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Frederic A. Rasio

Publications and source records attributed to Frederic A. Rasio.

At least 37 records · Page 2Linked to original sources

Binary black hole mergers and intermediate-mass black holes in dense star clusters with collisional runaways

Intermediate-mass black holes (IMBHs) are believed to be the missing link between the supermassive black holes (BHs) found at the centers of massive galaxies and BHs formed through stellar core collapse. One of the proposed mechanisms for their formation is a collisional runaway process in high-density young star clusters, where an unusually massive object forms through repeated stellar collisions and mergers, eventually collapsing to form an IMBH. This seed IMBH could then grow further through binary mergers with other stellar-mass BHs. Here we investigate the gravitational-wave (GW) signals produced during these later IMBH--BH mergers. We use a state-of-the-art semi-analytic approach to study the stellar dynamics and to characterize the rates and properties of IMBH--BH mergers. We also study the prospects for detection of these mergers by current and future GW observatories, both space-based (LISA) and ground-based (LIGO Voyager, Einstein Telescope, and Cosmic Explorer). We find that most of the merger signals could be detected, with some of them being multi-band sources. Therefore, GWs represent a unique tool to test the collisional runaway scenario and to constrain the population of dynamically assembled IMBHs.

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Single Millisecond Pulsars from Dynamical Interaction Processes in Dense Star Clusters

Globular clusters (GCs) are particularly efficient at forming millisecond pulsars. Among these pulsars, about half lack a companion star, a significantly higher fraction than in the Galactic field. This fraction increases further in some of the densest GCs, especially those that have undergone core collapse, suggesting that dynamical interaction processes play a key role. For the first time, we create N-body models that reproduce the ratio of single-to-binary pulsars in Milky-Way-like GCs. We focus especially on NGC 6752, a typical core-collapsed cluster with many observed millisecond pulsars. Previous studies suggested that an increased rate of neutron star binary disruption in the densest clusters could explain the overabundance of single pulsars in these systems. Here, we demonstrate that binary disruption is ineffective and instead we propose that two additional dynamical processes play the dominant role: (1) tidal disruption of main-sequence stars by neutron stars; and (2) gravitational collapse of heavy white-dwarf-binary merger remnants. Neutron stars formed through these processes may also be associated with fast radio bursts similar to those observed recently in an extragalactic GC.

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Growing Black Holes through Successive Mergers in Galactic Nuclei: I. Methods and First Results

We present a novel, few-body computational framework designed to shed light on the likelihood of forming intermediate-mass (IM) and supermassive (SM) black holes (BHs) in nuclear star clusters (NSCs) through successive BH mergers, initiated with a single BH seed. Using observationally motivated NSC profiles, we find that the probability of a ${\sim}100 \, M_\odot$ BH to grow beyond ${\sim}1000 \, M_\odot$ through successive mergers ranges from ${\sim}0.1\%$ in low-density, low-mass clusters to nearly $90\%$ in high-mass, high-density clusters. However, in the most massive NSCs, the growth timescale can be very long ($\gtrsim 1\,$Gyr); vice versa, while growth is least likely in less massive NSCs, it is faster there, requiring as little as ${\sim}0.1\,$Gyr. The increased gravitational focusing in systems with lower velocity dispersions is the primary contributor to this behavior. We find that there is a simple "7-strikes-and-you're-in" rule governing the growth of BHs: our results suggest that if the seed survives 7 to 10 successive mergers without being ejected (primarily through gravitational wave recoil kicks), the growing BH will most likely remain in the cluster and will then undergo runaway, continuous growth all the way to the formation of an SMBH (under the simplifying assumption adopted here of a fixed background NSC). Furthermore, we find that rapid mergers enforce a dynamically-mediated "mass gap" between about ${50-300 \, M_\odot}$ in an NSC.

