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George J. Pappas

Publications and source records attributed to George J. Pappas.

At least 19 recordsLinked to original sources

Heterogeneous Robot Collaboration in Unstructured Environments with Grounded Generative Intelligence

While heterogeneous teams have typically been designed for well-specified missions with known semantics, generative intelligence, i.e., large language models (LLMs) and vision language models (VLMs), opens the possibility of teams that infer mission-relevant semantics and subtasks given high-level natural language specifications and environmental context. However, current LLM- and VLM-enabled teaming methods typically assume well-structured and known environments, limiting performance in complex real-world settings. We address these limitations via SPINE-HT, a framework that grounds the reasoning abilities of LLMs in the evolving context of a heterogeneous robot team through a three-stage process. Given mission specifications and team capabilities in natural language, an LLM infers necessary subtasks. These subtasks are validated for feasibility and then assigned to robots based on capabilities such as traversability or perception. Finally, the framework uses feedback (semantic maps and task outcomes) acquired by the robots to update subtasks online. In simulation experiments with closed-loop perception and control, our framework achieves nearly twice the success rate compared to prior LLM-enabled heterogeneous teaming approaches. In real-world experiments with a Clearpath Jackal, a Clearpath Husky, a Boston Dynamics Spot, and a high-altitude UAV, our method achieves an 87.5% success rate in missions requiring reasoning about robot capabilities and refining subtasks with online feedback. More information is provided at: https://zacravichandran.github.io/SPINE-HT.

cs.RO

Layered Control of Partially Observed Stochastic Systems

Layered control is essential for managing complexity in large-scale systems, employing progressively coarser models at higher layers. While significant advances have been made for fully observable systems, the theoretical foundations of layered control under partial observations and stochastic noise remain underexplored. To address this gap, we propose a principled layered control framework for such settings. Given a state estimator at each layer, our approach ensures that the expected output distance between systems at successive layers remains within a priori computable bounds. This is achieved by introducing a novel notion of stochastic simulation functions for partially observed systems. For the class of linear systems with Kalman estimators, we provide a systematic construction of these functions along with the corresponding control design. We demonstrate our framework on two aerial robotic scenarios: an unmanned aerial vehicle and a hexacopter with a camera payload.

eess.SY

Policy Gradient over History-Dependent Policy Classes for LQR with Domain Randomization

Domain Randomization (DR) has been widely used to overcome the sim-to-real gap by training a controller on a distribution of simulated environments via reinforcement learning. While DR can achieve robust performance simply using controllers synthesized via policy gradient (PG) methods, the optimization landscape is not well understood, even in the case of linear quadratic regulator (LQR) objectives. To this end, we first study PG of domain randomized LQR over history-dependent policy classes, such as finite impulse response controllers, as they can extend the possibilities of simultaneous stabilization. Second, to find such a stabilizing controller, we propose a curriculum learning based algorithm which gradually expands the memory of the controller. Finally, we show that PG with the proposed algorithm converges globally to the minimizer of a sample average approximation of the DR objective under suitable bounds on the heterogeneity of environments. Empirical results support our findings and highlight promising directions for future work, including nonlinear domain-randomized control.

eess.SY

Resilient Consensus in Agentic AI

Large language model (LLM) agents are increasingly deployed in multi-agent systems where they must coordinate and agree on shared decisions. We ask whether classical resilient consensus theory, developed for deterministic agents, transfers to LLM agents that may behave adversarially. Framing LLM agreement as a Byzantine consensus game, we run controlled experiments on complete and general communication graphs. We find that prompted LLM agents fail to reach agreement that is achievable in principle: consensus can fail even in settings where classical theory guarantees that a convergent algorithm exists, and this failure persists across temperatures and horizons. At the same time, wrapping the agents with classical resilient consensus filters improves agreement. The benefit of filtering depends on how much robustness the underlying topology already provides. Our results suggest that classical resilient consensus theory is a useful lens for the safety of agentic AI.

cs.MA

Attack Detection using Time Series Foundation Models

This paper addresses the problem of attack detection in cyber-physical systems without any knowledge of the plant model or its structure. A remotely located plant transmits sensor measurements to an operator over a network that is assumed to be under attack. We consider two classes of attacks: model-free replay attacks and model-based stealthy attacks. For the latter, we derive closed-form expressions for the optimal stealthy attack policy against a $χ^2$ detector, for both linear and nonlinear systems. We then propose a model-structure-free detector based on TimesFM, a time-series foundation model developed by Google Research, which serves as a surrogate residual generator operating in a zero-shot fashion. We show empirically that the TimesFM-based detector achieves a comparable or superior attack detection performance. The efficacy of the proposed approach is demonstrated numerically on the IEEE 14-bus power system. We also demonstrate that TimesFM predictions can serve as a substitute for corrupted measurements, a practical mitigation technique when classical redundancy assumptions fail.

