arXiv subjects

Erik Agrell

Publications and source records attributed to Erik Agrell.

At least 55 records · Page 3Linked to original sources

arXiv2018

Nonlinearity Mitigation in WDM Systems: Models, Strategies, and Achievable Rates

After reviewing models and mitigation strategies for interchannel nonlinear interference (NLI), we focus on the frequency-resolved logarithmic perturbation model to study the coherence properties of NLI. Based on this study, we devise an NLI mitigation strategy which exploits the synergic effect of phase and polarization noise compensation (PPN) and subcarrier multiplexing with symbol-rate optimization. This synergy persists even for high-order modulation alphabets and Gaussian symbols. A particle method for the computation of the resulting achievable information rate and spectral efficiency (SE) is presented and employed to lower-bound the channel capacity. The dependence of the SE on the link length, amplifier spacing, and presence or absence of inline dispersion compensation is studied. Single-polarization and dual-polarization scenarios with either independent or joint processing of the two polarizations are considered. Numerical results show that, in links with ideal distributed amplification, an SE gain of about 1 bit/s/Hz/polarization can be obtained (or, in alternative, the system reach can be doubled at a given SE) with respect to single-carrier systems without PPN mitigation. The gain is lower with lumped amplification, increases with the number of spans, decreases with the span length, and is further reduced by in-line dispersion compensation. For instance, considering a dispersion-unmanaged link with lumped amplification and an amplifier spacing of 60 km, the SE after 80 spans can be be increased from 4.5 to 4.8 bit/s/Hz/polarization, or the reach raised up to 100 spans (+25%) for a fixed SE.

cs.IT↗

arXiv2018

Exploiting AWG Free Spectral Range Periodicity in Distributed Multicast Architectures

Modular optical switch architectures combining wavelength routing based on arrayed waveguide grating (AWG) devices and multicasting based on star couplers hold promise for flexibly addressing the exponentially growing traffic demands in a cost- and power-efficient fashion. In a default switching scenario, an input port of the AWG is connected to an output port via a single wavelength. This can severely limit the capacity between broadcast domains, resulting in interdomain traffic switching bottlenecks. In this paper, we examine the possibility of resolving capacity bottlenecks by exploiting multiple AWG free spectral ranges (FSRs), i.e., setting up multiple parallel connections between each pair of broadcast domains. To this end, we introduce a multi-FSR scheduling algorithm for interconnecting broadcast domains by fairly distributing the wavelength resources among them. We develop a general-purpose analytical framework to study the blocking probabilities in a multistage switching scenario and compare our results with Monte Carlo simulations. Our study points to significant improvements with a moderate increase in the number of FSRs. We show that an FSR count beyond four results in diminishing returns. Furthermore, to investigate the trade-offs between the network- and physical-layer effects, we conduct a cross-layer analysis, taking into account pulse amplitude modulation (PAM) and rate-adaptive forward error correction (FEC). We illustrate how the effective bit rate per port increases with an increase in the number of FSRs. %We also look at the advantages of an impairment-aware scheduling strategy in a multi-FSR switching scenario.

cs.NI↗

arXiv2018

Improved Lower Bounds on Mutual Information Accounting for Nonlinear Signal-Noise Interaction

In fiber-optic communications, evaluation of mutual information (MI) is still an open issue due to the unavailability of an exact and mathematically tractable channel model. Traditionally, lower bounds on MI are computed by approximating the (original) channel with an auxiliary forward channel. In this paper, lower bounds are computed using an auxiliary backward channel, which has not been previously considered in the context of fiber-optic communications. Distributions obtained through two variations of the stochastic digital backpropagation (SDBP) algorithm are used as auxiliary backward channels and these bounds are compared with bounds obtained through the conventional digital backpropagation (DBP). Through simulations, higher information rates were achieved with SDBP, {which can be explained by the ability of SDBP to account for nonlinear signal--noise interactions

cs.IT↗

arXiv2018

Demodulation and Detection Schemes for a Memoryless Optical WDM Channel

It is well known that matched filtering and sampling (MFS) demodulation together with minimum Euclidean distance (MD) detection constitute the optimal receiver for the additive white Gaussian noise channel. However, for a general nonlinear transmission medium, MFS does not provide sufficient statistics, and therefore is suboptimal. Nonetheless, this receiver is widely used in optical systems, where the Kerr nonlinearity is the dominant impairment at high powers. In this paper, we consider a suite of receivers for a two-user channel subject to a type of nonlinear interference that occurs in wavelength-division-multiplexed channels. The asymptotes of the symbol error rate (SER) of the considered receivers at high powers are derived or bounded analytically. Moreover, Monte-Carlo simulations are conducted to evaluate the SER for all the receivers. Our results show that receivers that are based on MFS cannot achieve arbitrary low SERs, whereas the SER goes to zero as the power grows for the optimal receiver. Furthermore, we devise a heuristic demodulator, which together with the MD detector yields a receiver that is simpler than the optimal one and can achieve arbitrary low SERs. The SER performance of the proposed receivers is also evaluated for some single-span fiber-optical channels via split-step Fourier simulations.

