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Gangcan Sun

Publications and source records attributed to Gangcan Sun.

At least 19 recordsLinked to original sources

Airy Beam Dispersion in Near-Field Wideband Terahertz Communications

This letter investigates Airy beam dispersion in near-field wideband terahertz communications. Unlike conventional focusing beams, whose dispersion mainly appears as focal-point migration, Airy beams exhibit frequency-dependent shifts of both the reference focusing point and the self-bending main-lobe trajectory. Based on the Fresnel diffraction integral, a closed-form trajectory expression is derived to characterize the dispersion behavior across subcarriers. Furthermore, a true-time-delay (TTD)-assisted Airy beamforming structure is developed to actively control the trajectory dispersion. By properly designing the time delay parameters, the proposed scheme can either generate frequency-dependent curved trajectory clusters for sensing-oriented scanning or suppress trajectory drift for reliable communication.

eess.SP

Resource Management for IRS-Assisted Full-Duplex Integrated Sensing, Communication and Computing Systems

In this paper, we investigate an intelligent reflecting surface (IRS) assisted full-duplex (FD) integrated sensing, communication and computing system. Specifically, an FD base station (BS) provides service for uplink and downlink transmission, and a local cache is connected to the BS through a backhaul link to store data. Meanwhile, active sensing elements are deployed on the IRS to receive target echo signals. On this basis, in order to evaluate the overall performance of the system under consideration, we propose a system utility maximization problem while ensuring the sensing quality, expressed as the difference between the sum of communication throughput, total computation bits (offloading bits and local computation bits) and the total backhaul cost for content delivery. This makes the problem difficult to solve due to the highly non-convex coupling of the optimization variables. To effectively solve this problem, we first design the most effective caching strategy. Then, we develop an algorithm based on weighted minimum mean square error, alternative direction method of multipliers, majorization-minimization framework, semi-definite relaxation techniques, and several complex transformations to jointly solve the optimization variables. Finally, simulation results are provided to verify the utility performance of the proposed algorithm and demonstrate the advantages of the proposed scheme compared with the baseline scheme.

cs.IT

AI-enabled STAR-RIS aided MISO ISAC Secure Communications

A simultaneous transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) aided integrated sensing and communication (ISAC) dual-secure communication system is studied in this paper. The sensed target and legitimate users (LUs) are situated on the opposite sides of the STAR-RIS, and the energy splitting and time switching protocols are applied in the STAR-RIS, respectively. The long-term average security rate for LUs is maximized by the joint design of the base station (BS) transmit beamforming and receive filter, along with the STAR-RIS transmitting and reflecting coefficients, under guarantying the echo signal-to-noise ratio thresholds and rate constraints for the LUs. Since the channel information changes over time, conventional convex optimization techniques cannot provide the optimal performance for the system, and result in excessively high computational complexity in the exploration of the long-term gains for the system. Taking continuity control decisions into account, the deep deterministic policy gradient and soft actor-critic algorithms based on off-policy are applied to address the complex non-convex problem. Simulation results comprehensively evaluate the performance of the proposed two reinforcement learning algorithms and demonstrate that STAR-RIS is remarkably better than the two benchmarks in the ISAC system.

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Joint Beamforming Design for the STAR-RIS-Enabled ISAC Systems with Multiple Targets and Multiple Users

In this paper, the sensing beam pattern gain under simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RIS)-enabled integrated sensing and communications (ISAC) systems is investigated, in which multiple targets and multiple users exist. However, multiple targets detection introduces new challenges, since the STAR-RIS cannot directly send sensing beams and detect targets, the dual-functional base station (DFBS) is required to analyze the echoes of the targets. While the echoes reflected by different targets through STAR-RIS come from the same direction for the DFBS, making it impossible to distinguish them. To address the issue, we first introduce the signature sequence (SS) modulation scheme to the ISAC system, and thus, the DFBS can detect different targets by the SS-modulated sensing beams. Next, via the joint beamforming design of DFBS and STAR-RIS, we develop a maxmin sensing beam pattern gain problem, and meanwhile, considering the communication quality requirements, the interference limitations of other targets and users, the passive nature constraint of STAR-RIS, and the total transmit power limitation. Then, to tackle the complex non-convex problem, we propose an alternating optimization method to divide it into two quadratic semidefinite program subproblems and decouple the coupled variables. Drawing on mathematical transformation, semidefinite programming, as well as semidefinite relaxation techniques, these two subproblems are iteratively sloved until convergence, and the ultimate solutions are obtained. Finally, simulation results are conducted to validate the benefits and efficiency of our proposed scheme.

