arXiv subjects

Frank Ferrari

Publications and source records attributed to Frank Ferrari.

At least 55 records · Page 3Linked to original sources

arXiv2007

Microscopic quantum superpotential in N=1 gauge theories

We consider the N=1 super Yang-Mills theory with gauge group U(N), adjoint chiral multiplet X and tree-level superpotential Tr W(X). We compute the quantum effective superpotential W_mic as a function of arbitrary off-shell boundary conditions at infinity for the scalar field X. This effective superpotential has a remarkable property: its critical points are in one-to-one correspondence with the full set of quantum vacua of the theory, providing in particular a unified picture of solutions with different ranks for the low energy gauge group. In this sense, W_mic is a good microscopic effective quantum superpotential for the theory. This property is not shared by other quantum effective superpotentials commonly used in the literature, like in the strong coupling approach or the glueball superpotentials. The result of this paper is a first step in extending Nekrasov's microscopic derivation of the Seiberg-Witten solution of N=2 super Yang-Mills theories to the realm of N=1 gauge theories.

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arXiv2007

Glueball operators and the microscopic approach to N=1 gauge theories

We explain how to generalize Nekrasov's microscopic approach to N=2 gauge theories to the N=1 case, focusing on the typical example of the U(N) theory with one adjoint chiral multiplet X and an arbitrary polynomial tree-level superpotential Tr W(X). We provide a detailed analysis of the generalized glueball operators and a non-perturbative discussion of the Dijkgraaf-Vafa matrix model and of the generalized Konishi anomaly equations. We compute in particular the non-trivial quantum corrections to the Virasoro operators and algebra that generate these equations. We have performed explicit calculations up to two instantons, that involve the next-to-leading order corrections in Nekrasov's Omega-background.

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arXiv2007

The Chiral Ring and the Periods of the Resolvent

The strongly coupled vacua of an N=1 supersymmetric gauge theory can be described by imposing quantization conditions on the periods of the gauge theory resolvent, or equivalently by imposing factorization conditions on the associated N=2 Seiberg-Witten curve (the so-called strong-coupling approach). We show that these conditions are equivalent to the existence of certain relations in the chiral ring, which themselves follow from the fact that the gauge group has a finite rank. This provides a conceptually very simple explanation of why and how the strongly coupled physics of N=1 theories, including fractional instanton effects, chiral symmetry breaking and confinement, can be derived from purely semi-classical calculations involving instantons only.

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arXiv2006

The Proof of the Dijkgraaf-Vafa Conjecture and application to the mass gap and confinement problems

Using generalized Konishi anomaly equations, it is known that one can express, in a large class of supersymmetric gauge theories, all the chiral operators expectation values in terms of a finite number of a priori arbitrary constants. We show that these constants are fully determined by the requirement of gauge invariance and an additional anomaly equation. The constraints so obtained turn out to be equivalent to the extremization of the Dijkgraaf-Vafa quantum glueball superpotential, with all terms (including the Veneziano-Yankielowicz part) unambiguously fixed. As an application, we fill non-trivial gaps in existing derivations of the mass gap and confinement properties in super Yang-Mills theories.

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arXiv2004

Super Yang-Mills, Matrix Models and Geometric Transitions

I explain two applications of the relationship between four dimensional N=1 supersymmetric gauge theories, zero dimensional gauged matrix models, and geometric transitions in string theory. The first is related to the spectrum of BPS domain walls or BPS branes. It is shown that one can smoothly interpolate between a D-brane state, whose weak coupling tension scales as Nc or 1/gs, and a closed string solitonic state, whose weak coupling tension scales as Nc^2 or 1/gs^2. This is part of a larger theory of N=1 quantum parameter spaces. The second is a new purely geometric approach to sum exactly over planar diagrams in zero dimension. It is an example of open/closed string duality.

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arXiv2003

Planar diagrams and Calabi-Yau spaces

Large N geometric transitions and the Dijkgraaf-Vafa conjecture suggest a deep relationship between the sum over planar diagrams and Calabi-Yau threefolds. We explore this correspondence in details, explaining how to construct the Calabi-Yau for a large class of M-matrix models, and how the geometry encodes the correlators. We engineer in particular two-matrix theories with potentials W(X,Y) that reduce to arbitrary functions in the commutative limit. We apply the method to calculate all correlators and in models of the form W(X,Y)=V(X)+U(Y)-XY and W(X,Y)=V(X)+YU(Y^{2})+XY^{2}. The solution of the latter example was not known, but when U is a constant we are able to solve the loop equations, finding a precise match with the geometric approach. We also discuss special geometry in multi-matrix models, and we derive an important property, the entanglement of eigenvalues, governing the expansion around classical vacua for which the matrices do not commute.

