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Ellen Baake

Publications and source records attributed to Ellen Baake.

At least 37 records · Page 2Linked to original sources

A probabilistic view on the deterministic mutation-selection equation: dynamics, equilibria, and ancestry via individual lines of descent

We reconsider the deterministic haploid mutation-selection equation with two types. This is an ordinary differential equation that describes the type distribution (forward in time) in a population of infinite size. This paper establishes ancestral (random) structures inherent in this deterministic model. In a first step, we obtain a representation of the deterministic equation's solution (and, in particular, of its equilibrium) in terms of an ancestral process called the killed ancestral selection graph. This representation allows one to understand the bifurcations related to the error threshold phenomenon from a genealogical point of view. Next, we characterise the ancestral type distribution by means of the pruned lookdown ancestral selection graph and study its properties at equilibrium. We also provide an alternative characterisation in terms of a piecewise-deterministic Markov process. Throughout, emphasis is on the underlying dualities as well as on explicit results.

math.PR↗

Fragmentation process, pruning poset for rooted forests, and Möbius inversion

We consider a discrete-time Markov chain, called fragmentation process, that describes a specific way of successively removing objects from a linear arrangement. The process arises in population genetics and describes the ancestry of the genetic material of individuals in a population experiencing recombination. We aim at the law of the process over time. To this end, we investigate sets of realisations of this process that agree with respect to a specific order of events and represent each such set by a rooted (binary) tree. The probability of each tree is, in turn, obtained by Möbius inversion on a suitable poset of all rooted forests that can be obtained from the tree by edge deletion; we call this poset the \textit{pruning poset}. Dependencies within the fragments make it difficult to obtain explicit expressions for the probabilities of the trees. We therefore construct an auxiliary process for every given tree, which is i.i.d. over time, and which allows to give a pathwise construction of realisations that match the tree.

math.PR↗

Lines of descent under selection

We review recent progress on ancestral processes related to mutation-selection models, both in the deterministic and the stochastic setting. We mainly rely on two concepts, namely, the killed ancestral selection graph and the pruned lookdown ancestral selection graph. The killed ancestral selection graph gives a representation of the type of a random individual from a stationary population, based upon the individual's potential ancestry back until the mutations that define the individual's type. The pruned lookdown ancestral selection graph allows one to trace the ancestry of individuals from a stationary distribution back into the distant past, thus leading to the stationary distribution of ancestral types. We illustrate the results by applying them to a prototype model for the error threshold phenomenon.

math.PR↗

Haldane linearisation done right: Solving the nonlinear recombination equation the easy way

The nonlinear recombination equation from population genetics has a long history and is notoriously difficult to solve, both in continuous and in discrete time. This is particularly so if one aims at full generality, thus also including degenerate parameter cases. Due to recent progress for the continuous time case via the identification of an underlying stochastic fragmentation process, it became clear that a direct general solution at the level of the corresponding ODE itself should also be possible. This paper shows how to do it, and how to extend the approach to the discrete-time case as well.

math.CA↗

The common ancestor type distribution of a $Λ$-Wright-Fisher process with selection and mutation

Using graphical methods based on a `lookdown' and pruned version of the {\em ancestral selection graph}, we obtain a representation of the type distribution of the ancestor in a two-type Wright-Fisher population with mutation and selection, conditional on the overall type frequency in the old population. This extends results from Lenz, Kluth, Baake, and Wakolbinger (Theor. Pop. Biol., 103 (2015), 27-37) to the case of heavy-tailed offspring, directed by a reproduction measure $Λ$. The representation is in terms of the equilibrium tail probabilities of the line-counting process $L$ of the graph. We identify a strong pathwise Siegmund dual of $L$, and characterise the equilibrium tail probabilities of $L$ in terms of hitting probabilities of the dual process.

math.PR↗

The general recombination equation in continuous time and its solution

The process of recombination in population genetics, in its deterministic limit, leads to a nonlinear ODE in the Banach space of finite measures on a locally compact product space. It has an embedding into a larger family of nonlinear ODEs that permits a systematic analysis with lattice-theoretic methods for general partitions of finite sets. We discuss this type of system, reduce it to an equivalent finite-dimensional nonlinear problem, and establish a connection with an ancestral partitioning process, backward in time. We solve the finite-dimensional problem recursively for generic sets of parameters and briefly discuss the singular cases, and how to extend the solution to this situation.

math.CA↗

Looking down in the ancestral selection graph: A probabilistic approach to the common ancestor type distribution

