Searcharxiv⌕ Search

arXiv subjects

Ertugrul Basar

Publications and source records attributed to Ertugrul Basar.

At least 55 records · Page 3Linked to original sources

Reconfigurable Intelligent Surfaces for 6G: Emerging Hardware Architectures, Applications, and Open Challenges

Reconfigurable intelligent surfaces (RISs) are rapidly gaining prominence in the realm of fifth generation (5G)-Advanced, and predominantly, sixth generation (6G) mobile networks, offering a revolutionary approach to optimizing wireless communications. This article delves into the intricate world of the RIS technology, exploring its diverse hardware architectures and the resulting versatile operating modes. These include RISs with signal reception and processing units, sensors, amplification units, transmissive capability, multiple stacked components, and dynamic metasurface antennas. Furthermore, we shed light on emerging RIS applications, such as index and reflection modulation, non-coherent modulation, next generation multiple access, integrated sensing and communications (ISAC), energy harvesting, as well as aerial and vehicular networks. These exciting applications are set to transform the way we will wirelessly connect in the upcoming era of 6G. Finally, we review recent experimental RIS setups and present various open problems of the overviewed RIS hardware architectures and their applications. From enhancing network coverage to enabling new communication paradigms, RIS-empowered connectivity is poised to play a pivotal role in shaping the future of wireless networking. This article unveils the underlying principles and potential impacts of RISs, focusing on cutting-edge developments of this physical-layer smart connectivity technology.

cs.IT↗

Environment-Aware Codebook Design for RIS-Assisted MU-MISO Communications: Implementation and Performance Analysis

Reconfigurable intelligent surface (RIS) provides a new electromagnetic response control solution, which can proactively reshape the characteristics of wireless channel environments. In RIS-assisted communication systems, the acquisition of channel state information (CSI) and the optimization of reflecting coefficients constitute major design challenges. To address these issues, codebook-based solutions have been developed recently, which, however, are mostly environment-agnostic. In this paper, a novel environment-aware codebook protocol is proposed, which can significantly reduce both pilot overhead and computational complexity, while maintaining expected communication performance. Specifically, first of all, a channel training framework is introduced to divide the training phase into several blocks. In each block, we directly estimate the composite end-to-end channel and focus only on the transmit beamforming. Second, we propose an environment-aware codebook generation scheme, which first generates a group of channels based on statistical CSI, and then obtains their corresponding RIS configuration by utilizing the alternating optimization (AO) method offline. In each online training block, the RIS is configured based on the corresponding codeword in the environment-aware codebook, and the optimal codeword resulting in the highest sum rate is adopted for assisting in the downlink data transmission. Third, we analyze the theoretical performance of the environment-aware codebook-based protocol taking into account the channel estimation errors. Finally, numerical simulations are provided to verify our theoretical analysis and the performance of the proposed scheme. In particular, the simulation results demonstrate that our protocol is more competitive than conventional environment-agnostic codebooks.

cs.IT↗

Plug-In RIS: A Novel Approach to Fully Passive Reconfigurable Intelligent Surfaces

This paper presents a promising design concept for reconfigurable intelligent surfaces (RISs), named plug-in RIS, wherein the RIS is plugged into an appropriate position in the environment, adjusted once according to the location of both base station and blocked region, and operates with fixed beams to enhance the system performance. The plug-in RIS is a novel system design, streamlining RIS-assisted millimeter-wave (mmWave) communication without requiring decoupling two parts of the end-to-end channel, traditional control signal transmission, and online RIS configuration. In plug-in RIS-aided transmission, the transmitter efficiently activates specific regions of the divided large RIS by employing hybrid beamforming techniques, each with predetermined phase adjustments tailored to reflect signals to desired user locations. This user-centric approach enhances connectivity and overall user experience by dynamically illuminating the targeted user based on location. By introducing plug-in RIS's theoretical framework, design principles, and performance evaluation, we demonstrate its potential to revolutionize mmWave communications for the limited channel state information (CSI) scenarios. Simulation results illustrate that plug-in RIS provides power/cost-efficient solutions to overcome blockage in the mmWave communication system and a striking convergence in average bit error rate and achievable rate performance with traditional full CSI-enabled RIS solutions.