cs.IT↗

arXiv2018

Bounds on the Per-Sample Capacity of Zero-Dispersion Simplified Fiber-Optical Channel Models

A number of simplified models, based on perturbation theory, have been proposed for the fiber-optical channel and have been extensively used in the literature. Although these models are mainly developed for the low-power regime, they are used at moderate or high powers as well. It remains unclear to what extent the capacity of these models is affected by the simplifying assumptions under which they are derived. In this paper, we consider single channel data transmission based on three continuous-time optical models i) a regular perturbative channel, ii) a logarithmic perturbative channel, and iii) the stochastic nonlinear Schrödinger (NLS) channel. We apply two simplifying assumptions on these channels to obtain analytically tractable discrete-time models. Namely, we neglect the channel memory (fiber dispersion) and we use a sampling receiver. These assumptions bring into question the physical relevance of the models studied in the paper. Therefore, the results should be viewed as a first step toward analyzing more realistic channels. We investigate the per-sample capacity of the simplified discrete-time models. Specifically, i) we establish tight bounds on the capacity of the regular perturbative channel; ii) we obtain the capacity of the logarithmic perturbative channel; and iii) we present a novel upper bound on the capacity of the zero-dispersion NLS channel. Our results illustrate that the capacity of these models departs from each other at high powers because these models yield different capacity pre-logs. Since all three models are based on the same physical channel, our results highlight that care must be exercised in using simplified channel models in the high-power regime.

cs.IT↗

arXiv2017

Performance Metrics for Systems with Soft-Decision FEC and Probabilistic Shaping

High-throughput optical communication systems utilize binary soft-decision forward error correction (SD-FEC) with bit interleaving over the bit channels. The generalized mutual information (GMI) is an achievable information rate (AIR) in such systems and is known to be a good predictor of the bit error rate after SD-FEC decoding (post-FEC BER) for uniform signaling. However, for probabilistically shaped (nonuniform) signaling, we find that the normalized AIR, defined as the AIR divided by the signal entropy, is less correlated with the post-FEC BER. We show that the information quantity based on the distribution of the single bit signal, and its asymmetric loglikelihood ratio, are better predictors of the post-FEC BER. In simulations over the Gaussian channel, we find that the prediction accuracy, quantified as the peak-to-peak deviation of the post-FEC BER within a set of different modulation formats and distributions, can be improved more than 10 times compared with the normalized AIR.

cs.IT↗

arXiv2017

Asymptotic Comparison of ML and MAP Detectors for Multidimensional Constellations

A classical problem in digital communications is to evaluate the symbol error probability (SEP) and bit error probability (BEP) of a multidimensional constellation over an additive white Gaussian noise channel. In this paper, we revisit this problem for nonequally likely symbols and study the asymptotic behavior of the optimal maximum a posteriori (MAP) detector. Exact closed-form asymptotic expressions for SEP and BEP for arbitrary constellations and input distributions are presented. The well-known union bound is proven to be asymptotically tight under general conditions. The performance of the practically relevant maximum likelihood (ML) detector is also analyzed. Although the decision regions with MAP detection converge to the ML regions at high signal-to-noise ratios, the ratio between the MAP and ML detector in terms of both SEP and BEP approach a constant, which depends on the constellation and a priori probabilities. Necessary and sufficient conditions for asymptotic equivalence between the MAP and ML detectors are also presented.

cs.IT↗

arXiv2017

Multidimensional Sampling of Isotropically Bandlimited Signals

A new lower bound on the average reconstruction error variance of multidimensional sampling and reconstruction is presented. It applies to sampling on arbitrary lattices in arbitrary dimensions, assuming a stochastic process with constant, isotropically bandlimited spectrum and reconstruction by the best linear interpolator. The lower bound is exact for any lattice at sufficiently high and low sampling rates. The two threshold rates where the error variance deviates from the lower bound gives two optimality criteria for sampling lattices. It is proved that at low rates, near the first threshold, the optimal lattice is the dual of the best sphere-covering lattice, which for the first time establishes a rigorous relation between optimal sampling and optimal sphere covering. A previously known result is confirmed at high rates, near the second threshold, namely, that the optimal lattice is the dual of the best sphere-packing lattice. Numerical results quantify the performance of various lattices for sampling and support the theoretical optimality criteria.

