arXiv subjects

George R. MacCartney Jr.

Publications and source records attributed to George R. MacCartney Jr..

16 recordsLinked to original sources

arXiv2017

Rapid Fading Due to Human Blockage in Pedestrian Crowds at 5G Millimeter-Wave Frequencies

Rapidly fading channels caused by pedestrians in dense urban environments will have a significant impact on millimeter-wave (mmWave) communications systems that employ electrically-steerable and narrow beamwidth antenna arrays. A peer-to-peer (P2P) measurement campaign was conducted with 7-degree, 15-degree, and 60-degree half-power beamwidth (HPBW) antenna pairs at 73.5 GHz and with 1 GHz of RF null-to-null bandwidth in a heavily populated open square scenario in Brooklyn, New York, to study blockage events caused by typical pedestrian traffic. Antenna beamwidths that range approximately an order of magnitude were selected to gain knowledge of fading events for antennas with different beamwidths since antenna patterns for mmWave systems will be electronically-adjustable. Two simple modeling approaches in the literature are introduced to characterize the blockage events by either a two-state Markov model or a four-state piecewise linear modeling approach. Transition probability rates are determined from the measurements and it is shown that average fade durations with a -5 dB threshold are 299.0 ms for 7-degree HPBW antennas and 260.2 ms for 60-degree HPBW antennas. The four-state piecewise linear modeling approach shows that signal strength decay and rise times are asymmetric for blockage events and that mean signal attenuations (average fade depths) are inversely proportional to antenna HPBW, where 7-degree and 60-degree HPBW antennas resulted in mean signal fades of 15.8 dB and 11.5 dB, respectively. The models presented herein are valuable for extending statistical channel models at mmWave to accurately simulate real-world pedestrian blockage events when designing fifth-generation (5G) wireless systems.

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arXiv2017

Base Station Diversity Propagation Measurements at 73 GHz Millimeter-Wave for 5G Coordinated Multipoint (CoMP) Analysis

This paper describes wideband (1 GHz) base station diversity and coordinated multipoint (CoMP)-style large-scale measurements at 73 GHz in an urban microcell open square scenario in downtown Brooklyn, New York on the NYU campus. The measurements consisted of ten random receiver locations at pedestrian level (1.4 meters) and ten random transmitter locations at lamppost level (4.0 meters) that provided 36 individual transmitter-receiver (TX-RX) combinations. For each of the 36 radio links, extensive directional measurements were made to give insights into small-cell base station diversity at millimeter-wave (mmWave) bands. High-gain steerable horn antennas with 7-degree and 15-degree half-power beamwidths (HPBW) were used at the transmitter (TX) and receiver (RX), respectively. For each TX-RX combination, the TX antenna was scanned over a 120-degree sector and the RX antenna was scanned over the entire azimuth plane at the strongest RX elevation plane and two other elevation planes on both sides of the strongest elevation angle, separated by the 15-degree HPBW. Directional and omnidirectional path loss models were derived and match well with the literature. Signal reception probabilities derived from the measurements for one to five base stations that served a single RX location show significant coverage improvement over all potential beamformed RX antenna pointing angles. CDFs for nearest neighbor and Best-N omnidirectional path loss and cell outage probabilities for directional antennas provide insights into coverage and interference for future mmWave small-cells that will exploit macro-diversity and CoMP.

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arXiv2017

Small-Scale, Local Area, and Transitional Millimeter Wave Propagation for 5G Communications