eess.SY

Long-Term Mapping of the Douro River Plume with Multi-Agent Reinforcement Learning

We study the problem of long-term (multiple days) mapping of a river plume using multiple autonomous underwater vehicles (AUVs), focusing on the Douro river representative use-case. We propose an energy - and communication - efficient multi-agent reinforcement learning approach in which a central coordinator intermittently communicates with the AUVs, collecting measurements and issuing commands. Our approach integrates spatiotemporal Gaussian process regression (GPR) with a multi-head Q-network controller that regulates direction and speed for each AUV. Simulations using the Delft3D ocean model demonstrate that our method consistently outperforms both single- and multi-agent benchmarks, with scaling the number of agents both improving mean squared error (MSE) and operational endurance. In some instances, our algorithm demonstrates that doubling the number of AUVs can more than double endurance while maintaining or improving accuracy, underscoring the benefits of multi-agent coordination. Our learned policies generalize across unseen seasonal regimes over different months and years, demonstrating promise for future developments of data-driven long-term monitoring of dynamic plume environments.

cs.MA

Benchmarking Misuse Mitigation Against Covert Adversaries

Existing language model safety evaluations focus on overt attacks and low-stakes tasks. In reality, an attacker can easily subvert existing safeguards by requesting help on small, benign-seeming tasks across many independent queries. Because the individual queries do not appear harmful, the attack is hard to detect. However, when combined, these fragments uplift misuse by helping the attacker complete hard and dangerous tasks. Toward identifying defenses against such strategies, we develop Benchmarks for Stateful Defenses (BSD), a data generation pipeline that automates evaluations of covert attacks and corresponding defenses. Using this pipeline, we curate two new datasets that are consistently refused by frontier models and are too difficult for weaker open-weight models. This enables us to evaluate decomposition attacks, which are found to be effective misuse enablers, and to highlight stateful defenses as a promising countermeasure.

cs.CR

Multitask LQG Control: Performance and Generalization Bounds

We study multitask learning for stochastic and partially observed control systems, focusing on the linear quadratic Gaussian (LQG) problem. Our goal is to learn a common stabilizing controller that generalizes across a distribution of systems and objectives. To this end, we leverage a history-dependent lifting that recasts the multitask LQG problem into an equivalent high-dimensional multitask LQR problem, allowing for the analysis of policy gradient methods. We show that learning a common lifted controller induces a heterogeneity bias which we characterize via a "bisimulation function". We establish performance and generalization guarantees that explicitly depend on such bisimulation-based heterogeneity measures. For model-free, we demonstrate that multitask learning reduces policy gradient estimation variance proportionally to the number of tasks in the training set.

math.OC

Adversarial Robustness of Deep State Space Models for Forecasting

State-space model (SSM) for time-series forecasting have demonstrated strong empirical performance on benchmark datasets, yet their robustness under adversarial perturbations is poorly understood. We address this gap through a control-theoretic lens, focusing on the recently proposed Spacetime SSM forecaster. We first establish that the decoder-only Spacetime architecture can represent the optimal Kalman predictor when the underlying data-generating process is autoregressive - a property no other SSM possesses. Building on this, we formulate robust forecaster design as a Stackelberg game against worst-case stealthy adversaries constrained by a detection budget, and solve it via adversarial training. We derive closed-form bounds on adversarial forecasting error that expose how open-loop instability, closed-loop instability, and decoder state dimension each amplify vulnerability - offering actionable principles towards robust forecaster design. Finally, we show that even adversaries with no access to the forecaster can nonetheless construct effective attacks by exploiting the model's locally linear input-output behavior, bypassing gradient computations entirely. Experiments on the Monash benchmark datasets highlight that model-free attacks, without any gradient computation, can cause at least 33% more error than projected gradient descent with a small step size.

cs.LG

Statistical Efficiency of Single- and Multi-step Models for Forecasting and Control

Compounding error, where small prediction mistakes accumulate over time, presents a major challenge in learning-based control. A common remedy is to train multi-step predictors directly instead of rolling out single-step models. However, it is unclear when the benefits of multi-step predictors outweigh the difficulty of learning a more complex model. We provide the first quantitative analysis of this trade-off for linear dynamical systems. We study three predictor classes: (i) single step models, (ii) multi-step models, and (iii) single step models trained with multi-step losses. We show that when the model class is well-specified and accurately captures the system dynamics, single-step models achieve the lowest asymptotic prediction error. On the other hand, when the model class is misspecified due to partial observability, direct multi-step predictors can significantly reduce bias and improve accuracy. We provide theoretical and empirical evidence that these trade-offs persist when predictors are used in closed-loop control.

