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Federico Rodriguez Hertz

Publications and source records attributed to Federico Rodriguez Hertz.

At least 19 recordsLinked to original sources

Symplecto-rigidity and bootstrap for Anosov symplectomorphisms and contact Anosov flows

This paper is a sequel to the authors' paper on rigidity of higher dimensional contact Anosov flows~[GRH]. At the time the authors were unaware of much earlier work of Hamenstädt~[Ham] devoted to the same problem. The methods of~[GRH] and~[Ham] are overlapping but not entirely the same. In this paper we strengthen some the results of Hamenstädt, by further bootstrapping the regularity of the conjugacy of 2-pinched contact Anosov flows. We also introduce a notion of symplecto-rigidity for symplectomorphisms and prove that some Anosov diffeomorphisms are symplecto-rigid. We further combine symplecto-rigidity with various rigidity techniques to establish a number of smooth rigidity results of Anosov symplectomorphisms. Some new phenomena are present in the realm of Anosov symplectomorphism. For example, while the well-known de la Llave example on the 4-torus demonstrates absence of rigidity in the space of smooth Anosov diffeomorphisms, however, we prove that it is rigid in the space of Anosov sympelctomorphisms.

math.DS

Entropy and semiconjugacy on surfaces

Let $g$ be a $C^\infty$ diffeomorphism in the isotopy class of a pseudo-Anosov homeomorphism $f$ such that $g$ and $f$ have the same topological entropy. In 1988, Handel proved that this implies the existence of a semiconjugacy $π$ from $g$ to $f$. He stated that, in general, there is at least one point $x$ such that $π^{-1}(x)$ is disconnected. We show that this is not the case: for every $x$, the set $π^{-1}(x)$ is the intersection of a nested sequence of closed topological disks, and hence is connected. We also prove that there is a unique $g$-invariant probability measure projecting to the measure of maximal entropy of $f$. This measure is entropy-maximizing, hyperbolic, and Bernoulli, and the semiconjugacy induces a metric isomorphism between the corresponding measure-preserving systems.

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Fourier decay and non-decay for pseudo-affine self-conformal measures

We study the sharpness of recent sufficient conditions for polynomial Fourier decay of self conformal measures on the line. First, we construct a $C^\infty$ iterated function system which is not $C^1$-conjugate to self-similar, but which nevertheless admits a stationary measure that is not Rajchman. Second, for every strongly separated Bernoulli convolution $μ$ and every $1\leq r<\infty$, we construct a $C^r$-diffeomorphism $h$ such that $h'$ is constant on $\operatorname{supp}μ$, yet the image measure $hμ$ has polynomial Fourier decay. All constructions are within the framework of pseudo-affine iterated function systems, previously introduced by the authors.

math.DS

Smooth projections of self-similar measures

We prove a Furstenberg-type criterion for a given orthogonal projection of a self-similar measure to be absolutely continuous, with quantified regularity. It requires exponential mixing of the rotational part at a rate that is sufficiently fast compared with an orbit relative analogue of its dimension. Using Ramanujan sets of irrational rotations in \(\mathrm{SO}(3)\) constructed by Lubotzky, Phillips and Sarnak (1986, 1987), we obtain explicit applications. In particular, we exhibit singular self-similar measures whose every line projection is absolutely continuous, measures of arbitrarily small Fourier dimension with smooth projections in all but a fully explicit exceptional set of directions, and a non-trivial example of a self-similar measure that is Salem with a $C^2 _0$ density.

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How linear can a non-linear hyperbolic IFS be?

Motivated by a question of M. Hochman, we construct examples of hyperbolic IFSs $Φ$ on $[0,1]$ where linear and non-linear behaviour coexist. Namely, for every $2\leq r \leq \infty$ we exhibit the existence of a $C^r$-smooth IFS such that $f'\equiv c(Φ)$ on the attractor and $f''\equiv 0$ for every $f \in Φ$, yet $Φ$ is not $C^t$-smooth for any $t>r$, nor $C^r$-conjugate to self-similar. We provide a complete classification of these systems. Furthermore, when $r>1$, we give a necessary and sufficient Livsic-like matching condition for a self-conformal $C^r$-smooth IFS to be conjugated to one of these systems having $f''=0$ on the attractor, for every $f\in Φ$. We also show that this condition fails to ensure the existence of a $C^1$-conjugacy in mere $C^1$-regularity.

