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Francesco Macheda

Publications and source records attributed to Francesco Macheda.

At least 19 recordsLinked to original sources

The principle of detailed balance between electrons and phonons in presence of excitonic effects

Based on a many-body formulation, we derive an electron-phonon coupling including excitonic effects that preserves thermodynamic detailed balance between electronic and phononic scattering processes. We start from the microscopic electron-nucleus Hamiltonian, expand around the Born-Oppenheimer equilibrium geometry, and construct an effective action for the electronic and phononic propagators. From the same effective action, we derive both electronic and phononic self-energies in terms of a nonlocal vertex $\mathcal G^{\textrm{s}}$ including excitonic effects, which generalizes the usual local interaction vertex $g^{\textrm{s}}$. When electrons and phonons are well-defined quasiparticles in the screened-exchange approximation and $\mathcal G^{\textrm{s}}$ is taken in its static limit, both self-energies reduce to Fermi-golden-rule expressions containing the same $\mathcal G^{\textrm{s}}$, thereby ensuring detailed balance. As an application, we compute electronic and phononic linewidths in graphene and illustrate this common-vertex construction. We analyze the competition between the reduced scattering phase space induced by the screened-exchange band structure and the enhancement of the electron-phonon vertex due to excitonic effects, finding that the vertex enhancement can compensate for and overcome the phase-space reduction in both electronic and phononic linewidths.

cond-mat.mtrl-sci

Frequency-dependent electron-phonon coupling and vibrational responses in tight-binding and continuous Dirac models with nuclear velocity correction

The nuclear motion induces in the electronic atomic orbitals a nuclear-velocity-dependent phase (also known as electron-translation factor), which modifies the effective Hamiltonians constructed from localised atomic orbitals. In this work, using an Ehrenfest Lagrangian approach for the localised atomic orbitals (LCAO) and tight-binding methods, we determine, at any order in the nuclear velocity, the equations of motion and the vibrational responses within a linear response formalism, focusing on the tight-binding assessment of the Born effective charges and the force-constant matrix. The appearance of nuclear-velocity-dependent Peierls-like phases in the non-local part of the interactions restores the all-electron sum rules for frequency-dependent vibrational responses. In tight-binding models these corrections crucially modify the vibrational response from a qualitative point of view, also yielding contributions required to capture phenomena such as vibrational circular dichroism. We test these corrections in the tight-binding model for metallic gapped graphene - finding excellent agreement with \textit{ab initio} calculations - and for the topological time-reversal symmetry breaking Haldane model.

cond-mat.mes-hall

Non-adiabatic Ehrenfest dynamics with norm-conserving and ultra-soft pseudo-potentials with nuclear velocity corrections on the atomic orbitals within the Projector Augmented Wave Method framework

We derive the first-principles Ehrenfest molecular dynamics describing non-adiabatic processes with the inclusion of the nuclear-velocity-dependent phases (also known as electron-translation factors) on the atomic-orbital basis. These phases, appearing when nuclei are treated dynamically, affect effective Hamiltonians constructed from localised orbitals. In this work, we focus on the effects in the first-principles pseudo-potential Hamiltonian, both for the norm-conserving and ultra-soft cases, derived within the Projector-Augmented-Wave (PAW) method framework. Peierls-like phases depending on the nuclear velocities appear in the non-local part of the potential, while additional nuclear velocity and acceleration-dependent corrections appear in the ultra-soft pseudo-potential case. The use of velocity-including atomic orbital basis enables a Galilean-invariant description of the non-adiabatic Ehrenfest molecular dynamics, removing spurious non-adiabatic couplings that arise from neglecting the nuclear velocity phases in the atomic orbitals.

cond-mat.mes-hall

Coupled dynamical Boltzmann transport equations with long-range electron-phonon and electron-electron interactions in 2D materials