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Demographics of Hierarchical Black Hole Mergers in Dense Star Clusters

With about a hundred mergers of binary black holes (BBHs) detected via gravitational waves by the LIGO-Virgo-KAGRA (LVK) Collaboration, our understanding of the darkest objects in the Universe has taken unparalleled steps forward. While most of the events are expected to consist of BHs directly formed from the collapse of massive stars, some may contain the remnants of previous BBH mergers. In the most massive globular clusters and in nuclear star clusters, successive mergers can produce second- (2G) or higher-generation BHs, and even form intermediate-mass BHs. Overall, we predict that up to $\sim 10\%$, $\sim 1\%$ or $\sim 0.1\%$ of the BBH mergers have one component being a 2G, 3G, or 4G BH, respectively. Assuming that $\sim 500$ BBH mergers will be detected in O4 by LVK, this means that $\sim 50$, $\sim 5$, or $\sim 0.5$ events, respectively, will involve a 2G, 3G, or 4G BH, if most sources are produced dynamically in dense star clusters. With their distinctive signatures of higher masses and spins, such hierarchical mergers offer an unprecedented opportunity to learn about the BH populations in the densest stellar systems and to shed light on the elusive intermediate-mass BHs that may form therein.

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Partial Tidal Disruption of Main-Sequence Stars by Intermediate-Mass Black Holes

We study close encounters of a $1\,M_{\odot}$ middle-age main-sequence star (modeled using MESA) with massive black holes through hydrodynamic simulations, and explore in particular the dependence of the outcomes on the black hole mass. We consider here black holes in the intermediate-mass range, $M_{\rm BH}= 100-10^4\,M_{\odot}$. Possible outcomes vary from a small tidal perturbation for weak encounters all the way to partial or full disruption for stronger encounters. We find that stronger encounters lead to increased mass loss at the first pericenter passage, in many cases ejecting the partially disrupted star on an unbound orbit. For encounters that initially produce a bound system, with only partial stripping of the star, the fraction of mass stripped from the star increases with each subsequent pericenter passage and a stellar remnant of finite mass is ultimately ejected in all cases. The critical penetration depth that separates bound and unbound remnants has a dependence on the black hole mass when $M_{\rm BH} \lesssim 10^3\,M_{\odot}$. We also find that the number of successive close passages before ejection decreases as we go from the stellar-mass black hole to the intermediate-mass black hole regime. For instance, after an initial encounter right at the classical tidal disruption limit, a $1\,M_{\odot}$ star undergoes 16 (5) pericenter passages before ejection from a $10\,M_{\odot}$ ($100\,M_{\odot}$) black hole. Observations of periodic flares from these repeated close passages could in principle indicate signatures of a partial tidal disruption event.

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Stellar Escape from Globular Clusters. I. Escape Mechanisms and Properties at Ejection

The theory of stellar escape from globular clusters (GCs) dates back nearly a century, especially the gradual evaporation of GCs via two-body relaxation coupled with external tides. More violent ejection can also occur via strong gravitational scattering, supernovae, gravitational wave-driven mergers, tidal disruption events, and physical collisions, but comprehensive study of the many escape mechanisms has been limited. Recent exquisite kinematic data from the Gaia space telescope has revealed numerous stellar streams in the Milky Way (MW) and traced the origin of many to specific MWGCs, highlighting the need for further examination of stellar escape from these clusters. In this study, the first of a series, we lay the groundwork for detailed follow-up comparisons between Cluster Monte Carlo (CMC) GC models and the latest Gaia data on the outskirts of MWGCs, their tidal tails, and associated streams. We thoroughly review escape mechanisms from GCs and examine their relative contributions to the escape rate, ejection velocities, and escaper demographics. We show for the first time that three-body binary formation may dominate high-speed ejection from typical MWGCs, potentially explaining some of the hypervelocity stars in the MW. Due to their mass, black holes strongly catalyze this process, and their loss at the onset of observable core collapse, characterized by a steep central brightness profile, dramatically curtails three-body binary formation, despite the increased post-collapse density. We also demonstrate that even when born from a thermal eccentricity distribution, escaping binaries have significantly nonthermal eccentricities consistent with the roughly uniform distribution observed in the Galactic field.

