Searcharxiv⌕ Search

arXiv subjects

Feng Shu

Publications and source records attributed to Feng Shu.

At least 91 records · Page 5Linked to original sources

Machine Learning Methods for Inferring the Number of UAV Emitters via Massive MIMO Receive Array

To provide important prior knowledge for the DOA estimation of UAV emitters in future wireless networks, we present a complete DOA preprocessing system for inferring the number of emitters via massive MIMO receive array. Firstly, in order to eliminate the noise signals, two high-precision signal detectors, square root of maximum eigenvalue times minimum eigenvalue (SR-MME) and geometric mean (GM), are proposed. Compared to other detectors, SR-MME and GM can achieve a high detection probability while maintaining extremely low false alarm probability. Secondly, if the existence of emitters is determined by detectors, we need to further confirm their number. Therefore, we perform feature extraction on the the eigenvalue sequence of sample covariance matrix to construct feature vector and innovatively propose a multi-layer neural network (ML-NN). Additionally, the support vector machine (SVM), and naive Bayesian classifier (NBC) are also designed. The simulation results show that the machine learning-based methods can achieve good results in signal classification, especially neural networks, which can always maintain the classification accuracy above 70\% with massive MIMO receive array. Finally, we analyze the classical signal classification methods, Akaike (AIC) and Minimum description length (MDL). It is concluded that the two methods are not suitable for scenarios with massive MIMO arrays, and they also have much worse performance than machine learning-based classifiers.

eess.SP↗

UAV Deployment Optimization for Secure Precise Wireless Transmission

This paper develops an unmanned aerial vehicle (UAV) deployment scheme in the context of the directional modulation-based secure precise wireless transmissions (SPWTs), where the optimal UAV position for the SPWT is derived to maximum the secrecy rate (SR) without injecting any artificial noise (AN) signaling. To be specific, the proposed scheme reveals that the optimal position of UAV for maximizing the SR performance has to be placed at the null space of Eves channel, which impels the received energy of the confidential message at the unintended receiver deteriorating to zero whilst benefits the one at the intended receiver achieving its maximum value. Finally, simulation results verify the optimality of our proposed scheme in terms of the achievable SR performance.

eess.SP↗

Beamforming Design for RIS-Aided AF Relay Networks

Since reconfigurable intelligent surface (RIS) is considered to be a passive reflector for rate performance enhancement, a RIS-aided amplify-and-forward (AF) relay network is presented. By jointly optimizing the beamforming matrix at AF relay and the phase shifts matrices at RIS, two schemes are put forward to address a maximizing signal-to-noise ratio (SNR) problem. Firstly, aiming at achieving a high rate, a high-performance alternating optimization (AO) method based on Charnes-Cooper transformation and semidefinite programming (CCT-SDP) is proposed, where the optimization problem is decomposed to three subproblems solved by CCT-SDP and rank-one solutions can be recovered by Gaussian randomization. While the optimization variables in CCT-SDP method are matrices, which leads to extremely high complexity. In order to reduce the complexity, a low-complexity AO scheme based on Dinkelbachs transformation and successive convex approximation (DT-SCA) is put forward, where matrices variables are transformed to vector variables and three decoupled subproblems are solved by DT-SCA. Simulation results verify that compared to two benchmarks (i.e. a RIS-assisted AF relay network with random phase and a AF relay network without RIS), the proposed CCT-SDP and DT-SCA schemes can harvest better rate performance. Furthermore, it is revealed that the rate of the low-complexity DT-SCA method is close to that of CCT-SDP method.

cs.IT↗

Precoding and Beamforming Design for Intelligent Reconfigurable Surface-Aided Hybrid Secure Spatial Modulation

Intelligent reflecting surface (IRS) is an emerging technology for wireless communication composed of a large number of low-cost passive devices with reconfigurable parameters, which can reflect signals with a certain phase shift and is capable of building programmable communication environment. In this paper, to avoid the high hardware cost and energy consumption in spatial modulation (SM), an IRS-aided hybrid secure SM (SSM) system with a hybrid precoder is proposed. To improve the security performance, we formulate an optimization problem to maximize the secrecy rate (SR) by jointly optimizing the beamforming at IRS and hybrid precoding at the transmitter. Considering that the SR has no closed form expression, an approximate SR (ASR) expression is derived as the objective function. To improve the SR performance, three IRS beamforming methods, called IRS alternating direction method of multipliers (IRS-ADMM), IRS block coordinate ascend (IRS-BCA) and IRS semi-definite relaxation (IRS-SDR), are proposed. As for the hybrid precoding design, approximated secrecy rate-successive convex approximation (ASR-SCA) method and cut-off rate-gradient ascend (COR-GA) method are proposed. Simulation results demonstrate that the proposed IRS-SDR and IRS-ADMM beamformers harvest substantial SR performance gains over IRS-BCA. Particularly, the proposed IRS-ADMM and IRS-BCA are of low-complexity at the expense of a little performance loss compared with IRS-SDR. For hybrid precoding, the proposed ASR-SCA performs better than COR-GA in the high transmit power region.

