arXiv subjects

Elisabeth Matthews

Publications and source records attributed to Elisabeth Matthews.

At least 19 recordsLinked to original sources

arXiv2026

$^{13}$CO and potential variability in $\beta$ Pictoris b with GRAVITY+

The $^{12}$CO/$^{13}$CO ratio was introduced as an indicator for where in the disk a planet has formed. Previously a lower value compared to the host star's was suggested to show that a planet accreted CO ice beyond the disk's CO ice line. In this letter we aim to determine the $^{12}$CO/$^{13}$CO value of the directly imaged planet $\beta$ Pictoris b, and whether we can link it to its formation. Its apparent brightness results in an exceptional S/N of up to ~60 per wavelength point. We present the first science observations with the upgraded GRAVITY+ instrument at a spectral resolution of R ~ 4000, which we analyse with petitRADTRANS. Our retrievals robustly indicate the presence of $^{13}$CO with a $^{12}$CO/$^{13}$CO ratio of 91$^{+24}_{-17}$, consistent with both a solar to ISM-like value. Our $^{12}$CO/$^{13}$CO value corroborates recent interpretations that $^{13}$CO may be a less useful tracer of formation location in the disk than previously thought; nonetheless, we discuss theories with which this value is consistent. As our observations span ~7 hours, this enabled us to search for atmospheric variability in $\beta$ Pictoris b; we report a tentative constraint on the variability amplitude of about 1.4$^{+0.6}_{-0.7}$%.

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arXiv2026

Continuing to Advance European High Contrast Imaging Research and Development towards HWO and LIFE

The European Research and Development for Space based High Contrast Imaging II Workshop, held at MPIA in May 2025, advanced Europe strategic coordination in support of future exoplanet imaging missions such as the Habitable Worlds Observatory and the Large Interferometer for Exoplanets mission. Building on the first 2024 workshop, this meeting defined concrete priorities across eight technical areas, including wavefront sensing, coronagraphs, post processing, nulling interferometry, deformable mirrors, detectors, and telescope design. Discussions emphasized Europe strengths in adaptive optics, ground-based facilities, and interferometry, while identifying key gaps, particularly the need for a dedicated European vacuum testbed for high contrast imaging. The community highlighted near infrared or UV coronagraphy as a promising domain for European leadership and called for joint development of advanced data reduction algorithms, detectors, and cross-mission coordination with HWO and LIFE. The workshop outcomes establish a collaborative roadmap to strengthen Europe technological readiness, foster agency partnerships, and ensure its continued leadership in the next generation of space-based exoplanet exploration.

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arXiv2026

Worlds Next Door. IV. Mapping the Late Stages of Giant Planet Evolution with a Precise Dynamical Mass and Luminosity for $\epsilon$ Ind Ab

We present new JWST/NIRCam 4-5 $\mu$m (F410M, F430M) and JWST/MIRI 18-25 $\mu$m (F1800W, F2100W, F2550W) imaging detections of the nearby (3.6 pc) cold (275 K) gas giant exoplanet $\epsilon$ Ind Ab. The F2550W detection of $\epsilon$ Ind Ab constitutes the longest wavelength image of an exoplanet acquired to date. Combining three decades of radial velocity monitoring, Gaia-Hipparcos absolute astrometry, and relative astrometry from direct imaging (including the new NIRCam astrometry), we conduct a comprehensive re-analysis of $\epsilon$ Ind Ab's orbit and obtain a dynamical mass $M_{\rm Ab} = 6.5^{+0.7}_{-0.6}\;M_{\rm Jup}$. Using $\epsilon$ Ind Ab's NIRCam and MIRI photometry, we assemble the first 4-25 $\mu$m spectral energy distribution (SED) of a cold gas giant outside the Solar System. The NIRCam photometry supports a metal-enriched atmosphere for $\epsilon$ Ind Ab based on analysis with atmospheric model grids, consistent with predictions from the giant planet mass-metallicity relation. While the current data do not provide definitive evidence for or against the presence of water ice clouds, we tentatively find that the H$_2$O vapor absorption-dominated F2550W photometry is systematically brighter ($>1\sigma$, but $<2\sigma$) than predictions from cloud-free/rainout chemistry models and better explained by a cloudy model. We calculate a bolometric luminosity of $\log L_{\rm bol}/L_\odot = -7.23 \pm 0.03$ dex by directly integrating $\epsilon$ Ind Ab's SED. Combining this with the planet's dynamical mass and age ($3.5 \pm 1.0$ Gyr), we demonstrate excellent agreement with evolutionary model predictions in a new regime of low luminosities, low masses, and old ages. Our results establish $\epsilon$ Ind Ab as a benchmark system for planetary evolution studies and set the stage for the detailed atmospheric characterization of this temperate extrasolar world.