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Intermediate-mass Black Holes on the Run from Young Star Clusters

The existence of black holes (BHs) with masses in the range between stellar remnants and supermassive BHs has only recently become unambiguously established. GW190521, a gravitational wave signal detected by the LIGO/Virgo Collaboration, provides the first direct evidence for the existence of such intermediate-mass BHs (IMBHs). This event sparked and continues to fuel discussion on the possible formation channels for such massive BHs. As the detection revealed, IMBHs can form via binary mergers of BHs in the "upper mass gap" ($\approx40 -120\,M_{\odot}$). Alternatively, IMBHs may form via the collapse of a very massive star formed through stellar collisions and mergers in dense star clusters. In this study, we explore the formation of IMBHs with masses between $120$ and $500\,M_{\odot}$ in young, massive star clusters using state-of-the-art Cluster Monte Carlo ($\texttt{CMC}$) models. We examine the evolution of IMBHs throughout their dynamical lifetimes, ending with their ejection from the parent cluster due to gravitational radiation recoil from BH mergers, or dynamical recoil kicks from few-body scattering encounters. We find that $ \textit{all}$ of the IMBHs in our models are ejected from the host cluster within the first $\sim 500$ Myr, indicating a low retention probability of IMBHs in this mass range for globular clusters today. We estimate the peak IMBH merger rate to be $\mathcal{R} \approx 2 \, \rm{Gpc}^{-3}\,\rm{yr}^{-1}$ at redshift $z \approx 2$.

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Formation of Low-mass Black Holes and Single Millisecond Pulsars in Globular Clusters

Close encounters between neutron stars and main-sequence stars occur in globular clusters and may lead to various outcomes. Here we study encounters resulting in tidal disruption of the star. Using $N$-body models, we predict the typical stellar masses in these disruptions and the dependence of the event rate on host cluster properties. We find that tidal disruption events occur most frequently in core-collapsed globular clusters and that roughly $25\%$ of the disrupted stars are merger products (i.e., blue straggler stars). Using hydrodynamic simulations, we model the tidal disruptions themselves (over timescales of days) to determine the mass bound to the neutron star and the properties of the accretion disks formed. In general, we find that roughly $80-90\%$ of the initial stellar mass becomes bound to the neutron star following disruption. Additionally, we find that neutron stars receive impulsive kicks of up to about $20\,$km/s as a result of the asymmetry of unbound ejecta; these kicks place these neutron stars on elongated orbits within their host cluster, with apocenter distances well outside the cluster core. Finally, we model the evolution of the (hypercritical) accretion disks on longer timescales (days to years after disruption) to estimate the accretion rate onto the neutron stars and accompanying spin-up. As long as $\gtrsim1\%$ of the bound mass accretes onto the neutron star, millisecond spin periods can be attained. We argue the growing numbers of isolated millisecond pulsars observed in globular clusters may have formed, at least in part, through this mechanism. In the case of significant mass growth, some of these neutron stars may collapse to form low-mass ($\lesssim3\,M_{\odot}$) black holes.

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Hydrodynamics of Collisions and Close Encounters between Stellar Black Holes and Main-sequence Stars

Recent analyses have shown that close encounters between stars and stellar black holes occur frequently in dense star clusters. Depending upon the distance at closest approach, these interactions can lead to dissipating encounters such as tidal captures and disruptions, or direct physical collisions, all of which may be accompanied by bright electromagnetic transients. In this study, we perform a wide range of hydrodynamic simulations of close encounters between black holes and main-sequence stars that collectively cover the parameter space of interest, and we identify and classify the various possible outcomes. In the case of nearly head-on collisions, the star is completely disrupted with roughly half of the stellar material becoming bound to the black hole. For more distant encounters near the classical tidal-disruption radius, the star is only partially disrupted on the first pericenter passage. Depending upon the interaction details, the partially disrupted stellar remnant may be tidally captured by the black hole or become unbound (in some cases, receiving a sufficiently large impulsive kick from asymmetric mass loss to be ejected from its host cluster). In the former case, the star will undergo additional pericenter passages before ultimately being disrupted fully. Based on the properties of the material bound to the black hole at the end of our simulations (in particular, the total bound mass and angular momentum), we comment upon the expected accretion process and associated electromagnetic signatures that are likely to result.