This paper studies radio propagation mechanisms that impact handoffs, air interface design, beam steering, and MIMO for 5G mobile communication systems. Knife edge diffraction (KED) and a creeping wave linear model are shown to predict diffraction loss around typical building objects from 10 to 26 GHz, and human blockage measurements at 73 GHz are shown to fit a double knife-edge diffraction (DKED) model which incorporates antenna gains. Small-scale spatial fading of millimeter wave received signal voltage amplitude is generally Ricean-distributed for both omnidirectional and directional receive antenna patterns under both line-of-sight (LOS) and non-line-of-sight (NLOS) conditions in most cases, although the log-normal distribution fits measured data better for the omnidirectional receive antenna pattern in the NLOS environment. Small-scale spatial autocorrelations of received voltage amplitudes are shown to fit sinusoidal exponential and exponential functions for LOS and NLOS environments, respectively, with small decorrelation distances of 0.27 cm to 13.6 cm (smaller than the size of a handset) that are favorable for spatial multiplexing. Local area measurements using cluster and route scenarios show how the received signal changes as the mobile moves and transitions from LOS to NLOS locations, with reasonably stationary signal levels within clusters. Wideband mmWave power levels are shown to fade from 0.4 dB/ms to 40 dB/s, depending on travel speed and surroundings.

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arXiv2017

Indoor Office Wideband Penetration Loss Measurements at 73 GHz

This paper presents millimeter wave (mmWave) penetration loss measurements and analysis at 73 GHz using a wideband sliding correlator channel sounder in an indoor office environment. Penetration loss was measured using a carefully controlled measurement setup for many common indoor building materials such as glass doors, glass windows, closet doors, steel doors, and whiteboard writing walls. Measurements were conducted using narrowbeam transmitter (TX) and receiver (RX) horn antennas that were boresight-aligned with a test material between the antennas. Overall, 21 different locations were measured for 6 different materials such that the same type of material was tested in at least two locations in order to characterize the effect of penetration loss for materials with similar composition. As shown here, attenuation through common materials ranged between 0.8 dB/cm and 9.9 dB/cm for co-polarized antennas, while cross-polarized antennas exhibited similar attenuation for most materials, but up to 23.4 dB/cm of attenuation for others. The penetration loss results presented here are useful for site-specific planning tools that will model indoor mmWave networks, without the need for expensive measurement campaigns.

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arXiv2017

A Novel Millimeter-Wave Channel Simulator and Applications for 5G Wireless Communications

This paper presents details and applications of a novel channel simulation software named NYUSIM, which can be used to generate realistic temporal and spatial channel responses to support realistic physical- and link-layer simulations and design for fifth-generation (5G) cellular communications. NYUSIM is built upon the statistical spatial channel model for broadband millimeter-wave (mmWave) wireless communication systems developed by researchers at New York University (NYU). The simulator is applicable for a wide range of carrier frequencies (500 MHz to 100 GHz), radio frequency (RF) bandwidths (0 to 800 MHz), antenna beamwidths (7 to 360 degrees for azimuth and 7 to 45 degrees for elevation), and operating scenarios (urban microcell, urban macrocell, and rural macrocell), and also incorporates multiple-input multiple-output (MIMO) antenna arrays at the transmitter and receiver. This paper also provides examples to demonstrate how to use NYUSIM for analyzing MIMO channel conditions and spectral efficiencies, which show that NYUSIM is an alternative and more realistic channel model compared to the 3rd Generation Partnership Project (3GPP) and other channel models for mmWave bands.

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arXiv2017

Millimeter Wave Small-Scale Spatial Statistics in an Urban Microcell Scenario

This paper presents outdoor wideband small-scale spatial fading and autocorrelation measurements and results in the 73 GHz millimeter-wave (mmWave) band conducted in downtown Brooklyn, New York. Both directional and omnidirectional receiver (RX) antennas are studied. Two pairs of transmitter (TX) and RX locations were tested with one line-of-sight (LOS) and one non-line-of-sight (NLOS) environment, where a linear track was employed at each RX to move the antenna in half-wavelength increments. Measured data reveal that the small-scale spatial fading of the received signal voltage amplitude are generally Ricean-distributed for both omnidirectional and directional RX antenna patterns under both LOS and NLOS conditions in most cases, except for the log-normal distribution for the omnidirectional RX antenna pattern in the NLOS environment. Sinusoidal exponential and typical exponential functions are found to model small-scale spatial autocorrelation of the received signal voltage amplitude in LOS and NLOS environments in most cases, respectively. Furthermore, different decorrelation distances were observed for different RX track orientations, i.e., for different directions of motion relative to the TX. Results herein are valuable for characterizing small-scale spatial fading and autocorrelation properties in multiple-input multiple-output (MIMO) systems for fifth-generation (5G) mmWave frequencies.

