arXiv subjects

Francesco Mauri

Publications and source records attributed to Francesco Mauri.

At least 163 records · Page 9Linked to original sources

arXiv2007

Kohn anomalies and non-adiabaticity in doped carbon nanotubes

The high-frequency Raman-active phonon modes of metallic single-walled carbon nanotubes (SWNTs) are thought to be characterized by Kohn anomalies (KAs), which are expected to be modified by the doping-induced tuning of the Fermi energy level $ε_F$, obtained through the intercalation of SWNTs with alkali atoms or by the application of a gate potential. We present a Density-Functional Theory (DFT) study of the phonon properties of a (9,9) metallic SWNT as a function of electronic doping. For such study, we use, as in standard DFT calculations of vibrational properties, the Born-Oppenheimer (BO) approximation. We also develop an analytical model capable of reproducing and interpreting our DFT results. Both DFT calculations and this model predict, for increasing doping levels, a series of EPC-induced KAs in the vibrational mode parallel to the tube axis at the $\mathbfΓ$ point of the Brillouin zone, usually indicated in Raman spectroscopy as the $G^-$ peak. Such KAs would arise each time a new conduction band is populated. However, we show that they are an artifact of the BO approximation. The inclusion of non-adiabatic (NA) effects dramatically affects the results, predicting KAs at $\mathbfΓ$ only when $ε_F$ is close to a band crossing $E_{X}$. For each band crossing a double KA occurs for $ε_F=E_{X}\pm \hbarω/2$, where $\hbarω$ is the phonon energy. In particular, for a 1.2 $nm$ metallic nanotube, we predict a KA to occur in the so-called $G^-$ peak at a doping level of about $N_{el}/C=\pm 0.0015$ atom ($ε_F\approx \pm 0.1 ~eV$). Furthermore, we predict that the Raman linewidth of the $G^-$ peak significantly decreases for $|ε_F| \geq \hbarω/2$.

cond-mat.soft↗

arXiv2006

Born-Oppenheimer Breakdown in Graphene

The Born-Oppenheimer approximation (BO) has proven effective for the accurate determination of chemical reactions, molecular dynamics and phonon frequencies in a wide range of metallic systems. Graphene, recently discovered in the free state, is a zero band-gap semiconductor, which becomes a metal if the Fermi energy is tuned applying a gate-voltage Vg. Graphene electrons near the Fermi energy have twodimensional massless dispersions, described by Dirac cones. Here we show that a change in Vg induces a stiffening of the Raman G peak (i.e. the zone-center E2g optical phonon), which cannot be described within BO. Indeed, the E2g vibrations cause rigid oscillations of the Dirac-cones in the reciprocal space. If the electrons followed adiabatically the Dirac-cone oscillations, no change in the phonon frequency would be observed. Instead, since the electron-momentum relaxation near the Fermi level is much slower than the phonon motion, the electrons do not follow the Dirac-cone displacements. This invalidates BO and results in the observed phonon stiffening. This spectacular failure of BO is quite significant since BO has been the fundamental paradigm to determine crystal vibrations from the early days of quantum mechanics.

cond-mat.mes-hall↗

arXiv2006

Optical Phonons in Carbon Nanotubes: Kohn Anomalies, Peierls Distortions and Dynamic Effects

We present a detailed study of the vibrational properties of Single Wall Carbon Nanotubes (SWNTs). The phonon dispersions of SWNTs are strongly shaped by the effects of electron-phonon coupling. We analyze the separate contributions of curvature and confinement. Confinement plays a major role in modifying SWNT phonons and is often more relevant than curvature. Due to their one-dimensional character, metallic tubes are expected to undergo Peierls distortions (PD) at T=0K. At finite temperature, PD are no longer present, but phonons with atomic displacements similar to those of the PD are affected by strong Kohn anomalies (KA). We investigate by Density Functional Theory (DFT) KA and PD in metallic SWNTs with diameters up to 3 nm, in the electronic temperature range from 4K to 3000 K. We then derive a set of simple formulas accounting for all the DFT results. Finally, we prove that the static approach, commonly used for the evaluation of phonon frequencies in solids, fails because of the SWNTs reduced dimensionality. The correct description of KA in metallic SWNTs can be obtained only by using a dynamical approach, beyond the adiabatic Born-Oppenheimer approximation, by taking into account non-adiabatic contributions. Dynamic effects induce significant changes in the occurrence and shape of Kohn anomalies. We show that the SWNT Raman G peak can only be interpreted considering the combined dynamic, curvature and confinement effects. We assign the G+ and G- peaks of metallic SWNTs to TO (circumferential) and LO (axial) modes, respectively, the opposite of semiconducting SWNTs.

