arXiv subjects

Francisco Herrera

Publications and source records attributed to Francisco Herrera.

At least 55 records · Page 3Linked to original sources

arXiv2024

Overlap Number of Balls Model-Agnostic CounterFactuals (ONB-MACF): A Data-Morphology-based Counterfactual Generation Method for Trustworthy Artificial Intelligence

Explainable Artificial Intelligence (XAI) is a pivotal research domain aimed at understanding the operational mechanisms of AI systems, particularly those considered ``black boxes'' due to their complex, opaque nature. XAI seeks to make these AI systems more understandable and trustworthy, providing insight into their decision-making processes. By producing clear and comprehensible explanations, XAI enables users, practitioners, and stakeholders to trust a model's decisions. This work analyses the value of data morphology strategies in generating counterfactual explanations. It introduces the Overlap Number of Balls Model-Agnostic CounterFactuals (ONB-MACF) method, a model-agnostic counterfactual generator that leverages data morphology to estimate a model's decision boundaries. The ONB-MACF method constructs hyperspheres in the data space whose covered points share a class, mapping the decision boundary. Counterfactuals are then generated by incrementally adjusting an instance's attributes towards the nearest alternate-class hypersphere, crossing the decision boundary with minimal modifications. By design, the ONB-MACF method generates feasible and sparse counterfactuals that follow the data distribution. Our comprehensive benchmark from a double perspective (quantitative and qualitative) shows that the ONB-MACF method outperforms existing state-of-the-art counterfactual generation methods across multiple quality metrics on diverse tabular datasets. This supports our hypothesis, showcasing the potential of data-morphology-based explainability strategies for trustworthy AI.

cs.LG↗

arXiv2024

Comprehensive Taxonomies of Nature- and Bio-inspired Optimization: Inspiration versus Algorithmic Behavior, Critical Analysis and Recommendations (from 2020 to 2024)

In recent years, bio-inspired optimization methods, which mimic biological processes to solve complex problems, have gained popularity in recent literature. The proliferation of proposals prove the growing interest in this field. The increase in nature- and bio-inspired algorithms, applications, and guidelines highlights growing interest in this field. However, the exponential rise in the number of bio-inspired algorithms poses a challenge to the future trajectory of this research domain. Along the five versions of this document, the number of approaches grows incessantly, and where having a new biological description takes precedence over real problem-solving. This document presents two comprehensive taxonomies. One based on principles of biological similarity, and the other one based on operational aspects associated with the iteration of population models that initially have a biological inspiration. Therefore, these taxonomies enable researchers to categorize existing algorithmic developments into well-defined classes, considering two criteria: the source of inspiration, and the behavior exhibited by each algorithm. Using these taxonomies, we classify 518 algorithms based on nature-inspired and bio-inspired principles. Each algorithm within these categories is thoroughly examined, allowing for a critical synthesis of design trends and similarities, and identifying the most analogous classical algorithm for each proposal. From our analysis, we conclude that a poor relationship is often found between the natural inspiration of an algorithm and its behavior. Furthermore, similarities in terms of behavior between different algorithms are greater than what is claimed in their public disclosure: specifically, we show that more than one-fourth of the reviewed solvers are versions of classical algorithms. The conclusions from the analysis of the algorithms lead to several learned lessons.

cs.AI↗

arXiv2024

FLEX: FLEXible Federated Learning Framework

In the realm of Artificial Intelligence (AI), the need for privacy and security in data processing has become paramount. As AI applications continue to expand, the collection and handling of sensitive data raise concerns about individual privacy protection. Federated Learning (FL) emerges as a promising solution to address these challenges by enabling decentralized model training on local devices, thus preserving data privacy. This paper introduces FLEX: a FLEXible Federated Learning Framework designed to provide maximum flexibility in FL research experiments. By offering customizable features for data distribution, privacy parameters, and communication strategies, FLEX empowers researchers to innovate and develop novel FL techniques. The framework also includes libraries for specific FL implementations including: (1) anomalies, (2) blockchain, (3) adversarial attacks and defences, (4) natural language processing and (5) decision trees, enhancing its versatility and applicability in various domains. Overall, FLEX represents a significant advancement in FL research, facilitating the development of robust and efficient FL applications.