cs.IT↗

arXiv2016

Rates Achievable on a Fiber-Optical Split-Step Fourier Channel

A lower bound on the capacity of the split-step Fourier channel is derived. The channel under study is a concatenation of smaller segments, within which three operations are performed on the signal, namely, nonlinearity, linearity, and noise addition. Simulation results indicate that for a fixed number of segments, our lower bound saturates in the high-power regime and that the larger the number of segments is, the higher is the saturation point. We also obtain an alternative lower bound, which is less tight but has a simple closed-form expression. This bound allows us to conclude that the saturation point grows unbounded with the number of segments. Specifically, it grows as $c+(1/2)\log(K)$, where $K$ is the number of segments and $c$ is a constant. The connection between our channel model and the nonlinear Schrödinger equation is discussed.

cs.IT↗

arXiv2016

Information Rates of Next-Generation Long-Haul Optical Fiber Systems Using Coded Modulation

A comprehensive study of the coded performance of long-haul spectrally-efficient WDM optical fiber transmission systems with different coded modulation decoding structures is presented. Achievable information rates are derived for three different square QAM formats and the optimal format is identified as a function of distance and specific decoder implementation. The four cases analyzed combine hard-decision (HD) or soft-decision (SD) decoding together with either a bit-wise or a symbol-wise demapper, the last two suitable for binary and nonbinary codes, respectively. The information rates achievable for each scheme are calculated based on the mismatched decoder principle. These quantities represent true indicators of the coded performance of the system for specific decoder implementations and when the modulation format and its input distribution are fixed. In combination with the structure of the decoder, two different receiver-side equalization strategies are also analyzed: electronic dispersion compensation and digital backpropagation. We show that, somewhat unexpectedly, schemes based on nonbinary HD codes can achieve information rates comparable to SD decoders and that, when SD is used, switching from a symbol-wise to a bit-wise decoder results in a negligible penalty. Conversely, from an information-theoretic standpoint, HD binary decoders are shown to be unsuitable for spectrally-efficient, long-haul systems.

cs.IT↗

arXiv2016

Achievable Rates of Multidimensional Rotationally Invariant Distributions

The maximum achievable rate or mutual informa- tion of multidimensional rotationally invariant distributions in the presence of additive white Gaussian noise is analyzed. A simple expression for the special case of multisphere distributions is derived. Such distributions consist of points in a multidimensional Euclidean space that are uniformly distributed over several multidimensional concentric hyperspheres. For the 2-dimensional case, such distributions have been previously considered in order to reduce the computational complexity of finding a bound on the channel capacity of fiber-optic channels. These distributions take advantage of the statistical rotational invariance of the noise and nonlinear distortions in fiber-optic channels. Using the derived mutual information expression, 2- and 4-dimensional multisphere distributions are compared for fiber-optic dual-polarization channels dominated by linear noise. At high signal-to-noise ratios, 4-dimensional multisphere distributions offer higher achievable rates than 2-dimensional ones transmitted on each of the two polarizations of the optical carrier. Such 4-dimensional multisphere distributions are also shown to be statistically invariant under 4-dimensional nonlinear transmission in fibers.

cs.IT↗

arXiv2016

Impact of 4D channel distribution on the achievable rates in coherent optical communication experiments

We experimentally investigate mutual information and generalized mutual information for coherent optical transmission systems. The impact of the assumed channel distribution on the achievable rate is investigated for distributions in up to four dimensions. Single channel and wavelength division multiplexing (WDM) transmission over transmission links with and without inline dispersion compensation are studied. We show that for conventional WDM systems without inline dispersion compensation, a circularly symmetric complex Gaussian distribution is a good approximation of the channel. For other channels, such as with inline dispersion compensation, this is no longer true and gains in the achievable information rate are obtained by considering more sophisticated four-dimensional (4D) distributions. We also show that for nonlinear channels, gains in the achievable information rate can also be achieved by estimating the mean values of the received constellation in four dimensions. The highest gain for such channels is seen for a 4D correlated Gaussian distribution.

cs.IT↗

arXiv2016

Modulation Format Independent Joint Polarization and Phase Tracking for Coherent Receivers

The state of polarization and the carrier phase drift dynamically during transmission in a random fashion in coherent optical fiber communications. The typical digital signal processing solution to mitigate these impairments consists of two separate blocks that track each phenomenon independently. Such algorithms have been developed without taking into account mathematical models describing the impairments. We study a blind, model-based tracking algorithm to compensate for these impairments. The algorithm dynamically recovers the carrier phase and state of polarization jointly for an arbitrary modulation format. Simulation results show the effectiveness of the proposed algorithm, having a fast convergence rate and an excellent tolerance to phase noise and dynamic drift of the polarization. The computational complexity of the algorithm is lower compared to state-of-the-art algorithms at similar or better performance, which makes it a strong candidate for future optical systems.

