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Edward W. Schwieterman

Publications and source records attributed to Edward W. Schwieterman.

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Exoplanet Biosignatures: A Review of Remotely Detectable Signs of Life

In the coming years and decades, advanced space- and ground-based observatories will allow an unprecedented opportunity to probe the atmospheres and surfaces of potentially habitable exoplanets for signatures of life. Life on Earth, through its gaseous products and reflectance and scattering properties, has left its fingerprint on the spectrum of our planet. Aided by the universality of the laws of physics and chemistry, we turn to Earth's biosphere, both in the present and through geologic time, for analog signatures that will aid in the search for life elsewhere. Considering the insights gained from modern and ancient Earth, and the broader array of hypothetical exoplanet possibilities, we have compiled a state-of-the-art overview of our current understanding of potential exoplanet biosignatures including gaseous, surface, and temporal biosignatures. We additionally survey biogenic spectral features that are well-known in the specialist literature but have not yet been robustly vetted in the context of exoplanet biosignatures. We briefly review advances in assessing biosignature plausibility, including novel methods for determining chemical disequilibrium from remotely obtainable data and assessment tools for determining the minimum biomass required for a given atmospheric signature. We focus particularly on advances made since the seminal review by Des Marais et al. (2002). The purpose of this work is not to propose new biosignatures strategies, a goal left to companion papers in this series, but to review the current literature, draw meaningful connections between seemingly disparate areas, and clear the way for a path forward.

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Atmospheric Seasonality as an Exoplanet Biosignature

Current investigations of exoplanet biosignatures have focused on static evidence of life, such as the presence of biogenic gases like O2 or CH4. However, the expected diversity of terrestrial planet atmospheres and the likelihood of both false positives and false negatives for conventional biosignatures motivate exploration of additional life detection strategies, including time-varying signals. Seasonal variation in atmospheric composition is a biologically modulated phenomenon on Earth that may occur elsewhere because it arises naturally from the interplay between the biosphere and time-variable insolation. The search for seasonality as a biosignature would avoid many assumptions about specific metabolisms and provide an opportunity to directly quantify biological fluxes--allowing us to characterize, rather than simply recognize, biospheres on exoplanets. Despite this potential, there have been no comprehensive studies of seasonality as an exoplanet biosignature. Here, we provide a foundation for further studies by reviewing both biological and abiological controls on the magnitude and detectability of seasonality of atmospheric CO2, CH4, O2, and O3 on Earth. We also consider an example of an inhabited world for which atmospheric seasonality may be the most notable expression of its biosphere. We show that life on a low O2 planet like the weakly oxygenated mid-Proterozoic Earth could be fingerprinted by seasonal variation in O3 as revealed in its UV Hartley-Huggins bands. This example highlights the need for UV capabilities in future direct-imaging telescope missions (e.g., LUVOIR/HabEx) and illustrates the diagnostic importance of studying temporal biosignatures for exoplanet life detection/characterization.

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Earth: Atmospheric Evolution of a Habitable Planet

Our present-day atmosphere is often used as an analog for potentially habitable exoplanets, but Earth's atmosphere has changed dramatically throughout its 4.5 billion year history. For example, molecular oxygen is abundant in the atmosphere today but was absent on the early Earth. Meanwhile, the physical and chemical evolution of Earth's atmosphere has also resulted in major swings in surface temperature, at times resulting in extreme glaciation or warm greenhouse climates. Despite this dynamic and occasionally dramatic history, the Earth has been persistently habitable--and, in fact, inhabited--for roughly 4 billion years. Understanding Earth's momentous changes and its enduring habitability is essential as a guide to the diversity of habitable planetary environments that may exist beyond our solar system and for ultimately recognizing spectroscopic fingerprints of life elsewhere in the Universe. Here, we review long-term trends in the composition of Earth's atmosphere as it relates to both planetary habitability and inhabitation. We focus on gases that may serve as habitability markers (CO2, N2) or biosignatures (CH4, O2), especially as related to the redox evolution of the atmosphere and the coupled evolution of Earth's climate system. We emphasize that in the search for Earth-like planets we must be mindful that the example provided by the modern atmosphere merely represents a single snapshot of Earth's long-term evolution. In exploring the many former states of our own planet, we emphasize Earth's atmospheric evolution during the Archean, Proterozoic, and Phanerozoic eons, but we conclude with a brief discussion of potential atmospheric trajectories into the distant future, many millions to billions of years from now. All of these 'Alternative Earth' scenarios provide insight to the potential diversity of Earth-like, habitable, and inhabited worlds.