cs.CR↗

arXiv2024

An Interpretable Client Decision Tree Aggregation process for Federated Learning

Trustworthy Artificial Intelligence solutions are essential in today's data-driven applications, prioritizing principles such as robustness, safety, transparency, explainability, and privacy among others. This has led to the emergence of Federated Learning as a solution for privacy and distributed machine learning. While decision trees, as self-explanatory models, are ideal for collaborative model training across multiple devices in resource-constrained environments such as federated learning environments for injecting interpretability in these models. Decision tree structure makes the aggregation in a federated learning environment not trivial. They require techniques that can merge their decision paths without introducing bias or overfitting while keeping the aggregated decision trees robust and generalizable. In this paper, we propose an Interpretable Client Decision Tree Aggregation process for Federated Learning scenarios that keeps the interpretability and the precision of the base decision trees used for the aggregation. This model is based on aggregating multiple decision paths of the decision trees and can be used on different decision tree types, such as ID3 and CART. We carry out the experiments within four datasets, and the analysis shows that the tree built with the model improves the local models, and outperforms the state-of-the-art.

cs.LG↗

arXiv2024

Teranga Go!: Carpooling Collaborative Consumption Community with multi-criteria hesitant fuzzy linguistic term set opinions to build confidence and trust

Classic Delphi and Fuzzy Delphi methods are used to test content validity of a data collection tools such as questionnaires. Fuzzy Delphi takes the opinion issued by judges from a linguistic perspective reducing ambiguity in opinions by using fuzzy numbers. We propose an extension named 2-Tuple Fuzzy Linguistic Delphi method to deal with scenarios in which judges show different expertise degrees by using fuzzy multigranular semantics of the linguistic terms and to obtain intermediate and final results expressed by 2-tuple linguistic values. The key idea of our proposal is to validate the full questionnaire by means of the evaluation of its parts, defining the validity of each item as a Decision Making problem. Taking the opinion of experts, we measure the degree of consensus, the degree of consistency, and the linguistic score of each item, in order to detect those items that affect, positively or negatively, the quality of the instrument. Considering the real need to evaluate a b-learning educational experience with a consensual questionnaire, we present a Decision Making model for questionnaire validation that solve it. Additionally, we contribute to this consensus reaching problem by developing an online tool under GPL v3 license. The software visualizes the collective valuations for each iteration and assists to determine which parts of the questionnaire should be modified to reach a consensual solution.

cs.CY↗

arXiv2024

Multiobjective Evolutionary Pruning of Deep Neural Networks with Transfer Learning for improving their Performance and Robustness

Evolutionary Computation algorithms have been used to solve optimization problems in relation with architectural, hyper-parameter or training configuration, forging the field known today as Neural Architecture Search. These algorithms have been combined with other techniques such as the pruning of Neural Networks, which reduces the complexity of the network, and the Transfer Learning, which lets the import of knowledge from another problem related to the one at hand. The usage of several criteria to evaluate the quality of the evolutionary proposals is also a common case, in which the performance and complexity of the network are the most used criteria. This work proposes MO-EvoPruneDeepTL, a multi-objective evolutionary pruning algorithm. MO-EvoPruneDeepTL uses Transfer Learning to adapt the last layers of Deep Neural Networks, by replacing them with sparse layers evolved by a genetic algorithm, which guides the evolution based in the performance, complexity and robustness of the network, being the robustness a great quality indicator for the evolved models. We carry out different experiments with several datasets to assess the benefits of our proposal. Results show that our proposal achieves promising results in all the objectives, and direct relation are presented among them. The experiments also show that the most influential neurons help us explain which parts of the input images are the most relevant for the prediction of the pruned neural network. Lastly, by virtue of the diversity within the Pareto front of pruning patterns produced by the proposal, it is shown that an ensemble of differently pruned models improves the overall performance and robustness of the trained networks.

cs.NE↗

arXiv2024

EvoPruneDeepTL: An Evolutionary Pruning Model for Transfer Learning based Deep Neural Networks

In recent years, Deep Learning models have shown a great performance in complex optimization problems. They generally require large training datasets, which is a limitation in most practical cases. Transfer learning allows importing the first layers of a pre-trained architecture and connecting them to fully-connected layers to adapt them to a new problem. Consequently, the configuration of the these layers becomes crucial for the performance of the model. Unfortunately, the optimization of these models is usually a computationally demanding task. One strategy to optimize Deep Learning models is the pruning scheme. Pruning methods are focused on reducing the complexity of the network, assuming an expected performance penalty of the model once pruned. However, the pruning could potentially be used to improve the performance, using an optimization algorithm to identify and eventually remove unnecessary connections among neurons. This work proposes EvoPruneDeepTL, an evolutionary pruning model for Transfer Learning based Deep Neural Networks which replaces the last fully-connected layers with sparse layers optimized by a genetic algorithm. Depending on its solution encoding strategy, our proposed model can either perform optimized pruning or feature selection over the densely connected part of the neural network. We carry out different experiments with several datasets to assess the benefits of our proposal. Results show the contribution of EvoPruneDeepTL and feature selection to the overall computational efficiency of the network as a result of the optimization process. In particular, the accuracy is improved, reducing at the same time the number of active neurons in the final layers.