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arXiv2025

A socio-demographic study of the exoplanet direct imaging community II

Recognizing and addressing under-representation, exclusion, and problematic behavior within astronomy and astrophysics is crucial. In 2019, a survey was conducted at the Spirit of Lyot conference to evaluate the socio-demographics and well-being of the exoplanet and disk imaging community. This paper presents the results of a second survey, conducted at the 2022 Spirit of Lyot conference in Leiden, aiming to improve the evaluation of the community, expand diversity-related questions, and monitor the evolution of metrics since 2019. Sent to all participants, the survey received 96 responses. It measures respondents' visibility at conferences, recognition through publications and projects, experiences of disrespect or inappropriate behaviors as victims or witnesses, and identification as allies of minorities. These aspects were analyzed with respect to job position, expatriation, gender, belonging to another under-represented group (ethnicity, disability, sexual orientation), and parenthood.

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arXiv2025

JWST Coronagraphic Images of 14 Her c: a Cold Giant Planet in a Dynamically Hot, Multi-planet System

Most observed multi-planet systems are coplanar, in a dynamically "cold" configuration of concentric orbits like our own Solar System. With the James Webb Space Telescope (JWST) we have detected 14 Her c, the first mature and cold exoplanet directly imaged in a dynamically "hot", multi-planet system. With large eccentricities and a nonzero mutual inclination, the present-day architecture of this system points to a turbulent past and ongoing angular momentum exchange between the planetary orbits of 14 Her b and c. The temperature of 14 Her c rivals both the coldest imaged exoplanet and the coldest known brown dwarf. Moreover, its photometry at 4.4 mu is consistent with the presence of carbon disequilibrium chemistry and water ice clouds in its atmosphere. 14 Her c presents a unique laboratory to study giant planet formation, dynamical evolution of multi-planet system architectures, and atmospheric composition and dynamics in extremely cold worlds.

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arXiv2025

NIRCam yells at cloud: JWST MIRI imaging can directly detect exoplanets of the same temperature, mass, age, and orbital separation as Saturn and Jupiter

NIRCam and MIRI coronagraphy have successfully demonstrated the ability to directly image young sub-Jupiter mass and mature gas-giant exoplanets. However, these modes struggle to reach the sensitivities needed to find the population of cold giant planets that are similar to our own Solar System's giant planets ($T_{\rm eff} = 60 - 125$ K; $a=5 - 30$ AU). For the first time, we explore the high-contrast imaging capabilities of MIRI imaging rather than coronagraphy. Using data from the JWST GO 6122: Cool Kids on the Block program which targets nearby ($<6$ pc) M-dwarfs with NIRCam coronagraphy and MIRI imaging, we demonstrate that 21$\mu$m MIRI imaging can detect planets with the same temperature, mass, age, and orbital separations as Saturn and Jupiter. For systems within 3pc, 21$\mu$m MIRI imaging reaches the sensitivity needed to detect planets colder than Saturn ($<95$ K). NIRCam coronagraphy can achieve similar results only in the unlikely case that a cold giant planet is cloud-free. Motivated by these compelling findings, we extend our analysis to evaluate the measured performance of MIRI F2100W imaging versus NIRCam F444W coronagraphy to 70 pc and conclude that MIRI imaging offers the advantage for systems within 20pc. Microlensing surveys predict an occurrence rate as high as 1 - 2 low-mass giant exoplanets per star, suggesting that JWST MIRI imaging surveys of nearby systems may be poised to uncover a substantial population. This breakthrough enables a path towards the first direct characterization of cold giant exoplanets that are analogous to the solar system giant planets.

