arXiv subjects

Gaojie Chen

Publications and source records attributed to Gaojie Chen.

87 records · Page 5Linked to original sources

arXiv2020

Ergodic Secrecy Rate of RIS-Assisted Communication Systems in the Presence of Discrete Phase Shifts and Multiple Eavesdroppers

This letter investigates the ergodic secrecy rate (ESR) of a reconfigurable intelligent surface (RIS)-assisted communication system in the presence of discrete phase shifts and multiple eavesdroppers (Eves). In particular, a closed-form approximation of the ESR is derived for both non-colluding and colluding Eves. The analytical results are shown to be accurate when the number of reflecting elements of the RIS $N$ is large. Asymptotic analysis is provided to investigate the impact of $N$ on the ESR, and it is proved that the ESR scales with $\log_2 N$ for both non-colluding and colluding Eves. Numerical results are provided to verify the analytical results and the obtained scaling laws.

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arXiv2020

Study of Intelligent Reflective Surface Assisted Communications with One-bit Phase Adjustments

We analyse the performance of a communication link assisted by an intelligent reflective surface (IRS) positioned in the far field of both the source and the destination. A direct link between the transmitting and receiving devices is assumed to exist. Perfect and imperfect phase adjustments at the IRS are considered. For the perfect phase configuration, we derive an approximate expression for the outage probability in closed form. For the imperfect phase configuration, we assume that each element of the IRS has a one-bit phase shifter (0°, 180°) and an expression for the outage probability is obtained in the form of an integral. Our formulation admits an exact asymptotic (high SNR) analysis, from which we obtain the diversity orders for systems with and without phase errors. We show these are N + 1 and (N + 3)/2, respectively. Numerical results confirm the theoretical analysis and verify that the reported results are more accurate than methods based on the central limit theorem (CLT).

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arXiv2020

Reconfigurable Intelligent Surfaces Assisted Communications with Discrete Phase Shifts: How Many Quantization Levels are Required to Achieve Full Diversity?

Due to hardware limitations, the phase shifts of the reflecting elements of reconfigurable intelligent surfaces (RISs) need to be quantized into discrete values. This letter aims to unveil the minimum required number of phase quantization levels $L$ in order to achieve the full diversity order in RIS-assisted wireless communication systems. With the aid of an upper bound of the outage probability, we first prove that the full diversity order is achievable provided that $L$ is not less than three. If $L=2$, on the other hand, we prove that the achievable diversity order cannot exceed $(N+1)/2$, where $N$ is the number of reflecting elements. This is obtained with the aid of a lower bound of the outage probability. Therefore, we prove that the minimum required value of $L$ to achieve the full diversity order is $L=3$. Simulation results verify the theoretical analysis and the impact of phase quantization levels on RIS-assisted communication systems.

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arXiv2020

Chernoff Bounds and Saddlepoint Approximations for the Outage Probability in Intelligent Reflecting Surface Assisted Communication Systems

We analyze the outage probability of an intelligent reflecting surface (IRS)-assisted communication network. A tight upper bound on the outage probability is formulated based on the Chernoff inequality. Furthermore, through an exact asymptotic (a large number of reflecting elements) analysis based on a saddlepoint approximation, we derive closed-form expressions of the outage probability for systems with and without a direct link and obtain the corresponding diversity orders. Simulation results corroborate our theoretical analysis and show the inaccuracies inherent in using the central limit theorem (CLT) to analyze system performance. Our analysis is accurate even for a small number of IRS elements in the high signal-to-noise ratio (SNR) regime.

