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Francois Schulz

Publications and source records attributed to Francois Schulz.

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Commutativity and orthogonality of similarity orbits in Banach algebras

For a semisimple unital Banach algebra $A$ over $\mathbb{C}$, and elements $a,b\in A,$ we show that the similarity orbits, $\mathrm{orb}(a)$ and $\mathrm{orb}(b)$, over the principal component of the invertible group of $A$ commute precisely when there is at least one nonzero complex number not belonging to the spectrum of any product $a^\prime b^\prime$ -- where $(a^\prime,b^\prime)\in\mathrm{orb}(a)\times\mathrm{orb}(b)$. In this case, the polynomially convex hull of the spectra of the $a^\prime b^\prime$ is constant. When $\mathrm{orb}(a)=\mathrm{orb}(b)$, then $a$ is central under the aforementioned assumption -- and the result then generalizes part of an old theorem due to J. Zem\'anek. We show further that the two classical characterizations of commutative Banach algebras via the spectral radius can be algebraically localized in the sense of `local' implies `global'. Thereafter, in Section 3, we give a (somewhat weaker) localization of the above situation involving spectral perturbation on small neighborhoods in a similarity orbit. Finally, we apply the above results to algebraic elements and idempotents in particular, so that orthogonality of similarity orbits of two idempotents is equivalent to a pair of spectral radius properties. To conclude with, a couple of localization theorems specific to idempotents and algebraic elements are presented. Similar statements to all of the above hold if $ a^\prime b^\prime $ is replaced by $ a^\prime + b^\prime $, $ a^\prime - b^\prime $, or $ a^\prime + b^\prime-a^\prime b^\prime $.

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Banach algebra mappings preserving the invertibility of linear pencils

Let $A$ and $B$ be complex unital Banach algebras, and let $\varphi, \psi: A \to B$ be surjective mappings. If $A$ is semisimple with an essential socle and $\varphi$ and $\psi$ preserves the invertibility of linear pencils in both directions, that is, for any $x, y \in A$ and $\lambda \in \mathbb{C}$, $\lambda x+y$ is invertible in $A$ if and only if $\lambda \varphi(x) + \psi(y)$ is invertible in $B$, then we show that there exists an invertible element $u$ in $B$ and a Jordan isomorphism $J: A \to B$ such that $\varphi(x) = \psi(x) = uJ(x)$ for all $x \in A$.

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Invertibility preserving mappings onto finite C*-algebras

We prove that every surjective unital linear mapping which preserves invertible elements from a Banach algebra onto a C*-algebra carrying a faithful tracial state is a Jordan homomorphism thus generalising Aupetit's 1998 result for finite von Neumann algebras.

math.OA

The Shoda-completion of a Banach algebra

In stark contrast to the case of finite rank operators on a Banach space, the socle of a general, complex, semisimple, and unital Banach algebra $A$ may exhibit the `pathological' property that not all traceless elements of the socle of $A$ can be expressed as the commutator of two elements belonging to the socle. The aim of this paper is to show how one may develop an extension of $A$ which removes the aforementioned problem. A naive way of achieving this is to simply embed $A$ in the algebra of bounded linear operators on $A$, i.e. the natural embedding of $A$ into $\mathcal L(A)$. But this extension is so large that it may not preserve the socle of $A$ in the extended algebra $\mathcal L(A)$. Our proposed extension, which we shall call the Shoda-completion of $A$, is natural in the sense that it is small enough for the socle of $A$ to retain the status of socle elements in the extension.

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Trace Characterizations and Socle Identifications in Banach Algebras

As a follow-up to a paper of D. Petz and J. Zemánek [4], a number of equivalent conditions which characterize the trace among linear functionals on matrix algebras, finite rank operators and the socle elements of semisimple Banach algebras in general are given. Moreover, the converse problem is also addressed, that is, given the equivalence of certain conditions which characterize the trace, what can be said about the structure of the socle? In particular, we characterize those socles isomorphic to matrix algebras in this manner, as well as those socles which are minimal two-sided ideals.