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arXiv2003

Quantum parameter space and double scaling limits in N=1 super Yang-Mills theory

We study the physics of N=1 super Yang-Mills theory with gauge group U(Nc) and one adjoint Higgs field, by using the recently derived exact effective superpotentials. Interesting phenomena occur for some special values of the Higgs potential couplings. We find critical points with massless glueballs and/or massless monopoles, confinement without a mass gap, and tensionless domain walls. We describe the transitions between regimes with different patterns of gauge symmetry breaking, or, in the matrix model language, between solutions with a different number of cuts. The standard large Nc expansion is singular near the critical points, with domain walls tensions scaling as a fractional power of Nc. We argue that the critical points are four dimensional analogues of the Kazakov critical points that are commonly found in low dimensional matrix integrals. We define a double scaling limit that yields the exact tension of BPS two-branes in the resulting N=1, four dimensional non-critical string theory. D-brane states can be deformed continuously into closed string solitonic states and vice-versa along paths that go over regions where the string coupling is strong.

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arXiv2003

Quantum parameter space in super Yang-Mills, II

In [1] (hep-th/0211069), the author has discussed the quantum parameter space of the N=1 super Yang-Mills theory with one adjoint Higgs field Phi, tree-level superpotential W_tree = m (Phi^2)/2 + g (Phi^3)/3$, and gauge group U(Nc). In particular, full details were worked out for U(2) and U(3). By discussing higher rank gauge groups like U(4), for which the classical parameter space has a large number of disconnected components, we show that the phenomena discussed in [1] are generic. It turns out that the quantum space is connected. The classical components are related in the quantum theory either through standard singularities with massless monopoles or by branch cuts without going through any singularity. The branching points associated with the branch cuts correspond to new strong coupling singularities, which are not associated with vanishing cycles in the geometry, and at which glueballs can become massless. The transitions discussed recently by Cachazo, Seiberg and Witten are special instances of those phenomena.

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arXiv2002

On exact superpotentials in confining vacua

We consider the N=1 super Yang-Mills theory with gauge group U(Nc) or SU(Nc) and one adjoint Higgs field with an arbitrary polynomial superpotential. We provide a purely field theoretic derivation of the exact effective superpotential W(S) for the glueball superfield S in the confining vacua. We show that the result matches with the Dijkgraaf-Vafa matrix model proposal. The proof brings to light a deep relationship between non-renormalization theorems first discussed by Intriligator, Leigh and Seiberg, and the fact that W(S) is given by a sum over planar diagrams.

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arXiv2002

Spectral asymmetry and supersymmetry

Fractional charges, and in particular the spectral asymmetry eta of certain Dirac operators, can appear in the central charge of supersymmetric field theories. This yields unexpected analyticity constraints on eta from which classic results can be recovered in an elegant way. The method could also be applied in the context of string theory.

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arXiv2002

Four dimensional non-critical strings

This is a set of lectures on the gauge/string duality and non-critical strings, with a particular emphasis on the discretized, or matrix model, approach. After a general discussion of various points of view, I describe the recent generalization to four dimensional non-critical (or five dimensional critical) string theories of the matrix model approach. This yields a fully non-perturbative and explicit definition of string theories with eight (or more) supercharges that are related to four dimensional CFTs and their relevant deformations. The space-time as well as world-sheet dimensions of the supersymmetry preserving world-sheet couplings are obtained. Exact formulas for the central charge of the space-time supersymmetry algebra as a function of these couplings are calculated. They include infinite series of string perturbative contributions as well as all the non-perturbative effects. An important insight on the gauge theory side is that instantons yield a non-trivial 1/N expansion at strong coupling, and generate open string contributions, in addition to the familiar closed strings from Feynman diagrams. We indicate various open problems and future directions of research.

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arXiv2002

Large N and double scaling limits in two dimensions

Recently, the author has constructed a series of four dimensional non-critical string theories with eight supercharges, dual to theories of light electric and magnetic charges, for which exact formulas for the central charge of the space-time supersymmetry algebra as a function of the world-sheet couplings were obtained. The basic idea was to generalize the old matrix model approach, replacing the simple matrix integrals by the four dimensional matrix path integrals of N=2 supersymmetric Yang-Mills theory, and the Kazakov critical points by the Argyres-Douglas critical points. In the present paper, we study qualitatively similar toy path integrals corresponding to the two dimensional N=2 supersymmetric non-linear sigma model with target space CP^n and twisted mass terms. This theory has some very strong similarities with N=2 super Yang-Mills, including the presence of critical points in the vicinity of which the large n expansion is IR divergent. The model being exactly solvable at large n, we can study non-BPS observables and give full proofs that double scaling limits exist and correspond to universal continuum limits. A complete characterization of the double scaled theories is given. We find evidence for dimensional transmutation of the string coupling in some non-critical string theories. We also identify en passant some non-BPS particles that become massless at the singularities in addition to the usual BPS states.