We study the interplay between long-range electron-phonon and electron-electron interactions in electrostatically doped two-dimensional semiconductors, including interlayer couplings in van der Waals heterostructures. We evaluate the effects of those interactions on transport properties by writing dynamically coupled Boltzmann equations for the electrons and for the electrodynamically active excitations. We develop a theory with a general validity, and apply it both to simplified parabolic models, and to the realistic BN-encapsulated graphene system which we present in an accompanying paper [arXiv:2604.00678]. We show that dynamical screening effects are of fundamental importance in order to correctly describe the electronic transport properties of two-dimensional materials, and in particular the scattering from polar phonons, whether those come from the semiconductor itself or the surrounding layers.

cond-mat.mes-hall

Electronic transport in BN-encasulated graphene limited by remote phonon scattering

We study the impact of BN's phonons on the electrical resistivity of hBN-encapsulated graphene. While encapsulation yields high-mobility devices, the surrounding BN itself introduces remote scattering from polar optical phonons, whose role in standard resistivity measurements remains unclear. We combine high-quality transport experiments with ab initio calculations including a proper treatment of dynamically screened remote interactions. We demonstrate that hBN's out-of-plane phonons strongly influence resistivity between 150 K and room temperature, whereas higher-energy LO modes and intrinsic graphene phonons alone cannot explain the observed trends. The coupling between electrons and the BN's phonons becomes more pronounced at low carrier densities due to reduced screening. Our findings establish that remote phonon scattering fundamentally limits transport in encapsulated graphene, solving a longstanding debate.

cond-mat.mes-hall

Spin-dependent anisotropic electron-phonon coupling in KTaO$_3$

KTaO$_3$ (KTO) is an incipient ferroelectric, characterized by a softening of the lowest transverse optical (TO) mode with decreasing temperature. Cooper pairing in the recently discovered KTO-based heterostructures has been proposed to be mediated by the soft TO mode. Here we study the electron coupling to the zone-center odd-parity modes of bulk KTO by means of relativistic Density Functional Perturbation Theory (DFPT). The coupling to the soft TO mode is by far the largest, with comparable contributions from both intraband and interband processes. Remarkably, we find that for this mode, spin-non-conserving matrix elements are particularly relevant. We develop a three-band microscopic model with spin-orbit coupled $t_{2g}$ orbitals that reproduces the main features of the ab initio results. For the highest energy band, the coupling can be understood as a "dynamical" isotropic Rashba effect. In contrast, for the two lowest bands, the Rashba-like coupling becomes strongly anisotropic. The DFPT protocol implemented here enables the calculation of the full electron-phonon coupling matrix projected onto any mode of interest, and it is easily applicable to other systems.

cond-mat.mtrl-sci

Infrared markers of topological phase transitions in quantum spin Hall insulators

Using first principles techniques, we show that infrared optical response can be used to discriminate between the topological and the trivial phases of two-dimensional quantum spin Hall insulators (QSHI). We showcase germanene and jacutingaite, of recent experimental realization, as prototypical systems where the infrared spectrum is discontinuous across the transition, due to sudden and large discretized jumps of the value of Born effective charges (up to 2). For these materials, the topological transition can be induced via the application of an external electrostatic potential in the field-effect setup. Our results are rationalized in the framework of a low-energy Kane-Mele model and are robust with respect to dynamical effects which come into play when the energy gap of the material is of the same order of the infrared active phonon frequency. In the small gap QSHI germanene, due to dynamical effects, the in-plane phonon resonance in the optical conductivity shows a Fano profile with remarkable differences in the intensity and the shape between the two phases. Instead, the large gap QSHI jacutingaite presents several IR-active phonon modes whose spectral intensities drastically change between the two phases.

cond-mat.mes-hall

Excitonic effects in phonons: reshaping the graphene Kohn anomalies and lifetimes

We develop an ab initio framework that captures the impact of electron-electron and electron-hole interactions on phonon properties. This enables the inclusion of excitonic effects in the optical phonon dispersions and lifetimes of graphene, both near the center ($\Gamma$) and at the border (K) of the Brillouin zone, at phonon momenta relevant for Raman scattering and for the onset of the intrinsic electrical resistivity. Near K, we find a phonon red-shift of ~150 $cm^{-1}$ and a 10x enhancement of the group velocity, together with a 5x increase in linewidths due to a 26x increase of the electron-phonon matrix elements. These effects persist for doping $2E_{F} < {\hbar}{\omega}_{ph}$ and are quenched at higher dopings. Near $\Gamma$, the excitonic effects are minor because of the gauge field nature of the electron-phonon coupling at small phonon momentum.