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Commutators, Commutativity and Dimension in the Socle of a Banach Algebra: A generalized Wedderburn-Artin and Shoda's Theorem

As a follow-up to work done in [7], some new insights to the structure of the socle of a semisimple Banach algebra is obtained. In particular, it is shown that the socle is isomorphic as an algebra to the direct sum of tensor products of corresponding left and right minimal ideals. Remarkably, the finite-dimensional case here reduces to the classical Wedderburn-Artin Theorem, and this approach does not use any continuous irreducible representations of the algebra in question. Furthermore, the structure of the socles for which the classical Shoda's Theorem for matrices can be extended, is characterized exactly as those socles which are minimal two-sided ideals. It is then shown that the set of commutators in the socle (i.e. $\left\{xy-yx : x, y \in \mathrm{Soc}\:A \right\}$) is a vector subspace. Finally, we characterize those socles which belong to the center of a Banach algebra and obtain results which suggests that the dimension of certain subalgebras of the socle in fact provides a measure, to some extent, of commutativity.

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A Spectral Characterization of Isomorphisms on $C^\star$-Algebras

Following a result of Hatori, Miura and Tagaki ([4]) we give here a spectral characterization of an isomorphism from a $C^\star$-algebra onto a Banach algebra. We then use this result to show that a $C^\star$-algebra $A$ is isomorphic to a Banach algebra $B$ if and only if there exists a surjective function $ϕ:A\rightarrow B$ satisfying (i) $σ\left(ϕ(x)ϕ(y)ϕ(z)\right)=σ\left(xyz\right)$ for all $x,y,z\in A$ (where $σ$ denotes the spectrum), and (ii) $ϕ$ is continuous at $\mathbf 1$. A simple example shows that (i) cannot be relaxed to products of two elements, as is the case with commutative Banach algebras. Our results also elaborate on a paper ([3]) of Brešar and Špenko.

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Identities, Approximate Identities and Topological Divisors of Zero in Banach Algebras

In [3] S. J. Bhatt and H. V. Dedania exposed certain classes of Banach algebras in which every element is a topological divisor of zero. We identify a new (large) class of Banach algebras with the aforementioned property, namely, the class of non-unital Banach algebras which admits either an approximate identity or approximate units. This also leads to improvements of results by R. J. Loy and J. Wichmann, respectively. If we observe that every single example that appears in [3] belongs to the class identified in the current paper, and, moreover, that many of them are classical examples of Banach algebras with this property, then it is tempting to conjecture that the classes exposed in [3] must be contained in the class that we have identified here. However, we show somewhat elusive counterexamples. Furthermore, we investigate the role completeness plays in the results and show, by giving a suitable example, that the assumptions are not superfluous. The ideas considered here also yields a pleasing characterization: The socle of a semisimple Banach algebra is infinite-dimensional if and only if every socle-element is a topological divisor of zero in the socle.

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Uniqueness under Spectral Variation in the Socle of a Banach Algebra

Let $A$ be a complex semisimple Banach algebra with identity, and denote by $σ'(x)$ and $ρ(x)$ the nonzero spectrum and spectral radius of an element $x \in A$, respectively. We explore the relationship between elements $a, b \in A$ that satisfy one of the following conditions: (1) $σ' (ax) \subseteq σ' (bx)$ for all $x \in A$, (2) $ρ(ax) \leq ρ(bx)$ for all $x \in A$. The latter problem was identified by Brešar and Špenko in [7]. In particular, we use these conditions to spectrally characterize prime Banach algebras amongst the class of Banach algebras with nonzero socles, as well as to obtain spectral characterizations of socles which are minimal two-sided ideals.

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Truncation and Spectral Variation in Banach Algebras

Let $a$ and $b$ be elements of a semisimple, complex and unital Banach algebra $A$. Using subharmonic methods, we show that if the spectral containment $σ(ax)\subseteqσ(bx)$ holds for all $x\in A$, then $ax$ belongs to the bicommutant of $bx$ for all $x\in A$. Given the aforementioned spectral containment, the strong commutation property then allows one to derive, for a variety of scenarios, a precise connection between $a$ and $b$. The current paper gives another perspective on the implications of the above spectral containment which was also studied, not long ago, by J. Alaminos, M. Brešar et. al.

math.FA

Rank in Banach Algebras: A Generalized Cayley-Hamilton Theorem

Let $A$ be a semisimple Banach algebra with non-trivial, and possibly infinite-dimensional socle. Addressing a problem raised by Harte and Hernandez, we first define a characteristic polynomial for elements belonging to the socle, and we then show that a Generalized Cayley-Hamilton Theorem holds for the associated polynomial. The key arguments leading to the main result follow from the observation that a purely spectral approach to the theory of the socle carries alongside it an efficient method of dealing with relativistic problems associated with infinite-dimensional socles.

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