arXiv subjects

Florian Matthes

Publications and source records attributed to Florian Matthes.

At least 55 records · Page 3Linked to original sources

arXiv2025

Lexical Substitution is not Synonym Substitution: On the Importance of Producing Contextually Relevant Word Substitutes

Lexical Substitution is the task of replacing a single word in a sentence with a similar one. This should ideally be one that is not necessarily only synonymous, but also fits well into the surrounding context of the target word, while preserving the sentence's grammatical structure. Recent advances in Lexical Substitution have leveraged the masked token prediction task of Pre-trained Language Models to generate replacements for a given word in a sentence. With this technique, we introduce ConCat, a simple augmented approach which utilizes the original sentence to bolster contextual information sent to the model. Compared to existing approaches, it proves to be very effective in guiding the model to make contextually relevant predictions for the target word. Our study includes a quantitative evaluation, measured via sentence similarity and task performance. In addition, we conduct a qualitative human analysis to validate that users prefer the substitutions proposed by our method, as opposed to previous methods. Finally, we test our approach on the prevailing benchmark for Lexical Substitution, CoInCo, revealing potential pitfalls of the benchmark. These insights serve as the foundation for a critical discussion on the way in which Lexical Substitution is evaluated.

cs.CL↗

arXiv2025

On the Impact of Noise in Differentially Private Text Rewriting

The field of text privatization often leverages the notion of $\textit{Differential Privacy}$ (DP) to provide formal guarantees in the rewriting or obfuscation of sensitive textual data. A common and nearly ubiquitous form of DP application necessitates the addition of calibrated noise to vector representations of text, either at the data- or model-level, which is governed by the privacy parameter $\varepsilon$. However, noise addition almost undoubtedly leads to considerable utility loss, thereby highlighting one major drawback of DP in NLP. In this work, we introduce a new sentence infilling privatization technique, and we use this method to explore the effect of noise in DP text rewriting. We empirically demonstrate that non-DP privatization techniques excel in utility preservation and can find an acceptable empirical privacy-utility trade-off, yet cannot outperform DP methods in empirical privacy protections. Our results highlight the significant impact of noise in current DP rewriting mechanisms, leading to a discussion of the merits and challenges of DP in NLP, as well as the opportunities that non-DP methods present.

cs.CL↗

arXiv2025

AI-assisted German Employment Contract Review: A Benchmark Dataset

Employment contracts are used to agree upon the working conditions between employers and employees all over the world. Understanding and reviewing contracts for void or unfair clauses requires extensive knowledge of the legal system and terminology. Recent advances in Natural Language Processing (NLP) hold promise for assisting in these reviews. However, applying NLP techniques on legal text is particularly difficult due to the scarcity of expert-annotated datasets. To address this issue and as a starting point for our effort in assisting lawyers with contract reviews using NLP, we release an anonymized and annotated benchmark dataset for legality and fairness review of German employment contract clauses, alongside with baseline model evaluations.

cs.CL↗

arXiv2025

CarMem: Enhancing Long-Term Memory in LLM Voice Assistants through Category-Bounding

In today's assistant landscape, personalisation enhances interactions, fosters long-term relationships, and deepens engagement. However, many systems struggle with retaining user preferences, leading to repetitive user requests and disengagement. Furthermore, the unregulated and opaque extraction of user preferences in industry applications raises significant concerns about privacy and trust, especially in regions with stringent regulations like Europe. In response to these challenges, we propose a long-term memory system for voice assistants, structured around predefined categories. This approach leverages Large Language Models to efficiently extract, store, and retrieve preferences within these categories, ensuring both personalisation and transparency. We also introduce a synthetic multi-turn, multi-session conversation dataset (CarMem), grounded in real industry data, tailored to an in-car voice assistant setting. Benchmarked on the dataset, our system achieves an F1-score of .78 to .95 in preference extraction, depending on category granularity. Our maintenance strategy reduces redundant preferences by 95% and contradictory ones by 92%, while the accuracy of optimal retrieval is at .87. Collectively, the results demonstrate the system's suitability for industrial applications.

cs.AI↗

arXiv2024

Towards Optimizing a Retrieval Augmented Generation using Large Language Model on Academic Data