cs.NE↗

arXiv2023

General Purpose Artificial Intelligence Systems (GPAIS): Properties, Definition, Taxonomy, Societal Implications and Responsible Governance

Most applications of Artificial Intelligence (AI) are designed for a confined and specific task. However, there are many scenarios that call for a more general AI, capable of solving a wide array of tasks without being specifically designed for them. The term General-Purpose Artificial Intelligence Systems (GPAIS) has been defined to refer to these AI systems. To date, the possibility of an Artificial General Intelligence, powerful enough to perform any intellectual task as if it were human, or even improve it, has remained an aspiration, fiction, and considered a risk for our society. Whilst we might still be far from achieving that, GPAIS is a reality and sitting at the forefront of AI research. This work discusses existing definitions for GPAIS and proposes a new definition that allows for a gradual differentiation among types of GPAIS according to their properties and limitations. We distinguish between closed-world and open-world GPAIS, characterising their degree of autonomy and ability based on several factors such as adaptation to new tasks, competence in domains not intentionally trained for, ability to learn from few data, or proactive acknowledgment of their own limitations. We propose a taxonomy of approaches to realise GPAIS, describing research trends such as the use of AI techniques to improve another AI (AI-powered AI) or (single) foundation models. As a prime example, we delve into GenAI, aligning them with the concepts presented in the taxonomy. We explore multi-modality, which involves fusing various types of data sources to expand the capabilities of GPAIS. Through the proposed definition and taxonomy, our aim is to facilitate research collaboration across different areas that are tackling general purpose tasks, as they share many common aspects. Finally, we discuss the state of GPAIS, prospects, societal implications, and the need for regulation and governance.

cs.AI↗

arXiv2023

Explainable Artificial Intelligence (XAI) 2.0: A Manifesto of Open Challenges and Interdisciplinary Research Directions

As systems based on opaque Artificial Intelligence (AI) continue to flourish in diverse real-world applications, understanding these black box models has become paramount. In response, Explainable AI (XAI) has emerged as a field of research with practical and ethical benefits across various domains. This paper not only highlights the advancements in XAI and its application in real-world scenarios but also addresses the ongoing challenges within XAI, emphasizing the need for broader perspectives and collaborative efforts. We bring together experts from diverse fields to identify open problems, striving to synchronize research agendas and accelerate XAI in practical applications. By fostering collaborative discussion and interdisciplinary cooperation, we aim to propel XAI forward, contributing to its continued success. Our goal is to put forward a comprehensive proposal for advancing XAI. To achieve this goal, we present a manifesto of 27 open problems categorized into nine categories. These challenges encapsulate the complexities and nuances of XAI and offer a road map for future research. For each problem, we provide promising research directions in the hope of harnessing the collective intelligence of interested stakeholders.

cs.AI↗

arXiv2023

Connecting the Dots in Trustworthy Artificial Intelligence: From AI Principles, Ethics, and Key Requirements to Responsible AI Systems and Regulation

Trustworthy Artificial Intelligence (AI) is based on seven technical requirements sustained over three main pillars that should be met throughout the system's entire life cycle: it should be (1) lawful, (2) ethical, and (3) robust, both from a technical and a social perspective. However, attaining truly trustworthy AI concerns a wider vision that comprises the trustworthiness of all processes and actors that are part of the system's life cycle, and considers previous aspects from different lenses. A more holistic vision contemplates four essential axes: the global principles for ethical use and development of AI-based systems, a philosophical take on AI ethics, a risk-based approach to AI regulation, and the mentioned pillars and requirements. The seven requirements (human agency and oversight; robustness and safety; privacy and data governance; transparency; diversity, non-discrimination and fairness; societal and environmental wellbeing; and accountability) are analyzed from a triple perspective: What each requirement for trustworthy AI is, Why it is needed, and How each requirement can be implemented in practice. On the other hand, a practical approach to implement trustworthy AI systems allows defining the concept of responsibility of AI-based systems facing the law, through a given auditing process. Therefore, a responsible AI system is the resulting notion we introduce in this work, and a concept of utmost necessity that can be realized through auditing processes, subject to the challenges posed by the use of regulatory sandboxes. Our multidisciplinary vision of trustworthy AI culminates in a debate on the diverging views published lately about the future of AI. Our reflections in this matter conclude that regulation is a key for reaching a consensus among these views, and that trustworthy and responsible AI systems will be crucial for the present and future of our society.

