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Fangzheng Tian

Publications and source records attributed to Fangzheng Tian.

7 recordsLinked to original sources

Predicting Partial Answer Quality and Utility in Agentic Retrieval-Augmented Generation

Agentic Retrieval-Augmented Generation (RAG) has become a promising paradigm for multi-hop question answering, where a reasoning model iteratively issues queries to a retriever and incorporates newly retrieved context into subsequent reasoning steps. While this iterative process can improve final answer quality, current evaluations of agentic RAG largely focus on end-to-end outcomes and provide limited visibility into how a model's answer state changes during generation. In this work, we introduce an in-trajectory probing framework to study intermediate answer states in agentic RAG. Specifically, after each retrieval-reasoning iteration, we force an agentic model to stop reasoning and generate an intermediate answer based on its current state. This allows us to define two iteration-level measures: partial answer quality at each iteration, and partial utility as the change in partial answer quality across iterations. Our analysis across multi-hop QA benchmarks reveals that partial answer quality often plateaus before natural termination, with many later iterations contributing only small measurable improvements. Accordingly, we formulate two prediction tasks, partial answer quality prediction and partial utility prediction, and study trajectory-derived signals from intra-iteration, inter-iteration, and query-iteration perspectives. Experiments show that partial answer quality is more predictable than partial utility, with supervised models achieving Pearson's r above 0.43 for quality prediction. Finally, using predicted answer quality and utility for early stopping reduces average iteration count by about 11% while preserving about 98% of the final answer quality achieved by natural stopping.

cs.IR↗

RAQG-QPP: Query Performance Prediction with Retrieved Query Variants and Retrieval Augmented Query Generation

Query Performance Prediction (QPP) estimates the retrieval quality of ranking models without the use of any human-assessed relevance judgements, and finds applications in query-specific selective decision making to improve overall retrieval effectiveness. Although unsupervised QPP approaches are effective for lexical retrieval models, they usually perform weaker for neural rankers. Recent work shows that leveraging query variants (QVs), i.e., queries with potentially similar information needs to a given query, can enhance unsupervised QPP accuracy. However, existing QV-based prediction methods rely on query variants generated by term expansion of the input query, which is likely to yield incoherent, hallucinatory and off-topic QVs. In this paper, we propose to make use of queries retrieved from a log of past queries as QVs to be subsequently used for QPP. In addition to directly applying retrieved QVs in QPP, we further propose to leverage large language models (LLMs) to generate QVs conditioned on the retrieved QVs, thus mitigating the limitation of relying only on existing queries in a log. Experiments on TREC DL'19 and DL'20 show that QPP enhanced with RAQG outperform the best-performing existing QV-based prediction approach by as much as 30% on neural ranking models such as MonoT5.

cs.IR↗

Predicting Retrieval Utility and Answer Quality in Retrieval-Augmented Generation

The quality of answers generated by large language models (LLMs) in retrieval-augmented generation (RAG) is largely influenced by the contextual information contained in the retrieved documents. A key challenge for improving RAG is to predict both the utility of retrieved documents -- quantified as the performance gain from using context over generation without context -- and the quality of the final answers in terms of correctness and relevance. In this paper, we define two prediction tasks within RAG. The first is retrieval performance prediction (RPP), which estimates the utility of retrieved documents. The second is generation performance prediction (GPP), which estimates the final answer quality. We hypothesise that in RAG, the topical relevance of retrieved documents correlates with their utility, suggesting that query performance prediction (QPP) approaches can be adapted for RPP and GPP. Beyond these retriever-centric signals, we argue that reader-centric features, such as the LLM's perplexity of the retrieved context conditioned on the input query, can further enhance prediction accuracy for both RPP and GPP. Finally, we propose that features reflecting query-agnostic document quality and readability can also provide useful signals to the predictions. We train linear regression models with the above categories of predictors for both RPP and GPP. Experiments on the Natural Questions (NQ) dataset show that combining predictors from multiple feature categories yields the most accurate estimates of RAG performance.

cs.IR↗

Revisiting Query Variants: The Advantage of Retrieval Over Generation of Query Variants for Effective QPP