Given the growing trend of many organizations integrating Retrieval Augmented Generation (RAG) into their operations, we assess RAG on domain-specific data and test state-of-the-art models across various optimization techniques. We incorporate four optimizations; Multi-Query, Child-Parent-Retriever, Ensemble Retriever, and In-Context-Learning, to enhance the functionality and performance in the academic domain. We focus on data retrieval, specifically targeting various study programs at a large technical university. We additionally introduce a novel evaluation approach, the RAG Confusion Matrix designed to assess the effectiveness of various configurations within the RAG framework. By exploring the integration of both open-source (e.g., Llama2, Mistral) and closed-source (GPT-3.5 and GPT-4) Large Language Models, we offer valuable insights into the application and optimization of RAG frameworks in domain-specific contexts. Our experiments show a significant performance increase when including multi-query in the retrieval phase.

cs.AI↗

arXiv2024

Enhancing Answer Attribution for Faithful Text Generation with Large Language Models

The increasing popularity of Large Language Models (LLMs) in recent years has changed the way users interact with and pose questions to AI-based conversational systems. An essential aspect for increasing the trustworthiness of generated LLM answers is the ability to trace the individual claims from responses back to relevant sources that support them, the process known as answer attribution. While recent work has started exploring the task of answer attribution in LLMs, some challenges still remain. In this work, we first perform a case study analyzing the effectiveness of existing answer attribution methods, with a focus on subtasks of answer segmentation and evidence retrieval. Based on the observed shortcomings, we propose new methods for producing more independent and contextualized claims for better retrieval and attribution. The new methods are evaluated and shown to improve the performance of answer attribution components. We end with a discussion and outline of future directions for the task.

cs.CL↗

arXiv2024

Efficient Few-shot Learning for Multi-label Classification of Scientific Documents with Many Classes

Scientific document classification is a critical task and often involves many classes. However, collecting human-labeled data for many classes is expensive and usually leads to label-scarce scenarios. Moreover, recent work has shown that sentence embedding model fine-tuning for few-shot classification is efficient, robust, and effective. In this work, we propose FusionSent (Fusion-based Sentence Embedding Fine-tuning), an efficient and prompt-free approach for few-shot classification of scientific documents with many classes. FusionSent uses available training examples and their respective label texts to contrastively fine-tune two different sentence embedding models. Afterward, the parameters of both fine-tuned models are fused to combine the complementary knowledge from the separate fine-tuning steps into a single model. Finally, the resulting sentence embedding model is frozen to embed the training instances, which are then used as input features to train a classification head. Our experiments show that FusionSent significantly outperforms strong baselines by an average of $6.0$ $F_{1}$ points across multiple scientific document classification datasets. In addition, we introduce a new dataset for multi-label classification of scientific documents, which contains 203,961 scientific articles and 130 classes from the arXiv category taxonomy. Code and data are available at https://github.com/sebischair/FusionSent.

cs.CL↗

arXiv2024

AdaptEval: Evaluating Large Language Models on Domain Adaptation for Text Summarization

Despite the advances in the abstractive summarization task using Large Language Models (LLM), there is a lack of research that asses their abilities to easily adapt to different domains. We evaluate the domain adaptation abilities of a wide range of LLMs on the summarization task across various domains in both fine-tuning and in-context learning settings. We also present AdaptEval, the first domain adaptation evaluation suite. AdaptEval includes a domain benchmark and a set of metrics to facilitate the analysis of domain adaptation. Our results demonstrate that LLMs exhibit comparable performance in the in-context learning setting, regardless of their parameter scale.

cs.CL↗

arXiv2024

Conversational Exploratory Search of Scholarly Publications Using Knowledge Graphs

Traditional search methods primarily depend on string matches, while semantic search targets concept-based matches by recognizing underlying intents and contextual meanings of search terms. Semantic search is particularly beneficial for discovering scholarly publications where differences in vocabulary between users' search terms and document content are common, often yielding irrelevant search results. Many scholarly search engines have adopted knowledge graphs to represent semantic relations between authors, publications, and research concepts. However, users may face challenges when navigating these graphical search interfaces due to the complexity and volume of data, which impedes their ability to discover publications effectively. To address this problem, we developed a conversational search system for exploring scholarly publications using a knowledge graph. We outline the methodical approach for designing and implementing the proposed system, detailing its architecture and functional components. To assess the system's effectiveness, we employed various performance metrics and conducted a human evaluation with 40 participants, demonstrating how the conversational interface compares against a graphical interface with traditional text search. The findings from our evaluation provide practical insights for advancing the design of conversational search systems.