cs.IT↗

Joint Beamforming and Phase Shift Design for Hybrid-IRS-aided Directional Modulation Network

To make a good balance between performance, cost, and power consumption, a hybrid intelligent reflecting surface (IRS)-aided directional modulation (DM) network is investigated in this paper, where the hybrid IRS consists of passive and active reflecting elements. To maximize the achievable rate, two optimization algorithms, called maximum signal-to-noise ratio (SNR)-fractional programming (FP) (Max-SNR-FP) and maximum SNR-equal amplitude reflecting (EAR) (Max-SNR-EAR), are proposed to jointly design the beamforming vector and phase shift matrix (PSM) of hybrid IRS by alternately optimizing one and giving another. The former employs the successive convex approximation and FP methods to derive the beamforming vector and hybrid IRS PSM, while the latter adopts the maximum signal-to-leakage-noise ratio method and the criteria of phase alignment and EAR to design them. Simulation results show that the rates harvested by the proposed two methods are slightly lower than those of active IRS with higher power consumption, which are 35 percent higher than those of no IRS and random phase IRS, while passive IRS achieves only about 17 percent rate gain over the latter. Moreover, compared to Max-SNR-FP, the proposed Max-SNR-EAR method makes an obvious complexity degradation at the price of a slight performance loss.

cs.IT↗

Privacy-Preserving Joint Edge Association and Power Optimization for the Internet of Vehicles via Federated Multi-Agent Reinforcement Learning

Proactive edge association is capable of improving wireless connectivity at the cost of increased handover (HO) frequency and energy consumption, while relying on a large amount of private information sharing required for decision making. In order to improve the connectivity-cost trade-off without privacy leakage, we investigate the privacy-preserving joint edge association and power allocation (JEAPA) problem in the face of the environmental uncertainty and the infeasibility of individual learning. Upon modelling the problem by a decentralized partially observable Markov Decision Process (Dec-POMDP), it is solved by federated multi-agent reinforcement learning (FMARL) through only sharing encrypted training data for federatively learning the policy sought. Our simulation results show that the proposed solution strikes a compelling trade-off, while preserving a higher privacy level than the state-of-the-art solutions.

cs.LG↗

Deep-learning-aided Low-complexity DOA Estimators for Ultra-Massive MIMO Overlapped Receive Array

Massive multiple input multiple output(MIMO)-based fully-digital receive antenna arrays bring huge amount of complexity to both traditional direction of arrival(DOA) estimation algorithms and neural network training, which is difficult to satisfy high-precision and low-latency applications in future wireless communications. To address this challenge, two estimators called OPSC and OSAP-CBAM-CNN are proposed in this paper. The computational complexity of the traditional DOA algorithm is first considered to be reduced by dividing the total set of antennas into multiple overlapped subarrays uniformly, each subarray crosses each other proportionally and performs DOA estimation to generate coarse angles, and all angles are coherently combined to get the better estimation, the final DOA estimation can given by maximum likelihood alternating projection(ML-AP) in a very small range, which has a better performance than the direct partitioning of subarrays. To further reduce the complexity of traditional estimation algorithms, deep neural networks(DNN) are utilized to offline train the relationship between the received signal covariance matrix and the estimated angles. Due to the high complexity of the training network based on large-scale arrays, in the OSAP-CBAM-CNN method, the complex network is divided into several smaller networks based on the overlapped subarray to give rough DOA estimations, followed by coherent combining and AP algorithm to get the final DOA estimation. Simulation results show that as the number of antennas goes to large-scale, the proposed methods can achieve a remarkable complexity reduction over conventional ML-AP algorithm.

