arXiv subjects

Enze Shi

Publications and source records attributed to Enze Shi.

16 recordsLinked to original sources

arXiv2025

MoMoE: A Mixture of Expert Agent Model for Financial Sentiment Analysis

We present a novel approach called Mixture of Mixture of Expert (MoMoE) that combines the strengths of Mixture-of-Experts (MoE) architectures with collaborative multi-agent frameworks. By modifying the LLaMA 3.1 8B architecture to incorporate MoE layers in each agent of a layered collaborative structure, we create an ensemble of specialized expert agents that iteratively refine their outputs. Each agent leverages an MoE layer in its final attention block, enabling efficient task decomposition while maintaining computational feasibility. This hybrid approach creates specialized pathways through both the model architecture and the agent collaboration layers. Experimental results demonstrate significant improvements across multiple language understanding and generation benchmarks, highlighting the synergistic benefits of combining expert routing at both the neural and agent levels.

cs.CE↗

arXiv2025

Understanding Fairness and Prediction Error through Subspace Decomposition and Influence Analysis

Machine learning models have achieved widespread success but often inherit and amplify historical biases, resulting in unfair outcomes. Traditional fairness methods typically impose constraints at the prediction level, without addressing underlying biases in data representations. In this work, we propose a principled framework that adjusts data representations to balance predictive utility and fairness. Using sufficient dimension reduction, we decompose the feature space into target-relevant, sensitive, and shared components, and control the fairness-utility trade-off by selectively removing sensitive information. We provide a theoretical analysis of how prediction error and fairness gaps evolve as shared subspaces are added, and employ influence functions to quantify their effects on the asymptotic behavior of parameter estimates. Experiments on both synthetic and real-world datasets validate our theoretical insights and show that the proposed method effectively improves fairness while preserving predictive performance.

stat.ML↗

arXiv2025

Non-Asymptotic Analysis of Online Local Private Learning with SGD

Differentially Private Stochastic Gradient Descent (DP-SGD) has been widely used for solving optimization problems with privacy guarantees in machine learning and statistics. Despite this, a systematic non-asymptotic convergence analysis for DP-SGD, particularly in the context of online problems and local differential privacy (LDP) models, remains largely elusive. Existing non-asymptotic analyses have focused on non-private optimization methods, and hence are not applicable to privacy-preserving optimization problems. This work initiates the analysis to bridge this gap and opens the door to non-asymptotic convergence analysis of private optimization problems. A general framework is investigated for the online LDP model in stochastic optimization problems. We assume that sensitive information from individuals is collected sequentially and aim to estimate, in real-time, a static parameter that pertains to the population of interest. Most importantly, we conduct a comprehensive non-asymptotic convergence analysis of the proposed estimators in finite-sample situations, which gives their users practical guidelines regarding the effect of various hyperparameters, such as step size, parameter dimensions, and privacy budgets, on convergence rates. Our proposed estimators are validated in the theoretical and practical realms by rigorous mathematical derivations and carefully constructed numerical experiments.

stat.ME↗

arXiv2025

Structured Diversity Control: A Dual-Level Framework for Group-Aware Multi-Agent Coordination

Controlling the behavioral diversity is a pivotal challenge in multi-agent reinforcement learning (MARL), particularly in complex collaborative scenarios. While existing methods attempt to regulate behavioral diversity by directly differentiating across all agents, they lack deep characterization and learning of multi-agent composition structures. This limitation leads to suboptimal performance or coordination failures when facing more complex or challenging tasks. To bridge this gap, we introduce Structured Diversity Control (SDC), a framework that redefines the system-wide diversity metric as a weighted combination of intra-group diversity, which is minimized for cohesion and inter-group diversity, which is maximized for specialization. The trade-off is governed by a pre-set Diversity Structure Factor (DSF), allowing for fine-grained, group-aware control over the collective strategy. Our method directly constrains the policy architecture without altering reward functions. This structural definition of diversity enables SDC to deliver substantial performance gains across various experiments, including increasing average rewards by up to 47.1\% in multi-target pursuit and reducing episode lengths by 12.82\% in complex neutralization scenarios. The proposed method offers a novel analytical perspective on the problem of cooperation in group-aware multi-agent systems.

