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Esmail Gumaan

Publications and source records attributed to Esmail Gumaan.

6 recordsLinked to original sources

Feedback That Backfires: Why Small Language Model Agents Repeat the Call They Just Watched Fail

Agent harnesses record a failed tool call and its error message in the transcript and ask the model to continue, on the assumption that the error is corrective information. We measure whether it is. Defining the corrective gain of a failure record as the change in log-probability of re-emitting the action that just failed, we find the gain is negative for every instruction-tuned model we tested (6 checkpoints, 135M-1.7B, 4 families) in two environments: simulated tool calling and MBPP program repair. Normalised by action length the effect is about -1.03 nats per action token, a factor of 2.8 in the odds of each token, and holds on 90%-100% of individual items, not only on average. Over a fixed candidate set the probability of repeating the failed call rises from 0.06 to 0.54, and greedy decoding reproduces it token for token on 19% of items after the failure versus 0% before. Counterfactuals pairing the same call with a failure message, a success message, or a neutral acknowledgement separate two effects: the failed call's surface form accounts for 83% of the damage, while the semantic contribution of marking it failed is small and inconsistent in sign across environments. The problem is in the harness, not the model's grasp of error messages, and that predicts which remedies work. Replacing the verbatim call with a runtime-generated description of the failure removes 76% of the inversion at no token cost, and making previously-failed strings unreachable at the decoder acts on the same term. Two plausible remedies do not: an explicit "do not repeat" instruction leaves the measured quantity where it was, and deleting the failed attempt to retry from a clean context, the standard prescription for context contamination, is the worst harness we measured for repetition, because it restores the context that produced the failure. The study runs end to end on a CPU; all artefacts are released.

cs.SE

Mixture of Attention Schemes (MoAS): Learning to Route Between MHA, GQA, and MQA

The choice of attention mechanism in Transformer models involves a critical trade-off between modeling quality and inference efficiency. Multi-Head Attention (MHA) offers the best quality but suffers from large Key-Value (KV) cache memory requirements during inference. Multi-Query Attention (MQA) and Grouped-Query Attention (GQA) reduce memory usage but often at the cost of model performance. In this work, we propose Mixture of Attention Schemes (MoAS), a novel architecture that dynamically selects the optimal attention scheme (MHA, GQA, or MQA) for each token via a learned router. We demonstrate that dynamic routing performs better than static averaging of schemes and achieves performance competitive with the MHA baseline while offering potential for conditional compute efficiency. Experimental results on WikiText-2 show that dynamic routing (val loss 2.3074) outperforms a static mixture (2.3093), validating the effectiveness of the proposed method. Our code is available at https://github.com/Esmail-ibraheem/Mixture-of-Attention-Schemes-MoAS.

cs.AI

Theoretical Foundations and Mitigation of Hallucination in Large Language Models

Hallucination in Large Language Models (LLMs) refers to the generation of content that is not faithful to the input or the real-world facts. This paper provides a rigorous treatment of hallucination in LLMs, including formal definitions and theoretical analyses. We distinguish between intrinsic and extrinsic hallucinations, and define a \textit{hallucination risk} for models. We derive bounds on this risk using learning-theoretic frameworks (PAC-Bayes and Rademacher complexity). We then survey detection strategies for hallucinations, such as token-level uncertainty estimation, confidence calibration, and attention alignment checks. On the mitigation side, we discuss approaches including retrieval-augmented generation, hallucination-aware fine-tuning, logit calibration, and the incorporation of fact-verification modules. We propose a unified detection and mitigation workflow, illustrated with a diagram, to integrate these strategies. Finally, we outline evaluation protocols for hallucination, recommending datasets, metrics, and experimental setups to quantify and reduce hallucinations. Our work lays a theoretical foundation and practical guidelines for addressing the crucial challenge of hallucination in LLMs.