eess.SP↗

Low-overhead Beam Training Scheme for Extremely Large-Scale RIS in Near-field

Extremely large-scale reconfigurable intelligent surface (XL-RIS) has recently been proposed and is recognized as a promising technology that can further enhance the capacity of communication systems and compensate for severe path loss . However, the pilot overhead of beam training in XL-RIS-assisted wireless communication systems is enormous because the near-field channel model needs to be taken into account, and the number of candidate codewords in the codebook increases dramatically accordingly. To tackle this problem, we propose two deep learning-based near-field beam training schemes in XL-RIS-assisted communication systems, where deep residual networks are employed to determine the optimal near-field RIS codeword. Specifically, we first propose a far-field beam-based beam training (FBT) scheme in which the received signals of all far-field RIS codewords are fed into the neural network to estimate the optimal near-field RIS codeword. In order to further reduce the pilot overhead, a partial near-field beam-based beam training (PNBT) scheme is proposed, where only the received signals corresponding to the partial near-field XL-RIS codewords are served as input to the neural network. Moreover, we further propose an improved PNBT scheme to enhance the performance of beam training by fully exploring the neural network's output. Finally, simulation results show that the proposed schemes outperform the existing beam training schemes and can reduce the beam sweeping overhead by approximately 95%.

cs.IT↗

Joint Angle Estimation Error Analysis and 3D Positioning Algorithm Design for mmWave Positioning System

In this paper, we propose a comprehensive framework to jointly analyze the angle estimation error and design the three-dimensional (3D) positioning algorithm for a millimeter wave (mmWave) positioning system. First, we estimate the angles of arrival (AoAs) at the anchors by applying the two-dimensional discrete Fourier transform (2D-DFT) algorithm. Based on the property of the 2D-DFT algorithm, the angle estimation error is analyzed in terms of probability density functions (PDF). The analysis shows that the derived angle estimation error is non-Gaussian, which is different from the existing work. Second, the intricate expression of the PDF of the AoA estimation error is simplified by employing the first-order linear approximation of triangle functions. Then, we derive a complex expression for the variance based on the derived PDF. Specifically, for the azimuth estimation error, the variance is separately integrated according to the different non-zero intervals of the PDF. Finally, we apply the weighted least square (WLS) algorithm to estimate the 3D position of the MU by using the estimated AoAs and the obtained non-Gaussian variance. Extensive simulation results confirm that the derived angle estimation error is non-Gaussian, and also demonstrate the superiority of the proposed framework.

eess.SP↗

Enhanced Secure Wireless Transmission Using IRS-aided Directional Modulation

As an excellent aided communication tool, intelligent reflecting surface (IRS) can make a significant rate enhancement and coverage extension. In this paper, we present an investigation on beamforming in an IRS-aided directional modulation (DM) network. To fully explore the advantages of IRS, two beamforming methods with enhanced secrecy rate (SR) performance are proposed. The first method of maximizing secrecy rate (Max-SR) alternately optimizes confidential message (CM) beamforming vector, artificial noise (AN) beamforming vector and phase shift matrix. The first optimization vector is directly computed by the Rayleigh ratio and the last two are solved with generalized power iteration (GPI). This method is called Max-SR-GPI. To reduce the computational complexity, a new method of maximizing receive power with zero-forcing constraint (Max-RP-ZFC) of only reflecting CM and no AN is proposed. Simulation results show that the proposed two methods harvest about 30 percent rate gains over the cases of random-phase IRS and no IRS, and the proposed Max-SR-GPI performs slightly better than the Max-RP-ZFC in terms of SR, particularly in the small-large IRS.

eess.SP↗

Deep Learning Based DOA Estimation for Hybrid Massive MIMO Receive Array with Overlapped Subarrays

To improve the accuracy of direction-of-arrival (DOA) estimation, a deep learning (DL)-based method called CDAE-DNN is proposed for hybrid analog and digital (HAD) massive MIMO receive array with overlapped subarray (OSA) architecture in this paper. In the proposed method, the sample covariance matrix (SCM) is first input to a convolution denoise autoencoder (CDAE) to remove the approximation error, then the output of CDAE is imported to a fully-connected (FC) network to get the estimation result. Based on the simulation results, the proposed CDAE-DNN has great performance advantages over traditional MUSIC algorithm and CNN-based method, especially in the situations with low signal to noise ratio (SNR) and low snapshot numbers. And the OSA architecture has also been shown to significantly improve the estimation accuracy compared to non-overlapped subarray (NOSA) architecture. In addition, the Cramer-Rao lower bound (CRLB) for the HAD-OSA architecture is presented.