cs.AI↗

arXiv2025

Online differentially private inference in stochastic gradient descent

We propose a general privacy-preserving optimization-based framework for real-time environments without requiring trusted data curators. In particular, we introduce a noisy stochastic gradient descent algorithm for online statistical inference with streaming data under local differential privacy constraints. Unlike existing methods that either disregard privacy protection or require full access to the entire dataset, our proposed algorithm provides rigorous local privacy guarantees for individual-level data. It operates as a one-pass algorithm without re-accessing the historical data, thereby significantly reducing both time and space complexity. We also introduce online private statistical inference by conducting two construction procedures of valid private confidence intervals. We formally establish the convergence rates for the proposed estimators and present a functional central limit theorem to show the averaged solution path of these estimators weakly converges to a rescaled Brownian motion, providing a theoretical foundation for our online inference tool. Numerical simulation experiments demonstrate the finite-sample performance of our proposed procedure, underscoring its efficacy and reliability. Furthermore, we illustrate our method with an analysis of two datasets: the ride-sharing data and the US insurance data, showcasing its practical utility.

stat.ME↗

arXiv2025

Deep Fair Learning: A Unified Framework for Fine-tuning Representations with Sufficient Networks

Ensuring fairness in machine learning is a critical and challenging task, as biased data representations often lead to unfair predictions. To address this, we propose Deep Fair Learning, a framework that integrates nonlinear sufficient dimension reduction with deep learning to construct fair and informative representations. By introducing a novel penalty term during fine-tuning, our method enforces conditional independence between sensitive attributes and learned representations, addressing bias at its source while preserving predictive performance. Unlike prior methods, it supports diverse sensitive attributes, including continuous, discrete, binary, or multi-group types. Experiments on various types of data structure show that our approach achieves a superior balance between fairness and utility, significantly outperforming state-of-the-art baselines.

stat.ML↗

arXiv2024

FoME: A Foundation Model for EEG using Adaptive Temporal-Lateral Attention Scaling

Electroencephalography (EEG) is a vital tool to measure and record brain activity in neuroscience and clinical applications, yet its potential is constrained by signal heterogeneity, low signal-to-noise ratios, and limited labeled datasets. In this paper, we propose FoME (Foundation Model for EEG), a novel approach using adaptive temporal-lateral attention scaling to address above-mentioned challenges. FoME is pre-trained on a diverse 1.7TB dataset of scalp and intracranial EEG recordings, comprising 745M parameters trained for 1,096k steps. Our model introduces two key innovations: a time-frequency fusion embedding technique and an adaptive time-lateral attention scaling (ATLAS) mechanism. These components synergistically capture complex temporal and spectral EEG dynamics, enabling FoME to adapt to varying patterns across diverse data streams and facilitate robust multi-channel modeling. Evaluations across four downstream tasks demonstrate FoME's superior performance in classification and forecasting applications, consistently achieving state-of-the-art results. To conclude, FoME establishes a new paradigm for EEG analysis, offering a versatile foundation that advances brain-computer interfaces, clinical diagnostics, and cognitive research across neuroscience and related fields. Our code will be available at https://github.com/1061413241/FoME.

cs.LG↗

arXiv2024

HARP: Human-Assisted Regrouping with Permutation Invariant Critic for Multi-Agent Reinforcement Learning

Human-in-the-loop reinforcement learning integrates human expertise to accelerate agent learning and provide critical guidance and feedback in complex fields. However, many existing approaches focus on single-agent tasks and require continuous human involvement during the training process, significantly increasing the human workload and limiting scalability. In this paper, we propose HARP (Human-Assisted Regrouping with Permutation Invariant Critic), a multi-agent reinforcement learning framework designed for group-oriented tasks. HARP integrates automatic agent regrouping with strategic human assistance during deployment, enabling and allowing non-experts to offer effective guidance with minimal intervention. During training, agents dynamically adjust their groupings to optimize collaborative task completion. When deployed, they actively seek human assistance and utilize the Permutation Invariant Group Critic to evaluate and refine human-proposed groupings, allowing non-expert users to contribute valuable suggestions. In multiple collaboration scenarios, our approach is able to leverage limited guidance from non-experts and enhance performance. The project can be found at https://github.com/huawen-hu/HARP.

cs.LG↗

arXiv2024

Identifying Influential nodes in Brain Networks via Self-Supervised Graph-Transformer