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arXiv2025

Differentiating Formation Models with New Dynamical Masses for the PDS 70 Protoplanets

Hot- and cold-start planet formation models predict differing luminosities for the young, bright planets that direct imaging surveys are most sensitive to. However, precise mass estimates are required to distinguish between these models observationally. The presence of two directly imaged planets, PDS 70 b and c, in the PDS 70 protoplanetary disk provides us a unique opportunity for dynamical mass measurements, since the masses for these planets are currently poorly constrained. Fitting orbital parameters to new astrometry of these planets, taken with VLTI/GRAVITY in the $K$~band, we find $2\sigma$ dynamical upper mass limits of 4.9 $M_{\rm Jup}$ for b and 13.6 $M_{\rm Jup}$ for c. Adding astrometry from the newly proposed planet candidate PDS 70 d into our model, we determine $2\sigma$ dynamical upper mass limits of 5.3 $M_{\rm Jup}$, 7.5 $M_{\rm Jup}$ and 2.2 $M_{\rm Jup}$ for b, c, and the candidate d respectively. However, $N$-body analysis of the orbits fit in this case suggest that the inclusion of $d$ makes the system unstable. Using the upper mass limits for b and c we rule out the coldest-start formation models for both planets, calculating minimum post-formation entropies ($S_i$) of 9.5 $k_{\rm B}/{\rm baryon}$ and 8.4 $k_{\rm B}/{\rm baryon}$ respectively. This places PDS 70 b and c on the growing list of directly-imaged planets inconsistent with cold-start formation.

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arXiv2024

Use the 4S (Signal-Safe Speckle Subtraction): Explainable Machine Learning reveals the Giant Exoplanet AF Lep b in High-Contrast Imaging Data from 2011

The main challenge of exoplanet high-contrast imaging (HCI) is to separate the signal of exoplanets from their host stars, which are many orders of magnitude brighter. HCI for ground-based observations is further exacerbated by speckle noise originating from perturbations in Earth's atmosphere and imperfections in the telescope optics. Various data post-processing techniques are used to remove this speckle noise and reveal the faint planet signal. Often, however, a significant part of the planet signal is accidentally subtracted together with the noise. In the present work, we use explainable machine learning to investigate the reason for the loss of the planet signal for one of the most used post-processing methods: principal component analysis (PCA). We find that PCA learns the shape of the telescope point spread function for high numbers of PCA components. This representation of the noise captures not only the speckle noise but also the characteristic shape of the planet signal. Building on these insights, we develop a new post-processing method (4S) that constrains the noise model to minimize this signal loss. We apply our model to 11 archival HCI datasets from the VLT-NACO instrument in the L'-band and find that our model consistently outperforms PCA. The improvement is largest at close separations to the star ($\leq 4 \lambda /D$) providing up to 1.5 magnitudes deeper contrast. This enhancement enables us to detect the exoplanet AF Lep b in data from 2011, 11 years before its subsequent discovery. We present updated orbital parameters for this object.

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arXiv2024

The TESS-Keck Survey. XIX. A Warm Transiting Sub-Saturn Mass Planet and a non-Transiting Saturn Mass Planet Orbiting a Solar Analog

The Transiting Exoplanet Survey Satellite (TESS) continues to dramatically increase the number of known transiting exoplanets, and is optimal for monitoring bright stars amenable to radial velocity (RV) and atmospheric follow-up observations. TOI-1386 is a solar-type (G5V) star that was detected via TESS photometry to exhibit transit signatures in three sectors with a period of 25.84 days. We conducted follow-up RV observations using Keck/HIRES as part of the TESS-Keck Survey (TKS), collecting 64 RV measurements of TOI-1386 with the HIRES spectrograph over 2.5 years. Our combined fit of the TOI-1386 photometry and RV data confirm the planetary nature of the detected TESS signal, and provide a mass and radius for planet b of $0.148\pm0.019$ $M_J$ and $0.540\pm0.017$ $R_J$, respectively, marking TOI-1386 b as a warm sub-Saturn planet. Our RV data further reveal an additional outer companion, TOI-1386 c, with an estimated orbital period of 227.6 days and a minimum mass of $0.309\pm0.038$ $M_J$. The dynamical modeling of the system shows that the measured system architecture is long-term stable, although there may be substantial eccentricity oscillations of the inner planet due to the dynamical influence of the outer planet.

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arXiv2023

Planetary system architectures with low-mass inner planets: Direct imaging exploration of mature systems beyond 1 au