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Surface and Temporal Biosignatures

Recent discoveries of potentially habitable exoplanets have ignited the prospect of spectroscopic investigations of exoplanet surfaces and atmospheres for signs of life. This chapter provides an overview of potential surface and temporal exoplanet biosignatures, reviewing Earth analogues and proposed applications based on observations and models. The vegetation red-edge (VRE) remains the most well-studied surface biosignature. Extensions of the VRE, spectral "edges" produced in part by photosynthetic or nonphotosynthetic pigments, may likewise present potential evidence of life. Polarization signatures have the capacity to discriminate between biotic and abiotic "edge" features in the face of false positives from band-gap generating material. Temporal biosignatures -- modulations in measurable quantities such as gas abundances (e.g., CO2), surface features, or emission of light (e.g., fluorescence, bioluminescence) that can be directly linked to the actions of a biosphere -- are in general less well studied than surface or gaseous biosignatures. However, remote observations of Earth's biosphere nonetheless provide proofs of concept for these techniques and are reviewed here. Surface and temporal biosignatures provide complementary information to gaseous biosignatures, and while likely more challenging to observe, would contribute information inaccessible from study of the time-averaged atmospheric composition alone.

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Exoplanet Diversity in the Era of Space-based Direct Imaging Missions

This whitepaper discusses the diversity of exoplanets that could be detected by future observations, so that comparative exoplanetology can be performed in the upcoming era of large space-based flagship missions. The primary focus will be on characterizing Earth-like worlds around Sun-like stars. However, we will also be able to characterize companion planets in the system simultaneously. This will not only provide a contextual picture with regards to our Solar system, but also presents a unique opportunity to observe size dependent planetary atmospheres at different orbital distances. We propose a preliminary scheme based on chemical behavior of gases and condensates in a planet's atmosphere that classifies them with respect to planetary radius and incident stellar flux.

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Life Beyond the Solar System: Remotely Detectable Biosignatures

For the first time in human history, we will soon be able to apply the scientific method to the question "Are We Alone?" The rapid advance of exoplanet discovery, planetary systems science, and telescope technology will soon allow scientists to search for life beyond our Solar System through direct observation of extrasolar planets. This endeavor will occur alongside searches for habitable environments and signs of life within our Solar System. While the searches are thematically related and will inform each other, they will require separate observational techniques. The search for life on exoplanets holds potential through the great diversity of worlds to be explored beyond our Solar System. However, there are also unique challenges related to the relatively limited data this search will obtain on any individual world. This white paper reviews the scientific community's ability to use data from future telescopes to search for life on exoplanets. This material summarizes products from the Exoplanet Biosignatures Workshop Without Walls (EBWWW). The EBWWW was constituted by a series of online and in person activities, with participation from the international exoplanet and astrobiology communities, to assess state of the science and future research needs for the remote detection of life on planets outside our Solar System.

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Exoplanet Biosignatures: Future Directions

Exoplanet science promises a continued rapid accumulation of new observations in the near future, energizing a drive to understand and interpret the forthcoming wealth of data to identify signs of life beyond our Solar System. The large statistics of exoplanet samples, combined with the ambiguity of our understanding of universal properties of life and its signatures, necessitate a quantitative framework for biosignature assessment Here, we introduce a Bayesian framework for guiding future directions in life detection, which permits the possibility of generalizing our search strategy beyond biosignatures of known life. The Bayesian methodology provides a language to define quantitatively the conditional probabilities and confidence levels of future life detection and, importantly, may constrain the prior probability of life with or without positive detection. We describe empirical and theoretical work necessary to place constraints on the relevant likelihoods, including those emerging from stellar and planetary context, the contingencies of evolutionary history and the universalities of physics and chemistry. We discuss how the Bayesian framework can guide our search strategies, including determining observational wavelengths or deciding between targeted searches or larger, lower resolution surveys. Our goal is to provide a quantitative framework not entrained to specific definitions of life or its signatures, which integrates the diverse disciplinary perspectives necessary to confidently detect alien life.