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Merger rates of intermediate-mass black hole binaries in nuclear star clusters

Repeated mergers of stellar-mass black holes (BHs) in dense star clusters can produce intermediate-mass black holes (IMBHs). In particular, nuclear star clusters at the centers of galaxies have deep enough potential wells to retain most of the BH merger products, in spite of the significant recoil kicks due to anisotropic emission of gravitational radiation. These events can be detected in gravitational waves (GWs), which represent an unprecedented opportunity to reveal IMBHs. In this paper, we analyze the statistical results of a wide range of numerical simulations, which encompass different cluster metallicities, initial BH seed masses, and initial BH spins, and we compute the merger rate of IMBH binaries. We find that merger rates are in the range $0.01$-$10$\,Gpc$^{-3}$\,yr$^{-1}$ depending on IMBH masses. We also compute the number of multi-band detections in ground-based and space-based observatories. Our model predicts that a few merger events per year should be detectable with LISA, DECIGO, ET, and LIGO for IMBHs with masses $\lesssim 1000\msun$, and a few tens of merger events per year with DECIGO, ET, and LIGO only.

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Compact Object Modeling in the Globular Cluster 47 Tucanae

The globular cluster 47~Tucanae (47~Tuc) is one of the most massive star clusters in the Milky Way and is exceptionally rich in exotic stellar populations. For several decades it has been a favorite target of observers, and yet it is computationally very challenging to model because of its large number of stars ($N\gtrsim 10^6$) and high density. Here we present detailed and self-consistent 47~Tuc models computed with the \texttt{Cluster Monte Carlo} code (\texttt{CMC}). The models include all relevant dynamical interactions coupled to stellar and binary evolution, and reproduce various observations, including the surface brightness and velocity dispersion profiles, pulsar accelerations, and numbers of compact objects. We show that the present properties of 47~Tuc are best reproduced by adopting an initial stellar mass function that is both bottom-heavy and top-light relative to standard assumptions \citep[as in, e.g.,][]{Kroupa2001}, and an initial Elson profile \citep{Elson1987} that is overfilling the cluster's tidal radius. We include new prescriptions in \texttt{CMC} for the formation of binaries through giant star collisions and tidal captures, and we show that these mechanisms play a crucial role in the formation of neutron star binaries and millisecond pulsars in 47~Tuc; our best-fit model contains $\sim 50$ millisecond pulsars, $70\%$ of which are formed through giant collisions and tidal captures. Our models also suggest that 47~Tuc presently contains up to $\sim 200$ stellar-mass black holes, $\sim 5$ binary black holes, $\sim 15$ low-mass X-ray binaries, and $\sim 300$ cataclysmic variables.

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Eccentric Mergers of Intermediate-Mass Black Holes from Evection Resonances in AGN Disks

We apply the theory of nonlinear resonance capture to the problem of a black hole binary (BHB) orbiting a supermassive black hole (SMBH) while embedded in the accretion disk of an active galactic nucleus (AGN). If successful, resonance capture can trigger dramatic growth in the BHB eccentricity, with important consequences for the BHB merger timescale, as well as for the gravitational wave (GW) signature of such an eccentric merger. This resonance capture may occur when the orbital period around the SMBH (the "outer binary") and the apsidal precession of the BHB (the "inner binary") are in a 1:1 commensurability. This effect is analogous to the phenomenon of lunar evection resonance in the early Sun-Earth-Moon system, with the distinction that in the present case, the BHB apsidal precession is due to general relativity, rather than rotationally-induced distortion. In contrast to the case of lunar evection, however, the inner binary undergoes orbital decay driven by GW emission, rather than orbital expansion driven by tidal dissipation. This distinction fundamentally alters the three-body dynamics, forbidding resonance capture, and limiting eccentricity growth. However, if the BHB migrates through of a gaseous AGN disk, the change in the outer binary can counterbalance the suppressing effect of BHB decay, permitting evection resonance capture and the production of eccentric BHB mergers. We compute the likelihood of resonance capture assuming an agnostic distribution of parameters for the three bodies involved and for the properties of the AGN disk. We find that intermediate-mass ratio BHBs (involving an intermediate-mass black hole and a stellar-mass black hole) are the most likely to be captured into evection resonance and thus undergo an eccentric merger. We also compute the GW signature of these mergers, showing that they can enter the LISA band while eccentric.