Studying influential nodes (I-nodes) in brain networks is of great significance in the field of brain imaging. Most existing studies consider brain connectivity hubs as I-nodes. However, this approach relies heavily on prior knowledge from graph theory, which may overlook the intrinsic characteristics of the brain network, especially when its architecture is not fully understood. In contrast, self-supervised deep learning can learn meaningful representations directly from the data. This approach enables the exploration of I-nodes for brain networks, which is also lacking in current studies. This paper proposes a Self-Supervised Graph Reconstruction framework based on Graph-Transformer (SSGR-GT) to identify I-nodes, which has three main characteristics. First, as a self-supervised model, SSGR-GT extracts the importance of brain nodes to the reconstruction. Second, SSGR-GT uses Graph-Transformer, which is well-suited for extracting features from brain graphs, combining both local and global characteristics. Third, multimodal analysis of I-nodes uses graph-based fusion technology, combining functional and structural brain information. The I-nodes we obtained are distributed in critical areas such as the superior frontal lobe, lateral parietal lobe, and lateral occipital lobe, with a total of 56 identified across different experiments. These I-nodes are involved in more brain networks than other regions, have longer fiber connections, and occupy more central positions in structural connectivity. They also exhibit strong connectivity and high node efficiency in both functional and structural networks. Furthermore, there is a significant overlap between the I-nodes and both the structural and functional rich-club. These findings enhance our understanding of the I-nodes within the brain network, and provide new insights for future research in further understanding the brain working mechanisms.

q-bio.NC↗

arXiv2024

Large Language Models for Robotics: Opportunities, Challenges, and Perspectives

Large language models (LLMs) have undergone significant expansion and have been increasingly integrated across various domains. Notably, in the realm of robot task planning, LLMs harness their advanced reasoning and language comprehension capabilities to formulate precise and efficient action plans based on natural language instructions. However, for embodied tasks, where robots interact with complex environments, text-only LLMs often face challenges due to a lack of compatibility with robotic visual perception. This study provides a comprehensive overview of the emerging integration of LLMs and multimodal LLMs into various robotic tasks. Additionally, we propose a framework that utilizes multimodal GPT-4V to enhance embodied task planning through the combination of natural language instructions and robot visual perceptions. Our results, based on diverse datasets, indicate that GPT-4V effectively enhances robot performance in embodied tasks. This extensive survey and evaluation of LLMs and multimodal LLMs across a variety of robotic tasks enriches the understanding of LLM-centric embodied intelligence and provides forward-looking insights toward bridging the gap in Human-Robot-Environment interaction.

cs.RO↗

arXiv2023

Review of Large Vision Models and Visual Prompt Engineering

Visual prompt engineering is a fundamental technology in the field of visual and image Artificial General Intelligence, serving as a key component for achieving zero-shot capabilities. As the development of large vision models progresses, the importance of prompt engineering becomes increasingly evident. Designing suitable prompts for specific visual tasks has emerged as a meaningful research direction. This review aims to summarize the methods employed in the computer vision domain for large vision models and visual prompt engineering, exploring the latest advancements in visual prompt engineering. We present influential large models in the visual domain and a range of prompt engineering methods employed on these models. It is our hope that this review provides a comprehensive and systematic description of prompt engineering methods based on large visual models, offering valuable insights for future researchers in their exploration of this field.

cs.CV↗

arXiv2023

SAMAug: Point Prompt Augmentation for Segment Anything Model

This paper introduces SAMAug, a novel visual point augmentation method for the Segment Anything Model (SAM) that enhances interactive image segmentation performance. SAMAug generates augmented point prompts to provide more information about the user's intention to SAM. Starting with an initial point prompt, SAM produces an initial mask, which is then fed into our proposed SAMAug to generate augmented point prompts. By incorporating these extra points, SAM can generate augmented segmentation masks based on both the augmented point prompts and the initial prompt, resulting in improved segmentation performance. We conducted evaluations using four different point augmentation strategies: random sampling, sampling based on maximum difference entropy, maximum distance, and saliency. Experiment results on the COCO, Fundus, COVID QUEx, and ISIC2018 datasets show that SAMAug can boost SAM's segmentation results, especially using the maximum distance and saliency. SAMAug demonstrates the potential of visual prompt augmentation for computer vision. Codes of SAMAug are available at github.com/yhydhx/SAMAug