Leveraging query variants (QVs), i.e., queries with potentially similar information needs to the target query, has been shown to improve the effectiveness of query performance prediction (QPP) approaches. Existing QV-based QPP methods generate QVs facilitated by either query expansion or non-contextual embeddings, which may introduce topical drifts and hallucinations. In this paper, we propose a method that retrieves QVs from a training set (e.g., MS MARCO) for a given target query of QPP. To achieve a high recall in retrieving queries with the most similar information needs as the target query from a training set, we extend the directly retrieved QVs (1-hop QVs) by a second retrieval using their denoted relevant documents (which yields 2-hop QVs). Our experiments, conducted on TREC DL'19 and DL'20, show that the QPP methods with QVs retrieved by our method outperform the best-performing existing generated-QV-based QPP approaches by as much as around 20\%, on neural ranking models like MonoT5.

cs.IR↗

Am I on the Right Track? What Can Predicted Query Performance Tell Us about the Search Behaviour of Agentic RAG

Agentic Retrieval-Augmented Generation (RAG) is a new paradigm where the reasoning model decides when to invoke a retriever (as a "tool") when answering a question. This paradigm, exemplified by recent research works such as Search-R1, enables the model to decide when to search and obtain external information. However, the queries generated by such Agentic RAG models and the role of the retriever in obtaining high-quality answers remain understudied. To this end, this initial study examines the applicability of query performance prediction (QPP) within the recent Agentic RAG models Search-R1 and R1-Searcher. We find that applying effective retrievers can achieve higher answer quality within a shorter reasoning process. Moreover, the QPP estimates of the generated queries, used as an approximation of their retrieval quality, are positively correlated with the quality of the final answer. Ultimately, our work is a step towards adaptive retrieval within Agentic RAG, where QPP is used to inform the model if the retrieved results are likely to be useful.

cs.IR↗

Is Relevance Propagated from Retriever to Generator in RAG?

Retrieval Augmented Generation (RAG) is a framework for incorporating external knowledge, usually in the form of a set of documents retrieved from a collection, as a part of a prompt to a large language model (LLM) to potentially improve the performance of a downstream task, such as question answering. Different from a standard retrieval task's objective of maximising the relevance of a set of top-ranked documents, a RAG system's objective is rather to maximise their total utility, where the utility of a document indicates whether including it as a part of the additional contextual information in an LLM prompt improves a downstream task. Existing studies investigate the role of the relevance of a RAG context for knowledge-intensive language tasks (KILT), where relevance essentially takes the form of answer containment. In contrast, in our work, relevance corresponds to that of topical overlap between a query and a document for an information seeking task. Specifically, we make use of an IR test collection to empirically investigate whether a RAG context comprised of topically relevant documents leads to improved downstream performance. Our experiments lead to the following findings: (a) there is a small positive correlation between relevance and utility; (b) this correlation decreases with increasing context sizes (higher values of k in k-shot); and (c) a more effective retrieval model generally leads to better downstream RAG performance.

cs.IR↗

Robustness-aware 2-bit quantization with real-time performance for neural network

Quantized neural network (NN) with a reduced bit precision is an effective solution to reduces the computational and memory resource requirements and plays a vital role in machine learning. However, it is still challenging to avoid the significant accuracy degradation due to its numerical approximation and lower redundancy. In this paper, a novel robustness-aware 2-bit quantization scheme is proposed for NN base on binary NN and generative adversarial network(GAN), witch improves the performance by enriching the information of binary NN, efficiently extract the structural information and considering the robustness of the quantized NN. Specifically, using shift addition operation to replace the multiply-accumulate in the quantization process witch can effectively speed the NN. Meanwhile, a structural loss between the original NN and quantized NN is proposed to such that the structural information of data is preserved after quantization. The structural information learned from NN not only plays an important role in improving the performance but also allows for further fine tuning of the quantization network by applying the Lipschitz constraint to the structural loss. In addition, we also for the first time take the robustness of the quantized NN into consideration and propose a non-sensitive perturbation loss function by introducing an extraneous term of spectral norm. The experiments are conducted on CIFAR-10 and ImageNet datasets with popular NN( such as MoblieNetV2, SqueezeNet, ResNet20, etc). The experimental results show that the proposed algorithm is more competitive under 2-bit-precision than the state-of-the-art quantization methods. Meanwhile, the experimental results also demonstrate that the proposed method is robust under the FGSM adversarial samples attack.

cs.LG↗