eess.SP↗

Two Low-complexity DOA Estimators for Massive/Ultra-massive MIMO Receive Array

Eigen-decomposition-based direction finding methods of using large-scale/ultra-large-scale fully-digital receive antenna arrays lead to a high or ultra-high complexity. To address the complexity dilemma, in this paper, three low-complexity estimators are proposed: partitioned subarray auto-correlation combining (PSAC), partitioned subarray cross-correlation combining (PSCC) and power iteration max correlation successive convex approximation (PI-Max-CSCA). Compared with the conventional no-partitioned direction finding method like root multiple signal classification (Root-MUSIC), in the PSAC method, the total set of antennas are equally partitioned into subsets of antennas, called subarrays, each subarray performs independent DOA estimation, and all DOA estimates are coherently combined to give the final estimation. For a better performance, the cross-correlation among sub-arrays is further exploited in the PSCC method to achieve the near-Cramer-Rao lower bound (CRLB) performance with the help of auto-correlation. To further reduce the complexity, in the PI-Max-CSCA method, using a fraction of all subarrays to make an initial coarse direction measurement (ICDM), the power iterative method is adopted to compute the more precise steering vector (SV) by exploiting the total array, and a more accurate DOA value is found using ICDM and SV through the maximum correlation method solved by successive convex approximation. Simulation results show that as the number of antennas goes to large-scale, the proposed three methods can achieve a dramatic complexity reduction over conventional Root-MUISC. Particularly, the PSCC and PI-Max-CSCA can reach the CRLB while the PSAC shows a substantial performance loss.

eess.SP↗

Low-complexity Joint Phase Adjustment and Receive Beamforming for Directional Modulation Networks via IRS

Intelligent reflecting surface (IRS) is a revolutionary and low-cost technology for boosting the spectrum and energy efficiencies in future wireless communication network. In order to create controllable multipath transmission in the conventional line-of-sight (LOS) wireless communication environment, an IRS-aided directional modulation (DM) network is considered. In this paper, to improve the transmission security of the system and maximize the receive power sum (Max-RPS), two alternately optimizing schemes of jointly designing receive beamforming (RBF) vectors and IRS phase shift matrix (PSM) are proposed: Max-RPS using general alternating optimization (Max-RPS-GAO) algorithm and Max-RPS using zero-forcing (Max-RPS-ZF) algorithm. Simulation results show that, compared with the no-IRS-assisted scheme and the no-PSM optimization scheme, the proposed IRS-assisted Max-RPS-GAO method and Max-RPS-ZF method can significantly improve the secrecy rate (SR) performance of the DM system. Moreover, compared with the Max-RPS-GAO method, the proposed Max-RPS-ZF method has a faster convergence speed and a certain lower computational complexity.

cs.IT↗

Phase Optimization for Massive IRS-aided Two-way Relay Network

In this paper, with the help of an intelligent reflecting surface (IRS), the source (S) and destination (D) exchange information through the two-way decode-and-forward relay (TW-DFR). We mainly focus on the phase optimization of IRS to improve the system rate performance. Firstly, a maximizing receive power sum (Max-RPS) method is proposed via eigenvalue decomposition (EVD) with an appreciable rate enhancement, which is called Max-RPS-EVD. To further achieve a higher rate, a method of maximizing minimum rate (Max-Min-R) is proposed with high complexity. To reduce its complexity, a low-complexity method of maximizing the sum rate (Max-SR) via general power iterative (GPI) is proposed, which is called Max-SR-GPI. Simulation results show that the proposed three methods outperform the case of random phase method, especially the proposed Max-SR-GPI method is the best one achieving at least 20\% rate gain over random phase. Additionally, it is also proved the optimal rate can be achieved when TW-DFR and IRS are located in the middle of S and D.

cs.IT↗

Rapid Phase Ambiguity Elimination Methods for DOA Estimator via Hybrid Massive MIMO Receive Array