cond-mat.mtrl-sci

Elastic Constants and Bending Rigidities from Long-Wavelength Perturbation Expansions

Mechanical and elastic properties of materials are among the most fundamental quantities for many engineering and industrial applications. Here, we present a formulation that is efficient and accurate for calculating the elastic and bending rigidity tensors of crystalline solids, leveraging interatomic force constants and long-wavelength perturbation theory. Crucially, in the long-wavelength limit, lattice vibrations induce macroscopic electric fields which further couple with the propagation of elastic waves, and a separate treatment on the long-range electrostatic interactions is thereby required to obtain elastic properties under the appropriate electrical boundary conditions. A cluster expansion of the charge density response and dielectric screening function in the long-wavelength limit has been developed to efficiently extract multipole and dielectric tensors of arbitrarily high order. We implement the proposed method in a first-principles framework and perform extensive validations on silicon, NaCl, GaAs and rhombohedral BaTiO$_3$ as well as monolayer graphene, hexagonal BN, MoS$_2$ and InSe, obtaining good to excellent agreement with other theoretical approaches and experimental measurements. Notably, we establish that multipolar interactions up to at least octupoles are necessary to obtain the accurate short-circuit elastic tensor of bulk materials, while higher orders beyond octupole interactions are required to converge the bending rigidity tensor of 2D crystals. The present approach greatly simplifies the calculations of bending rigidities and will enable the automated characterization of the mechanical properties of novel functional materials.

cond-mat.mtrl-sci

Variational formulation of dynamical electronic response functions in presence of nonlocal exchange interactions

We consider the dynamical electronic response function in theoretical frameworks that include nonlocal exchange interactions, such as the Bethe-Salpeter equation with the frequency independent approximation of the screened interaction, Hartree-Fock, and range-separated Hybrid DFT approaches. Within these pictures, we demonstrate that any time-dependent electronic linear response function allows for a formulation which is variational in the electronic density matrix. To achieve our goal, we consider the usual form of a response function, written in terms of a screened and a bare electronic vertices (`bare-screen'), and perform an exact rewriting in terms of purely screened electronic vertices (`screen-screen'). Within the `screen-screen' formulation, the response function can be written as a stationary point of a functional of the exact density matrix. Further, we show that the imaginary part of any electronic response can be written in the form of a generalized Fermi Golden Rule, by introducing an exact complementary rewriting in terms of vertices related by complex conjugation (`screen*-screen'). The screen-screen formulation can be further extended partitioning the electronic interaction in separate contributions, expressing the response in terms of partially screened electronic vertices (`partial screen-partial screen'), preserving the stationary properties. We numerically validate the effectiveness of our formalism by calculating the optical conductivity of graphene, which exhibits strong excitonic effects. To do so, we solve the Bethe-Salpeter Equation on a tight-binding model, including exchange effects in the response of graphene. Our findings show the advantages of the variationality of the screen-screen formulation over the others both in convergence properties and robustness with density-matrix approximations.

cond-mat.mtrl-sci

High- and low-energy many-body effects of graphene in a unified approach

We show that the many-body features of graphene band structure and electronic response can be accurately evaluated by applying many-body perturbation theory to a tight-binding (TB) model. In particular, we compare TB results for the optical conductivity with previous ab-initio calculations, showing a nearly perfect agreement both in the low energy region near the Dirac cone ($\sim 100$ meV), and at the higher energies of the {\pi} plasmon ($\sim 5$ eV). A reasonable agreement is reached also for the density-density response at the Brillouin zone corner. With the help of the reduced computational cost of the TB model, we study the effect of self-consistency on the screened interaction (W) and on the quasi-particle corrections, a task that is not yet achievable in ab-initio frameworks. We find that self-consistency is important to reproduce the experimental results on the divergence of the Fermi velocity, while it marginally affects the optical conductivity. Finally, we study the robustness of our results against doping or the introduction of a uniform dielectric environment.

