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Feiyu Han

Publications and source records attributed to Feiyu Han.

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Certified Multi-Turn Robustness for LLM Safety via Compositional Bounds and Safety Persistence

Large language models (LLMs) are vulnerable to multi-turn jailbreak attacks that progressively manipulate conversation context. Existing certified robustness methods are limited to single-turn inputs; naive multi-turn composition yields bounds that degrade exponentially in the number of turns. We introduce Multi-Turn Certified Robustness (MTCR), a framework that models conversational safety via State-Adversarial MDPs and defines $k$-turn certified robustness as the worst-case safety probability across $k$ adversarial turns. MTCR comprises: (i) compositional certification via embedding-space mode decomposition, yielding tighter certified lower bounds than naive multiplication; (ii) $(\alpha,\beta)$-safety persistence, improving the degradation rate from $\underline{p}^{k}$ to $\beta^k$ (with $\beta > \underline{p}$) and yielding interpretable horizon estimates; (iii) matching information-theoretic upper bounds establishing tightness; and (iv) a unified algorithm combining these results. Experiments on six LLMs under $\epsilon$-bounded and Crescendo-style attacks confirm that empirical safety consistently exceeds the certified bounds.

cs.AI

DiffImaginE: Imagine to Verify Entity Types with Diffusion

Multimodal named entity recognition (MNER) determines whether each candidate span and entity-type hypothesis is supported by joint textual and visual evidence. Existing imagine-and-compare verifiers map each (span, type) pair to one predicted visual feature, compressing diverse visual realisations into a single prototype and providing a compatibility score without explicit probabilistic semantics. We introduce DiffImaginE, which formulates MNER type verification as conditional latent diffusion inference. Given span-localised visual evidence, a type-conditioned denoiser predicts noise injected into its standardised latent. The resulting denoising error provides an ELBO-consistent surrogate for type-conditional negative log-likelihood, allowing competing type hypotheses to be ranked by how well they explain the observation. DiffImaginE retains a standard multimodal encoder stack and replaces the deterministic verifier with a classifier-free-guided diffusion scorer trained using Min-SNR weighting. We directly supervise per-type diffusion scores as classification logits, learn aggregation across noise levels, and use antithetic sampling to reduce Monte Carlo comparison variance. Our analysis shows that classifier-free guidance sharpens the induced type posterior and characterises when antithetic pairing reduces variance at equal denoiser cost. Experiments on Twitter-2015 and Twitter-2017 show consistent gains over a matched deterministic ImaginE control under the same encoder, auxiliary objectives, and evaluation protocol, supported by ablations and paired significance tests.

cs.AI

Achieving Fairness and Accuracy in Regressive Property Taxation

Regressivity in property taxation, or the disproportionate overassessment of lower-valued properties compared to higher-valued ones, results in an unfair taxation burden for Americans living in poverty. To address regressivity and enhance both the accuracy and fairness of property assessments, we introduce a scalable property valuation model called the $K$-segment model. Our study formulates a mathematical framework for the $K$-segment model, which divides a single model into $K$ segments and employs submodels for each segment. Smoothing methods are incorporated to balance and smooth the multiple submodels within the overall model. To assess the fairness of our proposed model, we introduce two innovative fairness measures for property evaluation and taxation, focusing on group-level fairness and extreme sales price portions where unfairness typically arises. Compared to the model employed currently in practice, our study demonstrates that the $K$-segment model effectively improves fairness based on the proposed measures. Furthermore, we investigate the accuracy--fairness trade-off in property assessments and illustrate how the $K$-segment model balances high accuracy with fairness for all properties. Our work uncovers the practical impacts of the $K$-segment models in addressing regressivity in property taxation, offering a tangible solution for policymakers and property owners. By implementing this model, we pave the way for a fairer taxation system, ensuring a more equitable distribution of tax burdens.

math.OC