cs.CL↗

arXiv2024

Thinking Outside of the Differential Privacy Box: A Case Study in Text Privatization with Language Model Prompting

The field of privacy-preserving Natural Language Processing has risen in popularity, particularly at a time when concerns about privacy grow with the proliferation of Large Language Models. One solution consistently appearing in recent literature has been the integration of Differential Privacy (DP) into NLP techniques. In this paper, we take these approaches into critical view, discussing the restrictions that DP integration imposes, as well as bring to light the challenges that such restrictions entail. To accomplish this, we focus on $\textbf{DP-Prompt}$, a recent method for text privatization leveraging language models to rewrite texts. In particular, we explore this rewriting task in multiple scenarios, both with DP and without DP. To drive the discussion on the merits of DP in NLP, we conduct empirical utility and privacy experiments. Our results demonstrate the need for more discussion on the usability of DP in NLP and its benefits over non-DP approaches.

cs.CL↗

arXiv2024

Bridging Information Gaps in Dialogues With Grounded Exchanges Using Knowledge Graphs

Knowledge models are fundamental to dialogue systems for enabling conversational interactions, which require handling domain-specific knowledge. Ensuring effective communication in information-providing conversations entails aligning user understanding with the knowledge available to the system. However, dialogue systems often face challenges arising from semantic inconsistencies in how information is expressed in natural language compared to how it is represented within the system's internal knowledge. To address this problem, we study the potential of large language models for conversational grounding, a mechanism to bridge information gaps by establishing shared knowledge between dialogue participants. Our approach involves annotating human conversations across five knowledge domains to create a new dialogue corpus called BridgeKG. Through a series of experiments on this dataset, we empirically evaluate the capabilities of large language models in classifying grounding acts and identifying grounded information items within a knowledge graph structure. Our findings offer insights into how these models use in-context learning for conversational grounding tasks and common prediction errors, which we illustrate with examples from challenging dialogues. We discuss how the models handle knowledge graphs as a semantic layer between unstructured dialogue utterances and structured information items.

cs.CL↗

arXiv2024

A Knowledge Graph Approach for Exploratory Search in Research Institutions

Over the past decades, research institutions have grown increasingly and consequently also their research output. This poses a significant challenge for researchers seeking to understand the research landscape of an institution. The process of exploring the research landscape of institutions has a vague information need, no precise goal, and is open-ended. Current applications are not designed to fulfill the requirements for exploratory search in research institutions. In this paper, we analyze exploratory search in research institutions and propose a knowledge graph-based approach to enhance this process.

cs.DL↗

arXiv2024

An Improved Method for Class-specific Keyword Extraction: A Case Study in the German Business Registry

The task of $\textit{keyword extraction}$ is often an important initial step in unsupervised information extraction, forming the basis for tasks such as topic modeling or document classification. While recent methods have proven to be quite effective in the extraction of keywords, the identification of $\textit{class-specific}$ keywords, or only those pertaining to a predefined class, remains challenging. In this work, we propose an improved method for class-specific keyword extraction, which builds upon the popular $\textbf{KeyBERT}$ library to identify only keywords related to a class described by $\textit{seed keywords}$. We test this method using a dataset of German business registry entries, where the goal is to classify each business according to an economic sector. Our results reveal that our method greatly improves upon previous approaches, setting a new standard for $\textit{class-specific}$ keyword extraction.

cs.CL↗

arXiv2024

Who Wins Ethereum Block Building Auctions and Why?