The discovery of planets orbiting at less than 1 au from their host star and less massive than Saturn in various exoplanetary systems revolutionized our theories of planetary formation. The fundamental question is whether these close-in low-mass planets could have formed in the inner disk interior to 1 au, or whether they formed further out in the planet-forming disk and migrated inward. Exploring the role of additional giant planets in these systems may help us to pinpoint their global formation and evolution. We searched for additional substellar companions by using direct imaging in systems known to host close-in small planets. The use of direct imaging complemented by radial velocity and astrometric detection limits enabled us to explore the giant planet and brown dwarf demographics around these hosts to investigate the potential connection between both populations. We carried out a direct imaging survey with VLT/SPHERE to look for outer giant planets and brown dwarf companions in 27 systems hosting close-in low-mass planets discovered by radial velocity. Our sample is composed of very nearby (<20pc) planetary systems, orbiting G-, K-, and M-type mature (0.5-10Gyr) stellar hosts. We performed homogeneous direct imaging data reduction and analysis to search for and characterize point sources, and derived robust statistical detection limits. Of 337 point-source detections, we do not find any new bound companions. We recovered the emblematic very cool T-type brown dwarf GJ229B. Our typical sensitivities in direct imaging range from 5 to 30 MJup beyond 2 au. The non-detection of massive companions is consistent with predictions based on models of planet formation by core accretion. Our pilot study opens the way to a multi-technique approach for the exploration of very nearby exoplanetary systems with future ground-based and space observatories.

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arXiv2023

Identification of the Top TESS Objects of Interest for Atmospheric Characterization of Transiting Exoplanets with JWST

JWST has ushered in an era of unprecedented ability to characterize exoplanetary atmospheres. While there are over 5,000 confirmed planets, more than 4,000 TESS planet candidates are still unconfirmed and many of the best planets for atmospheric characterization may remain to be identified. We present a sample of TESS planets and planet candidates that we identify as "best-in-class" for transmission and emission spectroscopy with JWST. These targets are sorted into bins across equilibrium temperature $T_{\mathrm{eq}}$ and planetary radius $R{_\mathrm{p}}$ and are ranked by transmission and emission spectroscopy metric (TSM and ESM, respectively) within each bin. In forming our target sample, we perform cuts for expected signal size and stellar brightness, to remove sub-optimal targets for JWST. Of the 194 targets in the resulting sample, 103 are unconfirmed TESS planet candidates, also known as TESS Objects of Interest (TOIs). We perform vetting and statistical validation analyses on these 103 targets to determine which are likely planets and which are likely false positives, incorporating ground-based follow-up from the TESS Follow-up Observation Program (TFOP) to aid the vetting and validation process. We statistically validate 23 TOIs, marginally validate 33 TOIs to varying levels of confidence, deem 29 TOIs likely false positives, and leave the dispositions for 4 TOIs as inconclusive. 14 of the 103 TOIs were confirmed independently over the course of our analysis. We provide our final best-in-class sample as a community resource for future JWST proposals and observations. We intend for this work to motivate formal confirmation and mass measurements of each validated planet and encourage more detailed analysis of individual targets by the community.

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arXiv2022

A systematic validation of hot Neptunes in TESS data

We statistically validated a sample of hot Neptune candidates applying a two-step vetting technique using DAVE and TRICERATOPS. We performed a systematic validation of 250 transit-like events in the Transiting Exoplanet Survey Satellite (TESS) archive in the parameter region defined by $P\leq 4$ d and $3R_\oplus\leq R\leq 5R_\oplus$. Through our analysis, we identified 18 hot Neptune-sized candidates, with a false positive probability $<50\%$. Nine of these planet candidates still need to be confirmed. For each of the nine targets we retrieved the stellar parameters using ARIADNE and derived constraints on the planetary parameters by fitting the lightcurves with the juliet package. Within this sample of nine candidates, we statistically validated (i.e, with false positive probability < $0.3\%$) two systems (TOI-277 b and TOI-1288 b) by re-processing the candidates with TRICERATOPS along with follow-up observations. These new validated exoplanets expand the known hot Neptunes population and are high-priority targets for future radial velocities follow-up.

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arXiv2022

A sub-Neptune transiting the young field star HD 18599 at 40 pc

Transiting exoplanets orbiting young nearby stars are ideal laboratories for testing theories of planet formation and evolution. However, to date only a handful of stars with age <1 Gyr have been found to host transiting exoplanets. Here we present the discovery and validation of a sub-Neptune around HD 18599, a young (300 Myr), nearby (d=40 pc) K star. We validate the transiting planet candidate as a bona fide planet using data from the TESS, Spitzer, and Gaia missions, ground-based photometry from IRSF, LCO, PEST, and NGTS, speckle imaging from Gemini, and spectroscopy from CHIRON, NRES, FEROS, and Minerva-Australis. The planet has an orbital period of 4.13 d, and a radius of 2.7Rearth. The RV data yields a 3-sigma mass upper limit of 30.5Mearth which is explained by either a massive companion or the large observed jitter typical for a young star. The brightness of the host star (V~9 mag) makes it conducive to detailed characterization via Doppler mass measurement which will provide a rare view into the interior structure of young planets.

