density-matrix-functional theory

Reduced-density-matrix-functional theory is applied to open-shell systems. We introduce a spin-restricted formulation by appropriately expressing approximate correlation-energy functionals in terms of spin-dependent occupation numbers and spin-independent natural orbitals. We demonstrate that the additional constraint of total-spin conservation is indispensable for the proper treatment of open-shell systems. The formalism is applied to the first-row open-shell atoms. The obtained ground-state energies are in very good agreement with the exact values as well as other state of the art quantum chemistry calculations

cond-mat.str-el↗

arXiv2005

Tailoring laser pulses with spectral and fluence constraints using optimal control theory

Within the framework of optimal control theory we develop a simple iterative scheme to determine optimal laser pulses with spectral and fluence constraints. The algorithm is applied to a one-dimensional asymmetric double well where the control target is to transfer a particle from the ground state, located in the left well, to the first excited state, located in the right well. Extremely high occupations of the first excited state are obtained for a variety of spectral and/or energetic constraints. Even for the extreme case where no resonance frequency is allowed in the pulse the algorithm achieves an occupation of almost 100%.

quant-ph↗

arXiv2005

Optimal control of time-dependent targets

In this work, we investigate how and to which extent a quantum system can be driven along a prescribed path in Hilbert space by a suitably shaped laser pulse. To calculate the optimal, i.e., the variationally best pulse, a properly defined functional is maximized. This leads to a monotonically convergent algorithm which is computationally not more expensive than the standard optimal-control techniques to push a system, without specifying the path, from a given initial to a given final state. The method is successfully applied to drive the time-dependent density along a given trajectory in real space and to control the time-dependent occupation numbers of a two-level system and of a one-dimensional model for the hydrogen atom.

quant-ph↗

arXiv2005

Electronic non-adiabatic states

A novel treatment of non-adiabatic couplings is proposed. The derivation starts from the long-known, but not well-known, fact that the wave function of the complete system of elctrons and nuclei can be written, without approximation, as a Born-Oppenheimer-type product of a nuclear wavefunction, X(R), and an electronic one, Phi_R(r), which depends parametrically on the nuclear configuration R. From the variational principle we deduce formally exact equations for Phi_R(r) and X(R). The algebraic structure of the exact nuclear equation coincides with the corresponding one in the adiabatic approximation. The electronic equation, however, contains terms not appearing in the adiabatic case, which couple the electronic and the nuclear wavefunctions and account for the electron-nuclear correlation beyond the Born-Oppenheimer level. It is proposed that these terms can be incorporated using an optimized local effective potential.

cond-mat.mtrl-sci↗

arXiv2005

Time-dependent quantum transport: A practical scheme using density functional theory

We present a computationally tractable scheme of time-dependent transport phenomena within open-boundary time-dependent density-functional-theory. Within this approach all the response properties of a system are determined from the time-propagation of the set of ``occupied'' Kohn-Sham orbitals under the influence of the external bias. This central idea is combined with an open-boundary description of the geometry of the system that is divided into three regions: left/right leads and the device region (``real simulation region''). We have derived a general scheme to extract the set of initial states in the device region that will be propagated in time with proper transparent boundary-condition at the device/lead interface. This is possible due to a new modified Crank-Nicholson algorithm that allows an efficient time-propagation of open quantum systems. We illustrate the method in one-dimensional model systems as a first step towards a full first-principles implementation. In particular we show how a stationary current develops in the system independent of the transient-current history upon application of the bias. The present work is ideally suited to study ac transport and photon-induced charge-injection. Although the implementation has been done assuming clamped ions, we discuss how it can be extended to include dissipation due to electron-phonon coupling through the combined simulation of the electron-ion dynamics as well as electron-electron correlations.

cond-mat.other↗

arXiv2005

Time-dependent density functional theory: Past, present, and future

Time-dependent density functional theory (TDDFT) is presently enjoying enormous popularity in quantum chemistry, as a useful tool for extracting electronic excited state energies. This article discusses how TDDFT is much broader in scope, and yields predictions for many more properties. We discuss some of the challenges involved in making accurate predictions for these properties.

cond-mat.other↗

arXiv2003

Exact-exchange density-functional calculations for noble-gas solids

The electronic structure of noble-gas solids is calculated within density functional theory's exact-exchange method (EXX) and compared with the results from the local-density approximation (LDA). It is shown that the EXX method does not reproduce the fundamental energy gaps as well as has been reported for semiconductors. However, the EXX-Kohn-Sham energy gaps for these materials reproduce about 80 % of the experimental optical gaps. The structural properties of noble-gas solids are described by the EXX method as poorly as by the LDA one. This is due to missing Van der Waals interactions in both, LDA and EXX functionals.

cond-mat.mtrl-sci↗

arXiv2002

Excitations in time-dependent density-functional theory

An approximate solution to the time-dependent density functional theory (TDDFT) response equations for finite systems is developed, yielding corrections to the single-pole approximation. These explain why allowed Kohn-Sham transition frequencies and oscillator strengths are usually good approximations to the true values, and why sometimes they are not. The approximation yields simple expressions for Görling-Levy perturbation theory results, and a method for estimating expectation values of the unknown exchange-correlation kernel.

cond-mat.mtrl-sci↗