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George F R Ellis

Publications and source records attributed to George F R Ellis.

At least 19 recordsLinked to original sources

Quantum physics, digital computers, and life from a holistic perspective

Quantum physics is a linear theory, so it is somewhat puzzling that it can underlie very complex systems such as digital computers and life. This paper investigates how this is possible. Physically, such complex systems are necessarily modular hierarchical structures, with a number of key features. Firstly, they cannot be described by a single wave function: only local wave functions can exist, rather than a single wave function for a living cell, a cat, or a brain. Secondly, the quantum to classical transition is characterised by contextual wave-function collapse shaped by macroscopic elements that can be described classically. Thirdly, downward causation occurs in the physical hierarchy in two key ways: by the downward influence of time dependent constraints, and by creation, modification, or deletion of lower level elements. Fourthly, there are also logical modular hierarchical structures supported by the physical ones, such as algorithms and computer programs, They are able to support arbitrary logical operations, which can influence physical outcomes as in computer aided design and 3-d printing. Finally, complex systems are necessarily open systems, with heat baths playing a key role in their dynamics and providing local arrows of time that agree with the cosmological direction of time that is established by the evolution of the universe.

quant-ph↗

The Synge G-Method: cosmology, wormholes, firewalls, geometry

Unphysical equations of state result from the unrestricted use of the Synge G-trick of running the Einstein field equations backwards; in particular often this results in $ρ+ p < 0$ which implies negative inertial mass density, which does not occur in reality. This is the basis of some unphysical spacetime models including phantom energy in cosmology and traversable wormholes. The slogan ``ER = EPR'' appears to have no basis in physics and is merely the result of vague and unbridled speculation. Wormholes (the ``ER'' of the slogan) are a mathematical curiosity of general relativity that have little to no application to a description of our universe. In contrast quantum correlations (the ``EPR'' of the slogan) are a fundamental property of quantum mechanics that follows from the principle of superposition and is true regardless of the properties of gravity. The speculative line of thought that led to ``ER = EPR'' is part of a current vogue for anti-geometrical thinking that runs counter to (and threatens to erase) the great geometrical insights of the global structure program of general relativity.

gr-qc↗

Physical Time and Human Time

This is a comment on both Gruber et al (2022) and Bunamano and Rovelli (2022), which discuss the relation between physical time and human time. I claim here, contrary to many views discussed there, that there is no foundational conflict between the way physics views the passage of time and the way the mind/brain perceives it. The problem rather resides in a number of misconceptions leading to the representation of spacetime as a timeless Block Universe. The physical expanding universe is in fact an Evolving Block Universe with a time-dependent future boundary. This establishes a global direction of time that determines local arrows of time. Furthermore time passes when quantum wave function collapse takes place; during this process, information is lost. The mind/brain acts as an imperfect clock, which coarse-grains the physical passage of time along a world line to determine the experienced passage of time, because neuronal processes take time to occur. This happens in a contextual way, so experienced time is not linearly related to physical time in general. Finally I point out that the Universe is never infinitely old: its future endpoint always lies infinitely faraway in the future

gr-qc↗

Biologically-inspired Salience Affected Artificial Neural Network (SANN)

In this paper we introduce a novel Salience Affected Artificial Neural Network (SANN) that models the way neuromodulators such as dopamine and noradrenaline affect neural dynamics in the human brain by being distributed diffusely through neocortical regions, allowing both salience signals to modulate cognition immediately, and one time learning to take place through strengthening entire patterns of activation at one go. We present a model that is capable of one-time salience tagging in a neural network trained to classify objects, and returns a salience response during classification (inference). We explore the effects of salience on learning via its effect on the activation functions of each node, as well as on the strength of weights between nodes in the network. We demonstrate that salience tagging can improve classification confidence for both the individual image as well as the class of images it belongs to. We also show that the computation impact of producing a salience response is minimal. This research serves as a proof of concept, and could be the first step towards introducing salience tagging into Deep Learning Networks and robotics.