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arXiv2022

TOI 560 : Two Transiting Planets Orbiting a K Dwarf Validated with iSHELL, PFS and HIRES RVs

We validate the presence of a two-planet system orbiting the 0.15--1.4 Gyr K4 dwarf TOI 560 (HD 73583). The system consists of an inner moderately eccentric transiting mini-Neptune (TOI 560 b, $P = 6.3980661^{+0.0000095}_{-0.0000097}$ days, $e=0.294^{+0.13}_{-0.062}$, $M= 0.94^{+0.31}_{-0.23}M_{Nep}$) initially discovered in the Sector 8 \tess\ mission observations, and a transiting mini-Neptune (TOI 560 c, $P = 18.8805^{+0.0024}_{-0.0011}$ days, $M= 1.32^{+0.29}_{-0.32}M_{Nep}$) discovered in the Sector 34 observations, in a rare near-1:3 orbital resonance. We utilize photometric data from \tess\, \textit{Spitzer}, and ground-based follow-up observations to confirm the ephemerides and period of the transiting planets, vet false positive scenarios, and detect the photo-eccentric effect for TOI 560 b. We obtain follow-up spectroscopy and corresponding precise radial velocities (RVs) with the iSHELL spectrograph at the NASA Infrared Telescope Facility and the HIRES Spectrograph at Keck Observatory to validate the planetary nature of these signals, which we combine with published PFS RVs from Magellan Observatory. We detect the masses of both planets at $> 3-σ$ significance. We apply a Gaussian process (GP) model to the \tess\ light curves to place priors on a chromatic radial velocity GP model to constrain the stellar activity of the TOI 560 host star, and confirm a strong wavelength dependence for the stellar activity demonstrating the ability of NIR RVs in mitigating stellar activity for young K dwarfs. TOI 560 is a nearby moderately young multi-planet system with two planets suitable for atmospheric characterization with James Webb Space Telescope (JWST) and other upcoming missions. In particular, it will undergo six transit pairs separated by $<$6 hours before June 2027.

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arXiv2022

The LHS 1678 System: Two Earth-Sized Transiting Planets and an Astrometric Companion Orbiting an M Dwarf Near the Convective Boundary at 20 pc

We present the TESS discovery of the LHS 1678 (TOI-696) exoplanet system, comprised of two approximately Earth-sized transiting planets and a likely astrometric brown dwarf orbiting a bright ($V_J$=12.5, $K_s$=8.3) M2 dwarf at 19.9 pc. The two TESS-detected planets are of radius 0.70$\pm$0.04 $R_\oplus$ and 0.98$\pm$0.06 $R_\oplus$ in 0.86-day and 3.69-day orbits, respectively. Both planets are validated and characterized via ground-based follow-up observations. HARPS RV monitoring yields 97.7 percentile mass upper limits of 0.35 $M_\oplus$ and 1.4 $M_\oplus$ for planets b and c, respectively. The astrometric companion detected by the CTIO/SMARTS 0.9m has an orbital period on the order of decades and is undetected by other means. Additional ground-based observations constrain the companion to being a high-mass brown dwarf or smaller. Each planet is of unique interest; the inner planet has an ultra-short period, and the outer planet is in the Venus zone. Both are promising targets for atmospheric characterization with the JWST and mass measurements via extreme-precision radial velocity. A third planet candidate of radius 0.9$\pm$0.1 $R_\oplus$ in a 4.97-day orbit is also identified in multi-Cycle TESS data for validation in future work. The host star is associated with an observed gap in the lower main sequence of the Hertzsprung-Russell diagram. This gap is tied to the transition from partially- to fully-convective interiors in M dwarfs, and the effect of the associated stellar astrophysics on exoplanet evolution is currently unknown. The culmination of these system properties makes LHS 1678 a unique, compelling playground for comparative exoplanet science and understanding the formation and evolution of small, short-period exoplanets orbiting low-mass stars.

