arXiv subjects

Gary Shiu

Publications and source records attributed to Gary Shiu.

At least 73 records · Page 4Linked to original sources

arXiv2019

Understanding KKLT from a 10d perspective

Some of the most well-celebrated constructions of metastable de Sitter vacua from string theory, such as the KKLT proposal, involve the interplay of gaugino condensation on a D7-brane stack and an uplift by a positive tension object. These constructions have recently been challenged using arguments that rely on the trace-reversed and integrated 10d Einstein equation. We give a critical assessment of such concerns. We first relate an integrated 10d Einstein equation to the extremization condition for a 10d-derived 4d effective potential. Then we argue how to obtain the latter from a 10d action which incorporates gaugino condensation in a (recently proposed) manifestly finite, perfect-square form. This effective potential is consistent with 4d supergravity and does not present obstacles for an uplifted minimum. Moreover, within standard approximations, we understand the uplift explicitly in one of the popular versions of the integrated 10d equation. Our conclusion is that de Sitter constructions of the KKLT type cannot be dismissed simply based on the integrated 10d equations considered so far.

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arXiv2019

Branes and the Swampland

Completeness of the spectrum of charged branes in a quantum theory of gravity naturally motivates the question of whether consistency of what lives on the branes can be used to explain some of the Swampland conditions. In this paper we focus on consistency of what lives on string probes, to show some of the theories with ${\cal N}=(1,0)$ supersymmetry in 10d and 6d, which are otherwise consistent looking, belong to the Swampland. Gravitational and gauge group anomaly inflow on these probes can be used to compute the gravitational central charges $(c_L,c_R)$ as well as the level of the group's current algebra $k_L$. The fact that the left-moving central charge on the string probes should be large enough to allow {\it unitary} representations of the current algebra with a given level, can be used to rule out some theories. This in particular explains why it has not been possible to construct the corresponding theories from string theory.

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arXiv2019

Gravitational wave production after inflation with cuspy potentials

We investigate the effect of the cuspiness of scalar potentials on the production of gravitational waves during oscillon formation after inflation. We consider a more general form of potentials with a mass parameter $M$, which repoduce cuspy potentials for fields much larger than $M$, and smooth potentials in the opposite limit. For cuspy potentials, nonsmooth oscillations of the inflaton induce an amplification of the inflaton fluctuations at the bottom of the potential, so that oscillons copiously form, which leads to a significant stochastic gravitational wave background with a double-peak spectrum. By varying the parameter $M$, we find that cuspy potentials yield stronger signals of gravitational waves and the generation of gravitational waves disappears for smooth potentials. Moreover, we calculate the equation of state after inflation and find the presence of a quasi matter-dominated stage right before the transition to the radiation-dominated stage.

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arXiv2019

Compact G2 holonomy spaces from SU(3) structures

We construct novel classes of compact G2 spaces from lifting type IIA flux backgrounds with O6 planes. There exists an extension of IIA Calabi-Yau orientifolds for which some of the D6 branes (required to solve the RR tadpole) are dissolved in $F_2$ fluxes. The backreaction of these fluxes deforms the Calabi-Yau manifold into a specific class of SU(3)-structure manifolds. The lift to M-theory again defines compact G2 manifolds, which in case of toroidal orbifolds are a twisted generalisation of the Joyce construction. This observation also allows a clear identification of the moduli space of a warped compactification with fluxes. We provide a few explicit examples, of which some can be constructed from T-dualising known IIB orientifolds with fluxes. Finally we discuss supersymmetry breaking in this context and suggest that the purely geometric picture in M-theory could provide a simpler setting to address some of the consistency issues of moduli stabilisation and de Sitter uplifting.

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arXiv2019

Weak Gravity Conjecture from Unitarity and Causality

The weak gravity conjecture states that quantum gravity theories have to contain a charged state with a charge-to-mass ratio bigger than unity. By studying unitarity and causality constraints on higher derivative corrections to the charge-to-mass ratio of extremal back holes, we demonstrate that heavy extremal black holes can play the role of the required charged state under several assumptions. In particular, our argument is applicable when the higher spin states Reggeizing graviton exchange are subdominant in the photon scattering. It covers (1) theories with light neutral bosons such as dilaton and moduli, and (2) UV completion where the photon and the graviton are accompanied by different sets of Regge states just like open string theory. Our result provides an existence proof of the weak gravity conjecture in a wide class of theories, including generic string theory setups with the dilaton or other moduli stabilized below the string scale.