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Gravitational Microlensing Rates in Milky Way Globular Clusters

Many recent observational and theoretical studies suggest that globular clusters (GCs) host compact object populations large enough to play dominant roles in their overall dynamical evolution. Yet direct detection, particularly of black holes and neutron stars, remains rare and limited to special cases, such as when these objects reside in close binaries with bright companions. Here we examine the potential of microlensing detections to further constrain these dark populations. Based on state-of-the-art GC models from the CMC Cluster Catalog, we estimate the microlensing event rates for black holes, neutron stars, white dwarfs, and, for comparison, also for M dwarfs in Milky Way GCs, as well as the effects of different initial conditions on these rates. Among compact objects, we find that white dwarfs dominate the microlensing rates, simply because they largely dominate by numbers. We show that microlensing detections are in general more likely in GCs with higher initial densities, especially in clusters that undergo core collapse. We also estimate microlensing rates in the specific cases of M22 and 47 Tuc using our best-fitting models for these GCs. Because their positions on the sky lie near the rich stellar backgrounds of the Galactic bulge and the Small Magellanic Cloud, respectively, these clusters are among the Galactic GCs best-suited for dedicated microlensing surveys. The upcoming 10-year survey with the Rubin Observatory may be ideal for detecting lensing events in GCs.

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Repeated mergers, mass-gap black holes, and formation of intermediate-mass black holes in nuclear star clusters

Current theoretical models predict a mass gap with a dearth of stellar black holes (BHs) between roughly $50\,M_\odot$ and $100\,M_\odot$, while, above the range accessible through massive star evolution, intermediate-mass BHs (IMBHs) still remain elusive. Repeated mergers of binary BHs, detectable via gravitational wave emission with the current LIGO/Virgo/Kagra interferometers and future detectors such as LISA or the Einstein Telescope, can form both mass-gap BHs and IMBHs. Here we explore the possibility that mass-gap BHs and IMBHs are born as a result of successive BH mergers in dense star clusters. In particular, nuclear star clusters at the centers of galaxies have deep enough potential wells to retain most of the BH merger products after they receive significant recoil kicks due to anisotropic emission of gravitational radiation. We show that a massive stellar BH seed can easily grow to $\sim 10^3 - 10^4\,M_\odot$ as a result of repeated mergers with other smaller BHs. We find that lowering the cluster metallicity leads to larger final BH masses. We also show that the growing BH spin tends to decrease in magnitude with the number of mergers, so that a negative correlation exists between final mass and spin of the resulting IMBHs. Assumptions about the birth spins of stellar BHs affect our results significantly, with low birth spins leading to the production of a larger population of massive BHs.

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Modeling Dense Star Clusters in the Milky Way and Beyond with the Cluster Monte Carlo Code

We describe the public release of the Cluster Monte Carlo Code (CMC) a parallel, star-by-star $N$-body code for modeling dense star clusters. CMC treats collisional stellar dynamics using Hénon's method, where the cumulative effect of many two-body encounters is statistically reproduced as a single effective encounter between nearest-neighbor particles on a relaxation timescale. The star-by-star approach allows for the inclusion of additional physics, including strong gravitational three- and four-body encounters, two-body tidal and gravitational-wave captures, mass loss in arbitrary galactic tidal fields, and stellar evolution for both single and binary stars. The public release of CMC is pinned directly to the COSMIC population synthesis code, allowing dynamical star cluster simulations and population synthesis studies to be performed using identical assumptions about the stellar physics and initial conditions. As a demonstration, we present two examples of star cluster modeling: first, we perform the largest ($N = 10^8$) star-by-star $N$-body simulation of a Plummer sphere evolving to core collapse, reproducing the expected self-similar density profile over more than 15 orders of magnitude; second, we generate realistic models for typical globular clusters, and we show that their dynamical evolution can produce significant numbers of black hole mergers with masses greater than those produced from isolated binary evolution (such as GW190521, a recently reported merger with component masses in the pulsational pair-instability mass gap).