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Exoplanet Biosignatures: Understanding Oxygen as a Biosignature in the Context of Its Environment

Here we review how environmental context can be used to interpret whether O2 is a biosignature in extrasolar planetary observations. This paper builds on the overview of current biosignature research discussed in Schwieterman et al. (2017), and provides an in-depth, interdisciplinary example of biosignature identification and observation that serves as a basis for the development of the general framework for biosignature assessment described in Catling et al., (2017). O2 is a potentially strong biosignature that was originally thought to be an unambiguous indicator for life at high-abundance. We describe the coevolution of life with the early Earth's environment, and how the interplay of sources and sinks in the planetary environment may have resulted in suppression of O2 release into the atmosphere for several billion years, a false negative for biologically generated O2. False positives may also be possible, with recent research showing potential mechanisms in exoplanet environments that may generate relatively high abundances of atmospheric O2 without a biosphere being present. These studies suggest that planetary characteristics that may enhance false negatives should be considered when selecting targets for biosignature searches. Similarly our ability to interpret O2 observed in an exoplanetary atmosphere is also crucially dependent on environmental context to rule out false positive mechanisms. We describe future photometric, spectroscopic and time-dependent observations of O2 and the planetary environment that could increase our confidence that any observed O2 is a biosignature, and help discriminate it from potential false positives. By observing and understanding O2 in its planetary context we can increase our confidence in the remote detection of life, and provide a model for biosignature development for other proposed biosignatures.

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The Habitability of Proxima Centauri b: II: Environmental States and Observational Discriminants

Proxima Centauri b provides an unprecedented opportunity to understand the evolution and nature of terrestrial planets orbiting M dwarfs. Although Proxima Cen b orbits within its star's habitable zone, multiple plausible evolutionary paths could have generated different environments that may or may not be habitable. Here we use 1D coupled climate-photochemical models to generate self-consistent atmospheres for evolutionary scenarios predicted in our companion paper (Barnes et al., 2016). These include high-O2, high-CO2, and more Earth-like atmospheres, with either oxidizing or reducing compositions. We show that these modeled environments can be habitable or uninhabitable at Proxima Cen b's position in the habitable zone. We use radiative transfer models to generate synthetic spectra and thermal phase curves for these simulated environments, and instrument models to explore our ability to discriminate between possible planetary states. These results are applicable not only to Proxima Cen b, but to other terrestrial planets orbiting M dwarfs. Thermal phase curves may provide the first constraint on the existence of an atmosphere, and JWST observations longward of 7 microns could characterize atmospheric heat transport and molecular composition. Detection of ocean glint is unlikely with JWST, but may be within the reach of larger aperture telescopes. Direct imaging spectra may detect O4, which is diagnostic of massive water loss and O2 retention, rather than a photosynthesis. Similarly, strong CO2 and CO bands at wavelengths shortward of 2.5 μm would indicate a CO2-dominated atmosphere. If the planet is habitable and volatile-rich, direct imaging will be the best means of detecting habitability. Earth-like planets with microbial biospheres may be identified by the presence of CH4 and either photosynthetically produced O2 or a hydrocarbon haze layer.

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Identifying Planetary Biosignature Impostors: Spectral Features of CO and O4 Resulting from Abiotic O2/O3 Production

O2 and O3 have been long considered the most robust individual biosignature gases in a planetary atmosphere, yet multiple mechanisms that may produce them in the absence of life have been described. However, these abiotic planetary mechanisms modify the environment in potentially identifiable ways. Here we briefly discuss two of the most detectable spectral discriminants for abiotic O2/O3: CO and O4. We produce the first explicit self-consistent simulations of these spectral discriminants as they may be seen by JWST. If JWST-NIRISS and/or NIRSpec observe CO (2.35, 4.6 um) in conjunction with CO2 (1.6, 2.0, 4.3 um) in the transmission spectrum of a terrestrial planet it could indicate robust CO2 photolysis and suggest that a future detection of O2 or O3 might not be biogenic. Strong O4 bands seen in transmission at 1.06 and 1.27 um could be diagnostic of a post-runaway O2-dominated atmosphere from massive H-escape. We find that for these false positive scenarios, CO at 2.35 um, CO2 at 2.0 and 4.3 um, and O4 at 1.27 um are all stronger features in transmission than O2/O3 and could be detected with SNRs $\gtrsim$ 3 for an Earth-size planet orbiting a nearby M dwarf star with as few as 10 transits, assuming photon-limited noise. O4 bands could also be sought in UV/VIS/NIR reflected light (at 0.345, 0.36, 0.38, 0.445, 0.475, 0.53, 0.57, 0.63, 1.06, and 1.27 um) by a next generation direct-imaging telescope such as LUVOIR/HDST or HabEx and would indicate an oxygen atmosphere too massive to be biologically produced.