eess.SP↗

Spider RIS: Mobilizing Intelligent Surfaces for Enhanced Wireless Communications

In this study, we introduce Spider RIS technology, which offers an innovative solution to the challenges encountered in movable antennas (MAs) and unmanned aerial vehicle (UAV)-enabled communication systems. By combining the dynamic adaptation capability of MAs and the flexible location advantages of UAVs, this technology offers a dynamic and movable RIS, which can flexibly optimize physical locations within the two-dimensional movement platform. Spider RIS aims to enhance the communication efficiency and reliability of wireless networks, particularly in obstructive environments, by elevating the signal quality and achievable rate. The motivation of Spider RIS is based on the ability to fully exploit the spatial variability of wireless channels and maximize channel capacity even with a limited number of reflecting elements by overcoming the limitations of traditional fixed RIS and energy-intensive UAV systems. Considering the geometry-based millimeter wave channel model, we present the design of a three-stage angular-based hybrid beamforming system empowered by Spider RIS: First, analog beamformers are designed using angular information, followed by the generation of digital precoder/combiner based on the effective channel observed from baseband stage. Subsequently, the joint dynamic positioning with phase shift design of the Spider RIS is optimized using particle swarm optimization, maximizing the achievable rate of the systems.

cs.IT↗

Performance Analysis of OTSM under Hardware Impairments and Imperfect CSI

Orthogonal time sequency multiplexing (OTSM) has been recently proposed as a single-carrier waveform offering similar bit error rate to orthogonal time frequency space (OTFS) and outperforms orthogonal frequency division multiplexing (OFDM) in doubly-spread channels (DSCs); however, with a much lower complexity making it a potential candidate for 6G wireless networks. In this paper, the performance of OTSM is explored by considering the joint effects of multiple hardware impairments (HWIs) such as in-phase and quadrature imbalance (IQI), direct current offset (DCO), phase noise, power amplifier non-linearity, carrier frequency offset, and synchronization timing offset for the first time in the area. First, the discrete-time baseband signal model is obtained in vector form under all mentioned HWIs. Second, the system input-output relations are derived in time, delay-time, and delay-sequency (DS) domains in which the parameters of all mentioned HWIs are incorporated. Third, analytical expressions are derived for the pairwise and average bit error probability under imperfect channel state information (CSI) as a function of the parameters of all mentioned HWIs. Analytical results demonstrate that under all mentioned HWIs, noise stays additive white Gaussian, effective channel matrix is sparse, DCO appears as a DC signal at the receiver interfering with only the zero sequency, and IQI redounds to self-conjugated sequency interference in the DS domain. Simulation results reveal the fact that by considering the joint effects of all mentioned HWIs and imperfect CSI not only OTSM outperforms OFDM by 29% in terms of energy of bit per noise but it performs same as OTFS in high mobility DSCs.

cs.IT↗

Intelligent Surfaces Empowered Wireless Network: Recent Advances and The Road to 6G

Intelligent surfaces (ISs) have emerged as a key technology to empower a wide range of appealing applications for wireless networks, due to their low cost, high energy efficiency, flexibility of deployment and capability of constructing favorable wireless channels/radio environments. Moreover, the recent advent of several new IS architectures further expanded their electromagnetic functionalities from passive reflection to active amplification, simultaneous reflection and refraction, as well as holographic beamforming. However, the research on ISs is still in rapid progress and there have been recent technological advances in ISs and their emerging applications that are worthy of a timely review. Thus, we provide in this paper a comprehensive survey on the recent development and advances of ISs aided wireless networks. Specifically, we start with an overview on the anticipated use cases of ISs in future wireless networks such as 6G, followed by a summary of the recent standardization activities related to ISs. Then, the main design issues of the commonly adopted reflection-based IS and their state-of-the-art solutions are presented in detail, including reflection optimization, deployment, signal modulation, wireless sensing, and integrated sensing and communications. Finally, recent progress and new challenges in advanced IS architectures are discussed to inspire futrue research.

cs.IT↗

Practical Implementation of RIS-Aided Spectrum Sensing: A Deep Learning-Based Solution