cs.IT

Beamforming Design for the Distributed RISs-aided THz Communications with Double-Layer True Time Delays

In this paper, we investigate the reconfigurable intelligent surface (RIS)-aided terahertz (THz) communication system with the sparse radio frequency chains antenna structure at the base station (BS). To overcome the beam split of the BS, different from the conventional single-layer true-time-delay (TTD) scheme, we propose a double-layer TTD scheme that can effectively reduce the number of large-range delay devices, which involve additional insertion loss and amplification circuitry. Next, we analyze the system performance under the proposed double-layer TTD scheme. To relieve the beam split of the RIS, we consider multiple distributed RISs to replace an ultra-large size RIS. Based on this, we formulate an achievable rate maximization problem for the distributed RISs-aided THz communications via jointly optimizing the hybrid analog/digital beamforming, time delays of the double-layer TTD network and reflection coefficients of RISs. Considering the practical hardware limitation, the finite-resolution phase shift, time delay and reflection phase are constrained. To solve the formulated problem, we first design an analog beamforming scheme including optimizing phase shift and time delay based on the RISs' locations. Then, an alternatively optimization algorithm is proposed to obtain the digital beamforming and reflection coefficients based on the minimum mean square error and coordinate update techniques. Finally, simulation results show the effectiveness of the proposed scheme.

cs.IT

Wideband Beamforming for STAR-RIS-assisted THz Communications with Three-Side Beam Split

In this paper, we consider the simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS)-assisted THz communications with three-side beam split. Except for the beam split at the base station (BS), we analyze the double-side beam split at the STAR-RIS for the first time. To relieve the double-side beam split effect, we propose a time delayer (TD)-based fully-connected structure at the STAR-RIS. As a further advance, a low-hardware complexity and low-power consumption sub-connected structure is developed, where multiple STAR-RIS elements share one TD. Meanwhile, considering the practical scenario, we investigate a multi-STAR-RIS and multi-user communication system, and a sum rate maximization problem is formulated by jointly optimizing the hybrid analog/digital beamforming, time delays at the BS as well as the double-layer phase-shift coefficients, time delays and amplitude coefficients at the STAR-RISs. Based on this, we first allocate users for each STAR-RIS, and then derive the analog beamforming, time delays at the BS, and the double-layer phase-shift coefficients, time delays at each STAR-RIS. Next, we develop an alternative optimization algorithm to calculate the digital beamforming at the BS and amplitude coefficients at the STAR-RISs. Finally, the numerical results verify the effectiveness of the proposed schemes.

cs.IT

Joint Beamforming Optimization for Active STAR-RIS-Assisted ISAC Systems

In this paper, we investigate an active simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted integrated sensing and communications (ISAC) system, where the dual-function base station (DFBS) operates in full-duplex (FD) mode to provide communication services and performs targets sensing simultaneously. Meanwhile, we consider multiple targets and multiple users scenario as well as the self-interference at the FD DFBS. Through jointly optimizing the DFBS and active STAR-RIS beamforming under different work modes, our purpose is to achieve the maximum communication sum-rate, while satisfying the minimum radar signal-to-interference-plus-noise ratio (SINR) constraint, the active STAR-RIS hardware constraints and the total power constraint of DFBS and active STAR-RIS. To tackle the complex non-convex optimization problem formulated, an efficient alternating optimization algorithm is proposed. Specifically, the fractional programming method is first leveraged to turn the original problem into a more tractable one, and subsequently the transformed problem is decomposed into several sub-problems. Next, we develop a derivation method to obtain the closed-form expression of the radar receiving beamforming, and then the DFBS transmit beamforming is optimized under the radar SINR requirement and total power constraints. After that, the active STAR-RIS reflection and transmission beamforming are optimized by majorization minimization, complex circle manifold and convex optimization techniques. Finally, the proposed schemes are conducted through numerical simulations to show their benefits and efficiency.

cs.IT

Robust Security Energy Efficiency Optimization for RIS-Aided Cell-Free Networks with Multiple Eavesdroppers