cond-mat.mtrl-sci↗

arXiv2006

Non-adiabatic Kohn-anomaly in a doped graphene monolayer

We compute, from first-principles, the frequency of the E2g, Gamma phonon (Raman G-band) of graphene, as a function of the charge doping. Calculations are done using i) the adiabatic Born-Oppenheimer approximation and ii) time-dependent perturbation theory to explore dynamic effects beyond this approximation. The two approaches provide very different results. While, the adiabatic phonon frequency weakly depends on the doping, the dynamic one rapidly varies because of a Kohn anomaly. The adiabatic approximation is considered valid in most materials. Here, we show that doped graphene is a spectacular example where this approximation miserably fails.

cond-mat.mes-hall↗

arXiv2006

Possibility of superconductivity in graphite intercalated with alkaline earths investigated with density functional theory

Using density functional theory we investigate the occurrence of superconductivity in AC$_6$ with A=Mg,Ca,Sr,Ba. We predict that at zero pressure, Ba and Sr should be superconducting with critical temperatures (T$_c$) 0.2 K and 3.0 K, respectively. We study the pressure dependence of T$_c$ assuming the same symmetry for the crystal structures at zero and finite pressures. We find that the SrC$_6$ and BaC$_6$ critical temperatures should be substantially enhanced by pressure. On the contrary, for CaC$_6$ we find that in the 0 to 5 GPa region, T$_c$ weakly increases with pressure. The increase is much smaller than what shown in several recent experiments. Thus we suggest that in CaC$_6$ a continous phase transformation, such as an increase in staging, occurs at finite pressure. Finally we argue that, although MgC$_6$ is unstable, the synthesis of intercalated systems of the kind Mg$_x$Ca$_{1-x}$C$_y$ could lead to higher critical temperatures.

cond-mat.supr-con↗

arXiv2006

The Raman Fingerprint of Graphene

Graphene is the two-dimensional (2d) building block for carbon allotropes of every other dimensionality. It can be stacked into 3d graphite, rolled into 1d nanotubes, or wrapped into 0d fullerenes. Its recent discovery in free state has finally provided the possibility to study experimentally its electronic and phonon properties. Here we show that graphene's electronic structure is uniquely captured in its Raman spectrum that clearly evolves with increasing number of layers. Raman fingerprints for single-, bi- and few-layer graphene reflect changes in the electronic structure and electron-phonon interactions and allow unambiguous, high-throughput, non-destructive identification of graphene layers, which is critically lacking in this emerging research area.

cond-mat.mtrl-sci↗

arXiv2006

Coupled dynamics of electrons and phonons in metallic nanotubes: current saturation from hot phonons generation

We show that the self-consistent dynamics of both phonons and electrons is the necessary ingredient for the reliable description of the hot phonons generation during electron transport in metallic single-wall carbon nanotubes (SWNTs). We solve the coupled Boltzmann transport equations to determine in a consistent way the current vs. voltage (IV) curve and the phonon occupation in metallic SWNTs which are lying on a substrate. We find a good agreement with measured IV curves and we determine an optical phonon occupation which corresponds to an effective temperature of several thousands K (hot phonons), for the voltages typically used in experiments. We show that the high-bias resistivity strongly depends on the optical phonon thermalization time. This implies that a drastic improvement of metallic nanotubes performances can be achieved by increasing the coupling of the optical phonons with a thermalization source.

