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Gang Quan

Publications and source records attributed to Gang Quan.

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GoldenRetriever: Non-Interactive Homomorphic Encrypted Retrieval for Privacy-Preserving RAG

Retrieval-Augmented Generation (RAG) enhances large language models by incorporating external knowledge, but existing pipelines typically operate on plaintext data, raising significant privacy concerns. Prior work on privacy-preserving retrieval leverages cryptographic techniques such as homomorphic encryption (HE) and private information retrieval (PIR), but often relies on interactive protocols or ranking-based selection mechanisms that incur high latency and potential information leakage. In this paper, we propose a practical non-interactive encrypted retrieval framework for RAG based on threshold selection. Instead of performing expensive top-$k$ ranking under encryption, our approach selects documents whose similarity scores exceed a predefined threshold, reducing computational complexity from quadratic to linear in the corpus size. We implement this design using CKKS-based homomorphic computation, enabling fully encrypted similarity evaluation and document selection without revealing query content, intermediate scores, or selected indices. To bridge the gap between approximate encrypted computation and discrete token reconstruction, we introduce a precision-stable mask polarization method that ensures accurate recovery of selected documents. Experiments on standard retrieval benchmarks demonstrate that our approach achieves competitive retrieval effectiveness while significantly reducing latency compared to ranking-based encrypted methods. These results highlight threshold-based selection as a practical foundation for scalable and secure RAG systems.

cs.CR

Efficient Privacy-Preserving Sparse Matrix-Vector Multiplication Using Homomorphic Encryption

Sparse matrix-vector multiplication (SpMV) is a fundamental operation in scientific computing, data analysis, and machine learning. When the data being processed are sensitive, preserving privacy becomes critical, and homomorphic encryption (HE) has emerged as a leading approach for addressing this challenge. Although HE enables privacy-preserving computation, its application to SpMV has remained largely unaddressed. To the best of our knowledge, this paper presents the first framework that efficiently integrates HE with SpMV, addressing the dual challenges of computational efficiency and data privacy. In particular, we introduce a novel compressed matrix format, named Compressed Sparse Sorted Column (CSSC), which is specifically designed to optimize encrypted sparse matrix computations. By preserving sparsity and enabling efficient ciphertext packing, CSSC significantly reduces storage and computational overhead. Our experimental results on real-world datasets demonstrate that the proposed method achieves significant gains in both processing time and memory usage. This study advances privacy-preserving SpMV and lays the groundwork for secure applications in federated learning, encrypted databases, scientific computing, and beyond.

cs.CR

Secure and Efficient General Matrix Multiplication On Cloud Using Homomorphic Encryption

Despite the cloud enormous technical and financial advantages, security and privacy have always been the primary concern for adopting cloud computing facility, especially for government agencies and commercial sectors with high-security requirements. Homomorphic Encryption (HE) has recently emerged as an effective tool in assuring privacy and security for sensitive applications by allowing computing on encrypted data. One major obstacle to employing HE-based computation, however, is its excessive computational cost, which is multiple magnitudes higher than its counterpart based on the plaintext. In this paper, we study the problem of how to reduce the HE-based computational cost for general Matrix Multiplication (MM), i.e., a fundamental building block for numerous practical applications, by taking advantage of the Single Instruction Multiple Data (SIMD) operation supported by HE schemes. Specifically, we develop a novel element-wise algorithm for general matrix multiplication, based on which we propose two HE-based General Matrix Multiplication (HEGMM) algorithms to reduce the HE computation cost. Our experimental results show that our algorithms can significantly outperform the state-of-the-art approaches of HE-based matrix multiplication.

cs.CR

CryptoGCN: Fast and Scalable Homomorphically Encrypted Graph Convolutional Network Inference

Recently cloud-based graph convolutional network (GCN) has demonstrated great success and potential in many privacy-sensitive applications such as personal healthcare and financial systems. Despite its high inference accuracy and performance on cloud, maintaining data privacy in GCN inference, which is of paramount importance to these practical applications, remains largely unexplored. In this paper, we take an initial attempt towards this and develop $\textit{CryptoGCN}$--a homomorphic encryption (HE) based GCN inference framework. A key to the success of our approach is to reduce the tremendous computational overhead for HE operations, which can be orders of magnitude higher than its counterparts in the plaintext space. To this end, we develop an approach that can effectively take advantage of the sparsity of matrix operations in GCN inference to significantly reduce the computational overhead. Specifically, we propose a novel AMA data formatting method and associated spatial convolution methods, which can exploit the complex graph structure and perform efficient matrix-matrix multiplication in HE computation and thus greatly reduce the HE operations. We also develop a co-optimization framework that can explore the trade offs among the accuracy, security level, and computational overhead by judicious pruning and polynomial approximation of activation module in GCNs. Based on the NTU-XVIEW skeleton joint dataset, i.e., the largest dataset evaluated homomorphically by far as we are aware of, our experimental results demonstrate that $\textit{CryptoGCN}$ outperforms state-of-the-art solutions in terms of the latency and number of homomorphic operations, i.e., achieving as much as a 3.10$\times$ speedup on latency and reduces the total Homomorphic Operation Count by 77.4\% with a small accuracy loss of 1-1.5$\%$.

