arXiv subjects

Gary T. Horowitz

Publications and source records attributed to Gary T. Horowitz.

At least 19 recordsLinked to original sources

arXiv2026

Living on the Edge of Effective Field Theory: Near-Extremal Black Holes in Quadratic Gravity

Near-extremal black holes can amplify higher-derivative corrections to general relativity, making them sharp probes of the perturbative control of gravitational effective field theory. We study this question in quadratic gravity with a dynamical scalar degree of freedom, focusing on dynamical Chern-Simons and scalar Gauss-Bonnet gravity. Using pseudospectral methods, we construct rapidly rotating exterior solutions at fixed surface gravity and fixed horizon angular velocity, and follow this controlled family toward extremality. In dynamical Chern-Simons gravity, the sequence approaches an asymptotically flat extremal exterior whose near-horizon limit agrees with the dynamical-Chern-Simons-deformed near-horizon extremal Kerr geometry and inherits its enhanced $SO(2,1)\times U(1)$ symmetry. In scalar Gauss-Bonnet gravity, the same limiting procedure behaves differently: the scalar develops an unavoidable logarithmic singularity at the horizon, the exterior metric develops a small boundary layer near the horizon, and the scalar-Gauss-Bonnet-deformed near-horizon extremal solution is not connected to a regular asymptotically flat exterior. We then use curvature invariants and tidal forces to diagnose the breakdown of the perturbative effective-field-theory expansion. We find that scalar curvature invariants can remain finite at the horizon even when tidal forces measured by infalling observers diverge as inverse powers of the surface gravity. These results separate distinct notions of effective-field-theory breakdown near extremality and provide a perturbative validity estimate that can be compared with current bounds on the dynamical Chern-Simons and scalar-Gauss-Bonnet couplings.

gr-qc↗

arXiv2026

Dirichlet walls and the end of time

We study evolution in Einstein-Hilbert gravity with Dirichlet boundary conditions imposed on a finite surface. We argue that there are open sets of initial data where such evolutions terminate at finite times due to singularities that reach the boundary. In any dimension, the simplest such examples occur in cosmologies. However, in 2+1 dimensions we also show that Dirichlet walls initially outside a BTZ black hole can fall through the horizon, and that this also leads to generic singularities. A similar construction in higher dimensions leads to trapped surfaces that reach the wall, though the end result of such evolutions is more difficult to study.

hep-th↗

arXiv2026

Axions Create Singularities on Extremal Horizons

We show that axions cause extremal black holes to have singular horizons. This is true for almost all values of the axion mass and coupling provided the black hole is rotating and has some arbitrarily small nonzero charge. When the axion mass becomes large, these singularities are related to the recently discovered singularities induced by higher-derivative corrections to the Einstein-Maxwell equations. Away from extremality, this effect produces anomalously large tidal forces in the vicinity of near-extremal horizons, causing breakdown of the effective theory.

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arXiv2025

Frozen Firewall: Generic Singularity Formation on an Extremal Horizon

It is known that linearized perturbations of extremal black holes result in growing curvature on the horizon. However, nonlinear perturbations typically do not evolve to extremal black holes and do not have growing curvature at late times. We show that a large class of nonlinear perturbations of an extremal planar anti-de Sitter black hole does have horizon curvature that grows unbounded in time. The late time behavior of the nonlinear evolution is found to be captured by a linearized analysis. We argue that the generic nonlinear perturbation behaves similarly.

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arXiv2025

James Burkett Hartle: a Biographical Memoir

James Burkett Hartle was a theoretical physicist who made major contributions to our understanding of relativistic stars, black holes, and cosmology. Most of his career, however, was devoted to studying the universe as a quantum system. As a result, he was known as the father of quantum cosmology. He is best known for two seminal papers with Stephen Hawking that introduced two quantum states of fundamental importance: the "Hartle-Hawking vacuum" for matter fields outside a black hole, and the "no-boundary wave function of the universe" for cosmology. Jim (as everyone called him) was a warm and caring person who was genuinely concerned with the success of his students, postdocs, and colleagues. He was generous with his time and helped to foster a culture of a welcoming family among gravitational physicists.

