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Fan Zhang

Publications and source records attributed to Fan Zhang.

At least 19 recordsLinked to original sources

Kekulé Superconductivity Induced by Quantum Geometry in Haldane Phases

Chiral two-dimensional electron gases, which capture the electronic properties of graphene and rhombohedral graphene systems, exhibit singular momentum-space vortices and are susceptible to interaction-induced topological Haldane phases. Here, we investigate pairing interactions in the inversion-symmetric Haldane phases of chiral two-dimensional electron gases. We demonstrate that the nontrivial band topology of the Haldane phases enhances intra-valley ($\Qq = \pm 2 \Kk_D$) pair susceptibility relative to inter-valley ($\Qq = 0$) pair susceptibility, favoring the emergence of a lattice-scale pair-density wave order. When longitudinal acoustic phonons mediate the pairing interaction, the system supports a chiral Kekulè superconducting order at low densities. At higher densities, the phase diagram depends on the parity of the Chern number $J$. For even parity, an s-wave Kekulè order appears, while for odd parity we find a $\Qq =0$ valley triplet chiral-$J$ and a valley singlet s-wave order at different densities. Our findings are relevant to superconductivity in rhombohedral graphene and Kagome metals.

cond-mat.supr-con↗

PRIME: Predictive Routing of Interventions by Modeling Effects for Scientific Ideation

Feedback-driven iteration is widely used to improve LLM-generated scientific ideas, but existing systems either leave revision decisions implicit in generation, align revisions with feedback-localized weaknesses, or restrict action selection to system-specific operations. This is problematic because problems, hypotheses, and solutions are interdependent: the location where a weakness manifests does not itself determine the revision scope that will produce a better successor. We term this phenomenon diagnosis-intervention mismatch. We introduce Predictive Routing of Interventions by Modeling Effects (PRIME), a plug-and-play feedback-to-revision decision layer for existing scientific ideators. PRIME operates in three stages: (1) Structural Attribution interprets feedback over the problem-hypothesis-solution structure without fixing a revision target; (2) Counterfactual Routing constructs alternative scope-conditioned interventions and compares their projected successor utility and risks through lightweight rollouts; and (3) Intervention Execution compiles the selected intervention into an ordered generator-facing plan with semantic actions, preservation constraints, and dependency requirements for successor generation. We validate diagnosis intervention mismatch on 112 human-annotated idea-feedback pairs. Across four benchmarks, two ideators, and fixed- and open-problem settings, PRIME improves successor quality and routing reliability over strong baselines; removing counterfactual routing reduces quality from 3.463 to 1.960 and increases route regret from 0.426 to 1.929, confirming cross-scope effect modeling as the primary source of its gains.

cs.AI↗

Boost+: Equitable, Incentive-Compatible Block Building

Block space on the blockchain is scarce and must be allocated efficiently through block building. However, Ethereum's current block-building ecosystem, MEV-Boost, has become highly centralized due to integration, which distorts competition, reduces blockspace efficiency, and obscures MEV flow transparency. To improve equitability and economic efficiency in block building, we propose $\textsf{Boost+}$, a system that pools submitted order flows inside an attested execution environment and gives all participating block-building algorithms equal access to them. The core of $\textsf{Boost+}$ is the mechanism $M_{\textsf{Boost+}}$, built around a baseline block-building algorithm. $M_{\textsf{Boost+}}$ aligns incentives for both searchers (intermediaries that generate or route transactions) and builders: Truthful bidding is a dominant strategy for all builders. For searchers, truthful reporting is dominant whenever the baseline algorithm dominates competing builders, and it remains dominant for all conflict-free transactions, even when builders may win. We further show that even if a searcher can technically integrate with a builder, non-integration combined with truthful bidding still dominates any deviation for conflict-free transactions. We also implement a concrete baseline algorithm informed by empirical analysis of real-world transactions and evaluate its efficacy using historical data.

cs.CR↗

4K Image Super-Resolution on Mobile NPUs: Mobile AI 2026 Challenge Report

Image super-resolution is widely used on mobile devices for upscaling various types of image data. This creates a need for efficient deep learning-based models that are not only performant but can also be deployed on neural processing units (NPUs) present in the majority of mobile and IoT chipsets. In this Mobile AI challenge, we address this problem and propose the participants to design fast solutions that can upsample images from Full HD to 4K resolution while running on popular mobile NPUs from Qualcomm and MediaTek. For this, the participants were provided with the DIV2K dataset and trained models to do an efficient 3X image upscaling. The competition had two tracks: in the first track, the models had to be fully quantized (INT8), and the runtime of all models was evaluated on the Qualcomm Snapdragon 8 Elite Gen 5 NPU. In the second track, the participants were developing floating-point solutions that were evaluated on the MediaTek Dimensity 9500 NPU. Top solutions proposed in this challenge are able to reconstruct 4K images under 5 milliseconds while reaching a PSNR score of 30 dB. A comprehensive description of the models developed in the challenge is provided in this paper.

