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Gerald V. Dunne

Publications and source records attributed to Gerald V. Dunne.

At least 55 records · Page 3Linked to original sources

Critical Points at Infinity, Non-Gaussian Saddles, and Bions

It has been argued that many non-perturbative phenomena in quantum mechanics (QM) and quantum field theory (QFT) are determined by complex field configurations, and that these contributions should be understood in terms of of Picard-Lefschetz theory. In this work we compute the contribution from non-BPS multi-instanton configurations, such as instanton-anti-instanton $[{I}\bar{I}]$ pairs, and argue that these contributions should be interpreted as exact critical points at infinity. The Lefschetz thimbles associated with such critical points have a specific structure arising from the presence of non-Gaussian, quasi-zero mode (QZM), directions. When fermion degrees of freedom are present, as in supersymmetric theories, the effective bosonic potential can be written as the sum of a classical and a quantum potential. We show that in this case the semi-classical contribution of the critical point at infinity vanishes, but there is a non-trivial contribution that arises from its associated non-Gaussian QZM-thimble. This approach resolves several puzzles in the literature concerning the semi-classical contribution of correlated $[{I}\bar{I}]$ pairs. It has the surprising consequence that the configurations that dominate the expansion of observables, and the critical points that define the Lefschetz thimble decomposition need not be the same, a feature not present in the traditional Picard-Lefschetz approach.

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Quantum Distillation of Hilbert Spaces, Semi-classics and Anomaly Matching

A symmetry-twisted boundary condition of the path integral provides a suitable framework for the semi-classical analysis of nonperturbative quantum field theories (QFTs), and we reinterpret it from the viewpoint of the Hilbert space. An appropriate twist with the unbroken symmetry can potentially produce huge cancellations among excited states in the state-sum, without affecting the ground states; we call this effect "quantum distillation". Quantum distillation can provide the underlying mechanism for adiabatic continuity, by preventing a phase transition under $S^1$ compactification. We revisit this point via the 't Hooft anomaly matching condition when it constrains the vacuum structure of the theory on $\mathbb{R}^d$ and upon compactification. We show that there is a precise relation between the persistence of the anomaly upon compactification, the Hilbert space quantum distillation, and the semi-classical analysis of the corresponding symmetry-twisted path integrals. We motivate quantum distillation in quantum mechanical examples, and then study its non-trivial action in QFT, with the example of the 2D Grassmannian sigma model $\mathrm{Gr}(N,M)$. We also discuss the connection of quantum distillation with large-$N$ volume independence and flavor-momentum transmutation.

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Transmutation of a Trans-series: The Gross-Witten-Wadia Phase Transition

We study the change in the resurgent asymptotic properties of a trans-series in two parameters, a coupling $g^2$ and a gauge index $N$, as a system passes through a large $N$ phase transition, using the universal example of the Gross-Witten-Wadia third-order phase transition in the unitary matrix model. This transition is well-studied in the immediate vicinity of the transition point, where it is characterized by a double-scaling limit Painlevé II equation, and also away from the transition point using the pre-string difference equation. Here we present a complementary analysis of the transition at all coupling and all finite N, in terms of a differential equation, using the explicit Tracy-Widom mapping of the Gross-Witten-Wadia partition function to a solution of a Painlevé III equation. This mapping provides a simple method to generate trans-series expansions in all parameter regimes, and to study their transmutation as the parameters are varied. For example, at any finite N the weak coupling expansion is divergent, with a non-perturbative trans-series completion; on the other hand, the strong coupling expansion is convergent, and yet there is still a non-perturbative trans-series completion. We show how the different instanton terms `condense' at the transition point to match with the double-scaling limit trans-series. We also define a uniform large N strong-coupling expansion (a non-linear analogue of uniform WKB), which is much more precise than the conventional large N expansion through the transition region, and apply it to the evaluation of Wilson loops.

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Convergence from Divergence

We show how to convert divergent series, which typically occur in many applications in physics, into rapidly convergent inverse factorial series. This can be interpreted physically as a novel resummation of perturbative series. Being convergent, these new series allow rigorous extrapolation from an asymptotic region with a large parameter, to the opposite region where the parameter is small. We illustrate the method with various physical examples, and discuss how these convergent series relate to standard methods such as Borel summation, and also how they incorporate the physical Stokes phenomenon. We comment on the relation of these results to Dyson's physical argument for the divergence of perturbation theory. This approach also leads naturally to a wide class of relations between bosonic and fermionic partition functions, and Klein-Gordon and Dirac determinants.