gr-qc↗

arXiv2025

Arbitrarily Negative Energy for Small Kaluza-Klein Bubbles

We show that the ADM energy of a Kaluza-Klein bubble of nothing is unbounded from below even if the size of the circle at infinity and the size of the minimal sphere at the bubble are fixed. We demonstrate this by presenting a family of explicit time-symmetric initial data satisfying these boundary conditions with arbitrarily negative energy. In particular, this is true for very small bubbles, which indicates that the standard Kaluza-Klein vacuum is more unstable than previously thought.

hep-th↗

arXiv2025

Constraints are not enough

The Euclidean Einstein-Hilbert action is well-known to be unbounded below and thus to raise many questions regarding the definition of the gravitational path integral. A variety of works since the late 1980's have suggested that this problem disappears when one fixes a foliation of the spacetime and imposes the corresponding gravitational constraints. However, we show here that this approach fails with various classes of boundary conditions imposed on the foliation: compact slices without boundary, asymptotically flat, or asymptotically locally anti-de Sitter slices. We also discuss the idea of fixing the scalar curvature and Wick-rotating the conformal factor, and show that it also fails to produce an action bounded from below.

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arXiv2024

Smooth extremal horizons are the exception, not the rule

We show that the general charged, rotating black hole in five-dimensional Einstein-Maxwell theory has a singular extremal limit. Only the known analytic solutions with exactly zero charge or zero angular momenta have smooth extremal horizons. We also consider general black holes in five-dimensional Einstein-Maxwell-Chern-Simons theory, and show that they also have singular extremal limits except for one special value of the coefficient of the Chern-Simons term (the one fixed by supergravity). Combining this with earlier results showing that extremal black holes have singular horizons in four-dimensional general relativity with small higher derivative corrections, and in anti-de Sitter space with perturbed boundary conditions, one sees that smooth extremal horizons are indeed the exception and not the rule.

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arXiv2024

A new energy inequality in AdS

We study time symmetric initial data for asymptotically AdS spacetimes with conformal boundary containing a spatial circle. Such $d$-dimensional initial data sets can contain $(d-2)$-dimensional minimal surfaces if the circle is contractible. We compute the minimum energy of a large class of such initial data as a function of the area $A$ of this minimal surface. The statement $E \ge E_{min}(A)$ is analogous to the Penrose inequality which bounds the energy from below by a function of the area of a $(d-1)$-dimensional minimal surface.

gr-qc↗

arXiv2024

Extremal Kerr black holes as amplifiers of new physics

We show that extremal Kerr black holes are sensitive probes of new physics. Stringy or quantum corrections to general relativity are expected to generate higher-curvature terms in the gravitational action. We show that in the presence of these terms, asymptotically flat extremal rotating black holes have curvature singularities on their horizon. Furthermore, near-extremal black holes can have large yet finite tidal forces for infalling observers. In addition, we consider five-dimensional extremal charged black holes and show that higher-curvature terms can have a large effect on the horizon geometry.

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arXiv2024

Sudden breakdown of effective field theory near cool Kerr-Newman black holes

It was recently shown that (near-)extremal Kerr black holes are sensitive probes of small higher-derivative corrections to general relativity. In particular, these corrections produce diverging tidal forces on the horizon in the extremal limit. We show that adding a black hole charge makes this effect qualitatively stronger. Higher-derivative corrections to the Kerr-Newman solution produce tidal forces that scale inversely in the black hole temperature. We find that, unlike the Kerr case, for realistic values of the black hole charge large tidal forces can arise before quantum corrections due to the Schwarzian mode become important, so that the near-horizon behavior of the black hole is dictated by higher-derivative terms in the effective theory.

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arXiv2024

Boundary signature of singularity in the presence of a shock wave

Matter falling into a Schwarzschild-AdS black hole from the left causes increased focussing of ingoing geodesics from the right, and, as a consequence, they reach the singularity sooner. In a standard Penrose diagram, the singularity "bends down". We show how to detect this feature of the singularity holographically, using a boundary two-point function. We model the matter with a shock wave, and show that this bending down of the singularity can be read off from a novel analytic continuation of the boundary two-point function. Along the way, we obtain a generalization of the recently proposed thermal product formula for two-point correlators.