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arXiv2017

Study on 3GPP Rural Macrocell Path Loss Models for Millimeter Wave Wireless Communications

Little research has been done to reliably model millimeter wave (mmWave) path loss in rural macrocell settings, yet, models have been hastily adopted without substantial empirical evidence. This paper studies past rural macrocell (RMa) path loss models and exposes concerns with the current 3rd Generation Partnership Project (3GPP) TR 38.900 (Release 14) RMa path loss models adopted from the International Telecommunications Union - Radiocommunications (ITU-R) Sector. This paper shows how the 3GPP RMa large-scale path loss models were derived for frequencies below 6 GHz, yet they are being asserted for use up to 30 GHz, even though there has not been sufficient work or published data to support their validity at frequencies above 6 GHz or in the mmWave bands. We present the background of the 3GPP RMa path loss models and their use of odd correction factors not suitable for rural scenarios, and show that the multi-frequency close-in free space reference distance (CI) path loss model is more accurate and reliable than current 3GPP and ITU-R RMa models. Using field data and simulations, we introduce a new close-in free space reference distance with height dependent path loss exponent model (CIH), that predicts rural macrocell path loss using an effective path loss exponent that is a function of base station antenna height. This work shows the CI and CIH models can be used from 500 MHz to 100 GHz for rural mmWave coverage and interference analysis, without any discontinuity at 6 GHz as exists in today's 3GPP and ITU-R RMa models.

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arXiv2017

A Flexible Wideband Millimeter-Wave Channel Sounder with Local Area and NLOS to LOS Transition Measurements

This paper presents a millimeter-wave (mmWave) wideband sliding correlator channel sounder with flexibility to operate at various transmission rates. The channel sounder can transmit and receive up to 1 GHz of RF null-to-null bandwidth while measuring a 2 nanosecond multipath time resolution. The system architecture takes advantage of field-programmable gate arrays (FPGAs), high-speed digital-to-analog converters (DACs), and low phase noise Rubidium (Rb) references for synchronization. Using steerable narrowbeam antennas, the system can measure up to 185 dB of path loss. The channel sounder is used to measure the directional and omnidirectional received power as a receiver transitions from line-of-sight to non-line-of-sight conditions down an urban canyon. A 25 dB drop in omnidirectional received power was observed as the receiver transitioned from line-of-sight (LOS) conditions to deeply shadowed non-LOS (NLOS) conditions. The channel sounder was also used to study signal variation and spatial consistency for a local set of receiver locations arranged in a cluster spanning a 5 m x 10 m local area, where the omnidirectional received power in LOS and NLOS environments is found to be relatively stable with standard deviations of received power of 2.2 dB and 4.3 dB, respectively. This work shows that when implementing beamforming at the transmitter at mmWave, the omnidirectional received power over a local area has little fluctuation among receiver locations separated by a few to several meters.

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arXiv2016

Millimeter-Wave Human Blockage at 73 GHz with a Simple Double Knife-Edge Diffraction Model and Extension for Directional Antennas

This paper presents 73 GHz human blockage measurements for a point-to-point link with a 5 m transmitter-receiver separation distance in an indoor environment, with a human that walked at a speed of approximately 1 m/s at a perpendicular orientation to the line between the transmitter and receiver, at various distances between them. The experiment measures the shadowing effect of a moving human body when using directional antennas at the transmitter and receiver for millimeter-wave radio communications. The measurements were conducted using a 500 Megachips-per-second wideband correlator channel sounder with a 1 GHz first null-to-null RF bandwidth. Results indicate high shadowing attenuation is not just due to the human blocker but also is due to the static directional nature of the antennas used, leading to the need for phased-array antennas to switch beam directions in the presence of obstructions and blockages at millimeter-waves. A simple model for human blockage is provided based on the double knife-edge diffraction (DKED) model where humans are approximated by a rectangular screen with infinite vertical height, similar to the human blockage model given by the METIS project.