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arXiv2002

Non-perturbative double scaling limits

Recently, the author has proposed a generalization of the matrix and vector models approach to the theory of random surfaces and polymers. The idea is to replace the simple matrix or vector (path) integrals by gauge theory or non-linear sigma model (path) integrals. We explain how this solves one of the most fundamental limitation of the classic approach: we automatically obtain non-perturbative definitions in non-Borel summable cases. This is exemplified on the simplest possible examples involving O(N) symmetric non-linear sigma models with N-dimensional target spaces, for which we construct (multi)critical metrics. The non-perturbative definitions of the double scaled, manifestly positive, partition functions rely on remarkable identities involving (path) integrals.

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arXiv2002

A note on theta dependence

The dependence on the topological theta angle term in quantum field theory is usually discussed in the context of instanton calculus. There the observables are 2 pi periodic, analytic functions of theta. However, in strongly coupled theories, the semi-classical instanton approximation can break down due to infrared divergences. Instances are indeed known where analyticity in theta can be lost, while the 2 pi periodicity is preserved. In this short note we exhibit a simple two dimensional example where the 2 pi periodicity is lost. The observables remain periodic under the transformation theta -> theta + 2 k pi for some k >= 2. We also briefly discuss the case of four dimensional N=2 supersymmetric gauge theories.

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arXiv2001

Exact amplitudes in four dimensional non-critical string theories

The large Nc expansion of N=2 supersymmetric Yang-Mills theory with gauge group SU(Nc) has recently been shown to break down at singularities on the moduli space. We conjecture that by taking Nc to infinity and approaching the singularities in a correlated way, all the observables of the theory have a finite universal limit yielding amplitudes in string theories dual to field theories describing the light degrees of freedom. We explicitly calculate the amplitudes corresponding to the Seiberg-Witten period integrals for an A_{n-1} series of multicritical points as well as for other critical points exhibiting a scaling reminiscent of the c=1 matrix model. Our results extend the matrix model approach to non-critical strings in less than one dimension to non-critical strings in four dimensions.

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arXiv2001

The large Nc limit of N=2 super Yang-Mills, fractional instantons and infrared divergences

We investigate the large Nc limit of pure N=2 supersymmetric gauge theory with gauge group SU(Nc) by using the exact low energy effective action. Typical one-complex dimensional sections of the moduli space parametrized by a global complex mass scale v display three qualitatively different regions depending on the ratio between |v| and the dynamically generated scale Lambda. At large |v|/Lambda, instantons are exponentially suppressed as N goes to infinity. When |v| is of order Lambda, singularities due to massless dyons occur. They are densely distributed in rings of calculable thicknesses in the v-plane. At small |v|/Lambda, instantons disintegrate into fractional instantons of charge 1/(2N). These fractional instantons give non-trivial contributions to all orders of 1/N, unlike a planar diagrams expansion which generates a series in 1/N^2, implying the presence of open strings. We have explicitly calculated the fractional instantons series in two representative examples, including the 1/N and 1/N^2 corrections. Our most interesting finding is that the 1/N expansion breaks down at singularities on the moduli space due to severe infrared divergencies, a fact that has remarkable consequences.

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arXiv2001

A model for gauge theories with Higgs fields

We discuss in details a simple, purely bosonic, quantum field theory belonging to larger class of models with the following properties: a) They are asymptotically free, with a dynamically generated mass scale. b) They have a space of parameters which gets quantum corrections drastically modifying the classical singularity structure. The quantum theory can have massless solitons, Argyres-Douglas-like CFTs, exhibit confinement, etc... c) The physics can, to a large extent, be worked out in models with a large number of supersymmetries as well as in purely bosonic ones. In the former case, exact BPS mass formulas can be derived, brane constructions and embedding in M theory do exist. d) The models have an interesting 1/N expansion, and it is possible to define a double scaling limit in the sense of the ``old'' matrix models when approaching the singularities in parameter space. These properties make these theories very good toy models for four dimensional gauge theories with Higgs fields, and provide a framework where the effects of breaking supersymmetry can be explicitly studied. In our model, we work out in details the quantum space of parameters. We obtain the non-local lagrangian description of the Argyres-Douglas-like CFT, and show that it admits a strongly coupled fixed point. We also explicitly demonstrate property d). The possibility of defining such double scaling limits was not anticipated on the gauge theory side, and could be of interest to understand the gauge theory/string theory correspondence.

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arXiv2000

Non-supersymmetric cousins of supersymmetric gauge theories: quantum space of parameters and double scaling limits

I point out that standard two dimensional, asymptotically free, non-linear sigma models, supplemented with terms giving a mass to the would-be Goldstone bosons, share many properties with four dimensional supersymmetric gauge theories, and are tractable even in the non-supersymmetric cases. The space of mass parameters gets quantum corrections analogous to what was found on the moduli space of the supersymmetric gauge theories. I focus on a simple purely bosonic example exhibiting many interesting phenomena: massless solitons and bound states, Argyres-Douglas-like CFTs and duality in the infrared, and rearrangement of the spectrum of stable states from weak to strong coupling. At the singularities on the space of parameters, the model can be described by a continuous theory of randomly branched polymers, which is defined beyond perturbation theory by taking an appropriate double scaling limit.

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