In a (two-type) Wright-Fisher diffusion with directional selection and two-way mutation, let $x$ denote today's frequency of the beneficial type, and given $x$, let $h(x)$ be the probability that, among all individuals of today's population, the individual whose progeny will eventually take over in the population is of the beneficial type. Fearnhead [Fearnhead, P., 2002. The common ancestor at a nonneutral locus. J. Appl. Probab. 39, 38-54] and Taylor [Taylor, J. E., 2007. The common ancestor process for a Wright-Fisher diffusion. Electron. J. Probab. 12, 808-847] obtained a series representation for $h(x)$. We develop a construction that contains elements of both the ancestral selection graph and the lookdown construction and includes pruning of certain lines upon mutation. Besides being interesting in its own right, this construction allows a transparent derivation of the series coefficients of $h(x)$ and gives them a probabilistic meaning.

q-bio.PE↗

Feller's Contributions to Mathematical Biology

This is a review of William Feller's important contributions to mathematical biology. The seminal paper [Feller1951] "Diffusion processes in genetics" was particularly influential on the development of stochastic processes at the interface to evolutionary biology, and interesting ideas in this direction (including a first characterization of what is nowadays known as "Feller's branching diffusion") already shaped up in the paper [Feller 1939] (written in German) "The foundations of a probabistic treatment of Volterra's theory of the struggle for life". Feller's article "On fitness and the cost of natural selection" [Feller 1967] contains a critical analysis of the concept of "genetic load".

math.HO↗

Rare event simulation in immune biology: Models of negative selection in T-cell maturation

We present a probabilistic T-cell model that includes negative selection and takes contrasting models of tissue-restricted antigen (TRA) expression in the thymus into account. We start from the basic model of van den Berg, Rand, and Burroughs (2001) and include negative selection via individual-based T-cell modelling, in which each T-cell is defined by its stimulation rates to all relevant self antigens. We present a simulation approach based on partial tilting of the stimulation rates recognized by a single T-cell. We investigate the effects of negative selection for diverging modes of thymic antigen presentation, namely arbitrary TRA presentation, and more or less strict emulation of tissue-specific cell lines. We observe that negative selection leads to truncation of the tail of the distribution of the stimulation rates mature T-cells receive from self antigens, i.e., the self background is reduced. This increases the activation probabilities of single T-cells in the presence of non-self antigens.

q-bio.CB↗

The Moran model with selection: Fixation probabilities, ancestral lines, and an alternative particle representation

We reconsider the Moran model in continuous time with population size $N$, two allelic types, and selection. We introduce a new particle representation, which we call the labelled Moran model, and which has the same distribution of type frequencies as the original Moran model, provided the initial values are chosen appropriately. In the new model, individuals are labelled $1,2, \dots, N$; neutral resampling events may take place between arbitrary labels, whereas selective events only occur in the direction of increasing labels. With the help of elementary methods only, we not only recover fixation probabilities, but also obtain detailed insight into the number and nature of the selective events that play a role in the fixation process forward in time.

q-bio.PE↗

The common ancestor process revisited

We consider the Moran model in continuous time with two types, mutation, and selection. We concentrate on the ancestral line and its stationary type distribution. Building on work by Fearnhead (J. Appl. Prob. 39 (2002), 38-54) and Taylor (Electron. J. Probab. 12 (2007), 808-847), we characterise this distribution via the fixation probability of the offspring of all individuals of favourable type (regardless of the offspring's types). We concentrate on a finite population and stay with the resulting discrete setting all the way through. This way, we extend previous results and gain new insight into the underlying particle picture.

q-bio.PE↗

Single--crossover recombination and ancestral recombination trees

We consider the Wright-Fisher model for a population of $N$ individuals, each identified with a sequence of a finite number of sites, and single-crossover recombination between them. We trace back the ancestry of single individuals from the present population. In the $N \to \infty$ limit without rescaling of parameters or time, this ancestral process is described by a random tree, whose branching events correspond to the splitting of the sequence due to recombination. With the help of a decomposition of the trees into subtrees, we calculate the probabilities of the topologies of the ancestral trees. At the same time, these probabilities lead to a semi-explicit solution of the deterministic single-crossover equation. The latter is a discrete-time dynamical system that emerges from the Wright-Fisher model via a law of large numbers and has been waiting for a solution for many decades.

math.PR↗

Moment closure in a Moran model with recombination

We extend the Moran model with single-crossover recombination to include general recombination and mutation. We show that, in the case without resampling, the expectations of products of marginal processes defined via partitions of sites form a closed hierarchy, which is exhaustively described by a finite system of differential equations. One thus has the exceptional situation of moment closure in a nonlinear system. Surprisingly, this property is lost when resampling (i.e., genetic drift) is included.