cs.NE↗

Physics, Determinism, and the Brain

This paper responds to claims that causal closure of the underlying microphysics determines brain outcomes as a matter of principle, even if we cannot hope to ever carry out the needed calculations in practice. Following two papers of mine where I claim firstly that downward causation enables genuine causal powers to occur at higher emergent levels in biology (and hence in the brain) [arXiv:2004.13591], and that secondly causal closure is in reality an interlevel affair involving even social levels [arXiv:2006.00972], Carlo Rovelli has engaged with me in a dialogue where he forcefully restates the reductionist position that microphysics alone determines all, specifically the functioning of the brain. Here I respond to that claim in depth, claiming that if one firstly takes into account the difference between synchronic and diachronic emergence, and secondly takes seriously the well established nature of biology in general and neuroscience in particular, my position is indeed correct.

physics.hist-ph↗

The Causal Closure of Physics in Real World Contexts

The causal closure of physics is usually discussed in a context free way. Here I discuss it in the context of engineering systems and biology, where strong emergence takes place due to a combination of upwards emergence and downwards causation [Ellis 2020]. Firstly, I show that causal closure is strictly limited in terms of spatial interactions because these are cases that are of necessity strongly interacting with the environment. Effective Spatial Closure holds ceteris parabus, and can be violated by Black Swan Events. Secondly, I show that causal closure in the hierarchy of emergence is a strictly interlevel affair, and in the cases of engineering and biology encompasses all levels from the social level to the particle physics level. However Effective Causal Closure can usefully be defined for a restricted set of levels, and one can experimentally determine Effective Theories that hold at each level. This does not however imply those effective theories are causally complete by themselves. In particular, the particle physics level is not causally complete by itself in the contexts of solid state physics (because of interlevel wave-particle duality), digital computers (where algorithms determine outcomes), or biology (because of time dependent constraints). Furthermore Inextricably Intertwined Levels occur in all these contexts.

physics.hist-ph↗

Emergence in Solid State Physics and Biology

There has been much controversy over weak and strong emergence in physics and biology. As pointed out by Phil Anderson in many papers, the existence of broken symmetries is the key to emergence of properties in much of solid state physics. By carefully distinguishing between dfferent types of symmetry breaking and tracing the relation between broken symmetries at micro and macro scales, I demonstrate that the emergence of the properties of semiconductors is a case of strong emergence. This is due to the existence of quasiparticles such as phonons. Furthermore time dependent potentials enable downward causation as in the case of digital computers. Additionally I show that the processes of evolutionary emergence of living systems is also a case of strong emergence, as is the emergence of properties of life out of the underlying physics. A useful result emerges: standard physics theories and the emergent theories arising out of them are all effective theories that are equally valid

physics.hist-ph↗

Brain-inspired Distributed Cognitive Architecture

In this paper we present a brain-inspired cognitive architecture that incorporates sensory processing, classification, contextual prediction, and emotional tagging. The cognitive architecture is implemented as three modular web-servers, meaning that it can be deployed centrally or across a network for servers. The experiments reveal two distinct operations of behaviour, namely high- and low-salience modes of operations, which closely model attention in the brain. In addition to modelling the cortex, we have demonstrated that a bio-inspired architecture introduced processing efficiencies. The software has been published as an open source platform, and can be easily extended by future research teams. This research lays the foundations for bio-realistic attention direction and sensory selection, and we believe that it is a key step towards achieving a bio-realistic artificial intelligent system.