cs.CV↗

MLLMEraser: Achieving Test-Time Unlearning in Multimodal Large Language Models through Activation Steering

Multimodal large language models (MLLMs) have demonstrated remarkable capabilities across vision-language tasks, yet their large-scale deployment raises pressing concerns about memorized private data, outdated knowledge, and harmful content. Existing unlearning approaches for MLLMs typically adapt training-based strategies such as gradient ascent or preference optimization, but these methods are computationally expensive, irreversible, and often distort retained knowledge. In this work, we propose MLLMEraser, an input-aware, training-free framework for test-time unlearning. Our approach leverages activation steering to enable dynamic knowledge erasure without parameter updates. Specifically, we construct a multimodal erasure direction by contrasting adversarially perturbed, knowledge-recall image-text pairs with knowledge-erasure counterparts, capturing both textual and visual discrepancies. To prevent unnecessary interference, we further design an input-aware steering mechanism that adaptively determines when and how the erasure direction should be applied, preserving utility on retained knowledge while enforcing forgetting on designated content. Experiments on LLaVA-1.5 and Qwen-2.5-VL demonstrate that MLLMEraser consistently outperforms state-of-the-art MLLM unlearning baselines, achieving stronger forgetting performance with lower computational cost and minimal utility degradation.

cs.LG↗

Gaussian Splatting-based Volumetric Video Compression with Sparse 4D Anchors

Immersive video communication requires photorealistic, compact dynamic scene representations that support efficient rendering. 3D Gaussian Splatting (3DGS) is a promising approach, but dynamic 3DGS remains difficult to compress due to its dense primitives and spatiotemporal redundancy. Anchor-based formulations improve compactness through sparse scaffolds that share geometry and appearance across primitives. However, existing designs typically deform a single canonical scaffold and condition each primitive solely on its associated anchor, limiting their ability to model non-local dynamics and disocclusions and exploit inter-anchor correlations. To address these limitations, we propose SAGA, a volumetric video codec built on Sparse Anchor-assisted GAussian splatting representations. SAGA represents a dynamic scene using hierarchical sparse anchors in 4D space-time. Coordinate-based INR decoders generate fine anchors and Gaussian primitives from features obtained through kernel interpolation among nearby anchors, enabling parameter sharing across spatiotemporal structures. A fixed-size memory with a novel orthogonality-informed slot-update strategy further captures long-range dependencies among unstructured anchors for entropy coding. Empirically, \name achieves PSNR-based BD-rate reductions of 90.88%, 64.30% and 65.14% relative to GIFStream, TED-4DGS, and OMG4, respectively, on the Neu3D testset.

cs.CV↗

I-HITL: Inalienable Human-in-the-Loop

Human oversight is a pillar of AI safety. It is often exercised by a human in the loop (HITL) who approves critical actions taken by an AI agent. AI agents' increasing ability to bypass guardrails, though, raises the question of how to enforce HITL robustly. We introduce the concept of inalienable human-in-the-loop (I-HITL). An I-HITL protocol ensures that an agent can initiate an action only with explicit human approval, even when the human interacts with a system (e.g., a local agentic harness) compromised by the agent. A strong I-HITL protocol additionally ensures such approval even when an adversarial human attempts to delegate approvals to an agent. To motivate I-HITL, we report on experiments with a popular agentic wallet platform in which raising an agent's spending cap requires HITL approval via emailed one-time passcodes (OTPs). Given access to the user's email and a task blocked by the cap, we find that ten different frontier models will often autonomously raise the cap, harvesting OTPs to bypass a HITL guardrail and surfacing other vulnerabilities. We formally define I-HITL using the concept of communication topologies and prove necessary and sufficient conditions for its realization. We show that an I-HITL protocol requires a trusted entity - a trusted computing device (or equivalent) - and characterize which such devices can and cannot realize an I-HITL protocol. We present a prototype I-HITL system called Countersign that can plug into and strengthen existing HITL systems using off-the-shelf consumer mobile devices.

cs.CR↗

Do Transaction Prices Reflect Visual Preference? A Diagnostic Study with Multimodal Language Models