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Smooth rigidity for 3-dimensional dissipative Anosov flows

We consider two transitive $3$-dimensional Anosov flows which do not preserve volume and which are continuously conjugate to each other. Then, disregarding certain exceptional cases, such as flows with $C^1$ regular stable or unstable distributions, we prove that either the conjugacy is smooth or it sends the positive SRB measure of the first flow to the negative SRB measure of the second flow and vice versa. We give a number of corollaries of this result. In particular, we establish local rigidity on a $C^1$-open $C^\infty$-dense subspace of transitive Anosov flows; we improve the classical de la Llave-Marco-Moriyón rigidity theorem for dissipative Anosov diffeomorphisms on the $2$-torus by merely assuming matching of (full) Jacobian data at periodic points; we also exhibit the first evidence that the Teichmüller space of smooth conjugacy classes of Anosov diffeomorphisms on the $2$-torus is well-stratified according to regularity.

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Spectral gaps and Fourier decay for self-conformal measures in the plane

Let $Φ$ be a $C^ω(\mathbb{C})$ self-conformal IFS on the plane, satisfying some mild non-linearity and irreducibility conditions. We prove a uniform spectral gap estimate for the transfer operator corresponding to the derivative cocycle and every given self-conformal measure. Building on this result, we establish polynomial Fourier decay for any such measure. Our technique is based on a refinement of a method of Oh-Winter (2017) where we do not require separation from the IFS or the Federer property for the underlying measure.

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Unboundedness of shapes of unit lattices in totally real cubic fields

The question of the distribution of shapes of unit lattices in number fields, pioneered by Margulis and Gromov, has lately attracted considerable interest, not least because of the lack of available results. Here we prove that the set of shapes of orders of totally real cubic fields is unbounded in the modular surface.

math.NT

Measure rigidity for generalized u-Gibbs states and stationary measures via the factorization method

We obtain measure rigidity results for stationary measures of random walks generated by diffeomorphisms, and for actions of $\operatorname{SL}(2,\mathbb{R})$ on smooth manifolds. Our main technical result, from which the rest of the theorems are derived, applies also to the case of a single diffeomorphism or $1$-parameter flow and establishes extra invariance of a class of measures that we call ``generalized u-Gibbs states''.

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Polynomial Fourier decay and a cocycle version of Dolgopyat's method for self conformal measures

We show that every self conformal measure with respect to a $C^2 (\mathbb{R})$ IFS $Φ$ has polynomial Fourier decay under some mild and natural non-linearity conditions. In particular, every such measure has polynomial decay if $Φ$ is $C^ω(\mathbb{R})$ and contains a non-affine map. A key ingredient in our argument is a cocycle version of Dolgopyat's method, that does not require the cylinder covering of the attractor to be a Markov partition. It is used to obtain spectral gap-type estimates for the transfer operator, which in turn imply a renewal theorem with an exponential error term in the spirit of Li (2022).

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Boundary actions by higher-rank lattices: Classification and embedding in low dimensions, local rigidity, smooth factors

We study actions by lattices in higher-rank (semi)simple Lie groups on compact manifolds. By classifying certain measures invariant under a related higher-rank abelian action (the diagonal action on the suspension space) we deduce a number of new rigidity results related to standard projective actions (i.e. boundary actions) by such groups. Specifically, in low dimensions we show all actions (with infinite image) are conjugate to boundary actions. We also show standard boundary actions (e.g. projective actions on generalized flag varieties) are local rigid and classify all smooth actions that are topological factors of such actions. Finally, for volume-preserving actions in low dimensions (with infinite image) we provide a mechanism to detect the presence of "blow-ups" for the action by studying measures that are $P$-invariant but not $G$-invariant for the suspension action.