q-bio.NC↗

CTNN: Corticothalamic-inspired neural network

Sensory predictions by the brain in all modalities take place as a result of bottom-up and top-down connections both in the neocortex and between the neocortex and the thalamus. The bottom-up connections in the cortex are responsible for learning, pattern recognition, and object classification, and have been widely modelled using artificial neural networks (ANNs). Here, we present a neural network architecture modelled on the top-down corticothalamic connections and the behaviour of the thalamus: a corticothalamic neural network (CTNN), consisting of an auto-encoder connected to a difference engine with a threshold. We demonstrate that the CTNN is input agnostic, multi-modal, robust during partial occlusion of one or more sensory inputs, and has significantly higher processing efficiency than other predictive coding models, proportional to the number of sequentially similar inputs in a sequence. This increased efficiency could be highly significant in more complex implementations of this architecture, where the predictive nature of the cortex will allow most of the incoming data to be discarded.

cs.NE↗

Emergence of time

Microphysical laws are time reversible, but macrophysics, chemistry and biology are not. This chapter explores how this asymmetry (a classic example of a broken symmetry) arises due to the cosmological context, where a non-local Direction of Time is imposed by the expansion of the universe. This situation is best represented by an Evolving Block Universe, where local arrows of time (thermodynamic, electrodynamic, gravitational, wave, quantum, biological) emerge in concordance with the Direction of Time because a global Past Condition results in the Second Law of Thermodynamics pointing to the future. At the quantum level, the indefinite future changes to the definite past due to quantum wave function collapse events.

gr-qc↗

Human eye inspired log-polar pre-processing for neural networks

In this paper we draw inspiration from the human visual system, and present a bio-inspired pre-processing stage for neural networks. We implement this by applying a log-polar transformation as a pre-processing step, and to demonstrate, we have used a naive convolutional neural network (CNN). We demonstrate that a bio-inspired pre-processing stage can achieve rotation and scale robustness in CNNs. A key point in this paper is that the CNN does not need to be trained to identify rotation or scaling permutations; rather it is the log-polar pre-processing step that converts the image into a format that allows the CNN to handle rotation and scaling permutations. In addition we demonstrate how adding a log-polar transformation as a pre-processing step can reduce the image size to ~20\% of the Euclidean image size, without significantly compromising classification accuracy of the CNN. The pre-processing stage presented in this paper is modelled after the retina and therefore is only tested against an image dataset. Note: This paper has been submitted for SAUPEC/RobMech/PRASA 2020.

cs.NE↗

Note on the Kaiser-Peacock paper regarding gravitational lensing effects

This paper revisits the controversy concerning whether gravitational lensing effects make a significant difference to estimation of distance to the Cosmic Microwave Background last scattering surface in cosmology. A recent paper by Kaiser and Peacock supports a previous paper by Weinberg stating that such affects average to zero because of energy conservation. In this note, problems are pointed out in the Kaiser and Peacock analysis related to their choice of endpoint of integration, and to the `wrinkly surface' argument.

gr-qc↗

Controversy in Evolutionary Theory: A multilevel view of the issues

A conflict exists between field biologists and physiologists ("functional biologists" or "evolutionary ecologists") on the one hand and those working in molecular evolution ("evolutionary biologists" or "population geneticists") on the other concerns the relative importance of natural selection and genetic drift. This paper is concerned with this issue in the case of vertebrates such as birds, fishes, mammals, and specifically humans, and views the issue in that context from a multilevel perspective. It proposes that the resolution is that adaptive selection outcomes occurring at the organism level chain down to determine outcomes at the genome level. The multiple realizability of higher level processes at lower levels then causes the adaptive nature of such processes at the organism level to be largely hidden at the genomic level. The discussion is further related to the "negative view" of selection, the Evo-Devo and Extended Evolutionary Synthesis views, and the levels of selection debate, where processes at the population level can also chain down in a similar way

