arXiv subjects

François Portet

Publications and source records attributed to François Portet.

At least 19 recordsLinked to original sources

arXiv2026

Validating Causal Abstraction Metrics on Simulated Complex Systems

A central goal of science is to produce valid explanations of complex systems: high-level causal accounts that faithfully reflect the behavior of lower-level mechanisms. Yet no consensus exists on how to measure whether a proposed high-level explanation is actually valid. We introduce a benchmark of ten complex systems spanning both discrete and continuous state spaces, as well as static and dynamical regimes, each equipped with consensual ground-truth causal explanations and invalid contrastive conditions. Within a unified causal abstraction framework, we systematically evaluate over thirty candidate metrics drawn from observational, functional, information-theoretic, and causal families. Our results show that only the latter reliably discriminates valid from invalid abstractions, and only when incorporating faithfulness testing over unmapped variables. Building on these findings, we introduce the Causal Abstraction Error (CAE), a continuous validity metric with an explicit faithfulness test, which passes all discrimination tests across every system and can converge with as few as 30 sampled interventions. We offer it as a general-purpose metric for the discovery and validation of high-level explanations.

cs.LG↗

arXiv2026

Speaker Group Encoding in Self-supervised Speech Recognition Models

We investigate what self-supervised speech recognition models (S3Ms) learn about speaker groups (SGs). We examine several states of S3Ms: pretrained, finetuned on speaker identification (SID), finetuned on automatic speech recognition (ASR), and ASR-finetuned using a fairness enhancing algorithm. We find that S3Ms encode information about several speaker group categories (SGCs), including their gender, age, dialect, ethnicity, and whether they are a native speaker. We find that finetuning for SID amplifies certain SGCs, namely those whose variance is more phonetic in nature, though it does not amplify other SGCs, namely those whose variance is more semantic in nature. On the other hand, finetuning for ASR discards phonetically variant speaker group information (SGI) but retains semantically variant SGI. We find that ASR algorithms designed for fairness improvement change to what extent SGI is encoded in S3Ms; however, this is primarily true for for phonetically variant SGCs, and less true for semantically variant SGCs. We discuss how SGI is encoded by each layer, and identify subdimensions of embeddings responsible for encoding different SGCs. Finally, we discuss how our findings could be beneficial in designing fairer ASR algorithms.

cs.CL↗

arXiv2026

Appraisal Dimensions Generalise Better than Emotion Labels for Cross-Age Affect Recognition in AI-Assisted Healthcare

The integration of artificial intelligence (AI) into healthcare has advanced significantly, yet affect recognition remains a major challenge, particularly in AI-assisted interventions such as Computerized Cognitive Training (CCT). The THERADIA-WoZ corpus was developed to enable multimodal affect recognition in the context of AI-driven CCT, focusing on an older adult population. This study extends the corpus by introducing a dataset collected from young adults, allowing direct comparison of affect recognition models across age groups. Our objective was to assess whether multimodal models based on dimensions borrowed from appraisal theories outperform those based on categorical labels and to evaluate their generalisation power across age corpora. After comparing both corpora, models were trained and tested using within-corpus, cross-corpus, and mixed-corpus evaluation. Results revealed that appraisal dimensions consistently outperformed categorical labels across all conditions, demonstrating greater predictive accuracy and stability. Notably, categorical labels failed to generalise across age corpora, as performance dropped to chance levels in cross-corpus evaluation. In contrast, appraisal dimensions maintained predictive performance above chance, reinforcing their robustness for cross-age affect recognition. Furthermore, training on both corpora did not improve generalisation beyond within-corpus training. The findings support the theoretical and practical advantages of appraisal dimensions over categorical labels in affective computing. They also highlight the importance of multimodal fusion and deep learning representations for emotion modeling. To facilitate future research, we provide an API for researchers interested in time-continuous emotion prediction, offering valuable tools for behavioral sciences to enhance the measurement of emotional states in various experimental settings.