cond-mat.mtrl-sci↗

arXiv2005

Magnetic response of carbon nanotubes from ab initio calculations

We present {\it ab initio} calculations of the magnetic susceptibility and of the $^{13}$C chemical shift for carbon nanotubes, both isolated and in bundles. These calculations are performed using the recently proposed gauge-including projector augmented-wave approach for the calculation of magnetic response in periodic insulating systems. We have focused on the semiconducting zigzag nanotubes with diameters ranging from 0.6 to 1.6 nm. Both the susceptibility and the isotropic shift exhibit a dependence with the diameter (D) and the chirality of the tube (although this dependence is stronger for the susceptibility). The isotropic shift behaves asymptotically as $α/D + 116.0$, where $α$ is a different constant for each family of nanotubes. For a tube diameter of around 1.2 nm, a value normally found in experimental samples, our results are in excellent agreement with experiments. Moreover, we calculated the chemical shift of a double-wall tube. We found a diamagnetic shift of the isotropic lines corresponding to the atoms of the inner tube due to the effect of the outer tube. This shift is in good agreement with recent experiments, and can be easily explained by demagnetizing currents circulating the outer tube.

cond-mat.mtrl-sci↗

arXiv2005

Phonon Linewidths and Electron Phonon Coupling in Nanotubes

We prove that Electron-phonon coupling (EPC) is the major source of broadening for the Raman G and G- peaks in graphite and metallic nanotubes. This allows us to directly measure the optical-phonon EPCs from the G and G- linewidths. The experimental EPCs compare extremely well with those from density functional theory. We show that the EPC explains the difference in the Raman spectra of metallic and semiconducting nanotubes and their dependence on tube diameter. We dismiss the common assignment of the G- peak in metallic nanotubes to a Fano resonance between phonons and plasmons. We assign the G+ and G- peaks to TO (tangential) and LO (axial) modes.

cond-mat.mtrl-sci↗

arXiv2005

Superconductivity in C6Ca

Using density functional theory we demonstrate that superconductivity in C6Ca is due to a phonon-mediated mechanism with electron-phonon coupling 0.83 and phonon-frequency logarithmic-average 24.7 meV. The calculated isotope exponents are 0.24 for Ca and 0.26 for C. Superconductivity is mostly due C vibrations perpendicular and Ca vibrations parallel to the graphite layers. Since the electron-phonon couplings of these modes are activated by the presence of an intercalant Fermi surface, the occurrence of superconductivity in graphite intercalated compounds requires a non complete ionization of the intercalant.

cond-mat.supr-con↗

arXiv2005

Electronic-enthalpy functional for finite systems under pressure

We introduce the notion of electronic enthalpy for first-principles structural and dynamical calculations of finite systems under pressure. An external pressure field is allowed to act directly on the electronic structure of the system studied via the ground-state minimization of the functional $E+PV_{q}$, where $V_{q}$ is the quantum volume enclosed by a charge isosurface. The Hellmann-Feynman theorem applies, and assures that the ionic equations of motion follow an isoenthalpic dynamics. No pressurizing medium is explicitly required, while coatings of environmental ions or ligands can be introduced if chemically relevant. We apply this novel approach to the study of group-IV nanoparticles during a shock wave, highlighting the significant differences inthe plastic or elastic response of the diamond cage under load, and their potential use as novel nanostructured impact-absorbing materials.

cond-mat.mtrl-sci↗

arXiv2005

Raman spectra of BN-nanotubes: Ab-initio and bond-polarizability model calculations

We present it ab-initio calculations of the non-resonant Raman spectra of zigzag and armchair BN nanotubes. In comparison, we implement a generalized bond-polarizability model where the parameters are extracted from first-principles calculations of the polarizability tensor of a BN sheet. For light-polarization along the tube-axis, the agreement between model and it ab-initio spectra is almost perfect. For perpendicular polarization, depolarization effects have to be included in the model in order to reproduce the it ab-initio Raman intensities.

cond-mat.mtrl-sci↗

arXiv2005

Structural relaxations around Ti, Cr and Fe impurities in alpha-Al2O3 probed by x-ray absorption near edge structure combined with first-principles calculations

