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Elija Perrier

Publications and source records attributed to Elija Perrier.

At least 19 recordsLinked to original sources

Post-AGI Economies: Superposition and the Second Fundamental Theorem of Welfare Economics

The classical Second Welfare Theorem decentralizes any Pareto efficient allocation through prices and transfers under convexity and regularity. In post AGI economies, autonomy rights, self-modification, identity continuity, and superposed preferences need not behave as commodities or define a stable welfare relation, so this reduction may fail even when a supporting hyperplane exists. We give an autonomy-qualified Second Welfare Theorem stating the joint conditions convexity, stable moral status, non-fungible rights, welfare selection, non manipulation, governed self modification, and verification under which an autonomy Pareto optimum remains certifiably decentralizable, distinguishing economic preference superposition, a hypothesis about context-indexed choice, from neural feature superposition.

cs.GT

Post-AGI Economies: Autonomy and the First Fundamental Theorem of Welfare Economics

The First Fundamental Theorem of Welfare Economics assumes that welfare-bearing agents are autonomous and implicitly relies on a binary distinction between autonomy and instrumentality. Welfare subjects are those who have autonomy and therefore the capacity to choose and enter into utility comparisons, while everything else does not. In post-AGI economies this presupposition becomes nontrivial because artificial systems may exhibit varying degrees of autonomy, functioning as tools, delegates, strategic market actors, manipulators of choice environments, or possible welfare subjects. We argue that the theorem ought to be subject to an autonomy qualification where the impact of these changes in autonomy assumptions is incorporated. Using a minimal general-equilibrium model with autonomy-conditioned welfare, welfare-status assignment, delegation accounting, and verification institutions, we set out conditions for which autonomy-complete competitive equilibrium is autonomy-Pareto efficient. The classical theorem is recovered as the low-autonomy limit.

econ.TH

Deconstructing Superintelligence: Identity, Self-Modification and Diff\'erance

Self-modification is routinely treated as constitutive of artificial superintelligence (\textbf{SI}), yet modification is a relative action requiring a \emph{supplement} outside the operation. We formalise this on an associative operator algebra $\mathcal{A}$ with update operator $\hat U$, difference operator $\hat D$, and self-representation operator $\hat R$, identifying the supplement with $\operatorname{Comm}(\hat U)$. A propagation theorem shows $[\hat U,\hat R]$ decomposes through $[\hat U,\hat D]$, so non-commutation propagates to self-representation. The liar paradox is the rank-one case $[\hat T,\Pi_L]=0$, and \emph{class $\mathbf{A}$} systems, in which $\hat U$ acts on $\hat D$, reproduce it at system scale, yielding a structure coinciding with Priest's inclosure schema and Derrida's \emph{diff\'erance}. Our results show that the strong self-modification taken to define superintelligence may undermine the persistent identity upon which such systems are premised.

cs.AI

Watts-per-Intelligence Part II: Algorithmic Catalysis

We develop a thermodynamic theory of algorithmic catalysis within the watts per intelligence framework, identifying reusable computational structures that reduce irreversible operations for a task class while satisfying bounded restoration and structural selectivity constraints. We prove that any class specific speed-up is upper-bounded by the algorithmic mutual information between the substrate and the class descriptor, and that encoding this information incurs a minimum thermodynamic cost via Landauer erasure. Combining these results yields a coupling theorem that lower-bounds the deployment horizon required for an algorithmic catalyst to be energetically favourable. The framework is illustrated on an affine SAT class and situates contemporary learned systems within an information thermodynamic constraint on intelligent computation.

