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Ethan Howes

Publications and source records attributed to Ethan Howes.

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$S^3$: A Smooth Simulation Surrogate for Optimizing Discrete Abstractions of Dynamical Systems

Intelligent systems are increasingly deployed in safety-critical settings with black-box controllers, including neural networks. The properties and behaviors of these end-to-end systems can be studied with abstraction-based methods that replace them with simpler finite models. Constructing such abstractions requires balancing the soundness of over-approximating the dynamical system against conservatism, which manifests as spurious or excessive nondeterministic behaviors. Bi-simulation theory provides principled metrics for characterizing these relationships, but does not prescribe how to construct sound abstractions with minimal conservatism. We fill this gap with a smooth simulation surrogate ($S^3$) --- a differentiable objective that approximates the reverse simulation metric used to quantify conservatism. Combined with Taylor model-based reachability, $S^3$ enables gradient-based optimization of abstraction parameters while preserving soundness by construction. We evaluate this optimization pipeline on three case studies. Our results show that $S^3$ is strongly correlated with the reverse simulation metric, is computationally faster, and serves as an effective objective for reducing abstraction conservatism.

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A Pragmatic Guide to Building Conservative Discrete Abstractions of Cyber-Physical Systems

Symbolic model checking is an effective approach for verifying semantically rich temporal-logic properties of cyber-physical systems, but it hinges on discretizing continuous-state dynamics into a finite-state abstraction. To transfer verification guarantees from the abstract model to the concrete CPS, the abstraction must conservatively approximate the concrete state space and behaviors. Hence, model-builders must maintain this soundness while balancing pessimism with tractability. However, they face several common pitfalls such as under-approximating the state space, under-approximating transitions, unsound pruning of "degenerate" behaviors, and improper specification lifting. This tutorial presents a pragmatic, conservative-by-construction workflow for building discrete abstractions of closed-loop dynamical systems. The workflow consists of four modular steps with interchangeable subroutines: (i) state-space partition and abstraction-function design, (ii) conservative transition construction via axis-aligned bounding boxes, polytopes, or sampling with PAC coverage certificates, (iii) mitigation of spurious transitions and self-loops using certified erasure and counterexample-guided abstraction refinement, and (iv) sound lifting of LTL specifications using may-must semantics. We demonstrate the end-to-end pipeline on three case studies and report how these design choices affect abstraction structure, runtime, and verification outcomes.

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