arXiv subjects

Frank Schindler

Publications and source records attributed to Frank Schindler.

At least 37 records · Page 2Linked to original sources

arXiv2024

Engineering Miniband Topology via Band-Folding in Moiré Superlattice Materials

The emergence of topologically non-trivial flat bands in moiré materials provides an opportunity to explore the interplay between topological physics and correlation effects, leading to the recent experimental realization of interacting topological phases, e.g. fractional Chern insulators. In this work, we propose a mechanism of band inversion induced by band-folding from the moiré superlattice potential for engineering topological minibands in moiré materials. We illustrate this mechanism via two classes of model Hamiltonians, namely the Rashba model and the Bernevig-Hughes-Zhang (BHZ) model, under the moiré superlattice potentials. Moiré minibands with non-trivial band topology, including Z2 number, mirror Chern number and fragile topology, have been found and the topological phase diagram is constructed for these moiré models. A general theory based on band representations in the morié Brillouin zone is also developed for a generalization of this mechanism to other space groups. Possible experimental realizations of our model Hamiltonian are discussed.

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arXiv2024

Discovery of a hybrid topological quantum state in an elemental solid

Topology and interactions are foundational concepts in the modern understanding of quantum matter. Their nexus yields three significant research directions: competition between distinct interactions, as in the multiple intertwined phases, interplay between interactions and topology that drives the phenomena in twisted layered materials and topological magnets, and the coalescence of multiple topological orders to generate distinct novel phases. The first two examples have grown into major areas of research, while the last example remains mostly untouched, mainly because of the lack of a material platform for experimental studies. Here, using tunneling microscopy, photoemission spectroscopy, and theoretical analysis, we unveil a "hybrid" and yet novel topological phase of matter in the simple elemental solid arsenic. Through a unique bulk-surface-edge correspondence, we uncover that arsenic features a conjoined strong and higher-order topology, stabilizing a hybrid topological phase. While momentum-space spectroscopy measurements show signs of topological surface states, real-space microscopy measurements unravel a unique geometry of topology-induced step edge conduction channels revealed on various forms of natural nanostructures on the surface. Using theoretical models, we show that the existence of gapless step edge states in arsenic relies on the simultaneous presence of both a nontrivial strong Z2 invariant and a nontrivial higher-order topological invariant, providing experimental evidence for hybrid topology and its realization in a single crystal. Our discovery highlights pathways to explore the interplay of different kinds of band topology and harness the associated topological conduction channels in future engineered quantum or nano-devices.

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arXiv2023

Infernal and Exceptional Edge Modes: Non-Hermitian Topology Beyond the Skin Effect

The classification of point gap topology in all local non-Hermitian symmetry classes has been recently established. However, many entries in the resulting periodic table have only been discussed in a formal setting and still lack a physical interpretation in terms of their bulk-boundary correspondence. Here, we derive the edge signatures of all two-dimensional phases with intrinsic point gap topology. While in one dimension point gap topology invariably leads to the non-Hermitian skin effect, non-Hermitian boundary physics is significantly richer in two dimensions. We find two broad classes of non-Hermitian edge states: (1) Infernal points, where a skin effect occurs only at a single edge momentum, while all other edge momenta are devoid of edge states. Under semi-infinite boundary conditions, the point gap thereby closes completely, but only at a single edge momentum. (2) Non-Hermitian exceptional point dispersions, where edge states persist at all edge momenta and furnish an anomalous number of symmetry-protected exceptional points. Surprisingly, the latter class of systems allows for a finite, non-extensive number of edge states with a well defined dispersion along all generic edge terminations. Instead, the point gap only closes along the real and imaginary eigenvalue axes, realizing a novel form of non-Hermitian spectral flow.

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arXiv2023

Magnetic Flux Response of Non-Hermitian Topological Phases

We derive the response of non-Hermitian topological phases with intrinsic point gap topology to localized magnetic flux insertions. In two spatial dimensions, we identify the necessary and sufficient conditions for a flux skin effect that localizes an extensive number of in-gap modes at a flux core. In three dimensions, we furthermore establish the existence of: a flux spectral jump, where flux tube insertion fills up the entire point gap only at a single parallel crystal momentum; a higher-order flux skin effect, which occurs at the ends of flux tubes in presence of pseudo-inversion symmetry; and a flux Majorana mode that represents a spectrally isolated mid-gap state in the complex energy plane. We uniquely associate each non-Hermitian symmetry class with intrinsic point gap topology with one of these cases or a trivial flux response, and discuss possible experimental realizations.