In this paper, we investigate the energy efficiency (EE) problem under reconfigurable intelligent surface (RIS)-aided secure cell-free networks, where multiple legitimate users and eavesdroppers (Eves) exist. We formulate a max-min secure EE optimization problem by jointly designing the distributed active beamforming and artificial noise at base stations as well as the passive beamforming at RISs under practical constraints. To deal with it, we first divide the original optimization problem into two sub-ones, and then propose an iterative optimization algorithm to solve each sub-problem based on the fractional programming, constrained convex-convex procedure (CCCP) and semi-definite programming (SDP) techniques. After that, these two sub-problems are alternatively solved until convergence, and the final solutions are obtained. Next, we extend to the imperfect channel state information of the Eves' links, and investigate the robust SEE beamforming optimization problem by bringing the outage probability constraints. Based on this, we first transform the uncertain outage probability constraints into the certain ones by the bernstein-type inequality and sphere boundary techniques, and then propose an alternatively iterative algorithm to obtain the solutions of the original problem based on the S-procedure, successive convex approximation, CCCP and SDP techniques. Finally, the simulation results are conducted to show the effectiveness of the proposed schemes.

cs.IT

The Far-/Near-Field Beam Squint and Solutions for THz Intelligent Reflecting Surface Communications

Terahertz (THz) and intelligent reflecting surface (IRS) have been regarded as two promising technologies to improve the capacity and coverage for future 6G networks. Generally, IRS is usually equipped with large-scale elements when implemented at THz frequency. In this case, the near-field model and beam squint should be considered. Therefore, in this paper, we investigate the far-field and near-field beam squint problems in THz IRS communications for the first time. The far-field and near-field channel models are constructed based on the different electromagnetic radiation characteristics. Next, we first analyze the far-field beam squint and its effect for the beam gain based on the cascaded base station (BS)-IRS-user channel model, and then the near-field case is studied. To overcome the far-field and near-field beam squint effects, we propose to apply delay adjustable metasurface (DAM) to IRS, and develop a scheme of optimizing the reflecting phase shifts and time delays of IRS elements, which effectively eliminates the beam gain loss caused by beam squint. Finally, simulations are conducted to demonstrate the effectiveness of our proposed schemes in combating the near and far field beam squint.

cs.IT

Beamforming Analysis and Design for Wideband THz Reconfigurable Intelligent Surface Communications

Reconfigurable intelligent surface (RIS)-aided terahertz (THz) communications have been regarded as a promising candidate for future 6G networks because of its ultra-wide bandwidth and ultra-low power consumption. However, there exists the beam split problem, especially when the base station (BS) or RIS owns the large-scale antennas, which may lead to serious array gain loss. Therefore, in this paper, we investigate the beam split and beamforming design problems in the THz RIS communications. Specifically, we first analyze the beam split effect caused by different RIS sizes, shapes and deployments. On this basis, we apply the fully connected time delayer phase shifter hybrid beamforming architecture at the BS and deploy distributed RISs to cooperatively mitigate the beam split effect. We aim to maximize the achievable sum rate by jointly optimizing the hybrid analog/digital beamforming, time delays at the BS and reflection coefficients at the RISs. To solve the formulated problem, we first design the analog beamforming and time delays based on different RISs physical directions, and then it is transformed into an optimization problem by jointly optimizing the digital beamforming and reflection coefficients. Next, we propose an alternatively iterative optimization algorithm to deal with it. Specifically, for given the reflection coefficients, we propose an iterative algorithm based on the minimum mean square error technique to obtain the digital beamforming. After, we apply LDR and MCQT methods to transform the original problem to a QCQP, which can be solved by ADMM technique to obtain the reflection coefficients. Finally, the digital beamforming and reflection coefficients are obtained via repeating the above processes until convergence. Simulation results verify that the proposed scheme can effectively alleviate the beam split effect and improve the system capacity.

cs.IT

Machine Learning-based Beamforming Design for Millimeter Wave IRS Communications with Discrete Phase Shifters

In this paper, we investigate an intelligent reflecting surface (IRS)-assisted millimeter-wave multiple-input single-output downlink wireless communication system. By jointly calculating the active beamforming at the base station and the passive beamforming at the IRS, we aim to minimize the transmit power under the constraint of each user' signal-to-interference-plus-noise ratio. To solve this problem, we propose a low-complexity machine learning-based cross-entropy (CE) algorithm to alternately optimize the active beamforming and the passive beamforming. Specifically, in the alternative iteration process, the zero-forcing (ZF) method and CE algorithm are applied to acquire the active beamforming and the passive beamforming, respectively. The CE algorithm starts with random sampling, by the idea of distribution focusing, namely shifting the distribution towards a desired one by minimizing CE, and a near optimal reflection coefficients with adequately high probability can be obtained. In addition, we extend the original one-bit phase shift at the IRS to the common case with high-resolution phase shift to enhance the effectiveness of the algorithms. Simulation results verify that the proposed algorithm can obtain a near optimal solution with lower computational complexity.