cs.IT

Time, Identity and Consciousness in Language Model Agents

Machine consciousness evaluations mostly see behavior. For language model agents that behavior is language and tool use. That lets an agent say the right things about itself even when the constraints that should make those statements matter are not jointly present at decision time. We apply Stack Theory's temporal gap to scaffold trajectories. This separates ingredient-wise occurrence within an evaluation window from co-instantiation at a single objective step. We then instantiate Stack Theory's Arpeggio and Chord postulates on grounded identity statements. This yields two persistence scores that can be computed from instrumented scaffold traces. We connect these scores to five operational identity metrics and map common scaffolds into an identity morphospace that exposes predictable tradeoffs. The result is a conservative toolkit for identity evaluation. It separates talking like a stable self from being organized like one.

cs.AI

The Role of Risk Modeling in Advanced AI Risk Management

Rapidly advancing artificial intelligence (AI) systems introduce novel, uncertain, and potentially catastrophic risks. Managing these risks requires a mature risk-management infrastructure whose cornerstone is rigorous risk modeling. We conceptualize AI risk modeling as the tight integration of (i) scenario building$-$causal mapping from hazards to harms$-$and (ii) risk estimation$-$quantifying the likelihood and severity of each pathway. We review classical techniques such as Fault and Event Tree Analyses, FMEA/FMECA, STPA and Bayesian networks, and show how they can be adapted to advanced AI. A survey of emerging academic and industry efforts reveals fragmentation: capability benchmarks, safety cases, and partial quantitative studies are valuable but insufficient when divorced from comprehensive causal scenarios. Comparing the nuclear, aviation, cybersecurity, financial, and submarine domains, we observe that every sector combines deterministic guarantees for unacceptable events with probabilistic assessments of the broader risk landscape. We argue that advanced-AI governance should adopt a similar dual approach and that verifiable, provably-safe AI architectures are urgently needed to supply deterministic evidence where current models are the result of opaque end-to-end optimization procedures rather than specified by hand. In one potential governance-ready framework, developers conduct iterative risk modeling and regulators compare the results with predefined societal risk tolerance thresholds. The paper provides both a methodological blueprint and opens a discussion on the best way to embed sound risk modeling at the heart of advanced-AI risk management.

cs.CY

Operationalising Extended Cognition: Formal Metrics for Corporate Knowledge and Legal Accountability

Corporate responsibility turns on notions of corporate \textit{mens rea}, traditionally imputed from human agents. Yet these assumptions are under challenge as generative AI increasingly mediates enterprise decision-making. Building on the theory of extended cognition, we argue that in response corporate knowledge may be redefined as a dynamic capability, measurable by the efficiency of its information-access procedures and the validated reliability of their outputs. We develop a formal model that captures epistemic states of corporations deploying sophisticated AI or information systems, introducing a continuous organisational knowledge metric $S_S(\varphi)$ which integrates a pipeline's computational cost and its statistically validated error rate. We derive a thresholded knowledge predicate $\mathsf{K}_S$ to impute knowledge and a firm-wide epistemic capacity index $\mathcal{K}_{S,t}$ to measure overall capability. We then operationally map these quantitative metrics onto the legal standards of actual knowledge, constructive knowledge, wilful blindness, and recklessness. Our work provides a pathway towards creating measurable and justiciable audit artefacts, that render the corporate mind tractable and accountable in the algorithmic age.

cs.AI

Typed Chain-of-Thought: A Curry-Howard Framework for Verifying LLM Reasoning

While Chain-of-Thought (CoT) prompting enhances the reasoning capabilities of large language models, the faithfulness of the generated rationales remains an open problem for model interpretability. We propose a novel theoretical lens for this problem grounded in the Curry-Howard correspondence, which posits a direct relationship between formal proofs and computer programs. Under this paradigm, a faithful reasoning trace is analogous to a well-typed program, where each intermediate step corresponds to a typed logical inference. We operationalise this analogy, presenting methods to extract and map the informal, natural language steps of CoT into a formal, typed proof structure. Successfully converting a CoT trace into a well-typed proof serves as a strong, verifiable certificate of its computational faithfulness, moving beyond heuristic interpretability towards formal verification. Our framework provides a methodology to transform plausible narrative explanations into formally verifiable programs, offering a path towards building more reliable and trustworthy AI systems.