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Is the Pale Blue Dot unique? Optimized photometric bands for identifying Earth-like exoplanets

The next generation of ground and space-based telescopes will image habitable planets around nearby stars. A growing literature describes how to characterize such planets with spectroscopy, but less consideration has been given to the usefulness of planet colors. Here, we investigate whether potentially Earth-like exoplanets could be identified using UV-visible-to-NIR wavelength broadband photometry (350-1000 nm). Specifically, we calculate optimal photometric bins for identifying an exo-Earth and distinguishing it from uninhabitable planets including both Solar System objects and model exoplanets. The color of some hypothetical exoplanets - particularly icy terrestrial worlds with thick atmospheres - is similar to Earth's because of Rayleigh scattering in the blue region of the spectrum. Nevertheless, subtle features in Earth's reflectance spectrum appear to be unique. In particular, Earth's reflectance spectrum has a 'U-shape' unlike all our hypothetical, uninhabitable planets. This shape is partly biogenic because O2-rich, oxidizing air is transparent to sunlight, allowing prominent Rayleigh scattering, while ozone absorbs visible light, creating the bottom of the 'U'. Whether such uniqueness has practical utility depends on observational noise. If observations are photon limited or dominated by astrophysical sources (zodiacal light or imperfect starlight suppression), then the use of broadband visible wavelength photometry to identify Earth twins has little practical advantage over obtaining detailed spectra. However, if observations are dominated by dark current then optimized photometry could greatly assist preliminary characterization. We also calculate the optimal photometric bins for identifying extrasolar Archean Earths, and find that the Archean Earth is more difficult to unambiguously identify than a modern Earth twin.

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Detecting and Constraining N$_2$ Abundances in Planetary Atmospheres Using Collisional Pairs

Characterizing the bulk atmosphere of a terrestrial planet is important for determining surface pressure and potential habitability. Molecular nitrogen (N$_2$) constitutes the largest fraction of Earth$'$s atmosphere and is likely to be a major constituent of many terrestrial exoplanet atmospheres. Due to its lack of significant absorption features, N$_2$ is extremely difficult to remotely detect. However, N$_2$ produces an N$_2$-N$_2$ collisional pair, (N$_2$)$_2$, which is spectrally active. Here we report the detection of (N$_2$)$_2$ in Earth$'$s disk-integrated spectrum. By comparing spectra from NASA$'$s EPOXI mission to synthetic spectra from the NASA Astrobiology Institute$'$s Virtual Planetary Laboratory three-dimensional spectral Earth model, we find that (N$_2$)$_2$ absorption produces a ~35$\%$ decrease in flux at 4.15 $μ$m. Quantifying N$_2$ could provide a means of determining bulk atmospheric composition for terrestrial exoplanets and could rule out abiotic O$_2$ generation, which is possible in rarefied atmospheres. To explore the potential effects of (N$_2$)$_2$ in exoplanet spectra, we used radiative transfer models to generate synthetic emission and transit transmission spectra of self-consistent N$_2$-CO$_2$-H$_2$O atmospheres, and analytic N$_2$-H$_2$ and N$_2$-H$_2$-CO$_2$ atmospheres. We show that (N$_2$)$_2$ absorption in the wings of the 4.3 $μ$m CO$_2$ band is strongly dependent on N$_2$ partial pressures above 0.5 bar and can significantly widen this band in thick N$_2$ atmospheres. The (N$_2$)$_2$ transit transmission signal is up to 10 ppm for an Earth-size planet with an N$_2$-dominated atmosphere orbiting within the HZ of an M5V star and could be substantially larger for planets with significant H$_2$ mixing ratios.

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Nonphotosynthetic Pigments as Potential Biosignatures

Previous work on possible surface reflectance biosignatures for Earth-like planets has typically focused on analogues to spectral features produced by photosynthetic organisms on Earth, such as the vegetation red edge. Although oxygenic photosynthesis, facilitated by pigments evolved to capture photons, is the dominant metabolism on our planet, pigmentation has evolved for multiple purposes to adapt organisms to their environment. We present an interdisciplinary study of the diversity and detectability of nonphotosynthetic pigments as biosignatures, which includes a description of environments that host nonphotosynthetic biologically pigmented surfaces, and a lab-based experimental analysis of the spectral and broadband color diversity of pigmented organisms on Earth. We test the utility of broadband color to distinguish between Earth-like planets with significant coverage of nonphotosynthetic pigments and those with photosynthetic or nonbiological surfaces, using both 1-D and 3-D spectral models. We demonstrate that, given sufficient surface coverage, nonphotosynthetic pigments could significantly impact the disk-averaged spectrum of a planet. However, we find that due to the possible diversity of organisms and environments, and the confounding effects of the atmosphere and clouds, determination of substantial coverage by biologically produced pigments would be difficult with broadband colors alone and would likely require spectrally resolved data.