cs.CR

Neural Kalman Filtering for Speech Enhancement

Statistical signal processing based speech enhancement methods adopt expert knowledge to design the statistical models and linear filters, which is complementary to the deep neural network (DNN) based methods which are data-driven. In this paper, by using expert knowledge from statistical signal processing for network design and optimization, we extend the conventional Kalman filtering (KF) to the supervised learning scheme, and propose the neural Kalman filtering (NKF) for speech enhancement. Two intermediate clean speech estimates are first produced from recurrent neural networks (RNN) and linear Wiener filtering (WF) separately and are then linearly combined by a learned NKF gain to yield the NKF output. Supervised joint training is applied to NKF to learn to automatically trade-off between the instantaneous linear estimation made by the WF and the long-term non-linear estimation made by the RNN. The NKF method can be seen as using expert knowledge from WF to regularize the RNN estimations to improve its generalization ability to the noise conditions unseen in the training. Experiments in different noisy conditions show that the proposed method outperforms the baseline methods both in terms of objective evaluation metrics and automatic speech recognition (ASR) word error rates (WERs).

eess.AS

PT-Spike: A Precise-Time-Dependent Single Spike Neuromorphic Architecture with Efficient Supervised Learning

One of the most exciting advancements in AI over the last decade is the wide adoption of ANNs, such as DNN and CNN, in many real-world applications. However, the underlying massive amounts of computation and storage requirement greatly challenge their applicability in resource-limited platforms like the drone, mobile phone, and IoT devices etc. The third generation of neural network model--Spiking Neural Network (SNN), inspired by the working mechanism and efficiency of human brain, has emerged as a promising solution for achieving more impressive computing and power efficiency within light-weighted devices (e.g. single chip). However, the relevant research activities have been narrowly carried out on conventional rate-based spiking system designs for fulfilling the practical cognitive tasks, underestimating SNN's energy efficiency, throughput, and system flexibility. Although the time-based SNN can be more attractive conceptually, its potentials are not unleashed in realistic applications due to lack of efficient coding and practical learning schemes. In this work, a Precise-Time-Dependent Single Spike Neuromorphic Architecture, namely "PT-Spike", is developed to bridge this gap. Three constituent hardware-favorable techniques: precise single-spike temporal encoding, efficient supervised temporal learning, and fast asymmetric decoding are proposed accordingly to boost the energy efficiency and data processing capability of the time-based SNN at a more compact neural network model size when executing real cognitive tasks. Simulation results show that "PT-Spike" demonstrates significant improvements in network size, processing efficiency and power consumption with marginal classification accuracy degradation when compared with the rate-based SNN and ANN under the similar network configuration.

cs.NE

MT-Spike: A Multilayer Time-based Spiking Neuromorphic Architecture with Temporal Error Backpropagation

Modern deep learning enabled artificial neural networks, such as Deep Neural Network (DNN) and Convolutional Neural Network (CNN), have achieved a series of breaking records on a broad spectrum of recognition applications. However, the enormous computation and storage requirements associated with such deep and complex neural network models greatly challenge their implementations on resource-limited platforms. Time-based spiking neural network has recently emerged as a promising solution in Neuromorphic Computing System designs for achieving remarkable computing and power efficiency within a single chip. However, the relevant research activities have been narrowly concentrated on the biological plausibility and theoretical learning approaches, causing inefficient neural processing and impracticable multilayer extension thus significantly limitations on speed and accuracy when handling the realistic cognitive tasks. In this work, a practical multilayer time-based spiking neuromorphic architecture, namely "MT-Spike", is developed to fill this gap. With the proposed practical time-coding scheme, average delay response model, temporal error backpropagation algorithm, and heuristic loss function, "MT-Spike" achieves more efficient neural processing through flexible neural model size reduction while offering very competitive classification accuracy for realistic recognition tasks. Simulation results well validated that the algorithmic power of deep multi-layer learning can be seamlessly merged with the efficiency of time-based spiking neuromorphic architecture, demonstrating great potentials of "MT-Spike" in resource and power constrained embedded platforms.

cs.NE

DeepN-JPEG: A Deep Neural Network Favorable JPEG-based Image Compression Framework

As one of most fascinating machine learning techniques, deep neural network (DNN) has demonstrated excellent performance in various intelligent tasks such as image classification. DNN achieves such performance, to a large extent, by performing expensive training over huge volumes of training data. To reduce the data storage and transfer overhead in smart resource-limited Internet-of-Thing (IoT) systems, effective data compression is a "must-have" feature before transferring real-time produced dataset for training or classification. While there have been many well-known image compression approaches (such as JPEG), we for the first time find that a human-visual based image compression approach such as JPEG compression is not an optimized solution for DNN systems, especially with high compression ratios. To this end, we develop an image compression framework tailored for DNN applications, named "DeepN-JPEG", to embrace the nature of deep cascaded information process mechanism of DNN architecture. Extensive experiments, based on "ImageNet" dataset with various state-of-the-art DNNs, show that "DeepN-JPEG" can achieve ~3.5x higher compression rate over the popular JPEG solution while maintaining the same accuracy level for image recognition, demonstrating its great potential of storage and power efficiency in DNN-based smart IoT system design.

cs.CV