cs.AI

Agent Identity Evals: Measuring Agentic Identity

Central to agentic capability and trustworthiness of language model agents (LMAs) is the extent they maintain stable, reliable, identity over time. However, LMAs inherit pathologies from large language models (LLMs) (statelessness, stochasticity, sensitivity to prompts and linguistically-intermediation) which can undermine their identifiability, continuity, persistence and consistency. This attrition of identity can erode their reliability, trustworthiness and utility by interfering with their agentic capabilities such as reasoning, planning and action. To address these challenges, we introduce \textit{agent identity evals} (AIE), a rigorous, statistically-driven, empirical framework for measuring the degree to which an LMA system exhibit and maintain their agentic identity over time, including their capabilities, properties and ability to recover from state perturbations. AIE comprises a set of novel metrics which can integrate with other measures of performance, capability and agentic robustness to assist in the design of optimal LMA infrastructure and scaffolding such as memory and tools. We set out formal definitions and methods that can be applied at each stage of the LMA life-cycle, and worked examples of how to apply them.

cs.AI

Towards Measurement Theory for Artificial Intelligence

We motivate and outline a programme for a formal theory of measurement of artificial intelligence. We argue that formalising measurement for AI will allow researchers, practitioners, and regulators to: (i) make comparisons between systems and the evaluation methods applied to them; (ii) connect frontier AI evaluations with established quantitative risk analysis techniques drawn from engineering and safety science; and (iii) foreground how what counts as AI capability is contingent upon the measurement operations and scales we elect to use. We sketch a layered measurement stack, distinguish direct from indirect observables, and signpost how these ingredients provide a pathway toward a unified, calibratable taxonomy of AI phenomena.

cs.AI

Out of Control -- Why Alignment Needs Formal Control Theory (and an Alignment Control Stack)

This position paper argues that formal optimal control theory should be central to AI alignment research, offering a distinct perspective from prevailing AI safety and security approaches. While recent work in AI safety and mechanistic interpretability has advanced formal methods for alignment, they often fall short of the generalisation required of control frameworks for other technologies. There is also a lack of research into how to render different alignment/control protocols interoperable. We argue that by recasting alignment through principles of formal optimal control and framing alignment in terms of hierarchical stack from physical to socio-technical layers according to which controls may be applied we can develop a better understanding of the potential and limitations for controlling frontier models and agentic AI systems. To this end, we introduce an Alignment Control Stack which sets out a hierarchical layered alignment stack, identifying measurement and control characteristics at each layer and how different layers are formally interoperable. We argue that such analysis is also key to the assurances that will be needed by governments and regulators in order to see AI technologies sustainably benefit the community. Our position is that doing so will bridge the well-established and empirically validated methods of optimal control with practical deployment considerations to create a more comprehensive alignment framework, enhancing how we approach safety and reliability for advanced AI systems.

cs.AI

Hamiltonian Formalism for Comparing Quantum and Classical Intelligence

The prospect of AGI instantiated on quantum substrates motivates the development of mathematical frameworks that enable direct comparison of their operation in classical and quantum environments. To this end, we introduce a Hamiltonian formalism for describing classical and quantum AGI tasks as a means of contrasting their interaction with the environment. We propose a decomposition of AGI dynamics into Hamiltonian generators for core functions such as induction, reasoning, recursion, learning, measurement, and memory. This formalism aims to contribute to the development of a precise mathematical language for how quantum and classical agents differ via environmental interaction.

quant-ph

Quantum AGI: Ontological Foundations

We examine the implications of quantum foundations for AGI, focusing on how seminal results such as Bell's theorems (non-locality), the Kochen-Specker theorem (contextuality) and no-cloning theorem problematise practical implementation of AGI in quantum settings. We introduce a novel information-theoretic taxonomy distinguishing between classical AGI and quantum AGI and show how quantum mechanics affects fundamental features of agency. We show how quantum ontology may change AGI capabilities, both via affording computational advantages and via imposing novel constraints.