cs.CV↗

arXiv2023

Prompt Engineering for Healthcare: Methodologies and Applications

Prompt engineering is a critical technique in the field of natural language processing that involves designing and optimizing the prompts used to input information into models, aiming to enhance their performance on specific tasks. With the recent advancements in large language models, prompt engineering has shown significant superiority across various domains and has become increasingly important in the healthcare domain. However, there is a lack of comprehensive reviews specifically focusing on prompt engineering in the medical field. This review will introduce the latest advances in prompt engineering in the field of natural language processing for the medical field. First, we will provide the development of prompt engineering and emphasize its significant contributions to healthcare natural language processing applications such as question-answering systems, text summarization, and machine translation. With the continuous improvement of general large language models, the importance of prompt engineering in the healthcare domain is becoming increasingly prominent. The aim of this article is to provide useful resources and bridges for healthcare natural language processing researchers to better explore the application of prompt engineering in this field. We hope that this review can provide new ideas and inspire for research and application in medical natural language processing.

cs.AI↗

arXiv2023

Scalable inference in functional linear regression with streaming data

Traditional static functional data analysis is facing new challenges due to streaming data, where data constantly flow in. A major challenge is that storing such an ever-increasing amount of data in memory is nearly impossible. In addition, existing inferential tools in online learning are mainly developed for finite-dimensional problems, while inference methods for functional data are focused on the batch learning setting. In this paper, we tackle these issues by developing functional stochastic gradient descent algorithms and proposing an online bootstrap resampling procedure to systematically study the inference problem for functional linear regression. In particular, the proposed estimation and inference procedures use only one pass over the data; thus they are easy to implement and suitable to the situation where data arrive in a streaming manner. Furthermore, we establish the convergence rate as well as the asymptotic distribution of the proposed estimator. Meanwhile, the proposed perturbed estimator from the bootstrap procedure is shown to enjoy the same theoretical properties, which provide the theoretical justification for our online inference tool. As far as we know, this is the first inference result on the functional linear regression model with streaming data. Simulation studies are conducted to investigate the finite-sample performance of the proposed procedure. An application is illustrated with the Beijing multi-site air-quality data.

stat.ME↗

arXiv2022

An adaptive model checking test for functional linear model

Numerous studies have been devoted to the estimation and inference problems for functional linear models (FLM). However, few works focus on model checking problem that ensures the reliability of results. Limited tests in this area do not have tractable null distributions or asymptotic analysis under alternatives. Also, the functional predictor is usually assumed to be fully observed, which is impractical. To address these problems, we propose an adaptive model checking test for FLM. It combines regular moment-based and conditional moment-based tests, and achieves model adaptivity via the dimension of a residual-based subspace. The advantages of our test are manifold. First, it has a tractable chi-squared null distribution and higher powers under the alternatives than its components. Second, asymptotic properties under different underlying models are developed, including the unvisited local alternatives. Third, the test statistic is constructed upon finite grid points, which incorporates the discrete nature of collected data. We develop the desirable relationship between sample size and number of grid points to maintain the asymptotic properties. Besides, we provide a data-driven approach to estimate the dimension leading to model adaptivity, which is promising in sufficient dimension reduction. We conduct comprehensive numerical experiments to demonstrate the advantages the test inherits from its two simple components.

stat.ME↗

arXiv2021

Intrinsic Benefits of Categorical Distributional Loss: Uncertainty-aware Regularized Exploration in Reinforcement Learning

The remarkable empirical performance of distributional reinforcement learning (RL) has garnered increasing attention to understanding its theoretical advantages over classical RL. By decomposing the categorical distributional loss commonly employed in distributional RL, we find that the potential superiority of distributional RL can be attributed to a derived distribution-matching entropy regularization. This less-studied entropy regularization aims to capture additional knowledge of return distribution beyond only its expectation, contributing to an augmented reward signal in policy optimization. In contrast to the vanilla entropy regularization in MaxEnt RL, which explicitly encourages exploration by promoting diverse actions, the novel entropy regularization derived from categorical distributional loss implicitly updates policies to align the learned policy with (estimated) environmental uncertainty. Finally, extensive experiments verify the significance of this uncertainty-aware regularization from distributional RL on the empirical benefits over classical RL. Our study offers an innovative exploration perspective to explain the intrinsic benefits of distributional learning in RL.

cs.LG↗