physics.atm-clus

First principles calculations of dynamical Born effective charges, quadrupoles and higher order terms from the charge response in large semiconducting and metallic systems

Within the context of first principles techniques we present a theoretical and computational framework to quickly determine, at finite momentum, the self-consistent (longitudinal) charge response to an external perturbation, that enters the determination of the scattering cross section of inelastic scattering processes such as EELS. We also determine the (tranverse) charge response computed in short-circuit condition. The all-order quasimomentum expansion of the tranverse charge response to an atomic displacement are the Born effective charges, quadrupoles, octupoles etc. We demonstrate that the transverse charge response can be related to the longitudinal one via a well-defined long-range dielectric function. Our advancements lead to an efficient use of perturbation theory. Due to its more favorable scaling, our method provides an interesting computational alternative to the use of the 2n+1 theorem, especially for semiconductors and metals with large unit cells. For semiconductors, we compute the piezoelectric properties of a large cell solid-solution of semiconducting hafniun oxide containing 96 atoms. We here show that the clamped ion piezoelectric response can be decomposed into real-space localized contributions that mostly depend on the chemical environment, paving the way for the use of machine-learning techniques in the material search for optimized piezoelectrics. We further apply our methodology to determine the density response of metals. Here, the leading terms of the charge expansion are related to the Fermi energy shift of the potential and by Born effective charges which do not sum to zero over the atoms. We apply our developments to the TEM-EELS spectroscopy of lithium intercalated graphites, where we find that the use of the atomic form-factor in the long-wavelength limit does not take into account for the anisotropy of the atomic chemical bonding.

cond-mat.mtrl-sci

Quantized Born Effective charges as probes for the topological phase transition in the Haldane and Kane-Mele models

We propose a new approach to study the transition between different topological states, based on the assessment of the vibrational resonances in infrared spectra. We consider the Haldane and Kane-Mele models finding that Born effective charges are nearly quantized, with a discontinuous jump concomitant with the topological phase transition. In particular, Born effective charges display a finite value in the trivial phase and a null one in the nontrivial one. This is rooted in the connection between Born effective charges and electronic Berry curvature at the band edges. Finally, at the topological phase transition of the Haldane model, we also observe a nearly quantized jump of the chiral splitting of the zone-center phonon frequencies, induced by time-reversal symmetry breaking.

cond-mat.mtrl-sci

Ab-initio Van der Waals electrodynamics: polaritons and electron scattering from plasmons and phonons in BN-capped graphene

Plasmons and polar phonons are elementary electrodynamic excitations of matter. In 2d and at long wavelengths, they couple to light and act as the system polaritons. They also dictate the scattering of charged carriers. Van der Waals heterostructures offer the opportunity to couple excitations from different layers via long-range Coulomb interactions, modifying both their dispersion and their scattering of electrons. Even when the excitations do not couple, they are still influenced by the screening from all layers, leading to complex dynamical interactions between electrons, plasmons and polar phonons. We develop an efficient ab initio model to solve the dynamical electric response of Van der Waals heterostructures, accompanied by a formalism to extract relevant spectroscopic and transport quantities. Notably, we obtain scattering rates for electrons of the heterostructure coupling remotely with electrodynamic excitations. We apply those developments to BN-capped graphene, in which polar phonons from BN couple to plasmons in graphene. We study the nature of the coupled excitations, their dispersion and their coupling to graphene's electrons. Regimes driven by either phonons or plasmons are identified, as well as a truly hybrid regime at long wavelengths. Those are studied as a function of the graphene's Fermi level and the number of BN layers. In contrast with descriptions in terms of surface-optical phonons, we find that the electron-phonon interaction stems from different modes. Moreover, the dynamical screening of the coupling between BN's LO phonons and graphene's electrons crosses over from inefficient to metal-like depending on the relative value of the phonons' frequency and the energetic onset of interband transitions. While the coupling is significant in general, the associated scattering of graphene's carriers is found to be negligible in the context of electronic transport.

