arXiv subjects

Francesco Mauri

Publications and source records attributed to Francesco Mauri.

At least 55 records · Page 3Linked to original sources

arXiv2022

Thermal conductivity of glasses above the plateau: first-principles theory and applications

Predicting the thermal conductivity of glasses from first principles has hitherto been a prohibitively complex problem. In fact, past works have highlighted challenges in achieving computational convergence with respect to length and/or time scales using either the established Allen-Feldman or Green-Kubo formulations, endorsing the concept that atomistic models containing thousands of atoms -- thus beyond the capabilities of first-principles calculations -- are needed to describe the thermal conductivity of glasses. In addition, these established formulations either neglect anharmonicity (Allen-Feldman) or miss the Bose-Einstein statistics of atomic vibrations (Green Kubo), thus leaving open the question on the relevance of these effects. Here, we present a first-principles formulation to address the thermal conductivity of glasses above the plateau, which can account comprehensively for the effects of structural disorder, anharmonicity, and quantum Bose-Einstein statistics. The protocol combines the Wigner formulation of thermal transport with convergence-acceleration techniques, and is validated in vitreous silica using both first-principles calculations and a quantum-accurate machine-learned interatomic potential. We show that models of vitreous silica containing less than 200 atoms can already reproduce the thermal conductivity in the macroscopic limit and that anharmonicity negligibly affects heat transport in vitreous silica. We discuss the microscopic quantities that determine the trend of the conductivity at high temperature, highlighting the agreement of the calculations with experiments in the temperature range above the plateau where radiative effects remain negligible (50<T <450 K).

cond-mat.mtrl-sci↗

arXiv2022

Wigner formulation of thermal transport in solids

Two different heat-transport mechanisms are discussed in solids: in crystals, heat carriers propagate and scatter particle-like as described by Peierls' formulation of the Boltzmann transport equation for phonon wavepackets. In glasses, instead, carriers behave wave-like, diffusing via a Zener-like tunneling between quasi-degenerate vibrational eigenstates, as described by the Allen-Feldman equation. Recently, it has been shown that these two conduction mechanisms emerge from a Wigner transport equation, which unifies and extends the Peierls-Boltzmann and Allen-Feldman formulations, allowing to describe also complex crystals where particle-like and wave-like conduction mechanisms coexist. Here, we discuss the theoretical foundations of such transport equation as is derived from the Wigner phase-space formulation of quantum mechanics, elucidating how the interplay between disorder, anharmonicity, and the quantum Bose-Einstein statistics of atomic vibrations determines thermal conductivity. This Wigner formulation argues for a preferential phase convention for the dynamical matrix in the reciprocal Bloch representation and related off-diagonal velocity operator's elements; such convention is the only one yielding a conductivity which is invariant with respect to the non-unique choice of the crystal's unit cell and is size-consistent. We rationalize the conditions determining the crossover from particle-like to wave-like heat conduction, showing that phonons below the Ioffe-Regel limit (i.e. with a mean free path shorter than the interatomic spacing) contribute to heat transport due to their wave-like capability to interfere and tunnel. Finally, we show that the present approach overcomes the failures of the Peierls-Boltzmann formulation for materials with ultralow or glass-like thermal conductivity.

cond-mat.mtrl-sci↗

arXiv2022

Many-body Green's function approach to lattice thermal transport

Recent progress in understanding thermal transport in complex crystals has highlighted the prominent role of heat conduction mediated by interband tunneling processes, which emerge between overlapping phonon bands (i.e. with energy differences smaller than their broadenings). These processes have recently been described in different ways, relying on the Wigner or Green-Kubo formalism, leading to apparently different results which question the definition of the heat-current operator. Here, we implement a full quantum approach based on the Kubo formula, elucidating analogies and differences with the recently introduced Wigner or Green-Kubo formulations, and extending the description of thermal transport to the overdamped regime of atomic vibrations, where the phonon quasiparticle picture breaks down. We rely on first-principles calculations on complex crystals with ultralow conductivity to compare numerically the thermal conductivity obtained within the aforementioned approaches, showing that at least in the quasiparticle regime the differences are negligible for practical applications.

cond-mat.mtrl-sci↗

arXiv2022

Non-perturbative Green's function method to determine the electronic spectral function due to electron-phonon interactions: Application to a graphene model from weak to strong coupling