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Impact of natal kicks on merger rates and spin-orbit misalignments of black hole -- neutron star mergers

The long wait for the detection of merging black hole -- neutron star (BH--NS) binaries is finally over with the announcement by the LIGO/Virgo/Kagra collaboration of GW200105 and GW200115. Remarkably, the primary of GW200115 has a negative spin projection onto the orbital angular momentum, with about $90\%$ probability. Merging BH--NS binaries are expected to form mainly through the evolution of massive binary stars in the field, since their dynamical formation in dense star clusters is strongly suppressed by mass segregation. In this paper, we carry out a systematic statistical study of the binary stars that evolve to form a BH--NS binary, considering different metallicities and taking into account the uncertainties on the natal kick distributions for BHs and NSs and on the common envelope phase of binary evolution. Under the assumption that the initial stellar spins are aligned with the binary angular momentum, we show that both large natal kicks ($\gtrsim 150$ km s$^{-1}$) and high efficiencies for common envelope ejection are required to simultaneously explain the inferred high merger rates and the large spin-orbit misalignment of GW200115.

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White Dwarf Subsystems in Core-Collapsed Globular Clusters

Numerical and observational evidence suggests that massive white dwarfs dominate the innermost regions of core-collapsed globular clusters by both number and total mass. Using NGC 6397 as a test case, we constrain the features of white dwarf populations in core-collapsed clusters, both at present day and throughout their lifetimes. The dynamics of these white dwarf subsystems have a number of astrophysical implications. We demonstrate that the collapse of globular cluster cores is ultimately halted by the dynamical burning of white dwarf binaries. We predict core-collapsed clusters in the local universe yield a white dwarf merger rate of $\mathcal{O}(10\rm{)\,Gpc}^{-3}\,\rm{yr}^{-1}$, roughly $0.1-1\%$ of the observed Type Ia supernova rate. We show that prior to merger, inspiraling white dwarf binaries will be observable as gravitational wave sources at milli- and decihertz frequencies. Over $90\%$ of these mergers have a total mass greater than the Chandrasekhar limit. If the merger/collision remnants are not destroyed completely in an explosive transient, we argue the remnants may be observed in core-collapsed clusters as either young neutron stars/pulsars/magnetars (in the event of accretion-induced collapse) or as young massive white dwarfs offset from the standard white dwarf cooling sequence. Finally, we show collisions between white dwarfs and main sequence stars, which may be detectable as bright transients, occur at a rate of $\mathcal{O}(100\rm{)\,Gpc}^{-3}\,\rm{yr}^{-1}$ in the local universe. We find that these collisions lead to depletion of blue straggler stars and main sequence star binaries in the centers of core-collapsed clusters.

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Fast Optical Transients from Stellar-Mass Black Hole Tidal Disruption Events in Young Star Clusters

Observational evidence suggests that the majority of stars may have been born in stellar clusters or associations. Within these dense environments, dynamical interactions lead to high rates of close stellar encounters. A variety of recent observational and theoretical indications suggest stellar-mass black holes may be present and play an active dynamical role in stellar clusters of all masses. In this study, we explore the tidal disruption of main sequence stars by stellar-mass black holes in young star clusters. We compute a suite of over 3000 independent $N$-body simulations that cover a range in cluster mass, metallicity, and half-mass radii. We find stellar-mass black hole tidal disruption events (TDEs) occur at an overall rate of up to roughly $200\,\rm{Gpc}^{-3}\,\rm{yr}^{-1}$ in young stellar clusters in the local universe. These TDEs are expected to have several characteristic features, namely fast rise times of order a day, peak X-ray luminosities of at least $10^{44}\,\rm{erg\,s}^{-1}$, and bright optical luminosities (roughly $10^{41}-10^{44}\,\rm{erg\,s}^{-1}$) associated with reprocessing by a disk wind. In particular, we show these events share many features in common with the emerging class of Fast Blue Optical Transients.

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