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arXiv2016

Millimeter Wave Wireless Communications: New Results for Rural Connectivity

This paper shows the remarkable distances that can be achieved using millimeter wave communications, and presents a new rural macrocell (RMa) path loss model for millimeter wave frequencies, based on measurements at 73 GHz in rural Virginia. Path loss models are needed to estimate signal coverage and interference for wireless network design, yet little is known about rural propagation at millimeter waves. This work identifies problems with the RMa model used by the 3rd Generation Partnership Project (3GPP) TR 38.900 Release 14, and offers a close-in (CI) reference distance model that has improved accuracy, fewer parameters, and better stability as compared with the existing 3GPP RMa path loss model. The measurements and models presented here are the first to validate rural millimeter wave path loss models.

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arXiv2016

Indoor 5G 3GPP-like Channel Models for Office and Shopping Mall Environments

Future mobile communications systems are likely to be very different to those of today with new service innovations driven by increasing data traffic demand, increasing processing power of smart devices and new innovative applications. To meet these service demands the telecommunications industry is converging on a common set of 5G requirements which includes network speeds as high as 10 Gbps, cell edge rate greater than 100 Mbps, and latency of less than 1 msec. To reach these 5G requirements the industry is looking at new spectrum bands in the range up to 100 GHz where there is spectrum availability for wide bandwidth channels. For the development of new 5G systems to operate in bands up to 100 GHz there is a need for accurate radio propagation models which are not addressed by existing channel models developed for bands below 6 GHz. This paper presents a preliminary overview of the 5G channel models for bands up to 100 GHz in indoor offices and shopping malls, derived from extensive measurements across a multitude of bands. These studies have found some extensibility of the existing 3GPP models to the higher frequency bands up to 100 GHz. The measurements indicate that the smaller wavelengths introduce an increased sensitivity of the propagation models to the scale of the environment and show some frequency dependence of the path loss as well as increased occurrence of blockage. Further, the penetration loss is highly dependent on the material and tends to increase with frequency. The small-scale characteristics of the channel such as delay spread and angular spread and the multipath richness is somewhat similar over the frequency range, which is encouraging for extending the existing 3GPP models to the wider frequency range. Further work will be carried out to complete these models, but this paper presents the first steps for an initial basis for the model development.

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arXiv2016

5G 3GPP-like Channel Models for Outdoor Urban Microcellular and Macrocellular Environments

For the development of new 5G systems to operate in bands up to 100 GHz, there is a need for accurate radio propagation models at these bands that currently are not addressed by existing channel models developed for bands below 6 GHz. This document presents a preliminary overview of 5G channel models for bands up to 100 GHz. These have been derived based on extensive measurement and ray tracing results across a multitude of frequencies from 6 GHz to 100 GHz, and this document describes an initial 3D channel model which includes: 1) typical deployment scenarios for urban microcells (UMi) and urban macrocells (UMa), and 2) a baseline model for incorporating path loss, shadow fading, line of sight probability, penetration and blockage models for the typical scenarios. Various processing methodologies such as clustering and antenna decoupling algorithms are also presented.

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arXiv2016

Millimeter-Wave Distance-Dependent Large-Scale Propagation Measurements and Path Loss Models for Outdoor and Indoor 5G Systems

This paper presents millimeter-wave propagation measurements for urban micro-cellular and indoor office scenarios at 28 GHz and 73 GHz, and investigates the corresponding path loss using five types of path loss models, the singlefrequency floating-intercept (FI) model, single-frequency closein (CI) free space reference distance model, multi-frequency alpha-beta-gamma (ABG) model, multi-frequency CI model, and multi-frequency CI model with a frequency-weighted path loss exponent (CIF), in both line-of-sight and non-line-of-sight environments. Results show that the CI and CIF models provide good estimation and exhibit stable behavior over frequencies and distances, with a solid physical basis and less computational complexity when compared with the FI and ABG models. Furthermore, path loss in outdoor scenarios shows little dependence on frequency beyond the first meter of free space propagation, whereas path loss tends to increase with frequency in addition to the increased free space path loss in indoor environments. Therefore, the CI model is suitable for outdoor environments over multiple frequencies, while the CIF model is more appropriate for indoor modeling. This work shows that both the CI and CIF models use fewer parameters and offer more convenient closedform expressions suitable for analysis, without compromising model accuracy when compared to current 3GPP and WINNER path loss models.