math.PR↗

Deterministic and stochastic aspects of single-crossover recombination

This contribution is concerned with mathematical models for the dynamics of the genetic composition of populations evolving under recombination. Recombination is the genetic mechanism by which two parent individuals create the mixed type of their offspring during sexual reproduction. The corresponding models are large, nonlinear dynamical systems (for the deterministic treatment that applies in the infinite-population limit), or interacting particle systems (for the stochastic treatment required for finite populations). We review recent progress on these difficult problems. In particular, we present a closed solution of the deterministic continuous-time system, for the important special case of single crossovers; we extract an underlying linearity; we analyse how this carries over to the corresponding stochastic setting; and we provide a solution of the analogous deterministic discrete-time dynamics, in terms of its generalised eigenvalues and a simple recursion for the corresponding coefficients.

q-bio.PE↗

Single--crossover recombination in discrete time

Modelling the process of recombination leads to a large coupled nonlinear dynamical system. Here, we consider a particular case of recombination in {\em discrete} time, allowing only for {\em single crossovers}. While the analogous dynamics in {\em continuous} time admits a closed solution, this no longer works for discrete time. A more general model (i.e. without the restriction to single crossovers) has been studied before and was solved algorithmically by means of Haldane linearisation. Using the special formalism introduced by Baake and Baake (2003), we obtain further insight into the single-crossover dynamics and the particular difficulties that arise in discrete time. We then transform the equations to a solvable system in a two-step procedure: linearisation followed by diagonalisation. Still, the coefficients of the second step must be determined in a recursive manner, but once this is done for a given system, they allow for an explicit solution valid for all times.

q-bio.PE↗

Rare event simulation for T-cell activation

The problem of \emph{statistical recognition} is considered, as it arises in immunobiology, namely, the discrimination of foreign antigens against a background of the body's own molecules. The precise mechanism of this foreign-self-distinction, though one of the major tasks of the immune system, continues to be a fundamental puzzle. Recent progress has been made by van den Berg, Rand, and Burroughs (2001), who modelled the \emph{probabilistic} nature of the interaction between the relevant cell types, namely, T-cells and antigen-presenting cells (APCs). Here, the stochasticity is due to the random sample of antigens present on the surface of every APC, and to the random receptor type that characterises individual T-cells. It has been shown previously that this model, though highly idealised, is capable of reproducing important aspects of the recognition phenomenon, and of explaining them on the basis of stochastic rare events. These results were obtained with the help of a refined large deviation theorem and were thus asymptotic in nature. Simulations have, so far, been restricted to the straightforward simple sampling approach, which does not allow for sample sizes large enough to address more detailed questions. Building on the available large deviation results, we develop an importance sampling technique that allows for a convenient exploration of the relevant tail events by means of simulation. With its help, we investigate the mechanism of statistical recognition in some depth. In particular, we illustrate how a foreign antigen can stand out against the self background if it is present in sufficiently many copies, although no \emph{a priori} difference between self and nonself is built into the model.

q-bio.SC↗

How T-cells use large deviations to recognize foreign antigens

A stochastic model for the activation of T-cells is analysed. T-cells are part of the immune system and recognize foreign antigens against a background of the body's own molecules. The model under consideration is a slight generalization of a model introduced by Van den Berg, Rand and Burroughs in 2001, and is capable of explaining how this recognition works on the basis of rare stochastic events. With the help of a refined large deviation theorem and numerical evaluation it is shown that, for a wide range of parameters, T-cells can distinguish reliably between foreign antigens and self-antigens.

q-bio.SC↗

Single-crossover dynamics: finite versus infinite populations

Populations evolving under the joint influence of recombination and resampling (traditionally known as genetic drift) are investigated. First, we summarise and adapt a deterministic approach, as valid for infinite populations, which assumes continuous time and single crossover events. The corresponding nonlinear system of differential equations permits a closed solution, both in terms of the type frequencies and via linkage disequilibria of all orders. To include stochastic effects, we then consider the corresponding finite-population model, the Moran model with single crossovers, and examine it both analytically and by means of simulations. Particular emphasis is on the connection with the deterministic solution. If there is only recombination and every pair of recombined offspring replaces their pair of parents (i.e., there is no resampling), then the {\em expected} type frequencies in the finite population, of arbitrary size, equal the type frequencies in the infinite population. If resampling is included, the stochastic process converges, in the infinite-population limit, to the deterministic dynamics, which turns out to be a good approximation already for populations of moderate size.

q-bio.PE↗