In solid state physics, the electron-phonon interaction (EPI) is central to many phenomena. The theory of the renormalization of electronic properties due to EPIs became well established with the theory of Allen-Heine-Cardona, usually applied to second order in perturbation theory (P2). However, this is only valid in the weak coupling regime, while strong EPIs have been reported in many materials. Although non-perturbative (NP) methods have started to arise in the last years, they are usually not well justified, and it is not clear to what degree they reproduce the exact theory. To address this issue, we present a stochastic approach for the evaluation of the non-perturbative interacting Green's function in the adiabatic limit, and show it is equivalent to the Feynman expansion to all orders in the perturbation. Also, by defining a self-energy, we can reduce the effect of broadening needed in numerical calculations, improving convergence in the supercell size. In addition, we clarify whether it is better to average the Green's function or self-energy. Then we apply the method to a graphene tight-binding model, and obtain several interesting results: (i) The Debye-Waller term, which is normally neglected, does affect the change of the Fermi velocity. (ii) The P2 and NP self-energies differ even at room temperature for some k-points, raising the question of how well P2 works in other materials. (iii) Close to the Dirac point, positive and negative energy peaks merge. (iv) In the strong coupling regime, a peak appears at energy E=0, which is consistent with previous works on disorder and localization in graphene. (v) The spectral function becomes more asymmetric at stronger coupling and higher temperatures. Finally, in the Appendix we show that the method has better convergent properties when the coupling is strong relative to when it is weak, and discuss other technical aspects.

cond-mat.mtrl-sci↗

arXiv2022

The microscopic origin of anomalous properties of ice relies on the strong quantum anharmonic regime of atomic vibrations

Water ice is a unique material presenting intriguing physical properties, like negative thermal expansion and anomalous volume isotope effect (VIE). They arise from the interplay between weak hydrogen bonds and nuclear quantum fluctuations, making theoretical calculations challenging. Here, we employ the stochastic self-consistent harmonic approximation (SSCHA) to investigate how thermal and quantum fluctuations affect the physical properties of ice XI ab initio. Regarding the anomalous VIE, our work reveals that quantum effects on hydrogen are so strong to be in a nonlinear regime: when progressively increasing the mass of hydrogen from protium to infinity (classical limit), the volume firstly expands and then contracts, with a maximum slightly above the mass of tritium. We observe an anharmonic renormalization of about 10% in the bending and stretching phonon frequencies probed in IR and Raman experiments. For the first time, we report an accurate comparison of the low energy phonon dispersion with the experimental data, possible only thanks to high-level accuracy in the electronic correlation and nuclear quantum and thermal fluctuations, paving the way for the study of thermal transport in ice from first principles and the simulation of ice under pressure.

physics.chem-ph↗

arXiv2022

Quantum phase diagram of high-pressure hydrogen

The interplay between electron correlation and nuclear quantum effects makes our understanding of elemental hydrogen a formidable challenge. Here, we present the phase diagram of hydrogen and deuterium at low temperatures and high-pressure ($P > 300$ GPa by accounting for highly accurate electronic and nuclear enthalpies. We evaluated internal electronic energies by diffusion quantum Monte Carlo, while nuclear quantum motion and anharmonicity have been included by the stochastic self-consistent harmonic approximation. Our results show that the long-sought atomic metallic hydrogen, predicted to host room-temperature superconductivity, forms at $577\pm 10$ GPa ($640\pm 14$ GPa in deuterium). Indeed, anharmonicity pushes the stability of this phase towards pressures much larger than previous theoretical estimates or attained experimental values. Before atomization, molecular hydrogen transforms from a conductive phase III to another metallic structure that is still molecular (phase VI) at $422\pm 40$ GPa ($442\pm30$ GPa in deuterium). We predict clear-cut signatures in optical spectroscopy and DC conductivity that can be used experimentally to distinguish between the two structural transitions. According to our findings, the experimental evidence of metallic hydrogen has so far been limited to molecular phases.

cond-mat.mtrl-sci↗

arXiv2021

Intrinsic vibrational angular momentum from non-adiabatic effects in non-collinear magnetic molecules

We show that in non-collinear magnetic molecules, non-adiabatic (dynamical) effects due to the electron-vibron coupling are time-reversal symmetry breaking interactions for the vibrational field. As in these systems the electronic wavefunction can not be chosen as real, a nonzero geometric vector potential (Berry connection) arises. As a result, an intrinsic nonzero vibrational angular momentum occurs even for non-degenerate modes and in the absence of external probes. The vibronic modes can then be seen as elementary quantum particles carrying a sizeable angular momentum. As a proof of concept, we demonstrate the magnitude of this topological effect by performing non-adiabatic first principles calculations on platinum clusters and by showing that these molecules host sizeable intrinsic phonon angular momenta comparable to the orbital electronic ones in itinerant ferromagnets.