We determine the structural relaxations around paramagnetic impurities (Ti, Cr, Fe) in corundum (alpha-Al2O3), by combining x-ray absorption near edge structure (XANES) experiments and ab initio calculations. The structural relaxations are found to be very local. We then show that XANES is sensitive to small variations in interatomic distances within the coordination shell of the absorbing atom. The experiments were carried out on single crystals of ruby and sapphires. Linear dichroic signals are essential to characterize the geometry of the impurity site. The calculations were performed within a self-consistent ``non muffin-tin'' framework, that uses pseudopotentials, plane-wave basis set, and the continued fraction for the absorption cross section.

cond-mat.mtrl-sci↗

arXiv2004

Density functional theory description of hole-trapping in SiO$_2$: a successful self-interaction-corrected approach

We present a self-interaction-corrected (SIC) density-functional-theory (DFT) approach for the description of systems with an unpaired electron or hole such as spin 1/2 defect-centers in solids or radicals. Our functional is easy-to-implement and its minimization does not require additional computational effort with respect to ordinary DFT functionals. In particular it does not present multi-minima, as the conventional SIC functionals. We successfully validate the method studying the hole self-trapping in quartz associated to the Al substitutional impurity. We show that our approach corrects for the well known failures of standard DFT functionals in this system.

cond-mat.mtrl-sci↗

arXiv2004

Electron-phonon coupling and phonon self-energy in MgB$_2$: do we really understand MgB$_2$ Raman spectra ?

We consider a model Hamiltonian fitted on the ab-initio band structure to describe the electron-phonon coupling between the electronic $σ-$bands and the phonon E$_{2g}$ mode in MgB$_2$. The model allows for analytical calculations and numerical treatments using very large k-point grids. We calculate the phonon self-energy of the E$_{2g}$ mode along two high symmetry directions in the Brillouin zone. We demonstrate that the contribution of the $σ$ bands to the Raman linewidth of the E$_{2g}$ mode via the electron-phonon coupling is zero. As a consequence the large resonance seen in Raman experiments cannot be interpreted as originated from the $E_{2g}$ mode at $Γ$. We examine in details the effects of Fermi surface singularities in the phonon spectrum and linewidth and we determine the magnitude of finite temperature effects in the the phonon self-energy. From our findings we suggest several possible effects which might be responsible for the MgB$_2$ Raman spectra.

cond-mat.supr-con↗

arXiv2004

Superconductivity from doping boron icosahedra

We propose a new route to achieve the superconducting state in Boron-rich solids, the hole doping of B$_{12}$ icosahedra. For this purpose we consider a prototype metallic phase of B$_{13}$C$_2$. We show that in this compound the Boron icosahedral units are mainly responsible for the large phonon frequencies logarithmic average, 65.8 meV, and the moderate electron-phonon coupling 0.8. We suggest that this high critical temperature could be a general feature of hole doped boron icosahedral solids.

cond-mat.supr-con↗

arXiv2003

High-order density-matrix perturbation theory

We present a simple formalism for the calculation of the derivatives of the electronic density matrix at any order, within density functional theory. Our approach, contrary to previous ones, is not based on the perturbative expansion of the Kohn-Sham wavefunctions. It has the following advantages: (i) it allows a simple derivation for the expression for the high order derivatives of the density matrix; (ii) in extended insulators, the treatment of uniform-electric-field perturbations and of the polarization derivatives is straightforward.

cond-mat.mtrl-sci↗

arXiv2003

Anharmonic phonon frequency shift in MgB2

We compute the anharmonic shift of the phonon frequencies in MgB2, using density functional theory. We explicitly take into account the scattering between different phonon modes at different q-points in the Brillouin zone. The shift of the E2g mode at the Gamma point is +5 % of the harmonic frequency. This result comes from the cancellation between the contributions of the four- and three-phonon scattering, respectively +10 % and -5 %. A similar shift is predicted at the A point, in agreement with inelastic X-ray scattering phonon-dispersion measurements. A smaller shift is observed at the M point.

cond-mat.supr-con↗