Existing visual preference evaluation relies on costly human annotations or preference reward models, whereas online marketplace transaction prices are readily available and reflect real purchasing behavior, offering potential low-cost supervision. However, transaction prices conflate visual preferences with non-visual factors such as provenance, demand, and competition, making aggregate accuracy insufficient to distinguish model errors, unreliable price signals, and protocol confounds. To address this identifiability challenge, we introduce MarketImage, a diagnostic framework that identifies when transaction prices reflect visual preferences, where they fail, and whether multimodal language models can recover human-supported visual preference signals. MarketImage comprises three components: (i) MarketImageArt, 266 six-image comparison sets with transaction prices and price-blind human rankings; (ii) MarketImageLens, a tie-preserving protocol that partitions 3,990 within-set image pairs into price-human agreement, conflict, and price-tie regions while separately auditing presentation-order effects; and (iii) MarketValuator, six elicitation methods spanning direct comparison, independent scoring, budget constraints, and multi-agent aggregation to evaluate signal recovery by static visual scorers and three multimodal language models. Experiments show that only 24.2% of image pairs have a non-tied price direction, of which 34.7% agree with the human majority. Within this region, HPSv2 leads at 66.4% Recoverable Accuracy; Qwen's budgeted and aggregated variants trail baselines, while GPT interface gains remain statistically unresolved. Thus, transaction prices encode recoverable visual preferences only under limited conditions and should be treated as uncertain proxies rather than ground truth.

cs.AI↗

A prospective randomized study of patient-centered AI for clinical visit preparation

Patients often arrive at brief, time-constrained clinical visits unsure of what to expect or ask, and millions of adults now turn to general-purpose AI chatbots to prepare beforehand. Yet whether conversational AI improves visit readiness remains unclear. We designed a large language model (LLM)-based visit preparation agent to guide patients before an appointment by gathering clinical context, setting visit expectations, providing relevant health information, building a prioritized list of questions for their clinician, and generating a summary. In a prospective consented randomized study in the Google Health app, 802 U.S. adults held 866 health-related conversations with the visit preparation agent (standard or concise variant) or a minimally prompted control chatbot built on the same LLM. The visit preparation agent significantly outperformed the control across blinded clinician evaluations and patient self-reports. In clinician reviews of completed sessions (n = 272), the agent achieved a 16.6% higher rate of comprehensive preparation (67.2% vs. 50.6%; P < 0.05) and an 8.5% higher rate of alignment with patients' health context (98.9% vs. 90.4%; P < 0.01), while maintaining high medical safety and appropriateness across all study arms. Patient post-surveys (n = 460) showed 16.8% higher visit preparedness (73.8% vs. 57.0%; P < 0.01), 14.3% higher confidence in knowing what to ask (81.4% vs. 67.1%; P < 0.01), and 12.0% higher overall satisfaction (74.0% vs. 62.0%; P < 0.05). Clinician and participant metrics were not significantly correlated, indicating that expert review and patient self-assessment capture complementary dimensions of patient-facing AI. These findings suggest that LLM chatbots can safely help patients prepare for clinical visits, with greater benefit when following a structured workflow, and motivate future studies on in-visit communication and clinical outcomes.

cs.HC↗

Taylor-type joint spectrum and essential spectrum of row-bounded sequences of commuting operators

As the cornerstone of multivariable operator theory, (essential) Taylor's joint spectrum plays crucial roles in many areas. The present paper is devoted to developing the theory of (essential) Taylor-type joint spectrum of row-bounded sequences of commuting operators on Hilbert spaces and to establishing the associated Fredholm index theory. Furthermore, the holomorphic functional calculus for row-bounded sequences is established. At last, we obtain a Gleason-Richter-Sundberg type index theorem in the infinite-variable setting, which connects the Fredholm index, the asymptotic Arveson's curvature invariant and fibre dimensions.

math.FA↗

Blockspace Under Pressure: An Analysis of Spam MEV on High-Throughput Blockchains

On high-throughput, low-fee blockchains, a qualitatively new form of maximal extractable value (MEV), spam MEV, has emerged: searchers submit large volumes of speculative transactions, whose profitability is resolved only at execution time. On major rollups, it can consume more than half of block gas, even though only a small fraction of probes ultimately results in a trade. Despite growing awareness of this phenomenon, there is no principled framework for understanding how blockchain design parameters shape its prevalence and impact. We develop such a framework, modeling spam transactions competing for on-chain opportunities under a competitive equilibrium that drives their profits to zero, and deriving equilibrium spam volumes as a function of block capacity, minimum gas price, and the transaction fee mechanism. Empirical evidence from Base and Arbitrum is consistent with several predictions of the model: spam grew sharply as block capacity was scaled up and fell when minimum gas prices were introduced. Our analysis yields three main insights. First, spam is always costly: when block capacity is scarce, it displaces users and drives up gas prices; as block capacity grows, it increasingly consumes execution resources, raising network externality, i.e., the cost of provisioning and processing blocks. We show that spam takes an increasing share of each additional unit of block capacity, so capping it before all users are included creates a favorable trade-off: forgoing a small amount of user welfare eliminates disproportionate spam and externality. Second, we extend the analysis to approximate priority fee ordering and show that it can reduce spam by making earlier block positions more expensive, as spammers pay more to reach early block positions. Third, as user demand grows and blockspace is scaled accordingly, spam's share of block capacity plateaus rather than growing indefinitely.