physics.chem-ph↗

arXiv2021

First-principles theory of infrared vibrational spectroscopy in metals and semimetals: application to graphite

We develop an ab initio method to simulate the infrared vibrational response of metallic systems in the framework of time-dependent density functional perturbation theory. By introducing a generalized frequency-dependent Born effective charge tensor, we show that phonon peaks in the reflectivity of metals can be always described by a Fano function, whose shape is determined by the complex nature of the frequency-dependent effective charges and electronic dielectric tensor. The IR vibrational properties of graphite, chosen as a representative test case to benchmark our method, are found to be accurately reproduced. Our approach offers a first-principle scheme for the prediction and understanding of IR reflectance spectra of metals, that may represent one of the few available tools of investigation of these materials when subjected to extremely high-pressure conditions.

cond-mat.mtrl-sci↗

arXiv2021

The Stochastic Self-Consistent Harmonic Approximation: Calculating Vibrational Properties of Materials with Full Quantum and Anharmonic Effects

The efficient and accurate calculation of how ionic quantum and thermal fluctuations impact the free energy of a crystal, its atomic structure, and phonon spectrum is one of the main challenges of solid state physics, especially when strong anharmonicy invalidates any perturbative approach. To tackle this problem, we present the implementation on a modular Python code of the stochastic self-consistent harmonic approximation method. This technique rigorously describes the full thermodyamics of crystals accounting for nuclear quantum and thermal anharmonic fluctuations. The approach requires the evaluation of the Born-Oppenheimer energy, as well as its derivatives with respect to ionic positions (forces) and cell parameters (stress tensor) in supercells, which can be provided, for instance, by first principles density-functional-theory codes. The method performs crystal geometry relaxation on the quantum free energy landscape, optimizing the free energy with respect to all degrees of freedom of the crystal structure. It can be used to determine the phase diagram of any crystal at finite temperature. It enables the calculation of phase boundaries for both first-order and second-order phase transitions from the Hessian of the free energy. Finally, the code can also compute the anharmonic phonon spectra, including the phonon linewidths, as well as phonon spectral functions. We review the theoretical framework of the stochastic self-consistent harmonic approximation and its dynamical extension, making particular emphasis on the physical interpretation of the variables present in the theory that can enlighten the comparison with any other anharmonic theory. A modular and flexible Python environment is used for the implementation, which allows for a clean interaction with other packages. We briefly present a toy-model calculation to illustrate the potential of the code.

cond-mat.mtrl-sci↗

arXiv2021

Time-Dependent Self Consistent Harmonic Approximation: Anharmonic nuclear quantum dynamics and time correlation functions

Most material properties of great physical interest are directly related to nuclear dynamics, e.g. the ionic thermal conductivity, Raman/IR vibrational spectra, inelastic X-ray, and Neutron scattering. A theory able to compute from first principles these properties, accounting for the anharmonicity and quantum fluctuations in the nuclear energy landscape that can be implemented in systems with hundreds of atoms is missing. Here, we derive an approximate theory for the quantum time evolution of lattice vibrations at finite temperature. This theory introduces the time dynamics in the Self-Consistent Harmonic Approximation (SCHA) and shares with the static case the same computational cost. It is nonempirical, as pure states evolve according to the Dirac least action principle and the dynamics of the thermal ensemble conserves both energy and entropy. The static SCHA is recovered as a stationary solution of the dynamical equations. We apply perturbation theory around the static SCHA solution and derive an algorithm to compute efficiently quantum dynamical response functions. Thanks to this new algorithm, we have access to the response function of any general external time-dependent perturbation, enabling the simulation of phonon spectra without following any perturbative expansion of the nuclear potential or empirical methods. We benchmark the algorithm on the IR and Raman spectroscopy of high-pressure hydrogen phase III, with a simulation cell of 96 atoms. Our work also explores the nonlinear regime of the dynamical nuclear motion, providing a paradigm to simulate the interaction with intense or multiple probes, as in pump-probe spectroscopy, or chemical reactions involving light atoms, as the proton transfer in biomolecules

cond-mat.stat-mech↗

arXiv2021

Ab-initio energetics of graphite and multilayer graphene: stability of Bernal versus rhombohedral stacking