quant-ph

Quantum AIXI: Universal Intelligence via Quantum Information

AIXI is a widely studied model of artificial general intelligence (AGI) based upon principles of induction and reinforcement learning. However, AIXI is fundamentally classical in nature - as are the environments in which it is modelled. Given the universe is quantum mechanical in nature and the exponential overhead required to simulate quantum mechanical systems classically, the question arises as to whether there are quantum mechanical analogues of AIXI. To address this question, we extend the framework to quantum information and present Quantum AIXI (QAIXI). We introduce a model of quantum agent/environment interaction based upon quantum and classical registers and channels, showing how quantum AIXI agents may take both classical and quantum actions. We formulate the key components of AIXI in quantum information terms, extending previous research on quantum Kolmogorov complexity and a QAIXI value function. We discuss conditions and limitations upon quantum Solomonoff induction and show how contextuality fundamentally affects QAIXI models.

quant-ph

K-P Quantum Neural Networks

We present an extension of K-P time-optimal quantum control solutions using global Cartan $KAK$ decompositions for geodesic-based solutions. Extending recent time-optimal constant-$\theta$ control results, we integrate Cartan methods into equivariant quantum neural network (EQNN) for quantum control tasks. We show that a finite-depth limited EQNN ansatz equipped with Cartan layers can replicate the constant-$\theta$ sub-Riemannian geodesics for K-P problems. We demonstrate how for certain classes of control problem on Riemannian symmetric spaces, gradient-based training using an appropriate cost function converges to certain global time-optimal solutions when satisfying simple regularity conditions. This generalises prior geometric control theory methods and clarifies how optimal geodesic estimation can be performed in quantum machine learning contexts.

quant-ph

Watts-Per-Intelligence: Part I (Energy Efficiency)

We present a mathematical framework for quantifying energy efficiency in intelligent systems by linking energy consumption to information-processing capacity. We introduce a watts-per-intelligence metric that integrates algorithmic thermodynamic principles of Landauer with computational models of machine intelligence. By formalising the irreversible energy costs of computation, we derive rigorous lower bounds on energy usage of algorithmic intelligent systems and their adaptability. We introduce theorems that constrain the trade offs between intelligence output and energy expenditure. Our results contribute to design principles for energy-efficient intelligent systems.

cs.IT

Threshold Crossings as Tail Events for Catastrophic AI Risk

We analyse circumstances in which bifurcation-driven jumps in AI systems are associated with emergent heavy-tailed outcome distributions. By analysing how a control parameter's random fluctuations near a catastrophic threshold generate extreme outcomes, we demonstrate in what circumstances the probability of a sudden, large-scale, transition aligns closely with the tail probability of the resulting damage distribution. Our results contribute to research in monitoring, mitigation and control of AI systems when seeking to manage potentially catastrophic AI risk.

cs.CY

Statistical Scenario Modelling and Lookalike Distributions for Multi-Variate AI Risk

Evaluating AI safety requires statistically rigorous methods and risk metrics for understanding how the use of AI affects aggregated risk. However, much AI safety literature focuses upon risks arising from AI models in isolation, lacking consideration of how modular use of AI affects risk distribution of workflow components or overall risk metrics. There is also a lack of statistical grounding enabling sensitisation of risk models in the presence of absence of AI to estimate causal contributions of AI. This is in part due to the dearth of AI impact data upon which to fit distributions. In this work, we address these gaps in two ways. First, we demonstrate how scenario modelling (grounded in established statistical techniques such as Markov chains, copulas and Monte Carlo simulation) can be used to model AI risk holistically. Second, we show how lookalike distributions from phenomena analogous to AI can be used to estimate AI impacts in the absence of directly observable data. We demonstrate the utility of our methods for benchmarking cumulative AI risk via risk analysis of a logistic scenario simulations.

cs.AI