cs.HC↗

arXiv2026

Mechanistic Interpretability as Statistical Estimation: A Variance Analysis

Mechanistic Interpretability (MI) aims to reverse-engineer model behaviors by identifying functional sub-networks. Yet, the scientific validity of these findings depends on their stability. In this work, we argue that circuit discovery is not a standalone task but a statistical estimation problem built upon causal mediation analysis (CMA). We uncover a fundamental instability at this base layer: exact, single-input CMA scores exhibit high intrinsic variance, implying that the causal effect of a component is a volatile random variable rather than a fixed property. We then demonstrate that circuit discovery pipelines inherit this variance and further amplify it. Fast approximation methods, such as Edge Attribution Patching and its successors, introduce additional estimation noise, while aggregating these noisy scores over datasets leads to fragile structural estimates. Consequently, small perturbations in input data or hyperparameters yield vastly different circuits. We systematically decompose these sources of variance and advocate for more rigorous MI practices, prioritizing statistical robustness and routine reporting of stability metrics.

cs.LG↗

arXiv2026

Responsible Benchmarking of Fairness for Automatic Speech Recognition

Many studies have shown automatic speech processing (ASR) systems have unequal performance across speakergroups (SG's). However, the manner in which such studies arrive at this conclusion is inconsistent. To pave the wayfor more reliable results in future studies, we lay out best practices for benchmarking ASR fairness based on literaturefrom machine learning fairness, social sciences, and speech science. We first describe the importance of preciselythe fairness hypothesis being interrogated, and tailoring fairness metrics to apply specifically to said hypothesis.We then examine several benchmarks used to rate ASR systems on fairness and discuss how their results can bemisconstrued without assiduous oversight into the intersections between SG's. We find that evaluating fairnessbased on single heterogeneous SG's, such as they are defined in fairness benchmarks, can lead to misidentifyingwhich SG's are actually being mistreated by ASR systems. We advocate for as fine-grained an analysis as possibleof the intersectionality of as many demographic variables as are available in the metadata of fairness corpora in orderto tease out such spurious correlations

cs.CL↗

arXiv2026

Automated Clinical Report Generation for Remote Cognitive Remediation: Comparing Knowledge-Engineered Templates and LLMs in Low-Resource Settings

The growing demand for cognitive remediation therapy, combined with limited speech therapist availability, has accelerated the adoption of remote rehabilitation tools. These systems generate large volumes of interaction data that are difficult for clinicians to review efficiently. This paper investigates automated clinical report generation for avatar-guided, home-based cognitive remediation sessions in a low-resource setting with no reference reports. We present and compare two approaches: (1) a rule-based template system encoding speech therapy domain knowledge as explicit decision rules and validated templates, ensuring clinical reliability and traceability; and (2) a zero-shot LLM-based approach (GPT-4) aimed at more fluent and concise output. Both systems use identical pre-extracted, expert-validated structured variables, enabling a controlled factual comparison. Outputs were evaluated by eight speech therapists and final-year students using a nine-criterion questionnaire. Results reveal a clear trade-off between clinical reliability and linguistic quality. The template-based system scored higher on fluidity, coherence, and results presentation, while GPT-4 produced more concise output. Directional differences are consistent across evaluation dimensions, though no comparison reached statistical significance after correction, reflecting the scale constraints of expert clinical evaluation. Based on evaluator feedback, we derive eight design recommendations for clinical reporting systems in remote rehabilitation settings. More broadly, this work contributes a replicable methodology combining expert elicitation, taxonomy-driven generation, and multi-dimensional human evaluation for clinical NLG in low-resource settings, and illustrates how controlled comparisons can inform the responsible adoption of generative AI in healthcare.

cs.CL↗

arXiv2026

Identifying and typifying demographic unfairness in phoneme-level embeddings of self-supervised speech recognition models

Modern automatic speech recognition (ASR) systems have been observed to function better for certain speaker groups (SGs) than others, despite recent gains in overall performance. One potential impediment to progress towards fairer ASR is a more nuanced understanding of the types of modeling errors that speech encoder models make, and in particular the difference between the structure of embeddings for high-performance and low-performance SGs. This paper proposes a framework typifying two types of error that can occur in modeling phonemes in ASR systems: random error/high variance in phoneme embedding, vs systematic error/embedding bias. We find that training phoneme classification probes only on a single, typically disadvantaged SG, sometimes improves performance for that SG, which is evidence for the existence of SG-level bias in phoneme embeddings. On the other hand, we find that speakers and SGs with higher levels of phoneme variance are the same as those with worse phoneme prediction accuracy. We conclude that both types of error are present in phoneme embeddings and both are candidate causes for SG-level unfairness in ASR, though random error is likely a greater hindrance to fairness than systematic error. Furthermore, we find that finetuning encoder models using a fairness-enhancing algorithm (domain enhancing and adversarial training) changes neither the benefits of in-domain phoneme classification probe training, nor measured levels of random embedding error.