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Quantum Geometry of Resurgent Perturbative/Nonperturbative Relations

For a wide variety of quantum potentials, including the textbook `instanton' examples of the periodic cosine and symmetric double-well potentials, the perturbative data coming from fluctuations about the vacuum saddle encodes all non-perturbative data in all higher non-perturbative sectors. Here we unify these examples in geometric terms, arguing that the all-orders quantum action determines the all-orders quantum dual action for quantum spectral problems associated with a classical genus one elliptic curve. Furthermore, for a special class of genus one potentials this relation is particularly simple: this class includes the cubic oscillator, symmetric double-well, symmetric degenerate triple-well, and periodic cosine potential. These are related to the Chebyshev potentials, which are in turn related to certain ${\mathcal N}=2$ supersymmetric quantum field theories, to mirror maps for hypersurfaces in projective spaces, and also to topological $c=3$ Landau-Ginzburg models and `special geometry'. These systems inherit a natural modular structure corresponding to Ramanujan's theory of elliptic functions in alternative bases, which is especially important for the quantization. Insights from supersymmetric quantum field theory suggest similar structures for more complicated potentials, corresponding to higher genus. Our approach is very elementary, using basic classical geometry combined with all-orders WKB.

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Deconstructing zero: resurgence, supersymmetry and complex saddles

We explain how a vanishing, or truncated, perturbative expansion, such as often arises in semi-classically tractable supersymmetric theories, can nevertheless be related to fluctuations about non-perturbative sectors via resurgence. We also demonstrate that, in the same class of theories, the vanishing of the ground state energy (unbroken supersymmetry) can be attributed to the cancellation between a real saddle and a complex saddle (with hidden topological angle pi), and positivity of the ground state energy (broken supersymmetry) can be interpreted as the dominance of complex saddles. In either case, despite the fact that the ground state energy is zero to all orders in perturbation theory, all orders of fluctuations around non-perturbative saddles are encoded in the perturbative E(N, g). We illustrate these ideas with examples from supersymmetric quantum mechanics and quantum field theory.

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On the Time Dependence of Adiabatic Particle Number

We consider quantum field theoretic systems subject to a time-dependent perturbation, and discuss the question of defining a time dependent particle number not just at asymptotic early and late times, but also during the perturbation. Naively, this is not a well-defined notion for such a non-equilibrium process, as the particle number at intermediate times depends on a basis choice of reference states with respect to which particles and anti-particles are defined, even though the final late-time particle number is independent of this basis choice. The basis choice is associated with a particular truncation of the adiabatic expansion. The adiabatic expansion is divergent, and we show that if this divergent expansion is truncated at its optimal order, a universal time dependence is obtained, confirming a general result of Dingle and Berry. This optimally truncated particle number provides a clear picture of quantum interference effects for perturbations with non-trivial temporal sub-structure. We illustrate these results using several equivalent definitions of adiabatic particle number: the Bogoliubov, Riccati, Spectral Function and Schrodinger picture approaches. In each approach, the particle number may be expressed in terms of the tiny deviations between the exact and adiabatic solutions of the Ermakov-Milne equation for the associated time-dependent oscillators.

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Complex Saddles in Two-dimensional Gauge Theory

We study numerically the saddle point structure of two-dimensional (2D) lattice gauge theory, represented by the Gross-Witten-Wadia unitary matrix model. The saddle points are in general complex-valued, even though the original integration variables and action are real. We confirm the trans-series/instanton gas structure in the weak-coupling phase, and identify a new complex-saddle interpretation of non-perturbative effects in the strong-coupling phase. In both phases, eigenvalue tunneling refers to eigenvalues moving off the real interval, into the complex plane, and the weak-to-strong coupling phase transition is driven by saddle condensation.

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WKB and Resurgence in the Mathieu Equation

In this paper, based on lectures by the authors at the May 2015 workshop {\it Resurgence, Physics and Numbers}, at the Centro di Ricerca Matematica Ennio De Giorgio of the Scuola Normale Superiore in Pisa, we explain the origin of resurgent trans-series in the Mathieu equation spectral problem, using uniform WKB and all-orders (exact) WKB. Exact quantization conditions naturally arise, and their expansion in the weak coupling regime produces resurgent trans-series expressions which exhibit precise relations between different instanton sectors. Indeed, the perturbative expansion encodes all orders of the multi-instanton expansion, an explicit realization of the general concept of "resurgence". We also discuss the transition from weak to strong coupling, an explicit realization of "instanton condensation".