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arXiv2019

Brane gaugino condensate in 10d

We analyze the structure of gaugino interactions on D7-branes from a 10d perspective. This is essential if one wants to lift the standard 4d approach to type IIB moduli stabilization to 10d. In particular, a 10d picture has recently been used to raise concerns about the KKLT proposal for constructing de Sitter vacua, and to lend support to swampland conjectures against de Sitter. However, the analyses of brane gaugino condensation so far are plagued by UV divergences and do not include local 4-fermion terms. They also fail to reproduce the 4-fermion terms required by supergravity when compactified to four dimensions. Motivated by the structure of heterotic and Horava-Witten theories, we suggest an extension of the brane action by a particular 4-fermion operator that resolves the above problems. Crucially, the UV divergence is cancelled and the expected structure of the 4d effective action is reproduced. We believe that attempts at a 10d description of KKLT have to be reconsidered in this new light.

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arXiv2018

Topological Data Analysis for the String Landscape

Persistent homology computes the multiscale topology of a data set by using a sequence of discrete complexes. In this paper, we propose that persistent homology may be a useful tool for studying the structure of the landscape of string vacua. As a scaled-down version of the program, we use persistent homology to characterize distributions of Type IIB flux vacua on moduli space for three examples: the rigid Calabi-Yau, a hypersurface in weighted projective space, and the symmetric six-torus $T^6=(T^2)^3$. These examples suggest that persistence pairing and multiparameter persistence contain useful information for characterization of the landscape in addition to the usual information contained in standard persistent homology. We also study how restricting to special vacua with phenomenologically interesting low-energy properties affects the topology of a distribution.

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arXiv2018

Distance and de Sitter Conjectures on the Swampland

Among Swampland conditions, the distance conjecture characterizes the geometry of scalar fields and the de Sitter conjecture constrains allowed potentials on it. We point out a connection between the distance conjecture and a refined version of the de Sitter conjecture in any parametrically controlled regime of string theory by using Bousso's covariant entropy bound. The refined version turns out to evade all counter-examples at scalar potential maxima that have been raised. We comment on the relation of our result to the Dine-Seiberg problem.

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arXiv2018

Momentum space approach to crossing symmetric CFT correlators

We construct a crossing symmetric basis for conformal four-point functions in momentum space by requiring consistent factorization. Just as scattering amplitudes factorize when the intermediate particle is on-shell, non-analytic parts of conformal correlators enjoy a similar factorization in momentum space. Based on this property, Polyakov, in his pioneering 1974 work, introduced a basis for conformal correlators which manifestly satisfies the crossing symmetry. He then initiated the bootstrap program by requiring its consistency with the operator product expansion. This approach is complementary to the ordinary bootstrap program, which is based on the conformal block and requires the crossing symmetry as a consistency condition of the theory. Even though Polyakov's original bootstrap approach has been revisited recently, the crossing symmetric basis has not been constructed explicitly in momentum space. In this paper we complete the construction of the crossing symmetric basis for scalar four-point functions with an intermediate operator with a general spin, by using new analytic expressions for three-point functions involving one tensor. Our new basis manifests the analytic properties of conformal correlators. Also the connected and disconnected correlators are manifestly separated, so that it will be useful for the study of large $N$ CFTs in particular.

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arXiv2018

Higgs Mechanism in Nonlocal Field Theories

We study spontaneous gauge symmetry breaking and the Higgs mechanism in nonlocal field theories. Motivated by the level truncated action of string field theory, we consider a class of nonlocal field theories with an exponential factor of the d'Alembertian attached to the kinetic and mass terms. Modifications of this kind are known to make mild the UV behavior of loop diagrams and thus have been studied not only in the context of string theory but also as an alternative approach to quantum gravity. In this paper we argue that such a nonlocal theory potentially includes a ghost mode near the nonlocal scale in the particle spectrum of the symmetry broken phase. This is in sharp contrast to local field theories and would be an obstruction to making a simple nonlocal model a UV complete theory. We then discuss a possible way out by studying nonlocal theories with extra symmetries such as gauge symmetries in higher spacetime dimensions.

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arXiv2018

Phases of Inflation

Motivated by the 4d effective field theories for closed string axions in Type II string compactifications with D-branes, we consider chiral gauge theories coupled to multiple axions. We discuss how well-known non-perturbative dynamical phenomena, such as gauge instantons, fermion confinement and Nambu-Jona-Lasinio interactions, give rise to non-trivial vacuum configurations in the IR. The fluctuations about the IR vacuum are captured by some remaining closed string axions and infladrons (scalar chiral condensate excitations), which acquire dynamical masses. By employing the full power of the effective field theory, we investigate the applicability of these IR theories as inflationary models (natural, monodromy, Starobinsky) and connect different types of inflationary scenarios to different phases of the non-Abelian gauge theory or the Nambu-Jona-Lasinio four-fermion couplings. The back-reaction of the infladrons flattens the axion potential in natural-like inflationary models, such that the tension with current CMB data with respect to the spectral index and the tensor-to-scalar ratio can be partially alleviated.