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arXiv2022

Almost all extremal black holes in AdS are singular

We investigate the geometry near the horizon of a generic, four-dimensional extremal black hole. When the cosmological constant is negative, we show that (in almost all cases) tidal forces diverge as one crosses the horizon, and this singularity is stronger for larger black holes. In particular, this applies to generic nonspherical black holes, such as those satisfying inhomogeneous boundary conditions. Nevertheless, all scalar curvature invariants remain finite. Moreover, we show that nonextremal black holes have tidal forces that diverge in the extremal limit. Holographically, this singularity is reflected in anomalous scaling of the specific heat with temperature. Similar (albeit weaker) effects are present when the cosmological constant is positive, but not when it vanishes.

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arXiv2022

An infinity of black holes

In general relativity (without matter), there is typically a one parameter family of static, maximally symmetric black hole solutions labelled by their mass. We show that there are situations with many more black holes. We study asymptotically anti-de Sitter solutions in six and seven dimensions having a conformal boundary which is a product of spheres cross time. We show that the number of families of static, maximally symmetric black holes depends on the ratio, $λ$, of the radii of the boundary spheres. As $λ$ approaches a critical value, $λ_{c}$, the number of such families becomes infinite. In each family, we can take the size of the black hole to zero, obtaining an infinite number of static, maximally symmetric non-black hole solutions. We discuss several applications of these results, including Hawking-Page phase transitions and the phase diagram of dual field theories on a product of spheres, new positive energy conjectures, and more.

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arXiv2022

A deformed IR: a new IR fixed point for four-dimensional holographic theories

In holography, the IR behavior of a quantum system at nonzero density is described by the near horizon geometry of an extremal charged black hole. It is commonly believed that for systems on $S^3$, this near horizon geometry is $AdS_2\times S^3 $. We show that this is not the case: generic static, nonspherical perturbations of $AdS_2\times S^3 $ blow up at the horizon, showing that it is not a stable IR fixed point. We then construct a new near horizon geometry which is invariant under only $SO(3)$ (and not $SO(4)$) symmetry and show that it is stable to $SO(3)$-preserving perturbations (but not in general). We also show that an open set of nonextremal, $SO(3)$-invariant charged black holes develop this new near horizon geometry in the limit $T \to 0$. Our new IR geometry still has $AdS_2$ symmetry, but it is warped over a deformed sphere. We also construct many other near horizon geometries, including some with no rotational symmetries, but expect them all to be unstable IR fixed points.

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arXiv2022

Bouncing inside the horizon and scrambling delays

We study charged perturbations of the thermofield double state dual to a charged AdS black hole. We model the perturbation by a massless charged shell in the bulk. Unlike the neutral case, all such shells bounce at a definite radius, which can be behind the horizon. We show that the standard "shock wave" calculation of a scrambling time indicates that adding charge increases the scrambling time. We then give two arguments using the bounce that suggest that scrambling does not actually take longer when charge is added, but instead its onset is delayed. We also construct a boundary four point function which detects whether the shell bounces inside the black hole.

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arXiv2021

Extremal black holes that are not extremal: maximal warm holes

We study a family of four-dimensional, asymptotically flat, charged black holes that develop (charged) scalar hair as one increases their charge at fixed mass. Surprisingly, the maximum charge for given mass is a nonsingular hairy black hole with nonzero Hawking temperature. The implications for Hawking evaporation are discussed.

hep-th↗

arXiv2021

Inside an Asymptotically Flat Hairy Black Hole

We study the interior of a recently constructed family of asymptotically flat, charged black holes that develop (charged) scalar hair as one increases their charge at fixed mass. Inside the horizon, these black holes resemble the interior of a holographic superconductor. There are analogs of the Josephson oscillations of the scalar field, and the final Kasner singularity depends very sensitively on the black hole parameters near the onset of the instability. In an Appendix, we give a general argument that Cauchy horizons cannot exist in a large class of stationary black holes with scalar hair.

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