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arXiv2019

Hybrid Codeword Position Index Modulation for Sparse Code Multiple Access System

In this paper, a novel variation of codeword position index based sparse code multiple access (CPI-SCMA) system, which is termed as hybrid codeword position index modulated sparse code multiple access (HCPI-SCMA), is proposed to further improve the transmission efficiency (TE). In this scheme, unlike the conventional CPI-SCMA that uses only one kind of bits-toindices (BTI) mapper, the codeword positions which are padded with zeros in CPI-SCMA are also utilized to transmit additional information. Since multiple index selectors are used in a HCPISCMA codeword, the original message passing algorithm (MPA) no longer works in HCPI-SCMA; hence, a modified MPA is proposed to detect the received signals. It is shown in the simulations and analysis that the proposed scheme can achieve both higher TE and better error rate performance in the region of high signal-to-noise ratio (SNR) compare to the conventional SCMA (C-SCMA). Moreover, compared with CPI-SCMA, HCPISCMA can achieve higher TE with approximately the same error rate performance compared to CPI-SCMA at high SNRs.

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arXiv2019

Optimal Downlink Transmission for Cell Free SWIPT Massive MIMO Systems with Active Eavesdropping

This paper considers secure simultaneous wireless information and power transfer (SWIPT) in cell-free massive multiple-input multiple-output (MIMO) systems. The system consists of a large number of randomly (Poisson-distributed) located access points (APs) serving multiple information users (IUs) and an information-untrusted dual-antenna active energy harvester (EH). The active EH uses one antenna to legitimately harvest energy and the other antenna to eavesdrop information. The APs are networked by a centralized infinite backhaul which allows the APs to synchronize and cooperate via a central processing unit (CPU). Closed-form expressions for the average harvested energy (AHE) and a tight lower bound on the ergodic secrecy rate (ESR) are derived. The obtained lower bound on the ESR takes into account the IUs' knowledge attained by downlink effective precoded-channel training. Since the transmit power constraint is per AP, the ESR is nonlinear in terms of the transmit power elements of the APs and that imposes new challenges in formulating a convex power control problem for the downlink transmission. To deal with these nonlinearities, a new method of balancing the transmit power among the APs via relaxed semidefinite programming (SDP) which is proved to be rank-one globally optimal is derived. A fair comparison between the proposed cell-free and the colocated massive MIMO systems shows that the cell-free MIMO outperforms the colocated MIMO over the interval in which the AHE constraint is low and vice versa. Also, the cell-free MIMO is found to be more immune to the increase in the active eavesdropping power than the colocated MIMO.

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arXiv2018

Codeword Position Index based Sparse Code Multiple Access System

In this letter, a novel variation of sparse code multiple access (SCMA), called codeword position index based SCMA (CPI-SCMA), is proposed. In this scheme, the information is transmitted not only by the codewords in M point SCMA codebook, but also by the indices of the codeword positions in a data block. As such, both the power and transmission efficiency (TE) can be improved, moreover, CPI-SCMA can achieve a better error rate performance compare to conventional SCMA (C-SCMA).

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arXiv2018

Secrecy Performance Analysis of UAV Transmissions Subject to Eavesdropping and Jamming

Unmanned aerial vehicles (UAVs) have been undergoing fast development for providing broader signal coverage and more extensive surveillance capabilities in military and civilian applications. Due to the broadcast nature of the wireless signal and the openness of the space, UAV eavesdroppers (UEDs) pose a potential threat to ground communications. In this paper, we consider the communications of a legitimate ground link in the presence of friendly jamming and UEDs within a finite area of space. The spatial distribution of the UEDs obeying a uniform binomial point process (BPP) is used to characterize the randomness of the UEDs. The ground link is assumed to experience log-distance path loss and Rayleigh fading, while free space path loss with/without the averaged excess path loss due to the environment is used for the air-to-ground/air-to-air links. A piecewise function is proposed to approximate the line-of-sight (LoS) probability for the air-to-ground links, which provides a better approximation than using the existing sigmoid-based fitting. The analytical expression for the secure connection probability (SCP) of the legitimate ground link in the presence of non-colluding UEDs is derived. The analysis reveals some useful trends in the SCP as a function of the transmit signal to jamming power ratio, the location of the UAV jammer, and the height of UAVs.