eess.SY

Safety Guardrails for LLM-Enabled Robots

Although the integration of large language models (LLMs) into robotics has unlocked transformative capabilities, it has also introduced significant safety concerns, ranging from average-case LLM errors (e.g., hallucinations) to adversarial jailbreaking attacks, which can produce harmful robot behavior in real-world settings. Traditional robot safety approaches do not address the contextual vulnerabilities of LLMs, and current LLM safety approaches overlook the physical risks posed by robots operating in real-world environments. To ensure the safety of LLM-enabled robots, we propose RoboGuard, a two-stage guardrail architecture. RoboGuard first contextualizes pre-defined safety rules by grounding them in the robot's environment using a root-of-trust LLM. This LLM is shielded from malicious prompts and employs chain-of-thought (CoT) reasoning to generate context-dependent safety specifications, such as temporal logic constraints. RoboGuard then resolves conflicts between these contextual safety specifications and potentially unsafe plans using temporal logic control synthesis, ensuring compliance while minimally violating user preferences. In simulation and real-world experiments that consider worst-case jailbreaking attacks, RoboGuard reduces the execution of unsafe plans from over 92% to below 3% without compromising performance on safe plans. We also demonstrate that RoboGuard is resource-efficient, robust against adaptive attacks, and enhanced by its root-of-trust LLM's CoT reasoning. These results demonstrate the potential of RoboGuard to mitigate the safety risks and enhance the reliability of LLM-enabled robots. We provide additional resources at https://robo-guard.github.io/.

cs.RO

Contextual Safety Reasoning and Grounding for Open-World Robots

Robots are increasingly operating in open-world environments where safe behavior depends on context: the same hallway may require different navigation strategies when crowded versus empty, or during an emergency versus normal operations. Traditional safety approaches enforce fixed constraints in user-specified contexts, limiting their ability to handle the open-ended contextual variability of real-world deployment. We address this gap via CORE, a safety framework that enables online contextual reasoning, grounding, and enforcement without prior knowledge of the environment (e.g., maps or safety specifications). CORE uses a vision-language model (VLM) to continuously reason about context-dependent safety rules directly from visual observations, grounds these rules in the physical environment, and enforces the resulting spatially-defined safe sets via control barrier functions. We provide probabilistic safety guarantees for CORE that account for perceptual uncertainty, and we demonstrate through simulation and real-world experiments that CORE enforces contextually appropriate behavior in unseen environments, significantly outperforming prior semantic safety methods that lack online contextual reasoning. Ablation studies validate our theoretical guarantees and underscore the importance of both VLM-based reasoning and spatial grounding for enforcing contextual safety in novel settings. We provide additional resources at https://zacravichandran.github.io/CORE.

cs.RO

Safe Planning in Unknown Environments Using Conformalized Semantic Maps

This paper addresses semantic planning problems in unknown environments under perceptual uncertainty. The environment contains multiple unknown semantically labeled regions or objects, and the robot must reach desired locations while maintaining class-dependent distances from them. We aim to compute robot paths that complete such semantic reach-avoid tasks with user-defined probability despite uncertain perception. Existing planning algorithms either ignore perceptual uncertainty, thus lacking correctness guarantees, or assume known sensor models and noise characteristics. In contrast, we present the first planner for semantic reach-avoid tasks that achieves user-specified mission completion rates without requiring any knowledge of sensor models or noise. This is enabled by quantifying uncertainty in semantic maps, constructed on-the-fly from perceptual measurements, using conformal prediction in a model and distribution free manner. We validate our approach and the theoretical mission completion rates through extensive experiments, showing that it consistently outperforms baselines in mission success rates.

cs.RO

Learning to Coordinate via Quantum Entanglement in Multi-Agent Reinforcement Learning

The inability to communicate poses a major challenge to coordination in multi-agent reinforcement learning (MARL). Prior work has explored correlating local policies via shared randomness, sometimes in the form of a correlation device, as a mechanism to assist in decentralized decision-making. In contrast, this work introduces the first framework for training MARL agents to exploit shared quantum entanglement as a coordination resource, which permits a larger class of communication-free correlated policies than shared randomness alone. This is motivated by well-known results in quantum physics which posit that, for certain single-round cooperative games with no communication, shared quantum entanglement enables strategies that outperform those that only use shared randomness. In such cases, we say that there is quantum advantage. Our framework is based on a novel differentiable policy parameterization that enables optimization over quantum measurements, together with a novel policy architecture that decomposes joint policies into a quantum coordinator and decentralized local actors. To illustrate the effectiveness of our proposed method, we first show that we can learn, purely from experience, strategies that attain quantum advantage in single-round games that are treated as black box oracles. We then demonstrate how our machinery can learn policies with quantum advantage in an illustrative multi-agent sequential decision-making problem formulated as a decentralized partially observable Markov decision process (Dec-POMDP).