cs.GT↗

HiFOR: Hierarchical Foresight with Action-Guided World Grounding for Vision-Language-Action Model

Vision-Language-Action (VLA) models have demonstrated promising capabilities in robotic manipulation by integrating visual perception, language understanding, and action generation. Recent advances have further incorporated future prediction to enhance the understanding of environmental dynamics and task progression. However, existing methods often model short-term dynamics and long-term task objectives separately, while directly incorporating predicted futures into action policies without sufficiently considering their relevance to current action requirements. To address these limitations, we propose HiFOR, a hierarchical foresight framework with action-guided world retrieval. Specifically, Hierarchical Foresight Prediction jointly predicts short-term state evolution, semantic milestones, and final goal states through a Hierarchical Dependency Mask (HDM), establishing dependencies across temporal horizons. Building upon these predictions, Structure-Aware Latent World Modeling organizes future latent representations along the horizon, view, and spatial dimensions to facilitate fine-grained retrieval. Furthermore, Action-Guided Factorized World Retrieval adaptively retrieves relevant future information from the structured latent world based on evolving action representations during denoising, providing targeted guidance for action generation. Extensive experiments on two simulation benchmarks and six real-world robotic manipulation tasks demonstrate the effectiveness of our approach.

cs.CV↗

Posterior-First Neural PDE Simulation: Inferring What Downstream Tasks Need from a Single Field

Neural PDE simulators often receive only a single observed field at deployment. In this setting, a field-to-future predictor can collapse distinct latent problem states into the same deterministic interface, losing the ambiguity needed for reliable rollout and downstream decisions. We propose posterior-first neural PDE simulation, a task-to-target-to-interface paradigm: the declared downstream tasks determine the minimal task-sufficient problem state to infer, and the posterior over that state conditions the rollout and downstream queries. This posterior can be supplied by amortized posterior estimators, including simulation-based inference with learned summaries; our contribution is the target, the interface, and their theory. We show that Bayes downstream values factor through this posterior, proper scoring rules on refinement labels identify it as their population-risk minimizer, and deterministic collapse incurs an ambiguity barrier whenever the true posterior is non-Dirac. Synthetic exact-ambiguity experiments show that point-versus-posterior gaps track the predicted barrier. On metadata-hidden PDEBench tasks, posterior recovery reduces pooled rollout nRMSE from 0.175 to 0.132, closing 59.4% of the direct-to-oracle gap. Matched controls attribute the gains to task-aligned targeting and posterior deployment, and the gains persist with a latent-diffusion backbone. These results suggest that single-observation neural PDE simulation should be posterior-first rather than monolithic field-to-future prediction.

cs.LG↗

AffectGPT-RL: Revealing Roles of Reinforcement Learning in Open-Vocabulary Emotion Recognition

Open-Vocabulary Multimodal Emotion Recognition (OV-MER) aims to predict emotions without being constrained by predefined label spaces, thereby enabling fine-grained emotion understanding. Unlike traditional discriminative methods, OV-MER leverages generative models to capture the full spectrum of emotions and employs emotion wheels (EWs) for metric calculation. Previous approaches primarily rely on token-level loss during training. However, this objective is misaligned with the metrics used in OV-MER, and these metrics cannot be directly optimized via gradient backpropagation. To address this limitation, we turn our attention to reinforcement learning, as this strategy can optimize non-differentiable objectives. We term this framework AffectGPT-RL. Furthermore, we conduct extensive experiments to elucidate the role of reinforcement learning in this task, revealing the necessity of the reasoning process, the impact of different rewards, and the generalizability to other emotion tasks such as sentiment analysis and basic emotion recognition. Experimental results demonstrate that AffectGPT-RL yields significant performance improvements on OV-MER. Beyond this task, we also achieve remarkable performance gains on basic emotion recognition, attaining state-of-the-art results on MER-UniBench. To the best of our knowledge, this is the pioneering work exploring the role of reinforcement learning in OV-MER, providing valuable guidance for subsequent researchers. Our code is provided at: https://github.com/zeroQiaoba/AffectGPT/tree/master/AffectGPT-RL.