There has been a lot of excitement around the observation of superconductivity in twisted bilayer graphene, associated to flat bands close to the Fermi level. Such correlated electronic states also occur in multilayer rhombohedral stacked graphene (RG), which has been receiving increasing attention in the last years. In both natural and artificial samples however, multilayer stacked Bernal graphene (BG) occurs more frequently, making it desirable to determine what is their relative stability and under which conditions RG might be favored. Here, we study the energetics of BG and RG in bulk and also multilayer stacked graphene using first-principles calculations. It is shown that the electronic temperature, not accounted for in previous studies, plays a crucial role in determining which phase is preferred. We also show that the low energy states at room temperature consist of BG, RG and mixed BG-RG systems with a particular type of interface. Energies of all stacking sequences (SSs) are calculated for N = 12 layers, and an Ising model is used to fit them, which can be used for larger N as well. In this way, the ordering of low energy SSs can be determined and analyzed in terms of a few parameters. Our work clarifies inconsistent results in the literature, and sets the basis to studying the effect of external factors on the stability of multilayer graphene systems in first principles calculations.

cond-mat.mtrl-sci↗

arXiv2021

Electronic structure of TiSe$_2$ from a quasi-self-consistent G$_0$W$_0$ approach

In a previous work it was shown that the inclusion of exact exchange is essential for a first principles description of both the electronic- and the vibrational properties of TiSe$_2$, M. Hellgren et al. [Phys. Rev. Lett. 119, 176401 (2017)]. The $GW$ approximation provides a parameter-free description of screened exchange but is usually employed perturbatively ($G_0W_0$) making results more or less dependent on the starting point. In this work, we develop a quasi-self-consistent extension of $G_0W_0$ based on the random phase approximation (RPA) and the optimized effective potential of hybrid density functional theory. This approach generates an optimal $G_0W_0$ starting-point and a hybrid exchange parameter consistent with the RPA. While self-consistency plays a minor role for systems such as Ar, BN and ScN, it is shown to be crucial for TiS$_2$ and TiSe$_2$. We find the high-temperature phase of TiSe$_2$ to be a semi-metal with a band structure in good agreement with experiment. Furthermore, the optimized hybrid functional agrees well with our previous estimate and therefore accurately reproduces the low-temperature charge density wave phase.

cond-mat.mtrl-sci↗

arXiv2020

Weak Dimensionality Dependence and Dominant Role of Ionic Fluctuations in the Charge-Density-Wave Transition of NbSe$_2$

Contradictory experiments have been reported about the dimensionality effect on the charge-density-wave transition in 2H NbSe$_2$. While scanning tunnelling experiments on single layers grown by molecular beam epitaxy measure a charge-density-wave transition temperature in the monolayer similar to the bulk, around 33 K, Raman experiments on exfoliated samples observe a large enhancement of the transition temperature up to 145 K. By employing a non-perturbative approach to deal with anharmonicity, we calculate from first principles the temperature dependence of the phonon spectra both for bulk and monolayer. In both cases, the charge-density-wave transition temperature is estimated as the temperature at which the phonon energy of the mode driving the structural instability vanishes. The obtained transition temperature in the bulk is around 59 K, in rather good agreement with experiments, and it is just slightly increased in the single-layer limit to 73 K, showing the weak dependence of the transition on dimensionality. Environmental factors could motivate the disagreement between the transition temperatures reported by experiments. Our analysis also demonstrates the predominance of ionic fluctuations over electronic ones in the melting of the charge-density-wave order.

cond-mat.mes-hall↗

arXiv2020

Phonon collapse and van der Waals melting of the 3D charge density wave of VSe$_2$

Among transition metal dichalcogenides (TMDs), VSe$_2$ is considered to develop a purely 3-dimensional (3D) charge-density wave (CDW) at T$_{CDW}$=110 K. Here, by means of high resolution inelastic x-ray scattering (IXS), we show that the CDW transition is driven by the collapse of an acoustic mode at the critical wavevector \textit{q}$_{CDW}$= (2.25 0 0.7) r.l.u. and critical temperature T$_{CDW}$=110 K. The softening of this mode starts to be pronounced for temperatures below 2$\times$ T$_{CDW}$ and expands over a rather wide region of the Brillouin zone, suggesting a large contribution of the electron-phonon interaction to the CDW formation. This interpretation is supported by our first principles calculations that determine a large momentum-dependence of the electron-phonon interaction, peaking at the CDW wavevector, in the presence of nesting. Fully anharmonic {\it ab initio} calculations confirm the softening of one acoustic branch at \textit{q}$_{CDW}$ as responsible for the CDW formation and show that van der Waals interactions are crucial to melt the CDW. Our work also highlights the important role of out-of-plane interactions to describe 3D CDWs in TMDs.