The MEV-Boost block auction contributes approximately 90% of all Ethereum blocks. Between October 2023 and March 2024, only three builders produced 80% of them, highlighting the concentration of power within the block builder market. To foster competition and preserve Ethereum's decentralized ethos and censorship-resistance properties, understanding the dominant players' competitive edges is essential. In this paper, we identify features that play a significant role in builders' ability to win blocks and earn profits by conducting a comprehensive empirical analysis of MEV-Boost auctions over a six-month period. We reveal that block market share positively correlates with order flow diversity, while profitability correlates with access to order flow from Exclusive Providers, such as integrated searchers and external providers with exclusivity deals. Additionally, we show a positive correlation between market share and profit margin among the top ten builders, with features such as exclusive signal, non-atomic arbitrages, and Telegram bot flow strongly correlating with both metrics. This highlights a "chicken-and-egg" problem where builders need differentiated order flow to profit, but only receive such flow if they have a significant market share. Overall, this work provides an in-depth analysis of the key features driving the builder market towards centralization and offers valuable insights for designing further iterations of Ethereum block auctions, preserving Ethereum's censorship resistance properties.

cs.CE↗

arXiv2024

Towards Optimizing and Evaluating a Retrieval Augmented QA Chatbot using LLMs with Human in the Loop

Large Language Models have found application in various mundane and repetitive tasks including Human Resource (HR) support. We worked with the domain experts of SAP SE to develop an HR support chatbot as an efficient and effective tool for addressing employee inquiries. We inserted a human-in-the-loop in various parts of the development cycles such as dataset collection, prompt optimization, and evaluation of generated output. By enhancing the LLM-driven chatbot's response quality and exploring alternative retrieval methods, we have created an efficient, scalable, and flexible tool for HR professionals to address employee inquiries effectively. Our experiments and evaluation conclude that GPT-4 outperforms other models and can overcome inconsistencies in data through internal reasoning capabilities. Additionally, through expert analysis, we infer that reference-free evaluation metrics such as G-Eval and Prometheus demonstrate reliability closely aligned with that of human evaluation.

cs.CL↗

arXiv2024

NLP-KG: A System for Exploratory Search of Scientific Literature in Natural Language Processing

Scientific literature searches are often exploratory, whereby users are not yet familiar with a particular field or concept but are interested in learning more about it. However, existing systems for scientific literature search are typically tailored to keyword-based lookup searches, limiting the possibilities for exploration. We propose NLP-KG, a feature-rich system designed to support the exploration of research literature in unfamiliar natural language processing (NLP) fields. In addition to a semantic search, NLP-KG allows users to easily find survey papers that provide a quick introduction to a field of interest. Further, a Fields of Study hierarchy graph enables users to familiarize themselves with a field and its related areas. Finally, a chat interface allows users to ask questions about unfamiliar concepts or specific articles in NLP and obtain answers grounded in knowledge retrieved from scientific publications. Our system provides users with comprehensive exploration possibilities, supporting them in investigating the relationships between different fields, understanding unfamiliar concepts in NLP, and finding relevant research literature. Demo, video, and code are available at: https://github.com/NLP-Knowledge-Graph/NLP-KG-WebApp.

cs.CL↗

arXiv2024

Privacy Risks of General-Purpose AI Systems: A Foundation for Investigating Practitioner Perspectives

The rise of powerful AI models, more formally $\textit{General-Purpose AI Systems}$ (GPAIS), has led to impressive leaps in performance across a wide range of tasks. At the same time, researchers and practitioners alike have raised a number of privacy concerns, resulting in a wealth of literature covering various privacy risks and vulnerabilities of AI models. Works surveying such risks provide differing focuses, leading to disparate sets of privacy risks with no clear unifying taxonomy. We conduct a systematic review of these survey papers to provide a concise and usable overview of privacy risks in GPAIS, as well as proposed mitigation strategies. The developed privacy framework strives to unify the identified privacy risks and mitigations at a technical level that is accessible to non-experts. This serves as the basis for a practitioner-focused interview study to assess technical stakeholder perceptions of privacy risks and mitigations in GPAIS.

cs.CY↗

arXiv2024

Engineering Conversational Search Systems: A Review of Applications, Architectures, and Functional Components

Conversational search systems enable information retrieval via natural language interactions, with the goal of maximizing users' information gain over multiple dialogue turns. The increasing prevalence of conversational interfaces adopting this search paradigm challenges traditional information retrieval approaches, stressing the importance of better understanding the engineering process of developing these systems. We undertook a systematic literature review to investigate the links between theoretical studies and technical implementations of conversational search systems. Our review identifies real-world application scenarios, system architectures, and functional components. We consolidate our results by presenting a layered architecture framework and explaining the core functions of conversational search systems. Furthermore, we reflect on our findings in light of the rapid progress in large language models, discussing their capabilities, limitations, and directions for future research.

cs.CL↗