cs.HC↗

Dynamic Merging Mutually-Distilled Multi-View Networks for RGB-Event-based Representation Learning

Multi-modal fusion algorithms combining conventional frame-based cameras and event cameras have recently attracted substantial research attention. Typically, existing approaches convert event streams into frames, voxels, or tensors, and then learn the required spatiotemporal information from these transformed event representations for fusion with conventional frame-camera data. Obviously, such paradigms only exploit the limited representational capacity of event data. Moreover, standard training pipelines fail to fully leverage diverse model parameters obtained throughout the learning process. In this paper, we propose a novel mutual distillation method leveraging multi-view teacher network weights to better integrate multiple event representations and achieve model-parameter level fusion. Specifically, we employ multiple encoders to extract different types of event representations and perform mutual knowledge distillation at both the feature-level and logit-level in this process. Afterwards, we perform a dynamic hierarchical model merge strategy on the model parameters from the first stage to yield a unified multi-modal RGB-Event representation model. Experimental results across multiple event-based datasets demonstrate that our proposed framework achieves significant performance improvements.

cs.CV↗

Improved Gauge Conditions for Large Expansion Cosmological Models

This study develops a new gauge condition for performing long duration numerical evolutions of Einstein's equation on cosmological spacetimes with non-trivial spatial topologies. This new gauge makes it possible to perform reliable numerical evolutions on these manifolds in which the spatial volumes become more than one million times larger. This new condition was tested for this study by evolving homogeneous and isotropic initial data on exemplar manifolds with three spatial topologies: Sixth-Turn space, the lens space L(5,2), and the Seifert fiber space SFS[S2:(2,1)(2,1)(2,-1)].

gr-qc↗

The Future Is Finer: Multivariate Time Series Super-Resolution Forecasting

Web platforms run on multivariate time series, from service telemetry and Web traffic logs to sensor streams served through Web APIs. Yet, retention policies often archive them at coarse granularity to save storage and bandwidth. Decisions such as autoscaling, alerting, and billing operate at finer granularity than existing forecasters reach, since these models predict at the resolution of their input. We therefore introduce Multivariate Time Series Super-Resolution Forecasting (MTS-SRF), which forecasts fine-grained futures from coarse histories, and propose TimeMagnifier to address its three challenges. Fourier Anchor counters data sparsity by fitting each input window to a trend-Fourier structure with sparse cross-variable gating; De-noise Only constrains fine-grained ambiguity by refining along the resolution axis rather than the noise axis, lengthening the grid level by level; and banded DTW Alignment corrects cross-resolution misalignment against the coarse forecast. On the first MTS-SRF benchmark, with ten datasets from five domains, real archived cross-resolution pairs, strengthened baseline adaptations, and five-seed significance tests, TimeMagnifier is best on every dataset, resolution coefficient, and metric against 15 baselines and cuts MSE by 12.3% on average. Its De-noise Only and DTW stages also transfer as a plug-in that lowers the MSE of existing forecasters by 5.1% to 9.0%. Code will be made publicly available.

cs.AI↗

SpatialMem: Metric-Aligned Long-Horizon Video Memory for Language Grounding and QA

SpatialMem is a memory-based system which integrates 3D geometry, semantics, and language with one another in one combined, queryable representation. Starting with casually recorded egocentric RGB video, SpatialMem recreates metrically scaled interior scenes, recognizes structural 3D anchors (walls, doors, windows) as the first-layer scaffold, and associates open-vocabulary object nodes with evidence patches, visual embeddings, and two-layer descriptions to 3D coordinates, enabling spatial-relation reasoning, language-directed retrieval, and QA without special sensors. We test at scale on public benchmarks. On VSI-Bench ($288$ videos, $5{,}130$ questions) SpatialMem scores $37.5$ overall with RGB alone, and its margin is precisely where a metric memory should earn it (room size $41.4$ vs.\ $24.4$ with a same-size frame model). On the episodic-memory task of OpenEQA ($953$ questions) the memory serialised to text is lower than the blind control, but as evidence-frame retrieval it recovers frame-level accuracy, matching uniform sampling at an equal eight-frame budget and pulling ahead as the budget tightens, with every answer grounded in linked 3D evidence. On $12$ ScanNet scenes evaluated using instance-level official annotations, the anchor-first hierarchy assigns the retrieved object to the proper structural parent where open-vocabulary 3D scene graphs essentially cannot ($0.24$ compared to $0.01$ with matched input), a capability difference instead of an overall win. The queryable index has a cost of $14$\,KB per scene without the linked evidence frames, and we make available the suites, memories and code.

cs.CV↗