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arXiv2023

Hermitian Bulk -- Non-Hermitian Boundary Correspondence

Non-Hermitian band theory distinguishes between line gaps and point gaps. While point gaps can give rise to intrinsic non-Hermitian band topology without Hermitian counterparts, line-gapped systems can always be adiabatically deformed to a Hermitian limit. Here we show that line-gap topology and point-gap topology can be intricately connected: topological line-gapped systems in $d$ dimensions induce nontrivial point-gap topology on their $(d-1)$-dimensional boundaries when suitable internal and spatial symmetries are present. Since line-gapped systems essentially realize Hermitian topological phases, this establishes a correspondence between Hermitian bulk topology and intrinsic non-Hermitian boundary topology. For the correspondence to hold, no non-Hermitian perturbations are required in the bulk itself, so that the bulk can be purely Hermitian. Concomitantly, the presence of non-Hermitian perturbations in the bulk does not affect any results as long as they do not close the bulk line gap. On the other hand, non-Hermitian perturbations are essential on the boundary to open a point gap. The non-Hermitian boundary topology then further leads to higher-order skin modes, as well as chiral and helical hinge modes, that are protected by point gaps and hence unique to non-Hermitian systems. We identify all the internal symmetry classes where bulk line-gap topology induces boundary point-gap topology as long as an additional spatial symmetry is present, and establish the correspondence between their topological invariants. There also exist some symmetry classes where the Hermitian edge states remain stable, in the sense that even a point gap cannot open on the boundary.

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arXiv2023

$\mathbb Z_2$-Nontrivial Moiré Minibands and Interaction-Driven Quantum Anomalous Hall Insulators in Topological Insulator Based Moiré Heterostructures

We studied electronic band structure and topological property of a topological insulator thin film under a moiré superlattice potential to search for two-dimensional (2D) $\mathbb Z_2$ non-trivial isolated mini-bands. To model this system, we assume the Fermi energy inside the bulk band gap and thus consider an effective model Hamiltonian with only two surface states that are located at the top and bottom surfaces and strongly hybridized with each other. The moiré potential is generated by another layer of 2D insulating materials on top of topological insulator films. In this model, the lowest conduction (highest valence) mini-bands can be $\mathbb Z_2$ non-trivial when the minima (maxima) of the moiré potential approximately forms a hexagonal lattice with six-fold rotation symmetry. For the nontrivial conduction mini-band cases, the two lowest Kramers' pairs of conduction mini-bands both have nontrivial $\mathbb Z_2$ invariant in presence of inversion, while applying external gate voltages to break inversion leads to only the lowest Kramers' pair of mini-bands to be topologically non-trivial. The Coulomb interaction can drive the lowest conduction Kramers' mini-bands into the quantum anomalous Hall state when they are half-filled, which is further stabilized by breaking inversion symmetry. We propose the monolayer Sb$_{2}$ on top of Sb$_2$Te$_3$ thin films to realize our model based on results from the first principles calculations.

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arXiv2022

Topological Zero-Dimensional Defect and Flux States in Three-Dimensional Insulators

In insulating crystals, it was previously shown that defects with two fewer dimensions than the bulk can bind topological electronic states. We here further extend the classification of topological defect states by demonstrating that the corners of crystalline defects with integer Burgers vectors can bind 0D higher-order end (HEND) states with anomalous charge and spin. We demonstrate that HEND states are intrinsic topological consequences of the bulk electronic structure and introduce new bulk topological invariants that are predictive of HEND dislocation states in solid-state materials. We demonstrate the presence of first-order 0D defect states in PbTe monolayers and HEND states in 3D SnTe crystals. We relate our analysis to magnetic flux insertion in insulating crystals. We find that $π$-flux tubes in inversion- and time-reversal-symmetric (helical) higher-order topological insulators bind Kramers pairs of spin-charge-separated HEND states, which represent observable signatures of anomalous surface half quantum spin Hall states.

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arXiv2022

Trions in Twisted Bilayer Graphene

The strong coupling phase diagram of magic angle twisted bilayer graphene (TBG) predicts a series of exact one particle charge $\pm 1$ gapped excitations on top of the integer-filled ferromagnetic ground-states. Finite-size exact diagonalization studies showed that these are the lowest charge $\pm 1$ excitations in the system (for $10$nm screening length), with the exception of charge $+1$ at filling $-1$ in the chiral limit. In the current paper we show that this "trion bound state", a $3$-particle, charge $1$ excitation of the insulating ferromagnetic ground-state of the projected Hamiltonian of TBG is the lowest charge $+1$ overall excitation at $ν=-1$, and also for some large ($\approx 20$nm) screening lengths at $ν=-2$ in the chiral limit and with very small binding energy. At other fillings, we show that trion bound states do exist, but only for momentum ranges that do not cover the entire moiré Brillouin zone. The trion bound states (at different momenta) exist for finite parameter range $w_0/w_1$ but they all disappear in the continuum far below the realistic values of $w_0/w_1= 0.8$. We find the conditions for the existence of the trion bound state, a good variational wavefunction for it, and investigate its behavior for different screening lengths, at all integer fillings, on both the electron and hole sides.