cs.CL↗

arXiv2026

What Makes an LLM a Good Optimizer? A Trajectory Analysis of LLM-Guided Evolutionary Search

Recent work has demonstrated the promise of orchestrating large language models (LLMs) within evolutionary and agentic optimization systems. However, the mechanisms driving these optimization gains remain poorly understood. In this work, we present a large-scale study of LLM-guided evolutionary search, collecting optimization trajectories for 15 LLMs across 8 tasks. Although zero-shot problem-solving ability correlates with final optimization outcomes, it explains only part of the variance: models with similar initial capability often induce dramatically different search trajectories and outcomes. By analyzing these trajectories, we find that strong LLM optimizers behave as local refiners, producing frequent incremental improvements while progressively localizing the search in semantic space. Conversely, weaker optimizers exhibit large semantic drift, with sporadic breakthroughs followed by stagnation. Notably, various measures of solution novelty do not predict final performance; novelty is beneficial only when the search remains sufficiently localized around high-performing regions of the solution space. Our results highlight the importance of trajectory analysis for understanding and improving LLM-based optimization systems and provide actionable insights for their design and training.

cs.CL↗

arXiv2026

Where Do Self-Supervised Speech Models Become Unfair?

Speech encoder models are known to model members of some speaker groups (SGs) better than others. However, there has been little work in establishing why this occurs on a technological level. To our knowledge, we present the first layerwise fairness analysis of pretrained self-supervised speech encoder models (S3Ms), probing each embedding layer for speaker identification (SID) automatic speech recognition (ASR). We find S3Ms produce embeddings biased against certain SGs for both tasks, starting at the very first latent layers. Furthermore, we find opposite patterns of layerwise bias for SID vs ASR for all models in our study: SID bias is minimized in layers that minimize overall SID error; on the other hand, ASR bias is maximized in layers that minimize overall ASR error. The inverse bias/error relationship for ASR is unaffected when probing S3Ms that are finetuned for ASR, suggesting SG-level bias is established during pretraining and is difficult to remove.

cs.CL↗

arXiv2026

Is Biomedical Specialization Still Worth It? Insights from Domain-Adaptive Language Modelling with a New French Health Corpus

Large language models (LLMs) have demonstrated remarkable capabilities across diverse domains, yet their adaptation to specialized fields remains challenging, particularly for non-English languages. This study investigates domain-adaptive pre-training (DAPT) as a strategy for specializing small to mid-sized LLMs in the French biomedical domain through continued pre-training. We address two key research questions: the viability of specialized continued pre-training for domain adaptation and the relationship between domain-specific performance gains and general capability degradation. Our contributions include the release of a fully open-licensed French biomedical corpus suitable for commercial and open-source applications, the training and release of specialized French biomedical LLMs, and novel insights for DAPT implementation. Our methodology encompasses the collection and refinement of high-quality French biomedical texts, the exploration of causal language modeling approaches using DAPT, and conducting extensive comparative evaluations. Our results cast doubt on the efficacy of DAPT, in contrast to previous works, but we highlight its viability in smaller-scale, resource-constrained scenarios under the right conditions. Findings in this paper further suggest that model merging post-DAPT is essential to mitigate generalization trade-offs, and in some cases even improves performance on specialized tasks at which the DAPT was directed.

cs.CL↗

arXiv2026

Pantagruel: Unified Self-Supervised Encoders for French Text and Speech

We release Pantagruel models, a new family of self-supervised encoder models for French text and speech. Instead of predicting modality-tailored targets such as textual tokens or speech units, Pantagruel learns contextualized target representations in the feature space, allowing modality-specific encoders to capture linguistic and acoustic regularities more effectively. Separate models are pre-trained on large-scale French corpora, including Wikipedia, OSCAR and CroissantLLM for text, together with MultilingualLibriSpeech, LeBenchmark, and INA-100k for speech. INA-100k is a newly introduced 100,000-hour corpus of French audio derived from the archives of the Institut National de l'Audiovisuel (INA), the national repository of French radio and television broadcasts, providing highly diverse audio data. We evaluate Pantagruel across a broad range of downstream tasks spanning both modalities, including those from the standard French benchmarks such as FLUE or LeBenchmark. Across these tasks, Pantagruel models show competitive or superior performance compared to strong French baselines such as CamemBERT, FlauBERT, and LeBenchmark2.0, while maintaining a shared architecture that can seamlessly handle either speech or text inputs. These results confirm the effectiveness of feature-space self-supervised objectives for French representation learning and highlight Pantagruel as a robust foundation for multimodal speech-text understanding.