This paper presents reconfigurable intelligent surface (RIS)-aided deep learning (DL)-based spectrum sensing for next-generation cognitive radios. To that end, the secondary user (SU) monitors the primary transmitter (PT) signal, where the RIS plays a pivotal role in increasing the strength of the PT signal at the SU. The spectrograms of the synthesized dataset, including the 4G LTE and 5G NR signals, are mapped to images utilized for training the state-of-art object detection approaches, namely Detectron2 and YOLOv7. By conducting extensive experiments using a real RIS prototype, we demonstrate that the RIS can consistently and significantly improve the performance of the DL detectors to identify the PT signal type along with its time and frequency utilization. This study also paves the way for optimizing spectrum utilization through RIS-assisted CR application in next-generation wireless communication systems.

eess.SP↗

Cooperative Backscatter Communications with Reconfigurable Intelligent Surfaces: An APSK Approach

In this paper, a novel amplitude phase shift keying (APSK) modulation scheme for cooperative backscatter communications aided by a reconfigurable intelligent surface (RIS-CBC) is presented, according to which the RIS is configured to modulate backscatter information onto unmodulated or PSK-modulated signals impinging on its surface via APSK. We consider both passive and active RISs, with the latter including an amplification unit at each reflecting element. In the passive (resp. active) RIS-CBC-APSK, backscatter information is conveyed through the number of RIS reflecting elements being on the ON state (resp. active mode) and their phase shift values. By using the optimal APSK constellation to ensure that reflected signals from the RIS undergo APSK modulation, a bit-mapping mechanism is presented. Assuming maximum-likelihood detection, we also present closed-form upper bounds for the symbol error rate (SER) performance for both passive and active RIS-CBC-APSK schemes over Rician fading channels. In addition, we devise a low-complexity detector that can achieve flexible trade-offs between performance and complexity. Finally, we extend RIS-CBC-APSK to multiple-input single-output scenarios and present an alternating optimization approach for the joint design of transmit beamforming and RIS reflection. Our extensive simulation results on the SER performance corroborate our conducted performance analysis and showcase the superiority of the proposed RIS-CBC-APSK schemes over the state-of-the-art RIS-CBC benchmarks.

cs.IT↗

Reconfigurable Intelligent Surface-Enabled Downlink NOMA

Reconfigurable intelligent surfaces (RISs) bring great potential to the advancement of 6G and beyond wireless communication technologies. RISs introduce a great degree of flexibility, allowing some sort of virtual control over the wireless channel. Exploiting the flexibility introduced by RISs, we propose a novel RIS-enabled downlink (DL) non-orthogonal multiple access (NOMA) scheme where NOMA is enabled over-the-air rather than at the base station (BS) or the receiver (Rx). Here, the RIS is partitioned into distinctive groups where each part of the RIS serves a different user equipment (UE) to perform multiple accessing. The BS transmits an unmodulated signal to the RIS, and each partition modulates the impinging signal over-the-air by introducing a phase shift according to the incoming information bits to serve the corresponding UE. First, the end-to-end system model for the proposed system is presented. Furthermore, outage probability calculations, theoretical error probability analysis, and bit error rate (BER) derivations are discussed and reinforced with comprehensive computer simulation results.

eess.SP↗

Noise Modulation

Instead of treating the noise as a detrimental effect, can we use it as an information carrier? In this letter, we provide the conceptual and mathematical foundations of wireless communication utilizing noise and random signals in general. Mainly, the concept of noise modulation (NoiseMod) is introduced to cover information transmission by both thermal noise and externally generated noise signals. The performance of underlying NoiseMod schemes is evaluated under both additive white Gaussian and fading channels and alternative NoiseMod designs exploiting non-coherent detection and time diversity are proposed. Extensive numerical and computer simulation results are presented to validate our designs and theoretical derivations.