q-bio.PE↗

Particle creation rate for dynamical black holes

We present the particle creation probability rate around a general black hole as an outcome of quantum fluctuations. Using the uncertainty principle for these fluctuation, we derive a new ultraviolet frequency cutoff for the radiation spectrum of a dynamical black hole. Using this frequency cutoff, we define the probability creation rate function for such black holes. We consider a dynamical Vaidya model, and calculate the probability creation rate for this case when its horizon is in a slowly evolving phase. Our results show that one can expect the usual Hawking radiation emission process in the case of a dynamical black hole when it has a slowly evolving horizon. Moreover, calculating the probability rate for a dynamical black hole gives a measure of when Hawking radiation can be killed off by an incoming flux of matter or radiation. Our result strictly suggests that we have to revise the Hawking radiation expectation for primordial black holes that have grown substantially since they were created in the early universe. We also infer that this frequency cut off can be a parameter that shows the primordial black hole growth at the emission moment.

gr-qc↗

Astrophysical Black Hole horizons in a cosmological context: Nature and possible consequences on Hawking Radiation

This paper considers the nature of apparent horizons for astrophysical black hole situated in a realistic cosmological context. Using semi-tetrad covariant methods we study the local evolutions of the boundaries of the trapped region in the spacetime. For a collapsing massive star immersed in a cosmology with Cosmic Background Radiation (CBR), we show that the initial 2 dimensional marginally trapped surface bifurcates into inner and outer horizons. The inner horizon is timelike while the continuous CBR influx into the black hole makes the outer horizon spacelike. We discuss the possible consequences of these features for Hawking radiation in realistic astrophysical contexts.

gr-qc↗

The Evolving Block Universe and the Meshing Together of Times

It is proposed that spacetime should be regarded as an evolving block universe, bounded to the future by the present time, which continually extends to the future. This future boundary is defined at each time by measuring proper time along Ricci eigenlines from the start of the universe. A key point is that physical reality can be represented at many different scales: hence the passage of times may be seen as different at different scales, with quantum gravity determining the evolution of space time itself but quantum field theory determining the evolution of events within spacetime .The fundamental issue then arises as to how the effective times at different scales mesh together, leading to the concept so global and local times.

gr-qc↗

On the paradox of Hawking radiation in a maximally extended Schwarzschild solution

This paper considers the effect of Hawking radiation on an eternal black hole - that is. a maximally extended Schwarzschild solution. Symmetry considerations that hold independent of the details of the emission mechanism show there is an inconsistency in the claim that such a blackhole evaporates away in a finite time. In essence: because the external domain is static, there is an infinite time available for the process to take place, so whenever the evaporation process is claimed to come to completion, it should have happened earlier. The problem is identified to lie in the claim that the locus of emission of Hawking radiation lies just outside the globally defined event horizon. Rather, the emission domain must be mainly located inside the event horizon, so most of the Hawking radiation ends up at this singularity rather than at infinity and the black hole never evaporates away. This result supports a previous claim [arXiv:1310.4771] that astrophysical black holes do not evaporate.

gr-qc↗

Astrophysical black holes may radiate, but they do not evaporate

This paper argues that the effect of Hawking radiation on an astrophysical black hole situated in a realistic cosmological context is not total evaporation of the black hole; rather there will always be a remnant mass. The key point is that the locus of emission of Hawking radiation is not the globally defined event horizon. Rather the emission domain lies just outside a timelike Marginal Outer Trapped Surface that is locally defined. The emission domain is mainly located inside the event horizon. A spacelike singularity forms behind the event horizon, and most of the Hawking radiation ends up at this singularity rather than at infinity. Whether any Hawking radiation reaches infinity depends on the relation between the emission domain and the event horizon. From the outside view, even if radiation is seen as always being emitted, the black hole never evaporates away, rather its mass and entropy asymptote to finite non-zero limits, and the event horizon always acts as a sink for matter and information. From an inside view, the matter and information disappear into the singularity, which is the boundary of spacetime. The argument is based on the nature of the processes at work plus a careful delineation of the relevant causal domains; in order to confirm this model and determine details of the outcome, detailed calculations of the expectation value of the stress-energy-momentum tensor are needed to determine back reaction effects.

gr-qc↗