arXiv subjects

Frank Allgöwer

Publications and source records attributed to Frank Allgöwer.

At least 37 records · Page 2Linked to original sources

arXiv2026

A Controller Synthesis Framework for Weakly-Hard Control Systems

Deadline misses are more common in real-world systems than one may expect. The weakly-hard task model has become a standard abstraction to describe and analyze how often these misses occur, and has been especially used in control applications. Most existing control approaches check whether a controller manages to stabilize the system it controls when its implementation occasionally misses deadlines. However, they usually do not incorporate deadline-overrun knowledge during the controller synthesis process. In this paper, we present a framework that explicitly integrates weakly-hard constraints into the control design. Our method supports various overrun handling strategies and guarantees stability and performance under weakly-hard constraints. We validate the synthesized controllers on a Furuta pendulum, a representative control benchmark. The results show that constraint-aware controllers significantly outperform traditional designs, demonstrating the benefits of proactive and informed synthesis for overrun-aware real-time control.

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arXiv2026

End-to-end guarantees for indirect data-driven control of bilinear systems with finite stochastic data

In this paper we propose an end-to-end algorithm for indirect data-driven control for bilinear systems with stability guarantees. We consider the case where the collected i.i.d. data is affected by probabilistic noise with possibly unbounded support and leverage tools from statistical learning theory to derive finite sample identification error bounds. To this end, we solve the bilinear identification problem by solving a set of linear and affine identification problems, by a particular choice of a control input during the data collection phase. We provide a priori as well as data-dependent finite sample identification error bounds on the individual matrices as well as ellipsoidal bounds, both of which are structurally suitable for control. Further, we integrate the structure of the derived identification error bounds in a robust controller design to obtain an exponentially stable closed-loop. By means of an extensive numerical study we showcase the interplay between the controller design and the derived identification error bounds. Moreover, we note appealing connections of our results to indirect data-driven control of general nonlinear systems through Koopman operator theory and discuss how our results may be applied in this setup.

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arXiv2026

Robust targeted exploration for systems with non-stochastic disturbances

We propose a novel targeted exploration strategy designed specifically for uncertain linear time-invariant systems with energy-bounded disturbances, i.e., without any assumptions on the distribution of the disturbances. We use classical results characterising the set of non-falsified parameters consistent with energy-bounded disturbances. We derive a semidefinite program which computes an exploration strategy that guarantees a desired accuracy of the parameter estimate. This design is based on sufficient conditions on the spectral content of the exploration data that robustly account for initial parametric uncertainty. Finally, we highlight the applicability of the exploration strategy through a numerical example involving a nonlinear system.

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arXiv2026

Distributed Model Predictive Control for Dynamic Cooperation of Multi-Agent Systems

We propose a distributed model predictive control (MPC) framework for coordinating heterogeneous, nonlinear multi-agent systems under individual and coupling constraints. The cooperative task is encoded as a shared objective function minimized collectively by the agents. Each agent optimizes an artificial reference as an intermediate step towards the cooperative objective, along with a control input to track it. We establish recursive feasibility, asymptotic stability, and transient performance bounds under suitable assumptions. The solution to the cooperative task is not predetermined but emerges from the optimized interactions of the agents. We demonstrate the framework on numerical examples inspired by satellite constellation control, collision-free narrow-passage traversal, and coordinated quadrotor flight.

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arXiv2026

Adaptive Data-Driven Min-Max MPC for Linear Time-Varying Systems

In this paper, we propose an adaptive data-driven min-max model predictive control (MPC) scheme for discrete-time linear time-varying (LTV) systems. We assume that prior knowledge of the system dynamics and bounds on the variations are known, and that the states are measured online. Starting from an initial state-feedback gain derived from prior knowledge, the algorithm updates the state-feedback gain using online input-state data. To this end, a semidefinite program (SDP) is solved to minimize an upper bound on the infinite-horizon optimal cost and to derive a corresponding state-feedback gain. We prove that the resulting closed-loop system is exponentially stabilized and satisfies the constraints. Further, we extend the proposed scheme to LTV systems with process noise. The resulting closed-loop system is shown to be robustly stabilized to a robust positive invariant (RPI) set. Finally, the proposed methods are demonstrated by numerical simulations.

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arXiv2025

An overview of systems-theoretic guarantees in data-driven model predictive control

The development of control methods based on data has seen a surge of interest in recent years. When applying data-driven controllers in real-world applications, providing theoretical guarantees for the closed-loop system is of crucial importance to ensure reliable operation. In this review, we provide an overview of data-driven model predictive control (MPC) methods for controlling unknown systems with guarantees on systems-theoretic properties such as stability, robustness, and constraint satisfaction. The considered approaches rely on the Fundamental Lemma from behavioral theory in order to predict input-output trajectories directly from data. We cover various setups, ranging from linear systems and noise-free data to more realistic formulations with noise and nonlinearities, and we provide an overview of different techniques to ensure guarantees for the closed-loop system. Moreover, we discuss avenues for future research that may further improve the theoretical understanding and practical applicability of data-driven MPC.