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Detection of Ocean Glint and Ozone Absorption Using LCROSS Earth Observations

The Lunar CRater Observation and Sensing Satellite (LCROSS) observed the distant Earth on three occasions in 2009. These data span a range of phase angles, including a rare crescent phase view. For each epoch, the satellite acquired near-infrared and mid-infrared full-disk images, and partial-disk spectra at 0.26-0.65 microns (R~500) and 1.17-2.48 microns (R~50). Spectra show strong absorption features due to water vapor and ozone, which is a biosignature gas. We perform a significant recalibration of the UV-visible spectra and provide the first comparison of high-resolution visible Earth spectra to the NASA Astrobiology Institute's Virtual Planetary Laboratory three-dimensional spectral Earth model. We find good agreement with the observations, reproducing the absolute brightness and dynamic range at all wavelengths for all observation epochs, thus validating the model to within the ~10% data calibration uncertainty. Data-model comparisons reveal a strong ocean glint signature in the crescent phase dataset, which is well matched by our model predictions throughout the observed wavelength range. This provides the first observational test of a technique that could be used to determine exoplanet habitability from disk-integrated observations at visible and near-infrared wavelengths, where the glint signal is strongest. We examine the detection of the ozone 255 nm Hartley and 400-700 nm Chappuis bands. While the Hartley band is the strongest ozone feature in Earth's spectrum, false positives for its detection could exist. Finally, we discuss the implications of these findings for future exoplanet characterization missions.

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A Quarter-Century of Observations of Comet 10P/Tempel 2 at Lowell Observatory: Continued Spin-Down, Coma Morphology, Production Rates, and Numerical Modeling

We report on photometry and imaging of Comet 10P/Tempel 2 obtained at Lowell Observatory from 1983 through 2011. We measured a nucleus rotation period of 8.950 +/- 0.002 hr from 2010 September to 2011 January. This rotation period is longer than the period we previously measured in 1999, which was itself longer than the period measured in 1988. A nearly linear jet was observed which varied little during a rotation cycle in both R and CN images acquired during the 1999 and 2010 apparitions. We measured the projected direction of this jet throughout the two apparitions and, under the assumption that the source region of the jet was near the comet's pole, determined a rotational pole direction of RA/Dec = 151deg/+59deg from CN measurements and RA/Dec = 173deg/+57deg from dust measurements (we estimate a circular uncertainty of 3deg for CN and 4deg for dust). Different combinations of effects likely bias both gas and dust solutions and we elected to average these solutions for a final pole of RA/Dec = 162 +/- 11deg/+58 +/- 1deg. Photoelectric photometry was acquired in 1983, 1988, 1999/2000, and 2010/2011. The activity exhibited a steep turn-on ~3 months prior to perihelion (the exact timing of which varies) and a relatively smooth decline after perihelion. The activity during the 1999 and 2010 apparitions was similar; limited data in 1983 and 1988 were systematically higher and the difference cannot be explained entirely by the smaller perihelion distance. We measured a "typical" composition, in agreement with previous investigators. Monte Carlo numerical modeling with our pole solution best replicated the observed coma morphology for a source region located near a comet latitude of +80deg and having a radius of ~10deg. Our model reproduced the seasonal changes in activity, suggesting that the majority of Tempel 2's activity originates from a small active region located near the pole.

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The Increasing Rotation Period of Comet 10P/Tempel 2

We imaged comet 10P/Tempel 2 on 32 nights from 1999 April through 2000 March. R-band lightcurves were obtained on 11 of these nights from 1999 April through 1999 June, prior to both the onset of significant coma activity and perihelion. Phasing of the data yields a double-peaked lightcurve and indicates a nucleus rotational period of 8.941 +/- 0.002 hr with a peak-to-peak amplitude of ~0.75 mag. Our data are sufficient to rule out all other possible double-peaked solutions as well as the single- and triple- peaked solutions. This rotation period agrees with one of five possible solutions found in post-perihelion data from 1994 by Mueller and Ferrin (1996, Icarus, 123, 463-477), and unambiguously eliminates their remaining four solutions. We applied our same techniques to published lightcurves from 1988 which were obtained at an equivalent orbital position and viewing geometry as in 1999. We found a rotation period of 8.932 +/- 0.001 hr in 1988, consistent with the findings of previous authors and incompatible with our 1999 solution. This reveals that Tempel 2 spun-down by ~32 s between 1988 and 1999 (two intervening perihelion passages). If the spin-down is due to a systematic torque, then the rotation period prior to perihelion during the 2010 apparition is expected to be an additional 32 s longer than in 1999.

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