cs.CY↗

arXiv2022

REVEL Framework to measure Local Linear Explanations for black-box models: Deep Learning Image Classification case of study

Explainable artificial intelligence is proposed to provide explanations for reasoning performed by an Artificial Intelligence. There is no consensus on how to evaluate the quality of these explanations, since even the definition of explanation itself is not clear in the literature. In particular, for the widely known Local Linear Explanations, there are qualitative proposals for the evaluation of explanations, although they suffer from theoretical inconsistencies. The case of image is even more problematic, where a visual explanation seems to explain a decision while detecting edges is what it really does. There are a large number of metrics in the literature specialized in quantitatively measuring different qualitative aspects so we should be able to develop metrics capable of measuring in a robust and correct way the desirable aspects of the explanations. In this paper, we propose a procedure called REVEL to evaluate different aspects concerning the quality of explanations with a theoretically coherent development. This procedure has several advances in the state of the art: it standardizes the concepts of explanation and develops a series of metrics not only to be able to compare between them but also to obtain absolute information regarding the explanation itself. The experiments have been carried out on image four datasets as benchmark where we show REVEL's descriptive and analytical power.

cs.AI↗

arXiv2022

Fuzzy Attention Neural Network to Tackle Discontinuity in Airway Segmentation

Airway segmentation is crucial for the examination, diagnosis, and prognosis of lung diseases, while its manual delineation is unduly burdensome. To alleviate this time-consuming and potentially subjective manual procedure, researchers have proposed methods to automatically segment airways from computerized tomography (CT) images. However, some small-sized airway branches (e.g., bronchus and terminal bronchioles) significantly aggravate the difficulty of automatic segmentation by machine learning models. In particular, the variance of voxel values and the severe data imbalance in airway branches make the computational module prone to discontinuous and false-negative predictions. especially for cohorts with different lung diseases. Attention mechanism has shown the capacity to segment complex structures, while fuzzy logic can reduce the uncertainty in feature representations. Therefore, the integration of deep attention networks and fuzzy theory, given by the fuzzy attention layer, should be an escalated solution for better generalization and robustness. This paper presents an efficient method for airway segmentation, comprising a novel fuzzy attention neural network and a comprehensive loss function to enhance the spatial continuity of airway segmentation. The deep fuzzy set is formulated by a set of voxels in the feature map and a learnable Gaussian membership function. Different from the existing attention mechanism, the proposed channel-specific fuzzy attention addresses the issue of heterogeneous features in different channels. Furthermore, a novel evaluation metric is proposed to assess both the continuity and completeness of airway structures. The efficiency, generalization and robustness of the proposed method have been proved by training on normal lung disease while testing on datasets of lung cancer, COVID-19 and pulmonary fibrosis.

eess.IV↗

arXiv2022

A robust approach for deep neural networks in presence of label noise: relabelling and filtering instances during training

Deep learning has outperformed other machine learning algorithms in a variety of tasks, and as a result, it is widely used. However, like other machine learning algorithms, deep learning, and convolutional neural networks (CNNs) in particular, perform worse when the data sets present label noise. Therefore, it is important to develop algorithms that help the training of deep networks and their generalization to noise-free test sets. In this paper, we propose a robust training strategy against label noise, called RAFNI, that can be used with any CNN. This algorithm filters and relabels instances of the training set based on the predictions and their probabilities made by the backbone neural network during the training process. That way, this algorithm improves the generalization ability of the CNN on its own. RAFNI consists of three mechanisms: two mechanisms that filter instances and one mechanism that relabels instances. In addition, it does not suppose that the noise rate is known nor does it need to be estimated. We evaluated our algorithm using different data sets of several sizes and characteristics. We also compared it with state-of-the-art models using the CIFAR10 and CIFAR100 benchmarks under different types and rates of label noise and found that RAFNI achieves better results in most cases.

cs.LG↗

arXiv2022

TSFEDL: A Python Library for Time Series Spatio-Temporal Feature Extraction and Prediction using Deep Learning (with Appendices on Detailed Network Architectures and Experimental Cases of Study)

The combination of convolutional and recurrent neural networks is a promising framework that allows the extraction of high-quality spatio-temporal features together with its temporal dependencies, which is key for time series prediction problems such as forecasting, classification or anomaly detection, amongst others. In this paper, the TSFEDL library is introduced. It compiles 20 state-of-the-art methods for both time series feature extraction and prediction, employing convolutional and recurrent deep neural networks for its use in several data mining tasks. The library is built upon a set of Tensorflow+Keras and PyTorch modules under the AGPLv3 license. The performance validation of the architectures included in this proposal confirms the usefulness of this Python package.