cs.CL↗

arXiv2025

The Dead Salmons of AI Interpretability

In a striking neuroscience study, the authors placed a dead salmon in an MRI scanner and showed it images of humans in social situations. Astonishingly, standard analyses of the time reported brain regions predictive of social emotions. The explanation, of course, was not supernatural cognition but a cautionary tale about misapplied statistical inference. In AI interpretability, reports of similar ''dead salmon'' artifacts abound: feature attribution, probing, sparse auto-encoding, and even causal analyses can produce plausible-looking explanations for randomly initialized neural networks. In this work, we examine this phenomenon and argue for a pragmatic statistical-causal reframing: explanations of computational systems should be treated as parameters of a (statistical) model, inferred from computational traces. This perspective goes beyond simply measuring statistical variability of explanations due to finite sampling of input data; interpretability methods become statistical estimators, and findings should be tested against explicit and meaningful alternative computational hypotheses, with uncertainty quantified with respect to the postulated statistical model. It also highlights important theoretical issues, such as the identifiability of common interpretability queries, which we argue is critical to understand the field's susceptibility to false discoveries, poor generalizability, and high variance. More broadly, situating interpretability within the standard toolkit of statistical inference opens promising avenues for future work aimed at turning AI interpretability into a pragmatic and rigorous science.

cs.AI↗

arXiv2025

Merging Continual Pretraining Models for Domain-Specialized LLMs: A Case Study in Finance

While LLMs excel at general tasks, they struggle in specialized domains like finance, requiring diverse skills in domain knowledge, mathematical reasoning, and multilingual processing. Merging domain-specific Continual Pre-training (CPT) "experts" offers a practical alternative to costly and unstable multi-skill training. However, unlike established Supervised Fine-Tuning (SFT) model-based merging, CPT model merging remains largely unexplored. We address this gap by creating financial LLMs from experts in finance, math, and Japanese. We propose a three-stage evaluation focusing on knowledge recovery, complementarity, and emergence, and assess three merging methods (Task Arithmetic, TIES, and DARE-TIES) on a comprehensive financial benchmark curated from 18 tasks across 8 established datasets. Results show that merging an expert with its base model recovers general knowledge lost during CPT, while merging experts improves performance and can yield emergent cross-domain skills. Among the methods, Task Arithmetic performs strongly but is hyperparameter-sensitive, whereas TIES is more robust. Our findings also suggest that while model similarity correlates with merging success, emergent skills depend on more complex factors. This work presents the first foundational analysis of CPT model merging, establishing a principled framework and providing clear guidance for building multi-skill LLMs from existing assets.

cs.CL↗

arXiv2025

Can GPT models Follow Human Summarization Guidelines? A Study for Targeted Communication Goals

This study investigates the ability of GPT models (ChatGPT, GPT-4 and GPT-4o) to generate dialogue summaries that adhere to human guidelines. Our evaluation involved experimenting with various prompts to guide the models in complying with guidelines on two datasets: DialogSum (English social conversations) and DECODA (French call center interactions). Human evaluation, based on summarization guidelines, served as the primary assessment method, complemented by extensive quantitative and qualitative analyses. Our findings reveal a preference for GPT-generated summaries over those from task-specific pre-trained models and reference summaries, highlighting GPT models' ability to follow human guidelines despite occasionally producing longer outputs and exhibiting divergent lexical and structural alignment with references. The discrepancy between ROUGE, BERTScore, and human evaluation underscores the need for more reliable automatic evaluation metrics.

cs.CL↗

arXiv2025

Transformer-based Models to Deal with Heterogeneous Environments in Human Activity Recognition