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arXiv2017

Power Allocation for Adaptive OFDM Index Modulation in Cooperative Networks

In this paper, we propose a power allocation strategy for the adaptive orthogonal frequency-division multiplexing (OFDM) index modulation (IM) in cooperative networks. The allocation strategy is based on the Karush-Kuhn-Tucker (KKT) conditions, and aims at maximizing the average network capacity according to the instantaneous channel state information (CSI). As the transmit power at source and relay is constrained separately, we can thus formulate an optimization problem by allocating power to active subcarriers. Compared to the conventional uniform power allocation strategy, the proposed dynamic strategy can lead to a higher average network capacity, especially in the low signal-to-noise ratio (SNR) region. The analysis is also verified by numerical results produced by Monte Carlo simulations. By applying the proposed power allocation strategy, the efficiency of adaptive OFDM IM can be enhanced in practice, which paves the way for its implementation in the future, especially for cell-edge communications.

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arXiv2017

Outage Performance Analysis of Multicarrier Relay Selection for Cooperative Networks

In this paper, we analyze the outage performance of two multicarrier relay selection schemes, i.e. bulk and per-subcarrier selections, for two-hop orthogonal frequency-division multiplexing (OFDM) systems. To provide a comprehensive analysis, three forwarding protocols: decode-and-forward (DF), fixed-gain (FG) amplify-and-forward (AF) and variable-gain (VG) AF relay systems are considered. We obtain closed-form approximations for the outage probability and closed-form expressions for the asymptotic outage probability in the high signal-to-noise ratio (SNR) region for all cases. Our analysis is verified by Monte Carlo simulations, and provides an analytical framework for multicarrier systems with relay selection.

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arXiv2017

Multicarrier Relay Selection for Full-Duplex Relay-Assisted OFDM D2D Systems

In this paper, we propose a full-duplex orthogonal frequency-division multiplexing (OFDM) device-to-device (D2D) system in two-hop networks, where multiple full-duplex decode-and-forward (DF) relays assist the transmission from D2D user equipment (DUE) transmitter to DUE receiver. By such a transmission mechanism, the signal transmitted by the DUE transmitter does not need to go through a base station (BS). Meanwhile, due to the adoption of underlay D2D communication protocol, power control mechanisms are thereby necessary to be applied to mitigate the interference to conventional cellular communications. Based on these considerations, we analyze the outage performance of the proposed system, and derive the exact expressions of outage probabilities when bulk and per-subcarrier relay selection criteria are applied. Furthermore, closed-form expressions of outage probabilities are also obtained for special cases when the instantaneous channel state information (CSI) between BS and cellular user equipments (CUEs) is not accessible, so that a static power control mechanism is applied. Subsequently, we also investigate the outage performance optimization problem by coordinating transmit power among DUE transmitter and relays, and provide a suboptimal solution, which is capable of improving the outage performance. All analysis is substantiated by numerical results provided by Monte Carlo simulations. The analytical and numerical results demonstrated in this paper can provide an insight into the full-duplex relay-assisted OFDM D2D systems, and serve as a guideline for its implementation in next generation networks.

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arXiv2017

Outage Performance of Two-Hop OFDM Systems with Spatially Random Decode-and-Forward Relays

In this paper, we analyze the outage performance of different multicarrier relay selection schemes for two-hop orthogonal frequency-division multiplexing (OFDM) systems in a Poisson field of relays. In particular, special emphasis is placed on decode-and-forward (DF) relay systems, equipped with bulk and per-subcarrier selection schemes, respectively. The exact expressions for outage probability are derived in integrals for general cases. In addition, asymptotic expressions for outage probability in the high signal-to-noise ratio (SNR) region in the finite circle relay distribution region are determined in closed forms for both relay selection schemes. Also, the outage probabilities for free space in the infinite relay distribution region are derived in closed forms. Meanwhile, a series of important properties related to cooperative systems in random networks are investigated, including diversity, outage probability ratio of two selection schemes and optimization of the number of subcarriers in terms of system throughput. All analysis is numerically verified by simulations. Finally, a framework for analyzing the outage performance of OFDM systems with spatially random relays is constructed, which can be easily modified to analyze other similar cases with different forwarding protocols, location distributions and/or channel conditions.