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arXiv2018

Strong Dynamics and Natural Inflation

We continue our investigation of the 4d effective field theory for closed string axions in Type II compactifications with D-branes. The inclusion of Stückelberg couplings for the axions requires the presence of chiral fermions at D-brane intersections, whose interactions at strong non-Abelian gauge coupling induce mass terms for the axions and scalar chiral condensate excitations, dubbed infladrons. The set-up allows for a realization of natural-like inflation with a closed string axion as inflaton and a flattened scalar potential due to the back-reaction of the more massive infladrons. We further point out that this large field inflationary model is not compromised by axionic wormhole corrections.

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arXiv2018

Mass Hierarchies and Dynamical Field Range

Several swampland conjectures suggest that there is a critical field range beyond which the effective field theory (EFT) description breaks down in quantum gravity. In applications of these conjectures, however, the field range of interest is the field space distance traced by the physical trajectory that solves the equations of motion. We refer to this field space distance as the dynamical field range. We show that in the absence of a mass hierarchy between the light and heavy fields, the trajectory of the light field does not, in general, follow a geodesic in field space. Then, stabilizing the heavy fields at the minimum of their potential does not accurately describe the dynamics of the light field in general. A mass hierarchy can delay the breakdown of the EFT, and extend the effective field range. We illustrate these subtleties of multi-field dynamics with axions in Type II string compactifications.

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arXiv2018

Infinite Set of Soft Theorems in Gauge-Gravity Theories as Ward-Takahashi Identities

We show that the soft photon, gluon and graviton theorems can be understood as the Ward-Takahashi identities of large gauge transformation, i.e., diffeomorphism that does not fall off at spatial infinity. We found infinitely many new identities which constrain the higher order soft behavior of the gauge bosons and gravitons in scattering amplitudes of gauge and gravity theories. Diagrammatic representations of these soft theorems are presented.

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arXiv2018

A Tower Weak Gravity Conjecture from Infrared Consistency

We analyze infrared consistency conditions of 3D and 4D effective field theories with massive scalars or fermions charged under multiple $U(1)$ gauge fields. At low energies, one can integrate out the massive particles and thus obtain a one-loop effective action for the gauge fields. In the regime where charge-independent contributions to higher-derivative terms in the action are sufficiently small, it is then possible to derive constraints on the charge-to-mass ratios of the massive particles from requiring that photons propagate causally and have an analytic S-matrix. We thus find that the theories need to contain bifundamentals and satisfy a version of the weak gravity conjecture known as the convex-hull condition. Demanding self-consistency of the constraints under Kaluza-Klein compactification, we furthermore show that, for scalars, they imply a stronger version of the weak gravity conjecture in which the charge-to-mass ratios of an infinite tower of particles are bounded from below. We find that the tower must again include bifundamentals but does not necessarily have to occupy a charge (sub-)lattice.

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arXiv2018

Electromagnetic Duality and the Electric Memory Effect

We study large gauge transformations for soft photons in quantum electrodynamics which, together with the helicity operator, form an ISO(2) algebra. We show that the two non-compact generators of the ISO(2) algebra correspond respectively to the residual gauge symmetry and its electromagnetic dual gauge symmetry that emerge at null infinity. The former is helicity universal (electric in nature) while the latter is helicity distinguishing (magnetic in nature). Thus, the conventional large gauge transformation is electric in nature, and is naturally associated with a scalar potential. We suggest that the electric Aharonov-Bohm effect is a direct measure for the electromagnetic memory arising from large gauge transformations.

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arXiv2018

Gravitational Waves from Oscillons with Cuspy Potentials

We study the production of gravitational waves during oscillations of the inflaton around the minimum of a cuspy potential after inflation. We find that a cusp in the potential can trigger copious oscillon formation, which sources a characteristic energy spectrum of gravitational waves with double peaks. The discovery of such a double-peak spectrum could test the underlying inflationary physics.

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arXiv2017

Persistent Homology and Non-Gaussianity

In this paper, we introduce the topological persistence diagram as a statistic for Cosmic Microwave Background (CMB) temperature anisotropy maps. A central concept in `Topological Data Analysis' (TDA), the idea of persistence is to represent a data set by a family of topological spaces. One then examines how long topological features `persist' as the family of spaces is traversed. We compute persistence diagrams for simulated CMB temperature anisotropy maps featuring various levels of primordial non-Gaussianity of local type. Postponing the analysis of observational effects, we show that persistence diagrams are more sensitive to local non-Gaussianity than previous topological statistics including the genus and Betti number curves, and can constrain $Δf_{NL}^{\rm loc}= 35.8$ at the 68\% confidence level on the simulation set, compared to $Δf_{NL}^{\rm loc}= 60.6$ for the Betti number curves. Given the resolution of our simulations, we expect applying persistence diagrams to observational data will give constraints competitive with those of the Minkowski Functionals. This is the first in a series of papers where we plan to apply TDA to different shapes of non-Gaussianity in the CMB and Large Scale Structure.

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