Human Activity Recognition (HAR) on mobile devices has been demonstrated to be possible using neural models trained on data collected from the device's inertial measurement units. These models have used Convolutional Neural Networks (CNNs), Long Short-Term Memory (LSTMs), Transformers or a combination of these to achieve state-of-the-art results with real-time performance. However, these approaches have not been extensively evaluated in real-world situations where the input data may be different from the training data. This paper highlights the issue of data heterogeneity in machine learning applications and how it can hinder their deployment in pervasive settings. To address this problem, we propose and publicly release the code of two sensor-wise Transformer architectures called HART and MobileHART for Human Activity Recognition Transformer. Our experiments on several publicly available datasets show that these HART architectures outperform previous architectures with fewer floating point operations and parameters than conventional Transformers. The results also show they are more robust to changes in mobile position or device brand and hence better suited for the heterogeneous environments encountered in real-life settings. Finally, the source code has been made publicly available.

cs.CV↗

arXiv2025

FedAli: Personalized Federated Learning Alignment with Prototype Layers for Generalized Mobile Services

Personalized Federated Learning (PFL) enables distributed training on edge devices, allowing models to collaboratively learn global patterns while tailoring their parameters to better fit each client's local data, all while preserving data privacy. However, PFL faces two key challenges in mobile systems: client drift, where heterogeneous data cause model divergence, and the overlooked need for client generalization, as the dynamic of mobile sensing demands adaptation beyond local environments. To overcome these limitations, we introduce Federated Alignment (FedAli), a prototype-based regularization technique that enhances inter-client alignment while strengthening the robustness of personalized adaptations. At its core, FedAli introduces the ALignment with Prototypes (ALP) layer, inspired by human memory, to enhance generalization by guiding inference embeddings toward personalized prototypes while reducing client drift through alignment with shared prototypes during training. By leveraging an optimal transport plan to compute prototype-embedding assignments, our approach allows pre-training the prototypes without any class labels to further accelerate convergence and improve performance. Our extensive experiments show that FedAli significantly enhances client generalization while preserving strong personalization in heterogeneous settings.

cs.LG↗

arXiv2025

Everything, Everywhere, All at Once: Is Mechanistic Interpretability Identifiable?

As AI systems are used in high-stakes applications, ensuring interpretability is crucial. Mechanistic Interpretability (MI) aims to reverse-engineer neural networks by extracting human-understandable algorithms to explain their behavior. This work examines a key question: for a given behavior, and under MI's criteria, does a unique explanation exist? Drawing on identifiability in statistics, where parameters are uniquely inferred under specific assumptions, we explore the identifiability of MI explanations. We identify two main MI strategies: (1) "where-then-what," which isolates a circuit replicating model behavior before interpreting it, and (2) "what-then-where," which starts with candidate algorithms and searches for neural activation subspaces implementing them, using causal alignment. We test both strategies on Boolean functions and small multi-layer perceptrons, fully enumerating candidate explanations. Our experiments reveal systematic non-identifiability: multiple circuits can replicate behavior, a circuit can have multiple interpretations, several algorithms can align with the network, and one algorithm can align with different subspaces. Is uniqueness necessary? A pragmatic approach may require only predictive and manipulability standards. If uniqueness is essential for understanding, stricter criteria may be needed. We also reference the inner interpretability framework, which validates explanations through multiple criteria. This work contributes to defining explanation standards in AI.

cs.LG↗

arXiv2024

THERADIA WoZ: An Ecological Corpus for Appraisal-based Affect Research in Healthcare

We present THERADIA WoZ, an ecological corpus designed for audiovisual research on affect in healthcare. Two groups of senior individuals, consisting of 52 healthy participants and 9 individuals with Mild Cognitive Impairment (MCI), performed Computerised Cognitive Training (CCT) exercises while receiving support from a virtual assistant, tele-operated by a human in the role of a Wizard-of-Oz (WoZ). The audiovisual expressions produced by the participants were fully transcribed, and partially annotated based on dimensions derived from recent models of the appraisal theories, including novelty, intrinsic pleasantness, goal conduciveness, and coping. Additionally, the annotations included 23 affective labels drew from the literature of achievement affects. We present the protocols used for the data collection, transcription, and annotation, along with a detailed analysis of the annotated dimensions and labels. Baseline methods and results for their automatic prediction are also presented. The corpus aims to serve as a valuable resource for researchers in affective computing, and is made available to both industry and academia.

cs.HC↗