cs.MA

Safe MPC Alignment with Human Directional Feedback

In safety-critical robot planning or control, manually specifying safety constraints or learning them from demonstrations can be challenging. In this article, we propose a certifiable alignment method for a robot to learn a safety constraint in its model predictive control (MPC) policy from human online directional feedback. To our knowledge, it is the first method to learn safety constraints from human feedback. The proposed method is based on an empirical observation: human directional feedback, when available, tends to guide the robot toward safer regions. The method only requires the direction of human feedback to update the learning hypothesis space. It is certifiable, providing an upper bound on the total number of human feedback in the case of successful learning, or declaring the hypothesis misspecification, i.e., the true safety constraint cannot be found within the specified hypothesis space. We evaluated the proposed method in numerical examples and user studies with two simulation games. Additionally, we tested the proposed method on a real-world Franka robot arm performing mobile water-pouring tasks. The results demonstrate the efficacy and efficiency of our method, showing that it enables a robot to successfully learn safety constraints with a small handful (tens) of human directional corrections.

cs.RO

Uncertainty-Calibrated Prediction of Randomly-Timed Biomarker Trajectories with Conformal Bands

Despite recent progress in predicting biomarker trajectories from real clinical data, uncertainty in the predictions poses high-stakes risks (e.g., misdiagnosis) that limit their clinical deployment. To enable safe and reliable use of such predictions in healthcare, we introduce a conformal method for uncertainty-calibrated prediction of biomarker trajectories resulting from randomly-timed clinical visits of patients. Our approach extends conformal prediction to the setting of randomly-timed trajectories via a novel nonconformity score that produces prediction bands guaranteed to cover the unknown biomarker trajectories with a user-prescribed probability. We apply our method across a wide range of standard and state-of-the-art predictors for two well-established brain biomarkers of Alzheimer's disease, using neuroimaging data from real clinical studies. We observe that our conformal prediction bands consistently achieve the desired coverage, while also being tighter than baseline prediction bands. To further account for population heterogeneity, we develop group-conditional conformal bands and test their coverage guarantees across various demographic and clinically relevant subpopulations. Moreover, we demonstrate the clinical utility of our conformal bands in identifying subjects at high risk of progression to Alzheimer's disease. Specifically, we introduce an uncertainty-calibrated risk score that enables the identification of 17.5% more high-risk subjects compared to standard risk scores, highlighting the value of uncertainty calibration in real-world clinical decision making. Our code is available at github.com/vatass/ConformalBiomarkerTrajectories.

stat.ML

Distilling On-device Language Models for Robot Planning with Minimal Human Intervention

Large language models (LLMs) provide robots with powerful contextual reasoning abilities and a natural human interface. Yet, current LLM-enabled robots typically depend on cloud-hosted models, limiting their usability in environments with unreliable communication infrastructure, such as outdoor or industrial settings. We present PRISM, a framework for distilling small language model (SLM)-enabled robot planners that run on-device with minimal human supervision. Starting from an existing LLM-enabled planner, PRISM automatically synthesizes diverse tasks and environments, elicits plans from the LLM, and uses this synthetic dataset to distill a compact SLM as a drop-in replacement of the source model. We apply PRISM to three LLM-enabled planners for mapping and exploration, manipulation, and household assistance, and we demonstrate that PRISM improves the performance of Llama-3.2-3B from 10-20% of GPT-4o's performance to over 93% - using only synthetic data. We further demonstrate that the distilled planners generalize across heterogeneous robotic platforms (ground and aerial) and diverse environments (indoor and outdoor). We release all software, trained models, and datasets at https://zacravichandran.github.io/PRISM.

cs.RO

Preventing Robotic Jailbreaking via Multimodal Domain Adaptation

Large Language Models (LLMs) and Vision-Language Models (VLMs) are increasingly deployed in robotic environments but remain vulnerable to jailbreaking attacks that bypass safety mechanisms and drive unsafe or physically harmful behaviors in the real world. Data-driven defenses such as jailbreak classifiers show promise, yet they struggle to generalize in domains where specialized datasets are scarce, limiting their effectiveness in robotics and other safety-critical contexts. To address this gap, we introduce J-DAPT, a lightweight framework for multimodal jailbreak detection through attention-based fusion and domain adaptation. J-DAPT integrates textual and visual embeddings to capture both semantic intent and environmental grounding, while aligning general-purpose jailbreak datasets with domain-specific reference data. Evaluations across autonomous driving, maritime robotics, and quadruped navigation show that J-DAPT boosts detection accuracy to nearly 100% with minimal overhead. These results demonstrate that J-DAPT provides a practical defense for securing VLMs in robotic applications. Additional materials are made available at: https://j-dapt.github.io.

cs.RO