cond-mat.mtrl-sci

Theory of infrared double-resonance Raman spectrum in graphene: the role of the zone-boundary electron-phonon enhancement

We theoretically investigate the double-resonance Raman spectrum of monolayer graphene down to infrared laser excitation energies. By using first-principles density functional theory calculations, we improve upon previous theoretical predictions based on conical models or tight-binding approximations, and rigorously justify the evaluation of the electron-phonon enhancement found in Ref. [Venanzi, T., Graziotto, L. et al., Phys. Rev. Lett. 130, 256901 (2023)]. We proceed to discuss the effects of such enhancement on the room temperature graphene resistivity, hinting towards a possible reconciliation of theoretical and experimental discrepancies.

cond-mat.mes-hall

Infrared resonance Raman of bilayer graphene: signatures of massive fermions and band structure on the 2D peak

Few-layer graphene possesses low-energy carriers which behave as massive fermions, exhibiting intriguing properties in both transport and light scattering experiments. Lowering the excitation energy of resonance Raman spectroscopy down to 1.17 eV we target these massive quasiparticles in the split bands close to the K point. The low excitation energy weakens some of the Raman processes which are resonant in the visible, and induces a clearer frequency-separation of the sub-structures of the resonance 2D peak in bi- and trilayer samples. We follow the excitation-energy dependence of the intensity of each sub-structure and, comparing experimental measurements on bilayer graphene with ab initio theoretical calculations, we trace back such modifications on the joint effects of probing the electronic dispersion close to the band splitting and enhancement of electron-phonon matrix elements.

cond-mat.mes-hall

EPIq : an open-source software for the calculation of electron-phonon interaction related properties

EPIq (Electron-Phonon wannier Interpolation over k and q-points) is an open-source software for the calculation of electron-phonon interaction related properties from first principles.Acting as a post-processing tool for a density-functional perturbation theory code ( Quantum ESPRESSO ) and wannier90, EPIq exploits the localization of the deformation potential in the Wannier function basis and the stationary properties of a force-constant functional with respect to the first-order perturbation of the electronic charge density to calculate many electron-phonon related properties with high accuracy and free from convergence issues related to Brillouin zone sampling. EPIq features includes: the adiabatic and non-adiabatic phonon dispersion, superconducting properties (including the superconducting band gap in the Migdal-Eliashberg formulation), double-resonant Raman spectra and lifetime of excited carriers. The possibility to customize most of its input makes EPIq a versatile and interoperable tool. Particularly relevant is the interaction with the Stochastic Self-Consistent Harmonic Approximation (SSCHA) allowing anharmonic effects to be included in the calculation of electron-properties. The scalability offered by the Wannier representation combined with a straightforward workflow and easy-to-read input and output files make EPIq accessible to the wide condensed matter and material science communities.

cond-mat.mtrl-sci

Born effective charges and vibrational spectra in super and bad conducting metals

Interactions mediated by electron-phonon coupling are responsible for important cooperative phenomena in metals such as superconductivity and charge-density waves. The same interaction mechanisms produce strong collision rates in the normal phase of correlated metals, causing sizeable reductions of the dc conductivity and reflectivity. As a consequence, low-energy excitations like phonons, which are crucial for materials characterization, become visible in optical infrared spectra. A quantitative assessment of vibrational resonances requires the evaluation of dynamical Born effective charges, which quantify the coupling between macroscopic electric fields and lattice deformations. We show that the Born effective charges of metals crucially depend on the collision regime of conducting electrons. In particular, we describe, within a first principles framework, the impact of electron scattering on the infrared vibrational resonances, from the undamped, collisionless regime to the overdamped, collision-dominated limit. Our approach enables the interpretation of vibrational reflectance measurements of both super and bad conducting metals, as we illustrate for the case of strongly electron-phonon coupled superhydride H$_3$S.

cond-mat.mtrl-sci