For a sub-connected hybrid multiple-input multiple-output (MIMO) receiver with $K$ subarrays and $N$ antennas, there exists a challenging problem of how to rapidly remove phase ambiguity in only single time-slot. First, a DOA estimator of maximizing received power (Max-RP) is proposed to find the maximum value of $K$-subarray output powers, where each subarray is in charge of one sector, and the center angle of the sector corresponding to the maximum output is the estimated true DOA. To make an enhancement on precision, Max-RP plus quadratic interpolation (Max-RP-QI) method is designed. In the proposed Max-RP-QI, a quadratic interpolation scheme is adopted to interpolate the three DOA values corresponding to the largest three receive powers of Max-RP. Finally, to achieve the CRLB, a Root-MUSIC plus Max-RP-QI scheme is developed. Simulation results show that the proposed three methods eliminate the phase ambiguity during one time-slot and also show low-computational-complexities. In particular, the proposed Root-MUSIC plus Max-RP-QI scheme can reach the CRLB, and the proposed Max-RP and Max-RP-QI are still some performance losses $2dB\thicksim4dB$ compared to the CRLB.

eess.SP↗

Performance Analysis of Wireless Network Aided by Discrete-Phase-Shifter IRS

Discrete phase shifters of intelligent reflecting surface (IRS) generates phase quantization error (QE) and degrades the receive performance at the receiver. To make an analysis of the performance loss caused by IRS with phase QE, based on the law of large numbers, the closed-form expressions of signal-to-noise ratio (SNR) performance loss (PL), achievable rate (AR), and bit error rate (BER) are successively derived under line-of-sight (LoS) channels and Rayleigh channels. Moreover, based on the Taylor series expansion, the approximate simple closed form of PL of IRS with approximate QE is also given. The simulation results show that the performance losses of SNR and AR decrease as the number of quantization bits increase, while they gradually increase with the number of IRS phase shifter elements increase. Regardless of LoS channels or Rayleigh channels, when the number of quantization bits is larger than or equal to 3, the performance losses of SNR and AR are less than 0.23dB and 0.08bits/s/Hz, respectively, and the BER performance degradation is trivial. In particular, the performance loss difference between IRS with QE and IRS with approximate QE is negligible when the number of quantization bits is not less than 2.

cs.IT↗

Beamforming Design for IRS-Aided Decode-and-Forward Relay Wireless Network

As a low-cost and low-power-consumption passive reflector, intelligent reflecting surface (IRS) can make a significant rate improvement by building a programmable wireless environment. To improve the rate performance and coverage range of wireless networks, an IRS-aided decode-and-forward (DF) relay network is proposed with multiple antennas at relay station (RS). To achieve a high rate, an alternately iterative structure (AIS) of maximizing receive power (Max-RP) at RS is proposed to jointly optimize the beamforming vectors at RS and phase shifts at IRS. Considering its high-complexity, two low-complexity Max-RP schemes of null-space projection (NSP) plus maximum ratio combining (MRC) and IRS element selection (IRSES) plus MRC are presented to reduce this complexity, respectively. For the former, NSP is used to separate the reflected signal from IRS and the direct transmitted signal from source and MRC is adopted to combine the two signals at RS. For the latter, the basic concept of IRSES is as follows: IRS is partitioned into M subsets of elements and adjusting the phases of all elements per subset make all reflected signals and the direct signal from source phase alignment (PA) at the corresponding antenna of relay. Simulation results show that the proposed three methods perform much better than the existing network with single-antenna relay in terms of rate performance. In particular, a 85% rate gain over existing scheme is achieved in the high signal-to-noise ratio region. Moreover, it is verified that the positions of RS and IRS have a substantial impact on rate performance, and there exists an optimal positions of RS and IRS.

cs.IT↗

Power Allocation for IRS-aided Two-way Decode-and-Forward Relay Wireless Network

In this paper, an intelligent reflecting surface (IRS)-aided two-way decode-and-forward (DF) relay wireless network is considered, where two users exchange information via IRS and DF relay. To enhance the sum rate performance, three power allocation (PA) strategies are proposed. Firstly, a method of maximizing sum rate (Max-SR) is proposed to jointly optimize the PA factors of user U1, user U2 and relay station (RS). To further improve the sum rate performance, two high-performance schemes, namely maximizing minimum sum rate (Max-Min-SR) and maximizing sum rate with rate constraint (Max-SR-RC), are presented. Simulation results show that the proposed three methods outperform the equal power allocation (EPA) method in terms of sum rate performance. In particular, the highest performance gain achieved by Max-SR-RC method is up to 45.2% over EPA. Furthermore, it is verified that the total power and random shadow variable Xσ have a substantial impact on the sum rate performance.

cs.IT↗