cs.IT↗

arXiv2016

On the Information Loss of the Max-Log Approximation in BICM Systems

We present a comprehensive study of the information rate loss of the max-log approximation for $M$-ary pulse-amplitude modulation (PAM) in a bit-interleaved coded modulation (BICM) system. It is widely assumed that the calculation of L-values using the max-log approximation leads to an information loss. We prove that this assumption is correct for all $M$-PAM constellations and labelings with the exception of a symmetric 4-PAM constellation labeled with a Gray code. We also show that for max-log L-values, the BICM generalized mutual information (GMI), which is an achievable rate for a standard BICM decoder, is too pessimistic. In particular, it is proved that the so-called "harmonized" GMI, which can be seen as the sum of bit-level GMIs, is achievable without any modifications to the decoder. We then study how bit-level channel symmetrization and mixing affect the mutual information (MI) and the GMI for max-log L-values. Our results show that these operations, which are often used when analyzing BICM systems, preserve the GMI. However, this is not necessarily the case when the MI is considered. Necessary and sufficient conditions under which these operations preserve the MI are provided.

cs.IT↗

arXiv2015

Polarization Drift Channel Model for Coherent Fibre-Optic Systems

A theoretical framework is introduced to model the dynamical changes of the state of polarization during transmission in coherent fibre-optic systems. The model generalizes the one-dimensional phase noise random walk to higher dimensions, accounting for random polarization drifts, emulating a random walk on the Poincaré sphere, which has been successfully verified using experimental data. The model is described in the Jones, Stokes and real four-dimensional formalisms, and the mapping between them is derived. Such a model will be increasingly important in simulating and optimizing future systems, where polarization-multiplexed transmission and sophisticated digital signal processing will be natural parts. The proposed polarization drift model is the first of its kind as prior work either models polarization drift as a deterministic process or focuses on polarization-mode dispersion in systems where the state of polarization does not affect the receiver performance. We expect the model to be useful in a wide-range of photonics applications where stochastic polarization fluctuation is an issue.

physics.optics↗

arXiv2015

Stochastic Digital Backpropagation with Residual Memory Compensation

Stochastic digital backpropagation (SDBP) is an extension of digital backpropagation (DBP) and is based on the maximum a posteriori principle. SDBP takes into account noise from the optical amplifiers in addition to handling deterministic linear and nonlinear impairments. The decisions in SDBP are taken on a symbol-by-symbol (SBS) basis, ignoring any residual memory, which may be present due to non-optimal processing in SDBP. In this paper, we extend SDBP to account for memory between symbols. In particular, two different methods are proposed: a Viterbi algorithm (VA) and a decision directed approach. Symbol error rate (SER) for memory-based SDBP is significantly lower than the previously proposed SBS-SDBP. For inline dispersion-managed links, the VA-SDBP has up to 10 and 14 times lower SER than DBP for QPSK and 16-QAM, respectively.

cs.IT↗

arXiv2015

Influence of Behavioral Models on Multiuser Channel Capacity

In order to characterize the channel capacity of a wavelength channel in a wavelength-division multiplexed (WDM) system, statistical models are needed for the transmitted signals on the other wavelengths. For example, one could assume that the transmitters for all wavelengths are configured independently of each other, that they use the same signal power, or that they use the same modulation format. In this paper, it is shown that these so-called behavioral models have a profound impact on the single-wavelength achievable information rate. This is demonstrated by establishing, for the first time, upper and lower bounds on the maximum achievable rate under various behavioral models, for a rudimentary WDM channel model.

cs.IT↗

arXiv2015

Replacing the Soft FEC Limit Paradigm in the Design of Optical Communication Systems

The FEC limit paradigm is the prevalent practice for designing optical communication systems to attain a certain bit-error rate (BER) without forward error correction (FEC). This practice assumes that there is an FEC code that will reduce the BER after decoding to the desired level. In this paper, we challenge this practice and show that the concept of a channel-independent FEC limit is invalid for soft-decision bit-wise decoding. It is shown that for low code rates and high order modulation formats, the use of the soft FEC limit paradigm can underestimate the spectral efficiencies by up to 20%. A better predictor for the BER after decoding is the generalized mutual information, which is shown to give consistent post-FEC BER predictions across different channel conditions and modulation formats. Extensive optical full-field simulations and experiments are carried out in both the linear and nonlinear transmission regimes to confirm the theoretical analysis.

cs.IT↗