cs.NE↗

arXiv2022

Exploring the Trade-off between Plausibility, Change Intensity and Adversarial Power in Counterfactual Explanations using Multi-objective Optimization

There is a broad consensus on the importance of deep learning models in tasks involving complex data. Often, an adequate understanding of these models is required when focusing on the transparency of decisions in human-critical applications. Besides other explainability techniques, trustworthiness can be achieved by using counterfactuals, like the way a human becomes familiar with an unknown process: by understanding the hypothetical circumstances under which the output changes. In this work we argue that automated counterfactual generation should regard several aspects of the produced adversarial instances, not only their adversarial capability. To this end, we present a novel framework for the generation of counterfactual examples which formulates its goal as a multi-objective optimization problem balancing three different objectives: 1) plausibility, i.e., the likeliness of the counterfactual of being possible as per the distribution of the input data; 2) intensity of the changes to the original input; and 3) adversarial power, namely, the variability of the model's output induced by the counterfactual. The framework departs from a target model to be audited and uses a Generative Adversarial Network to model the distribution of input data, together with a multi-objective solver for the discovery of counterfactuals balancing among these objectives. The utility of the framework is showcased over six classification tasks comprising image and three-dimensional data. The experiments verify that the framework unveils counterfactuals that comply with intuition, increasing the trustworthiness of the user, and leading to further insights, such as the detection of bias and data misrepresentation.

cs.LG↗

arXiv2022

Handling Imbalanced Classification Problems With Support Vector Machines via Evolutionary Bilevel Optimization

Support vector machines (SVMs) are popular learning algorithms to deal with binary classification problems. They traditionally assume equal misclassification costs for each class; however, real-world problems may have an uneven class distribution. This article introduces EBCS-SVM: evolutionary bilevel cost-sensitive SVMs. EBCS-SVM handles imbalanced classification problems by simultaneously learning the support vectors and optimizing the SVM hyperparameters, which comprise the kernel parameter and misclassification costs. The resulting optimization problem is a bilevel problem, where the lower level determines the support vectors and the upper level the hyperparameters. This optimization problem is solved using an evolutionary algorithm (EA) at the upper level and sequential minimal optimization (SMO) at the lower level. These two methods work in a nested fashion, that is, the optimal support vectors help guide the search of the hyperparameters, and the lower level is initialized based on previous successful solutions. The proposed method is assessed using 70 datasets of imbalanced classification and compared with several state-of-the-art methods. The experimental results, supported by a Bayesian test, provided evidence of the effectiveness of EBCS-SVM when working with highly imbalanced datasets.

cs.LG↗

arXiv2022

Dynamic Defense Against Byzantine Poisoning Attacks in Federated Learning

Federated learning, as a distributed learning that conducts the training on the local devices without accessing to the training data, is vulnerable to Byzatine poisoning adversarial attacks. We argue that the federated learning model has to avoid those kind of adversarial attacks through filtering out the adversarial clients by means of the federated aggregation operator. We propose a dynamic federated aggregation operator that dynamically discards those adversarial clients and allows to prevent the corruption of the global learning model. We assess it as a defense against adversarial attacks deploying a deep learning classification model in a federated learning setting on the Fed-EMNIST Digits, Fashion MNIST and CIFAR-10 image datasets. The results show that the dynamic selection of the clients to aggregate enhances the performance of the global learning model and discards the adversarial and poor (with low quality models) clients.

cs.LG↗

arXiv2022

Survey on Federated Learning Threats: concepts, taxonomy on attacks and defences, experimental study and challenges

Federated learning is a machine learning paradigm that emerges as a solution to the privacy-preservation demands in artificial intelligence. As machine learning, federated learning is threatened by adversarial attacks against the integrity of the learning model and the privacy of data via a distributed approach to tackle local and global learning. This weak point is exacerbated by the inaccessibility of data in federated learning, which makes harder the protection against adversarial attacks and evidences the need to furtherance the research on defence methods to make federated learning a real solution for safeguarding data privacy. In this paper, we present an extensive review of the threats of federated learning, as well as as their corresponding countermeasures, attacks versus defences. This survey provides a taxonomy of adversarial attacks and a taxonomy of defence methods that depict a general picture of this vulnerability of federated learning and how to overcome it. Likewise, we expound guidelines for selecting the most adequate defence method according to the category of the adversarial attack. Besides, we carry out an extensive experimental study from which we draw further conclusions about the behaviour of attacks and defences and the guidelines for selecting the most adequate defence method according to the category of the adversarial attack. This study is finished leading to meditated learned lessons and challenges.

cs.CR↗