cs.IT

Securing Reconfigurable Intelligent Surface-Aided Cell-Free Networks

In this paper, we investigate the physical layer security in the reconfigurable intelligent surface (RIS)-aided cell-free networks. A maximum weighted sum secrecy rate problem is formulated by jointly optimizing the active beamforming (BF) at the base stations and passive BF at the RISs. To handle this non-trivial problem, we adopt the alternating optimization to decouple the original problem into two sub-ones, which are solved using the semidefinite relaxation and continuous convex approximation theory. To decrease the complexity for obtaining overall channel state information (CSI), we extend the proposed framework to the case that only requires part of the RIS' CSI. This is achieved via deliberately discarding the RIS that has a small contribution to the user's secrecy rate. Based on this, we formulate a mixed integer non-linear programming problem, and the linear conic relaxation is used to obtained the solutions. Finally, the simulation results show that the proposed schemes can obtain a higher secrecy rate than the existing ones.

cs.IT

Intelligent Reflecting Surface Assisted Integrated Sensing and Communications for mmWave Channels

This paper proposes an intelligent reflecting surface (IRS) assisted integrated sensing and communication (ISAC) system operating at the millimeter-wave (mmWave) band. Specifically, the ISAC system combines communication and radar operations and performs, detecting and communicating simultaneously with multiple targets and users. The IRS dynamically controls the amplitude or phase of the radio signal via reflecting elements to reconfigure the radio propagation environment and enhance the transmission rate of the ISAC system. By jointly designing the radar signal covariance (RSC) matrix, the beamforming vector of the communication system, and the IRS phase shift, the ISAC system transmission rate can be improved while matching the desired waveform for radar. The problem is non-convex due to multivariate coupling, and thus we decompose it into two separate subproblems. First, a closed-form solution of the RSC matrix is derived from the desired radar waveform. Next, the quadratic transformation (QT) technique is applied to the subproblem, and then alternating optimization (AO) is employed to determine the communication beamforming vector and the IRS phase shift. For computing the IRS phase shift, we adopt both the majorization minimization (MM) and the manifold optimization (MO). Also, we derive a closed-form solution for the formulated problem, effectively decreasing computational complexity. Furthermore, a trade-off factor is introduced to balance the performance of communication and sensing. Finally, the simulations verify the effectiveness of the algorithm and demonstrate that the IRS can improve the performance of the ISAC system.

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Robust Design for Intelligent Reflecting Surface Assisted MIMO-OFDMA Terahertz Communications

Recently, terahertz (THz) communication has drawn considerable attention as one of the promising technologies for the future wireless communications owning to its ultra-wide bandwidth. Nonetheless, one major obstacle that prevents the actual deployment of THz lies in its inherent huge attenuation. Intelligent reflecting surface (IRS) and multiple-input multiple-output (MIMO) represent two effective solutions for compensating the large pathloss in THz systems. In this paper, we consider an IRS-aided multi-user THz MIMO system with orthogonal frequency division multiple access, where the sparse radio frequency chain antenna structure is adopted for reducing the power consumption. The objective is to maximize the weighted sum rate via jointly optimizing the hybrid analog/digital beamforming at the base station and reflection matrix at the IRS. {Since the analog beamforming and reflection matrix need to cater all users and subcarriers, it is difficult to directly solve the formulated problem, and thus, an alternatively iterative optimization algorithm is proposed.} Specifically, the analog beamforming is designed by solving a MIMO capacity maximization problem, while the digital beamforming and reflection matrix optimization are both tackled using semidefinite relaxation technique. Considering that obtaining perfect channel state information (CSI) is a challenging task in IRS-based systems, we further explore the case with the imperfect CSI for the channels from the IRS to users. Under this setup, we propose a robust beamforming and reflection matrix design scheme for the originally formulated non-convex optimization problem. Finally, simulation results are presented to demonstrate the effectiveness of the proposed algorithms.

cs.IT

Secure Millimeter Wave Cloud Radio Access Networks Relying on Microwave Multicast Fronthaul