cs.IT↗

Index Modulation-based Information Harvesting for Far-Field RF Power Transfer

While wireless information transmission (WIT) is evolving into its sixth generation (6G), maintaining terminal operations that rely on limited battery capacities has become one of the most paramount challenges for Internet-of-Things (IoT) platforms. In this respect, there exists a growing interest in energy harvesting technology from ambient resources, and wireless power transfer (WPT) can be the key solution towards enabling battery-less infrastructures referred to as zero-power communication technology. Indeed, eclectic integration approaches between WPT and WIT mechanisms are becoming a vital necessity to limit the need for replacing batteries. Beyond the conventional separation between data and power components of the emitted waveforms, as in simultaneous wireless information and power transfer (SWIPT) mechanisms, a novel protocol referred to as information harvesting (IH) has recently emerged. IH leverages existing WPT mechanisms for data communication by incorporating index modulation (IM) techniques on top of the existing far-field power transfer mechanism. In this paper, a unified framework for the IM-based IH mechanisms has been presented where the feasibility of various IM techniques are evaluated based on different performance metrics. The presented results demonstrate the substantial potential to enable data communication within existing far-field WPT systems, particularly in the context of next-generation IoT wireless networks.

eess.SP↗

Simultaneous Transmitting and ReflectingIntelligent Surfaces-Empowered NOMA Networks

In this paper, we propose simultaneous transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted non-orthogonal multiple access (NOMA) networks. The considered STAR-RIS utilizes the mode switching (MS) protocol to serve multiple NOMA users located on both sides of the RIS surface. Based on the MS protocol, each STAR-RIS element can operate in full transmission or reflection mode. Within this perspective, we propose a novel algorithm to partition the STAR-RIS surface among the available users. This algorithm aims to determine the proper number of transmitting/reflecting elements needs to be assigned to each user in order to maximize the system sum-rate while guaranteeing the quality-of-service requirements for individual users. For the proposed system, we derive closed-form analytical expressions for the outage probability (OP) and its corresponding asymptotic behavior under different user deployments. Finally, Monte Carlo simulations are performed in order to verify the correctness of the theoretical analysis. It is shown that the proposed system outperforms the classical NOMA and orthogonal multiple access systems in terms of OP and sum-rate.

cs.IT↗

Network-Independent and User-Controlled RIS: An Experimental Perspective

The march towards 6G is accelerating and future wireless network architectures require enhanced performance along with significant coverage especially, to combat impairments on account of the wireless channel. Reconfigurable intelligent surface (RIS) technology is a promising solution, that has recently been considered as a research topic in standards, to help manipulate the channel in favor of users needs. Generally, in experimental RIS systems, the RIS is either connected to the transmitter (Tx) or receiver (Rx) through a physical backhaul link and it is controlled by the network and requires significant computation at the RIS for codebook (CB) designs. In this paper, we propose a practical user-controlled RIS system that is isolated from the network to enhance communication performance and provide coverage to the user based on its location and preference. Furthermore, a low-complexity algorithm is proposed to aid in CB selection for the user, which is performed through the wireless cloud to enable a passive and energy efficient RIS. Extensive experimental test-bed measurements demonstrate the enhanced performance of the proposed system while both results match and validate each other.

eess.SP↗

Cluster Index Modulation for Reconfigurable Intelligent Surface-Assisted mmWave Massive MIMO

In this paper, we propose a transmission mechanism for a reconfigurable intelligent surface (RIS)-assisted millimeter wave (mmWave) system based on cluster index modulation (CIM), named best-gain optimized cluster selection CIM (BGCS-CIM). The proposed BGCS-CIM scheme considers effective cluster power gain and spatial diversity gain obtained by the additional paths within the indexed cluster to construct an efficient codebook. We also integrate the proposed scheme into a practical system model to create a virtual path between transmitter and receiver where the direct link has been blocked. Thanks to the designed whitening filter, a closed-form expression for the upper bound on the average bit error rate (ABER) is derived and used to validate the simulation results. It has been shown that the proposed BGCS-CIM scheme outperforms the existing benchmarks thanks to its higher effective cluster gain, spatial diversity of indexed clusters, and lower inter-cluster interference.