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arXiv2025

How improving performance may imply losing consistency in event-triggered consensus

Event-triggered control is often argued to lower the average triggering rate compared to time-triggered control while still achieving a desired control goal, e.g., the same performance level. However, this property, often called consistency, cannot be taken for granted and can be hard to analyze in many settings. In particular, the performance properties of decentralized event-triggered control schemes with respect to time-triggered control remain mostly unexplored. Therefore, in this paper, we examine these performance properties for a consensus problem considering single-integrator agent dynamics, a level-triggering rule, and a complete communication graph. We consider the long-term average quadratic deviation from consensus as a performance measure. For this setting, we show that enriching the information the local controllers use improves the performance of the consensus algorithm but renders a previously consistent event-triggered control scheme inconsistent. In addition, we do so while deploying optimal control inputs which we derive for both information cases and triggering schemes. With this insight, we can furthermore explain the relationship between two seemingly contrasting consistency results from the literature.

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arXiv2025

An overview of Koopman-based control: From error bounds to closed-loop guarantees

Controlling nonlinear dynamical systems remains a central challenge in a wide range of applications, particularly when accurate first-principle models are unavailable. Data-driven approaches offer a promising alternative by designing controllers directly from observed trajectories. A wide range of data-driven methods relies on the Koopman-operator framework that enables linear representations of nonlinear dynamics via lifting into higher-dimensional observable spaces. Finite-dimensional approximations, such as extended dynamic mode decomposition (EDMD) and its controlled variants, make prediction and feedback control tractable but introduce approximation errors that must be accounted for to provide rigorous closed-loop guarantees. This survey provides a systematic overview of Koopman-based control, emphasizing the connection between data-driven surrogate models, approximation errors, controller design, and closed-loop guarantees. We review theoretical foundations, error bounds, and both linear and bilinear EDMD-based control schemes, highlighting robust strategies that ensure stability and performance. Finally, we discuss open challenges and future directions at the interface of operator theory, approximation theory, and nonlinear control.

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arXiv2025

SafEDMD: A Koopman-based data-driven controller design framework for nonlinear dynamical systems

The Koopman operator serves as the theoretical backbone for machine learning of dynamical control systems, where the operator is heuristically approximated by extended dynamic mode decomposition (EDMD). In this paper, we propose SafEDMD, a novel stability- and feedback-oriented EDMD-based controller design framework. Our approach leverages a reliable surrogate model generated in a data-driven fashion in order to provide closed-loop guarantees. In particular, we establish a controller design based on semi-definite programming with guaranteed stabilization of the underlying nonlinear system. As central ingredient, we derive proportional error bounds that vanish at the origin and are tailored to control tasks. We illustrate the developed method by means of several benchmark examples and highlight the advantages over state-of-the-art methods.

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arXiv2025

A polynomial-based QCQP solver for encrypted optimization

In this paper, we present a novel method for solving a class of quadratically constrained quadratic optimization problems using only additions and multiplications. This approach enables solving constrained optimization problems on private data since the operations involved are compatible with the capabilities of homomorphic encryption schemes. To solve the constrained optimization problem, a sequence of polynomial penalty functions of increasing degree is introduced, which are sufficiently steep at the boundary of the feasible set. Adding the penalty function to the original cost function creates a sequence of unconstrained optimization problems whose minimizer always lies in the admissible set and converges to the minimizer of the constrained problem. A gradient descent method is used to generate a sequence of iterates associated with these problems. For the algorithm, it is shown that the iterate converges to a minimizer of the original problem, and the feasible set is positively invariant under the iteration. Finally, the method is demonstrated on an illustrative cryptographic problem, finding the smaller value of two numbers, and the encrypted implementability is discussed.

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arXiv2025

Comparison and performance analysis of dynamic encrypted control approaches

Encrypted controllers using homomorphic encryption have proven to guarantee the privacy of measurement and control signals, as well as system and controller parameters, while regulating the system as intended. However, encrypting dynamic controllers has remained a challenge due to growing noise and overflow issues in the encoding. In this paper, we review recent approaches to dynamic encrypted control, such as bootstrapping, periodic resets of the controller state, integer reformulations, and FIR controllers, and equip them with a stability and performance analysis to evaluate their suitability. We complement the analysis with a numerical performance comparison on a benchmark system.