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arXiv2022

A close-in puffy Neptune with hidden friends: The enigma of TOI 620

We present the validation of a transiting low-density exoplanet orbiting the M2.5 dwarf TOI 620 discovered by the NASA TESS mission. We utilize photometric data from both TESS and ground-based follow-up observations to validate the ephemerides of the 5.09-day transiting signal and vet false positive scenarios. High-contrast imaging data are used to resolve the stellar host and exclude stellar companions at separations $\gtrsim 0.2''$. We obtain follow-up spectroscopy and corresponding precise radial velocities (RVs) with multiple PRV spectrographs to confirm the planetary nature of the transiting exoplanet. We calculate a 5$σ$ upper limit of $M_P < 7.1$ M$_\oplus$ and $ρ_P < 0.74$ g cm$^{-3}$, and we identify a non-transiting 17.7-day candidate. We also find evidence for a substellar (1-20 M$_{\rm J}$) companion with a projected separation $\lesssim 20$ au from a combined analysis of Gaia, AO imaging, and RVs. With the discovery of this outer companion, we carry out a detailed exploration of the possibilities that TOI 620 b might instead be a circum-secondary planet or a pair of eclipsing binary stars orbiting the host in a hierarchical triple system. We find, under scrutiny, that we can exclude both of these scenarios from the multi-wavelength transit photometry, thus validating TOI 620 b as a low-density exoplanet transiting the central star in this system. The low density of TOI 620 b makes it one of the most amenable exoplanets for atmospheric characterization, such as with JWST and Ariel, validated or confirmed by the TESS mission to date.

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arXiv2022

Validation of 13 Hot and Potentially Terrestrial TESS Planets

The James Webb Space Telescope (JWST) will be able to probe the atmospheres and surface properties of hot, terrestrial planets via emission spectroscopy. We identify 18 potentially terrestrial planet candidates detected by the Transiting Exoplanet Survey Satellite (TESS) that would make ideal targets for these observations. These planet candidates cover a broad range of planet radii ($R_{\rm p} \sim 0.6 - 2.0 R_\oplus$) and orbit stars of various magnitudes ($K_s = 5.78 - 10.78$, $V = 8.4 - 15.69$) and effective temperatures ($T_{\rm eff }\sim 3000 - 6000$ K). We use ground-based observations collected through the TESS Follow-up Observing Program (TFOP) and two vetting tools -- DAVE and TRICERATOPS -- to assess the reliabilities of these candidates as planets. We validate 13 planets: TOI-206 b, TOI-500 b, TOI-544 b, TOI-833 b, TOI-1075 b, TOI-1411 b, TOI-1442 b, TOI-1693 b, TOI-1860 b, TOI-2260 b, TOI-2411 b, TOI-2427 b, and TOI-2445 b. Seven of these planets (TOI-206 b, TOI-500 b, TOI-1075 b, TOI-1442 b, TOI-2260 b, TOI-2411 b, and TOI-2445 b) are ultra-short-period planets. TOI-1860 is the youngest ($133 \pm 26$ Myr) solar twin with a known planet to date. TOI-2260 is a young ($321 \pm 96$ Myr) G dwarf that is among the most metal-rich ([Fe/H] = $0.22 \pm 0.06$ dex) stars to host an ultra-short-period planet. With an estimated equilibrium temperature of $\sim 2600$ K, TOI-2260 b is also the fourth hottest known planet with $R_{\rm p} < 2 \, R_\oplus$.

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arXiv2021

The TESS-Keck Survey. VI. Two Eccentric sub-Neptunes Orbiting HIP-97166

We report the discovery of HIP-97166b (TOI-1255b), a transiting sub-Neptune on a 10.3-day orbit around a K0 dwarf 68 pc from Earth. This planet was identified in a systematic search of TESS Objects of Interest for planets with eccentric orbits, based on a mismatch between the observed transit duration and the expected duration for a circular orbit. We confirmed the planetary nature of HIP-97166b with ground-based radial velocity measurements and measured a mass of $M_{b} =$ 20 $\pm$ 2 $M_\bigoplus$ along with a radius of $R_{b} =$ 2.7 $\pm$ 0.1 $R_\bigoplus$ from photometry. We detected an additional non-transiting planetary companion with $M_{c}$ sin$i =$ 10 $\pm$ 2 $M_\bigoplus$ on a 16.8-day orbit. While the short transit duration of the inner planet initially suggested a high eccentricity, a joint RV-photometry analysis revealed a high impact parameter $b = 0.84 \pm 0.03$ and a moderate eccentricity. Modeling the dynamics with the condition that the system remain stable over $>$10$^5$ orbits yielded eccentricity constraints $e_b = 0.16 \pm 0.03$ and $e_c < 0.25$. The eccentricity we find for planet b is above average for the small population of sub-Neptunes with well-measured eccentricities. We explored the plausible formation pathways of this system, proposing an early instability and merger event to explain the high density of the inner planet at $5.3 \pm 0.9$ g/cc as well as its moderate eccentricity and proximity to a 5:3 mean-motion resonance.

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