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arXiv2022

Superfluid weight bounds from symmetry and quantum geometry in flat bands

Flat-band superconductivity has theoretically demonstrated the importance of band topology to correlated phases. In two dimensions, the superfluid weight, which determines the critical temperature through the Berezinksii-Kosterlitz-Thouless criteria, is bounded by the Fubini-Study metric at zero temperature. We show this bound is nonzero within flat bands whose Wannier centers are obstructed from the atoms - even when they have identically zero Berry curvature. Next, we derive general lower bounds for the superfluid weight in terms of momentum space irreps in all 2D space groups, extending the reach of topological quantum chemistry to superconducting states. We find that the bounds can be naturally expressed using the formalism of real space invariants (RSIs) that highlight the separation between electronic and atomic degrees of freedom. Finally, using exact Monte Carlo simulations on a model with perfectly flat bands and strictly local obstructed Wannier functions, we find that an attractive Hubbard interaction results in superconductivity as predicted by the RSI bound beyond mean-field. Hence, a nonzero superfluid weight constitutes a nontrivial bulk property that distinguishes obstructed bands from trivial bands in the presence of interactions.

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arXiv2022

Exact Quantum Scars in the Chiral Non-Linear Luttinger Liquid

While the chiral linear Luttinger liquid is integrable via bosonization, its non-linear counterpart does not admit for an analytic solution. In this work, we find a sub-extensive number of exact eigenstates for a large family of density-density interaction terms. These states are embedded in a continuum of strongly-correlated excited states. The real-space entanglement entropy of some exact states scales logarithmically with system size, while that of others has volume-law scaling. We introduce momentum-space entanglement as an unambiguous differentiator between these exact states and the remaining excited states. With regard to momentum space, the exact states behave as bona fide quantum many body scars: they exhibit identically zero momentum-space entanglement, while typical eigenstates behave thermally. We corroborate this finding by a level statistics analysis. Furthermore, we detail the general formalism for systematically finding all interaction terms and associated exact states, and present a number of infinite exact state sequences extending to arbitrarily high energies. Unlike many previous examples of quantum many body scars, the exact states uncovered here do not lie at equidistant energies, and do not follow from a special operator algebra. Instead, they are uniquely enabled by the interplay of Fermi statistics and chirality.

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arXiv2021

Non-Compact Atomic Insulators

We study the conditions for Bloch bands to be spanned by symmetric and strictly compact Wannier states that have zero overlap with all lattice sites beyond a certain range. Similar to the characterization of topological insulators in terms of an algebraic (rather than exponential) localization of Wannier states, we find that there may be impediments to the compact localization even of topologically "trivial" obstructed atomic insulators. These insulators admit exponentially-localized Wannier states centered at unoccupied orbitals of the crystalline lattice. First, we establish a sufficient condition for an insulator to have a compact representative. Second, for $\mathcal{C}_2$ rotational symmetry, we prove that the complement of fragile topological bands cannot be compact, even if it is an atomic insulator. Third, for $\mathcal{C}_4$ symmetry, our findings imply that there exist fragile bands with zero correlation length. Fourth, for a $\mathcal{C}_3$-symmetric atomic insulator, we explicitly derive that there are no compact Wannier states overlapping with less than $18$ lattice sites. We conjecture that this obstruction generalizes to all finite Wannier sizes. Our results can be regarded as the stepping stone to a generalized theory of Wannier states beyond dipole or quadrupole polarization.

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arXiv2021

Dislocation Non-Hermitian Skin Effect

We demonstrate that crystal defects can act as a probe of intrinsic non-Hermitian topology. In particular, in point-gapped systems with periodic boundary conditions, a pair of dislocations may induce a non-Hermitian skin effect, where an extensive number of Hamiltonian eigenstates localize at only one of the two dislocations. An example of such a phase are two-dimensional systems exhibiting weak non-Hermitian topology, which are adiabatically related to a decoupled stack of Hatano-Nelson chains. Moreover, we show that strong two-dimensional point-gap topology may also result in a dislocation response, even when there is no skin effect present with open boundary conditions. For both cases, we directly relate their bulk topology to a stable dislocation non-Hermitian skin effect. Finally, and in stark contrast to the Hermitian case, we find that gapless non-Hermitian systems hosting bulk exceptional points also give rise to a well-localized dislocation response.