eess.SP↗

RIS-Assisted Grant-Free NOMA

This paper introduces a reconfigurable intelligent surface (RIS)-assisted grant-free non-orthogonal multiple-access (GF-NOMA) scheme. To ensure the power reception disparity required by the power domain NOMA (PD-NOMA), we propose a joint user clustering and RIS assignment/alignment approach that maximizes the network sum rate by judiciously pairing user equipments (UEs) with distinct channel gains, assigning RISs to proper clusters, and aligning RIS phase shifts to the cluster members yielding the highest cluster sum rate. Once UEs are acknowledged with the cluster index, they are allowed to access their resource blocks (RBs) at any time requiring neither further grant acquisitions from the base station (BS) nor power control as all UEs are requested to transmit at the same power. In this way, the proposed approach performs an implicit over-the-air power control with minimal control signaling between BS and UEs, which has shown to deliver up to 20% higher network sum rate than benchmark GF-NOMA and optimal grant-based PD-NOMA schemes depending on the network parameters. The given numerical results also investigate the impact of UE density, RIS deployment, and RIS hardware specifications on the overall performance of the proposed RIS-aided GF-NOMA scheme.

eess.SP↗

Electromagnetic Interference Cancellation for RIS-Assisted Communications

Reconfigurable intelligent surface (RIS)-empowered communication is an emerging technology that has recently received growing attention as a potential candidate for next-generation wireless communications. Although RISs have shown the potential of manipulating the wireless channel through passive beamforming, it is shown that they can also bring undesired side effects, such as reflecting the electromagnetic interference (EMI) from the surrounding environment to the receiver side. In this study, we propose a novel EMI cancellation scheme to mitigate the impact of the EMI by exploiting its special time-domain structure and considering a clever passive beamforming method at the RIS. Compared to its benchmark, computer simulations show that the proposed scheme achieves superior performance in terms of the average signal-to-interference-plus-noise ratio (SINR) and outage probability (OP), especially when the EMI power is comparable to the power of the information signal impinging on the RIS surface.

eess.SP↗

Multi-Scenario Broadband Channel Measurement and Modeling for Sub-6 GHz RIS-Assisted Wireless Communication Systems

Reconfigurable intelligent surface (RIS)-empowered communication, has been considered widely as one of the revolutionary technologies for next generation networks. However, due to the novel propagation characteristics of RISs, underlying RIS channel modeling and measurement research is still in its infancy and not fully investigated. In this paper, we conduct multi-scenario broadband channel measurements and modeling for RIS-assisted communications at the sub-6 GHz band. The measurements are carried out in three scenarios covering outdoor, indoor, and outdoor-to-indoor (O2I) environments, which suffer from non-line-of-sight (NLOS) propagation inherently. Three propagation modes including intelligent reflection with RIS, specular reflection with RIS and the mode without RIS, are taken into account in each scenario. In addition, considering the cascaded characteristics of RIS-assisted channel by nature, two modified empirical models including floating-intercept (FI) and close-in (CI) are proposed, which cover distance and angle domains. The measurement results rooted in 2096 channel acquisitions verify the prediction accuracy of these proposed models. Moreover, the propagation characteristics for RIS-assisted channels, including path loss (PL) gain, PL exponent, spatial consistency, time dispersion, frequency stationarity, etc., are compared and analyzed comprehensively. These channel measurement and modeling results may lay the groundwork for future applications of RIS-assisted communication systems in practice.

cs.IT↗

Measurement-based Characterization of Physical Layer Security for RIS-assisted Wireless Systems

There have been recently many studies demonstrating that the performance of wireless communication systems can be significantly improved by a reconfigurable intelligent surface (RIS), which is an attractive technology due to its low power requirement and low complexity. This paper presents a measurement-based characterization of RISs for providing physical layer security, where the transmitter (Alice), the intended user (Bob), and the eavesdropper (Eve) are deployed in an indoor environment. Each user is equipped with a software-defined radio connected to a horn antenna. The phase shifts of reflecting elements are software controlled to collaboratively determine the amount of received signal power at the locations of Bob and Eve in such a way that the secrecy capacity is aimed to be maximized. An iterative method is utilized to configure a Greenerwave RIS prototype consisting of 76 passive reflecting elements. Computer simulation and measurement results demonstrate that an RIS can be an effective tool to significantly increase the secrecy capacity between Bob and Eve.

eess.SP↗