In this paper, we investigate the downlink secure beamforming (BF) design problem of cloud radio access networks (C-RANs) relying on multicast fronthaul, where millimeter-wave and microwave carriers are used for the access links and fronthaul links, respectively. The base stations (BSs) jointly serve users through cooperating hybrid analog/digital BF. We first develop an analog BF for cooperating BSs. On this basis, we formulate a secrecy rate maximization (SRM) problem subject both to a realistic limited fronthaul capacity and to the total BS transmit power constraint. Due to the intractability of the non-convex problem formulated, advanced convex approximated techniques, constrained concave convex procedures and semi-definite programming (SDP) relaxation are applied to transform it into a convex one. Subsequently, an iterative algorithm of jointly optimizing multicast BF, cooperative digital BF and the artificial noise (AN) covariance is proposed. Next, we construct the solution of the original problem by exploiting both the primal and the dual optimal solution of the SDP-relaxed problem. Furthermore, a per-BS transmit power constraint is considered, necessitating the reformulation of the SRM problem, which can be solved by an efficient iterative algorithm. We then eliminate the idealized simplifying assumption of having perfect channel state information (CSI) for the eavesdropper links and invoke realistic imperfect CSI. Furthermore, a worst-case SRM problem is investigated. Finally, by combining the so-called $\mathcal{S}$-Procedure and convex approximated techniques, we design an efficient iterative algorithm to solve it. Simulation results are presented to evaluate the secrecy rate and demonstrate the effectiveness of the proposed algorithms.

cs.IT

Joint Beamforming And Power Splitting Design For C-RAN With Multicast Fronthaul

In this paper, we investigate the joint beamforming and power splitting design problem in a base station (BS) cluster-based cloud radio access network (C-RAN) with multicast fronthaul, where users are jointly served by BSs within each cluster. Meanwhile, each user can simultaneously obtain information and energy from received signals. On this basis, under predefined minimum harvested energy of each user and maximum transmit power of each BS and central processor, we formulate a sum rate maximization problem by jointly optimizing multicast fronthaul beamforming, cooperative access beamforming and power split ratios. Due to the difficulty in solving the formulated problem, we first transform it into a convex one by successive convex approximate and semidefinite program (SDP) relaxation techniques, and then propose an effective iterative algorithm. Moreover, we design a randomization method that can always obtain the rank-one solution. Finally, numerical results are conducted to validate the effectiveness of our proposed algorithm.

cs.IT

Edge Cache-assisted Secure Low-Latency Millimeter Wave Transmission

In this paper, we consider an edge cache-assisted millimeter wave cloud radio access network (C-RAN). Each remote radio head (RRH) in the C-RAN has a local cache, which can pre-fetch and store the files requested by the actuators. Multiple RRHs form a cluster to cooperatively serve the actuators, which acquire their required files either from the local caches or from the central processor via multicast fronthaul links. For such a scenario, we formulate a beamforming design problem to minimize the secure transmission delay under transmit power constraint of each RRH. Due to the difficulty of directly solving the formulated problem, we divide it into two independent ones: {\textit{i)}} minimizing the fronthaul transmission delay by jointly optimizing the transmit and receive beamforming; {\textit{ii)}} minimizing the maximum access transmission delay by jointly designing cooperative beamforming among RRHs. An alternatively iterative algorithm is proposed to solve the first optimization problem. For the latter, we first design the analog beamforming based on the channel state information of the actuators. Then, with the aid of successive convex approximation and $S$-procedure techniques, a semidefinite program (SDP) is formulated, and an iterative algorithm is proposed through SDP relaxation. Finally, simulation results are provided to verify the performance of the proposed schemes.

cs.IT

Energy-Efficient Hybrid Precoding Design for Integrated Multicast-Unicast Millimeter Wave Communications with SWIPT

In this paper, we investigate the energy-efficient hybrid precoding design for integrated multicast-unicast millimeter wave (mmWave) system, where the simultaneous wireless information and power transform is considered at receivers. We adopt two sparse radio frequency chain antenna structures at the base station (BS), i.e., fully-connected and subarray structures, and design the codebook-based analog precoding according to the different structures. Then, we formulate a joint digital multicast, unicast precoding and power splitting ratio optimization problem to maximize the energy efficiency of the system, while the maximum transmit power at the BS and minimum harvested energy at receivers are considered. Due to its difficulty to directly solve the formulated problem, we equivalently transform the fractional objective function into a subtractive form one and propose a two-loop iterative algorithm to solve it. For the outer loop, the classic Bi-section iterative algorithm is applied. For the inner loop, we transform the formulated problem into a convex one by successive convex approximation techniques and propose an iterative algorithm to solve it. Meanwhile, to reduce the complexity of the inner loop, we develop a zero forcing (ZF) technique-based low complexity iterative algorithm. Specifically, the ZF technique is applied to cancel the inter-unicast interference and the first order Taylor approximation is used for the convexification of the non-convex constraints in the original problem. Finally, simulation results are provided to compare the performance of the proposed algorithms under different schemes.

cs.IT