cs.CL

Universal Approximation Theorem for a Single-Layer Transformer

Deep learning employs multi-layer neural networks trained via the backpropagation algorithm. This approach has achieved success across many domains and relies on adaptive gradient methods such as the Adam optimizer. Sequence modeling evolved from recurrent neural networks to attention-based models, culminating in the Transformer architecture. Transformers have achieved state-of-the-art performance in natural language processing (for example, BERT and GPT-3) and have been applied in computer vision and computational biology. However, theoretical understanding of these models remains limited. In this paper, we examine the mathematical foundations of deep learning and Transformers and present a novel theoretical result. We review key concepts from linear algebra, probability, and optimization that underpin deep learning, and we analyze the multi-head self-attention mechanism and the backpropagation algorithm in detail. Our main contribution is a universal approximation theorem for Transformers: we prove that a single-layer Transformer, comprising one self-attention layer followed by a position-wise feed-forward network with ReLU activation, can approximate any continuous sequence-to-sequence mapping on a compact domain to arbitrary precision. We provide a formal statement and a complete proof. Finally, we present case studies that demonstrate the practical implications of this result. Our findings advance the theoretical understanding of Transformer models and help bridge the gap between theory and practice.

cs.LG

ExpertRAG: Efficient RAG with Mixture of Experts -- Optimizing Context Retrieval for Adaptive LLM Responses

ExpertRAG is a novel theoretical framework that integrates Mixture-of-Experts (MoE) architectures with Retrieval Augmented Generation (RAG) to advance the efficiency and accuracy of knowledge-intensive language modeling. We propose a dynamic retrieval gating mechanism coupled with expert routing, enabling the model to selectively consult an external knowledge store or rely on specialized internal experts based on the query's needs. The paper lays out the theoretical foundations of ExpertRAG, including a probabilistic formulation that treats retrieval and expert selection as latent decisions, and mathematical justifications for its efficiency in both computation and knowledge utilization. We derive formulae to quantify the expected computational cost savings from selective retrieval and the capacity gains from sparse expert utilization. A comparative analysis positions ExpertRAG against standard RAG (with always-on retrieval) and pure MoE models (e.g., Switch Transformer, Mixtral) to highlight its unique balance between parametric knowledge and non-parametric retrieval. We also outline an experimental validation strategy, proposing benchmarks and evaluation protocols to test ExpertRAG's performance on factual recall, generalization, and inference efficiency. The proposed framework, although presented theoretically, is supported by insights from prior work in RAG and MoE, and is poised to provide more factual, efficient, and adaptive generation by leveraging the best of both paradigms. In summary, ExpertRAG contributes a new perspective on scaling and augmenting language models, backed by a thorough analysis and a roadmap for empirical validation.

cs.IR

Galvatron: Automatic Distributed Training for Large Transformer Models

Training multi-billion to trillion-parameter language models efficiently on GPU clusters requires leveraging multiple parallelism strategies. We present Galvatron, a novel open-source framework (dubbed 'Optimus-Megatron' in the implementation) that dynamically combines data parallelism, tensor model parallelism, and pipeline parallelism to optimize training throughput. Built atop PyTorch and integrating NVIDIA's Megatron-LM and Microsoft's DeepSpeed, Galvatron automatically selects and adjusts parallelism strategies in real time based on model architecture, hardware, and training dynamics. This paper details Galvatron's key features -- automatic hybrid parallelism selection, layer-wise and phase-wise strategy optimization, and runtime adaptation -- and contrasts them with existing static frameworks. We describe the system's technical stack, including its use of DeepSpeed's ZeRO and NCCL communication, and provide an in-depth implementation overview of its core modules (profilers, strategy selector, parallelism manager). We then illustrate how Galvatron can be seamlessly integrated into existing training pipelines with minimal code modifications, providing companies a plug-and-play solution for efficient large-model training. Finally, we situate Galvatron in context with related efforts (NVIDIA Megatron-LM, Microsoft DeepSpeed, Google GShard, Meta FairScale, etc.), highlighting how it advances the state of the art in distributed deep learning. References to the GitHub repository and relevant literature are provided throughout.

cs.DC