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Freda Shi

Publications and source records attributed to Freda Shi.

2 recordsLinked to original sources

Disentangling Statistical Preemption from Entrenchment in Language Models' Avoidance of Overgeneralization

How do learners avoid overgeneralizations such as Tom laughed me without explicit negative evidence? Constructionists have posited two proposals that describe indirect negative evidence against overgeneralizations: preemption (which privileges exposure to near-synonymous construction---e.g., she made him laugh) vs. entrenchment (all exposures to a verb's grammatical usages, including cases like He laughed). We disentangle these hypotheses by running controlled rearing experiments on LMs trained on child-caregiver conversations, where we systematically remove preemptive vs. non-preemptive evidence. We find that while LMs avoid overgeneralizations, they do not show preemption at a verb-specific level, instead showing weak but non-zero evidence of abstract preemption. Combined with results from analyzing the LMs' training dynamics, we find that LMs treat competing structures as indirect positive---as opposed to negative---evidence in the verb-specific condition. Insofar as preemption is the more plausible route to avoiding overgeneralizations in humans, our results point the need for there to be sensitivities to indirect negative evidence in neural network learners, and suggest new human experiments to test abstract preemption.

cs.CL

Cross-Session Decomposition Attacks: Scaling Risk and Intent-Aligned Retrieval Defense

Scaling laws are usually read as a capability story: lower language-modeling loss yields more useful models. We study a safety consequence of this mechanism in \emph{cross-session decomposition attacks}, where benign-looking subqueries are asked across independent interactions and later recomposed toward a forbidden objective. We formalize this setting as \emph{compositional safety risk} and prove a conditional risk-transfer bound: when the reference environment already contains dispersed evidence for a risky reconstruction, the gap between deployed composed risk and reference composed risk is controlled by the model's excess loss on allowed subqueries. Synthetic withholding experiments show that wider transformers assign lower loss to held-out instructions that never appear verbatim in training but are recoverable from injected supporting facts. A 600-intent pretrained-LLM evaluation shows that larger Qwen3 and Gemma3 family members can yield greater harmful-capability uplift under a fixed decomposition-composition pipeline. As a defense, IntentAlign-MiniLM, our 22M-parameter intent-aligned retriever, outperforms much larger embedding models on held-out intent retrieval and yields the best learned-retriever harmful recall across tested guardrails. Code is available in \href{https://github.com/liaodisen/Cross-Session-Decomposition-Attacks}{our GitHub repository}.

cs.AI