cond-mat.mtrl-sci↗

arXiv2020

Theory of the thickness dependence of the charge density wave transition in 1T-TiTe$_2$

Most metallic transition metal dichalcogenides undergo charge density wave (CDW) instabilities with similar or identical ordering vectors in bulk and in single layer, albeit with different critical temperatures. Metallic 1T-TiTe$_2$ is a remarkable exception as it shows no evidence of charge density wave formation in bulk, but it displays a stable $2\times2$ reconstruction in single-layer form. The mechanism for this 3D-2D crossover of the transition is still unclear, although strain from the substrate and the exchange interaction have been pointed out as possible formation mechanisms. Here, by performing non-perturbative anharmonic calculations with gradient corrected and hybrid functionals, we explain the thickness behaviour of the transition in 1T-TiTe$_2$. We demonstrate that the occurrence of the CDW in single-layer TiTe$_2$ occurs from the interplay of non-perturbative anharmonicity and an exchange enhancement of the electron-phonon interaction, larger in the single layer than in the bulk. Finally, we study the electronic and structural properties of the single-layer CDW phase and provide a complete description of its electronic structure, phonon dispersion as well as infrared and Raman active phonon modes.

cond-mat.mtrl-sci↗

arXiv2020

Anomalous high-temperature superconductivity in YH$_6$

Pressure-stabilized hydrides are a new rapidly growing class of high-temperature superconductors which is believed to be described within the conventional phonon-mediated mechanism of coupling. Here we report the synthesis of yttrium hexahydride Im3m-YH$_6$ that demonstrates the superconducting transition with T$_c$ = 224 K at 166 GPa, much lower than the theoretically predicted (>270 K). The measured upper critical magnetic field B$_c$$_2$(0) of YH$_6$ was found to be 116-158 T, which is 2-2.5 times larger than the calculated value. A pronounced shift of T$_c$ in yttrium deuteride YD$_6$ with the isotope coefficient 0.4 supports the phonon-assisted superconductivity. Current-voltage measurements showed that the critical current I$_c$ and its density J$_c$ may exceed 1.75 A and 3500 A/mm$^2$ at 0 K, respectively, which is comparable with the parameters of commercial superconductors, such as NbTi and YBCO. The superconducting density functional theory (SCDFT) and anharmonic calculations suggest unusually large impact of the Coulomb repulsion in this compound. The results indicate notable departures of the superconducting properties of the discovered YH$_6$ from the conventional Migdal-Eliashberg and Bardeen-Cooper-Schrieffer theories.

cond-mat.supr-con↗

arXiv2020

Long-range rhombohedral-stacked graphene through shear

The discovery of superconductivity and correlated electronic states in the flat bands of twisted bilayer graphene has raised a lot of excitement. Flat bands also occur in multilayer graphene flakes that present rhombohedral (ABC) stacking order on many consecutive layers. Although Bernal-stacked (AB) graphene is more stable, long-range ABC-ordered flakes involving up to 50 layers have been surprisingly observed in natural samples. Here we present a microscopic atomistic model, based on first-principles density functional theory calculations, that demonstrates how shear stress can produce long-range ABC order. A stress-angle phase diagram shows under which conditions ABC-stacked graphene can be obtained, providing an experimental guide for its synthesis.

cond-mat.mes-hall↗

arXiv2020

Black metal hydrogen above 360 GPa driven by proton quantum fluctuations

Production of metallic hydrogen is one of the top three open quests of physics. Recent low-temperature experiments report different metallization pressures, varying from 360GPa to 490GPa. In this work, we simulate structural properties, vibrational Raman, IR and optical spectra of hydrogen phase III accounting for proton quantum effects. We demonstrate that nuclear quantum fluctuations downshift the vibron frequencies by 25%, introduce a broad line-shape in the Raman spectra, and reduce the optical gap by 3eV. We show that hydrogen metallization occurs at 380GPa in phase III due to band overlap, in good agreement with transport data. By simulating the optical properties, we predict this state to be a peculiar black metal, transparent in the IR. The transparent window closes at 450GPa, but the reflectivity remains low, discarding phase III as the shiny metal observed at 490GPa. We predict the conductivity onset to increase by 70GPa and the transparent window to increase by 1.3eV when replacing hydrogen by deuterium at 0K, underlining that metallization is driven by quantum fluctuations and is thus isotope dependent. We show how hydrogen acquires metallic features (conductivity and brightness) at different pressures, explaining the apparent contradictions in existing experimental scenarios.

cond-mat.mtrl-sci↗