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arXiv2016

Indoor Office Plan Environment and Layout-Based MmWave Path Loss Models for 28 GHz and 73 GHz

This paper presents large-scale path loss models based on extensive ultra-wideband millimeter-wave propagation measurements performed at 28 GHz and 73 GHz in three typical indoor office layouts -- namely: corridor, open-plan, and closed-plan. A previous study combined all indoor layouts together, while this study separates them for site-specific indoor large-scale path loss model analysis. Measurements were conducted using a 400 megachips-per-second broadband sliding correlator channel sounder with 800 MHz first null-to-null RF bandwidth for 48 transmitter-receiver location combinations with distances ranging 3.9 m to 45.9 m for both co- and cross-polarized antenna configurations in line-of-sight and non-line-of-sight environments. Omnidirectional path loss values were synthesized from over 14,000 directional power delay profiles and were used to generate single-frequency and multi-frequency path loss models for combined, co-, and cross-polarized antennas. Large-scale path loss models that include a cross-polarization discrimination factor are provided for cross-polarized antenna measurements. The results show the value of using the close-in free space reference distance single and multi-frequency path loss models, as they offer simplicity (less parameters) in path loss calculation and prediction, without sacrificing accuracy. Moreover, the current 3GPP floating-intercept path loss model only requires a simple and subtle modification to convert to the close-in free space reference distance models.

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arXiv2015

Synthesizing Omnidirectional Antenna Patterns, Received Power and Path Loss from Directional Antennas for 5G Millimeter-Wave Communications

Omnidirectional path loss models are vital for radiosystem design in wireless communication systems, as they allow engineers to perform network simulations for systems with arbitrary antenna patterns. At millimeter-wave frequencies, channel measurements are frequently conducted using steerable highgain directional antennas at both the transmitter and receiver to make up for the significant increase in free space path loss at these frequencies compared to traditional cellular systems that operate at lower frequencies. The omnidirectional antenna pattern, and resulting omnidirectional received power must therefore be synthesized from many unique pointing angles, where the transmit and receive antennas are rotated over many different azimuth and elevation planes. In this paper, the equivalent omnidirectional antenna pattern and omnidirectional received power are synthesized by summing the received powers from all measured unique pointing angles obtained at antenna halfpower beamwidth step increments in the azimuth and elevation planes, and this method is validated by demonstrating that the synthesized omnidirectional received power and path loss are independent of antenna beamwidth, through theoretical analyses and millimeter-wave propagation measurements using antennas with different beamwidths. The method in this paper is shown to provide accurate results while enhancing the measurement range substantially through the use of directional antennas.

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arXiv2015

Exploiting Directionality for Millimeter-Wave Wireless System Improvement

This paper presents directional and omnidirectional RMS delay spread statistics obtained from 28 GHz and 73 GHz ultrawideband propagation measurements carried out in New York City using a 400 Megachips per second broadband sliding correlator channel sounder and highly directional steerable horn antennas. The 28 GHz measurements did not systematically seek the optimum antenna pointing angles and resulted in 33% outage for 39 T-R separation distances within 200 m. The 73 GHz measurements systematically found the best antenna pointing angles and resulted in 14.3% outage for 35 T-R separation distances within 200 m, all for mobile height receivers. Pointing the antennas to yield the strongest received power is shown to significantly reduce RMS delay spreads in line-of-sight (LOS) environments. A new term, distance extension exponent (DEE) is defined, and used to mathematically describe the increase in coverage distance that results by combining beams from angles with the strongest received power at a given location. These results suggest that employing directionality in millimeter-wave communications systems will reduce inter-symbol interference, improve link margin at cell edges, and enhance overall system performance.

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