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arXiv2021

Exceptional Topological Insulators

We introduce the exceptional topological insulator (ETI), a non-Hermitian topological state of matter that features exotic non-Hermitian surface states which can only exist within the three-dimensional topological bulk embedding. We show how this phase can evolve from a Weyl semimetal or Hermitian three-dimensional topological insulator close to criticality when quasiparticles acquire a finite lifetime. The ETI does not require any symmetry to be stabilized. It is characterized by a bulk energy point gap, and exhibits robust surface states that cover the bulk gap as a single sheet of complex eigenvalues or with a single exceptional point. The ETI can be induced universally in gapless solid-state systems, thereby setting a paradigm for non-Hermitian topological matter.

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arXiv2021

Tutorial: Dirac Equation Perspective on Higher-Order Topological Insulators

In this tutorial, we pedagogically review recent developments in the field of non-interacting fermionic phases of matter, focussing on the low energy description of higher-order topological insulators in terms of the Dirac equation. Our aim is to give a mostly self-contained treatment. After introducing the Dirac approximation of topological crystalline band structures, we use it to derive the anomalous end and corner states of first- and higher-order topological insulators in one and two spatial dimensions. In particular, we recast the classical derivation of domain wall bound states of the Su-Schrieffer-Heeger (SSH) chain in terms of crystalline symmetry. The edge of a two-dimensional higher-order topological insulators can then be viewed as a single crystalline symmetry-protected SSH chain, whose domain wall bound states become the corner states. We never explicitly solve for the full symmetric boundary of the two-dimensional system, but instead argue by adiabatic continuity. Our approach captures all salient features of higher-order topology while remaining analytically tractable.

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arXiv2021

Lecture Notes on Topological Crystalline Insulators

We give an introduction to topological crystalline insulators, that is, gapped ground states of quantum matter that are not adiabatically connected to an atomic limit without breaking symmetries that include spatial transformations, like mirror or rotational symmetries. To deduce the topological properties, we use non-Abelian Wilson loops. We also discuss in detail higher-order topological insulators with hinge and corner states, and in particular present interacting bosonic models for the latter class of systems.

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arXiv2021

Symmetry Indicators for Inversion-Symmetric Non-Hermitian Topological Band Structures

We characterize non-Hermitian band structures by symmetry indicator topological invariants. Enabled by crystalline inversion symmetry, these indicators allow us to short-cut the calculation of conventional non-Hermitian topological invariants. In particular, we express the three-dimensional winding number of point-gapped non-Hermitian systems, which is defined as an integral over the whole Brillouin zone, in terms of symmetry eigenvalues at high-symmetry momenta. Furthermore, for time-reversal symmetric non-Hermitian topological insulators, we find that symmetry indicators characterize the associated Chern-Simons form, whose evaluation usually requires a computationally expensive choice of smooth gauge. In each case, we discuss the non-Hermitian surface states associated with nontrivial symmetry indicators.

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arXiv2020

Theory for the negative longitudinal magnetoresistance in the quantum limit of Kramers Weyl semimetals

Negative magnetoresistance is rare in non-magnetic materials. Recently, a negative magnetoresistance has been observed in the quantum limit of $β$-Ag$_2$Se, where only one band of Landau levels is occupied in a strong magnetic field parallel to the applied current. $β$-Ag$_2$Se is a material that host a Kramers Weyl cone with band degeneracy near the Fermi energy. Kramers Weyl cones exist at time-reversal invariant momenta in all symmorphic chiral crystals, and at a subset of these momenta, including the $Γ$ point, in non-symmorphic chiral crystals. Here, we present a theory for the negative magnetoresistance in the quantum limit of Kramers Weyl semimetals. We show that, although there is a band touching similar to those in Weyl semimetals, negative magnetoresistance can exist without a chiral anomaly. We find that it requires screened Coulomb scattering potentials between electrons and impurities, which is naturally the case in $β$-Ag$_2$Se.

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arXiv2020

Pairing Obstructions in Topological Superconductors

The modern understanding of topological insulators is based on Wannier obstructions in position space. Motivated by this insight, we study topological superconductors from a position-space perspective. For a one-dimensional superconductor, we show that the wave function of an individual Cooper pair decays exponentially with separation in the trivial phase and polynomially in the topological phase. For the position-space Majorana representation, we show that the topological phase is characterized by a nonzero Majorana polarization, which captures an irremovable and quantized separation of Majorana Wannier centers from the atomic positions. We apply our results to diagnose second-order topological superconducting phases in two dimensions. Our work establishes a vantage point for the generalization of Topological Quantum Chemistry to superconductivity.

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