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arXiv2025

Koopman-based control using sum-of-squares optimization: Improved stability guarantees and data efficiency

In this paper, we propose a novel controller design approach for unknown nonlinear systems using the Koopman operator. In particular, we use the recently proposed stability- and feedback-oriented extended dynamic mode decomposition (SafEDMD) architecture to generate a data-driven bilinear surrogate model with certified error bounds. Then, by accounting for the obtained error bounds in a controller design based on the bilinear system, one can guarantee closed-loop stability for the true nonlinear system. While existing approaches over-approximate the bilinearity of the surrogate model, thus introducing conservatism and providing only local guarantees, we explicitly account for the bilinearity by using sum-of-squares (SOS) optimization in the controller design. More precisely, we parametrize a rational controller stabilizing the error-affected bilinear surrogate model and, consequently, the underlying nonlinear system. The resulting SOS optimization problem provides explicit data-driven controller design conditions for unknown nonlinear systems based on semidefinite programming. Our approach significantly reduces conservatism by establishing a larger region of attraction and improved data efficiency. The proposed method is evaluated using numerical examples, demonstrating its advantages over existing approaches.

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arXiv2025

Current trends and future directions in event-based control

The defining characteristic of event-based control is that feedback loops are only closed when indicated by a triggering condition that takes recent information about the system into account. This stands in contrast to periodic control where the feedback loop is closed periodically. Benefits of event-based control arise when sampling comes at a cost, which occurs, e.g., for Networked Control Systems or in other setups with resource constraints. A rapidly growing number of publications deals with event-based control. Nevertheless, some fundamental questions about event-based control are still unsolved. In this article, we provide an overview of current research trends in event-based control. We focus on results that aim for a better understanding of effects that occur in feedback loops with event-based control. Based on this summary, we identify important open directions for future research.

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arXiv2025

Output-feedback model predictive control under dynamic uncertainties using integral quadratic constraints

In this work, we propose an output-feedback tube-based model predictive control (MPC) scheme for linear systems under dynamic uncertainties that are described via integral quadratic constraints (IQC). By leveraging IQCs, a large class of nonlinear and dynamic uncertainties can be addressed. We leverage recent IQC synthesis tools to design a dynamic controller and an estimator that are robust to these uncertainties and minimize the size of the resulting constraint tightening in the MPC. Thereby, we show that the robust estimation problem using IQCs with peak-to-peak performance can be convexified. We guarantee recursive feasibility, robust constraint satisfaction, and input-to-state stability of the resulting MPC scheme.

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arXiv2025

Performance analysis for cone-preserving switched systems with constrained switching

This paper studies cone-preserving linear discrete-time switched systems whose switching is governed by an automaton. For this general system class, we present performance analysis conditions for a broadly usable performance measure. In doing so, we generalize several known results for performance and stability analysis for switched and positive switched systems, providing a unifying perspective. We also arrive at novel $\ell_1$-performance analysis conditions for positive switched systems with constrained switching, for which we present an application-motivated numerical example. Further, the cone-preserving perspective provides insights into appropriate Lyapunov function selection.

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arXiv2025

Transient performance of MPC for tracking without terminal constraints

Model predictive control (MPC) for tracking is a recently introduced approach, which extends standard MPC formulations by incorporating an artificial reference as an additional optimization variable, in order to track external and potentially time-varying references. In this work, we analyze the performance of such an MPC for tracking scheme without a terminal cost and terminal constraints. We derive a transient performance estimate, i.e. a bound on the closed-loop performance over an arbitrary time interval, yielding insights on how to select the scheme's parameters for performance. Furthermore, we show that in the asymptotic case, where the prediction horizon and observed time interval tend to infinity, the closed-loop solution of MPC for tracking recovers the infinite horizon optimal solution.

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arXiv2025

Koopman-based control of nonlinear systems with closed-loop guarantees

In this paper, we provide a tutorial overview and an extension of a recently developed framework for data-driven control of unknown nonlinear systems with rigorous closed-loop guarantees. The proposed approach relies on the Koopman operator representation of the nonlinear system, for which a bilinear surrogate model is estimated based on data. In contrast to existing Koopman-based estimation procedures, we state guaranteed bounds on the approximation error using the stability- and certificate-oriented extended dynamic mode decomposition (SafEDMD) framework. The resulting surrogate model and the uncertainty bounds allow us to design controllers via robust control theory and sum-of-squares optimization, guaranteeing desirable properties for the closed-loop system. We present results on stabilization both in discrete and continuous time, and we derive a method for controller design with performance objectives. The benefits of the presented framework over established approaches are demonstrated with a numerical example.

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arXiv2025

On the effects of angular acceleration in orientation estimation using inertial measurement units

In this paper, we analyze the orientation estimation problem using inertial measurement units. Many estimation algorithms suffer degraded performance when accelerations other than gravity affect the accelerometer. We show that linear accelerations resulting from rotational accelerations cannot be treated as external disturbance to be attenuated, rather, they change the dynamic behavior of the filter itself. In particular, this results in the introduction of additional zeros in the linearized transfer functions. These zeros lead to nonminimum phase behavior, which is known to be challenging for control. We validate these findings experimentally. Further, we demonstrate that Mahony and Madgwick filters can attenuate the acceleration at the expense of reduced bandwidth. In addition, we show that validation schemes based on precollected data fail to capture these closed-loop effects accurately.

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