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arXiv2017

Securing Visible Light Communication Systems by Beamforming in the Presence of Randomly Distributed Eavesdroppers

This paper considers secrecy enhancement mechanisms in visible light communication (VLC) systems with spatially distributed passive eavesdroppers (EDs) under the assumption that there are multiple LED transmitters and one legitimate receiver (UE). Based on certain amplitude constraints, we propose an optimal beamforming scheme to optimize secrecy performance. Contrary to the case where null-steering is made possible by using knowledge of the ED locations, we show that the optimal solution when only statistical information about ED locations is available directs the transmission along a particular eigenmode related to the intensity of the ED process and the intended channel. Then, a sub-optimal LED selection scheme is provided to reduce the secrecy outage probability (SOP). An approximate closed-form for the SOP is derived by using secrecy capacity bounds. All analysis is numerically verified by Monte Carlo simulations. The analysis shows that the optimal beamformer yields superior performance to LED selection. However, LED selection is still a highly efficient suboptimal scheme due to the complexity associated with the use of multiple transmitters in the full beamforming approach. These performance trends and exact relations between system parameters can be used to develop a secure VLC system in the presence of randomly distributed EDs.

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arXiv2017

Adaptive OFDM Index Modulation for Two-Hop Relay-Assisted Networks

In this paper, we propose an adaptive orthogonal frequency-division multiplexing (OFDM) index modulation (IM) scheme for two-hop relay networks. In contrast to the traditional OFDM IM scheme with a deterministic and fixed mapping scheme, in this proposed adaptive OFDM IM scheme, the mapping schemes between a bit stream and indices of active subcarriers for the first and second hops are adaptively selected by a certain criterion. As a result, the active subcarriers for the same bit stream in the first and second hops can be varied in order to combat slow frequency-selective fading. In this way, the system reliability can be enhanced. Additionally, considering the fact that a relay device is normally a simple node, which may not always be able to perform mapping scheme selection due to limited processing capability, we also propose an alternative adaptive methodology in which the mapping scheme selection is only performed at the source and the relay will simply utilize the selected mapping scheme without changing it. The analyses of average outage probability, network capacity and symbol error rate (SER) are given in closed form for decode-and-forward (DF) relaying networks and are substantiated by numerical results generated by Monte Carlo simulations.

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arXiv2017

Secrecy Outage Analysis for Downlink Transmissions in the Presence of Randomly Located Eavesdroppers

We analyze the secrecy outage probability in the downlink for wireless networks with spatially (Poisson) distributed eavesdroppers (EDs) under the assumption that the base station employs transmit antenna selection (TAS) to enhance secrecy performance. We compare the cases where the receiving user equipment (UE) operates in half-duplex (HD) mode and full-duplex (FD) mode. In the latter case, the UE simultaneously receives the intended downlink message and transmits a jamming signal to strengthen secrecy. We investigate two models of (semi)passive eavesdropping: (1) EDs act independently and (2) EDs collude to intercept the transmitted message. For both of these models, we obtain expressions for the secrecy outage probability in the downlink for HD and FD UE operation. The expressions for HD systems have very accurate approximate or exact forms in terms of elementary and/or special functions for all path loss exponents. Those related to the FD systems have exact integral forms for general path loss exponents, while exact closed forms are given for specific exponents. A closed-form approximation is also derived for the FD case with colluding EDs. The resulting analysis shows that the reduction in the secrecy outage probability is logarithmic in the number of antennas used for TAS and identifies conditions under which HD operation should be used instead of FD jamming at the UE. These performance trends and exact relations between system parameters can be used to develop adaptive power allocation and duplex operation methods in practice. Examples of such techniques are alluded to herein.

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