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Smooth rigidity for very non-algebraic Anosov diffeomorphisms of codimension one

In this paper we introduce a new methodology for smooth rigidity of Anosov diffeomorphisms based on "matching functions." The main observation is that under certain bunching assumptions on the diffeomorphism the periodic cycle functionals can provide such matching functions. For example we consider a sufficiently small C^1 neighborhood of a linear hyperbolic automorphism of the 3-dimensional torus which has a pair of complex conjugate eigenvalues. Then we show that two very non-algebraic (an open and dense condition) Anosov diffeomorphisms from this neighborhood are smoothly conjugate if and only they have matching Jacobian periodic data. We also obtain a similar result for certain higher dimensional codimension one Anosov diffeomorphisms.

math.DS

Smooth rigidity for higher dimensional contact Anosov flows

We apply the matching functions technique in the setting of contact Anosov flows which satisfy a bunching assumption. This allows us to generalize the 3-dimensional rigidity result of Feldman-Ornstein~\cite{FO}. Namely, we show that if two such Anosov flows are $C^0$ conjugate then they are $C^{r}$, conjugate for some $r\in[1,2)$ or even $C^\infty$ conjugate under some additional assumptions. This, for example, applies to $1/4$-pinched geodesic flows on compact Riemannian manifolds of negative sectional curvature. We can also use our result to recover Hamendstädt's marked length spectrum rigidity result for real hyperbolic manifolds.

math.DS

Smooth rigidity for 3-dimensional volume preserving Anosov flows and weighted marked length spectrum rigidity

Let $X_1^t$ and $X_2^t$ be volume preserving Anosov flows on a 3-dimensional manifold $M$. We prove that if $X_1^t$ and $X_2^t$ are $C^0$ conjugate then the conjugacy is, in fact, smooth, unless $M$ is a mapping torus of an Anosov automorphism of $\mathbb T^2$ and both flows are constant roof suspension flows. We deduce several applications. Among them is a new result on rigidity of Anosov diffeorphisms on $\mathbb T^2$ and a new "weighted" marked length spectrum rigidity result for surfaces of negative curvature.

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Smooth rigidity for codimension one Anosov flows

We introduce the matching functions technique in the setting of Anosov flows. Then we observe that simple periodic cycle functionals (also known as temporal distance functions) provide a source of matching functions for conjugate Anosov flows. For conservative codimension one Anosov flows $φ^t\colon M\to M$, $\dim M\ge 4$, these simple periodic cycle functionals are $C^1$ regular and, hence, can be used to improve regularity of the conjugacy. Specifically, we prove that a continuous conjugacy must, in fact, be a $C^1$ diffeomorphism for an open and dense set of codimension one conservative Anosov flows.

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Logarithmic Fourier decay for self conformal measures

We prove that the Fourier transform of a self conformal measure on $\mathbb{R}$ decays to $0$ at infinity at a logarithmic rate, unless the following holds: The underlying IFS is smoothly conjugated to an IFS that both acts linearly on its attractor and contracts by scales that are not Diophantine. Our key technical result is an effective version of a local limit Theorem for cocycles with moderate deviations due to Benoist-Quint (2016), that is of independent interest.

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Pointwise normality and Fourier decay for self-conformal measures

Let $Φ$ be a $C^{1+γ}$ smooth IFS on $\mathbb{R}$, where $γ>0$. We provide mild conditions on the derivative cocycle that ensure that every self conformal measure is supported on points $x$ that are absolutely normal. That is, for integer $p\geq 2$ the sequence $\lbrace p^k x \rbrace_{k\in \mathbb{N}}$ equidistributes modulo $1$. We thus extend several state of the art results of Hochman and Shmerkin about the prevalence of normal numbers in fractals. When $Φ$ is self-similar we show that the set of absolutely normal numbers has full Hausdorff dimension in its attractor, unless $Φ$ has an explicit structure that is associated with some integer $n\geq 2$. These conditions on the derivative cocycle are also shown to imply that every self conformal measure is a Rajchman measure, that is, its Fourier transform decays to $0$ at infinity. When $Φ$ is self similar and satisfies a certain Diophantine condition, we establish a logarithmic rate of decay.

math.DS