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New Methods in QFT and QCD: From Large-N Orbifold Equivalence to Bions and Resurgence

We present a broad conceptual introduction to some new ideas in non-perturbative QFT. The large-$N$ orbifold-orientifold equivalence connects a natural large-$N$ limit of QCD to QCD with adjoint fermions. QCD(adj) with periodic boundary conditions and double-trace deformation of Yang-Mills theory satisfy large-$N$ volume independence, a type of orbifold equivalence. Certain QFTs that satisfy volume independence at $N=\infty$ exhibit adiabatic continuity at finite-$N$, and also become semi-classically calculable on small $\mathbb R^3 \times S^1$. We discuss the role of monopole-instantons, and magnetic and neutral bion saddles in connection to mass gap, and center and chiral symmetry realizations. Neutral bions also provide a weak coupling semiclassical realization of infrared-renormalons. These considerations help motivate the necessity of complexification of path integrals (Picard-Lefschetz theory) in semi-classical analysis, and highlights the importance of hidden topological angles. Finally, we briefly review the resurgence program, which potentially provides a novel non-perturbative continuum definition of QFT. All these ideas are continuously connected.

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What is QFT? Resurgent trans-series, Lefschetz thimbles, and new exact saddles

This is an introductory level review of recent applications of resurgent trans-series and Picard-Lefschetz theory to quantum mechanics and quantum field theory. Resurgence connects local perturbative data with global topological structure. In quantum mechanical systems, this program provides a constructive relation between different saddles. For example, in certain cases it has been shown that all information around the instanton saddle is encoded in perturbation theory around the perturbative saddle. In quantum field theory, such as sigma models compactified on a circle, neutral bions provide a semi-classical interpretation of the elusive IR-renormalon, and fractional kink instantons lead to the non-perturbatively induced gap, of order of the strong scale. In the path integral formulation of quantum mechanics, saddles must be found by solving the holomorphic Newton's equation in the inverted (holomorphized) potential. Some saddles are complex, multi-valued, and even singular, but of finite action, and their inclusion is strictly necessary to prevent inconsistencies. The multi-valued saddles enter either via resurgent cancellations, or their phase is tied with a hidden topological angle. We emphasize the importance of the destructive/constructive interference effects between equally dominant saddles in the Lefschetz thimble decomposition. This is especially important in the context of the sign problem.

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Toward Picard-Lefschetz Theory of Path Integrals, Complex Saddles and Resurgence

We show that the semi-classical analysis of generic Euclidean path integrals necessarily requires complexification of the action and measure, and consideration of complex saddle solutions. We demonstrate that complex saddle points have a natural interpretation in terms of the Picard-Lefschetz theory. Motivated in part by the semi-classical expansion of QCD with adjoint matter on ${\mathbb R}^3\times S^1$, we study quantum-mechanical systems with bosonic and fermionic (Grassmann) degrees of freedom with harmonic degenerate minima, as well as (related) purely bosonic systems with harmonic non-degenerate minima. We find exact finite action non-BPS bounce and bion solutions to the holomorphic Newton equations. We find not only real solutions, but also complex solution with non-trivial monodromy, and finally complex multi-valued and singular solutions. Complex bions are necessary for obtaining the correct non-perturbative structure of these models. In the supersymmetric limit the complex solutions govern the ground state properties, and their contribution to the semiclassical expansion is necessary to obtain consistency with the supersymmetry algebra. The multi-valuedness of the action is either related to the hidden topological angle or to the resurgent cancellation of ambiguities. We also show that in the approximate multi-instanton description the integration over the complex quasi-zero mode thimble produces the most salient features of the exact solutions. While exact complex saddles are more difficult to construct in quantum field theory, the relation to the approximate thimble construction suggests that such solutions may be underlying some remarkable features of approximate bion saddles in quantum field theories.

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Complexified path integrals, exact saddles and supersymmetry

In the context of two illustrative examples from supersymmetric quantum mechanics we show that the semi-classical analysis of the path integral requires complexification of the configuration space and action, and the inclusion of complex saddle points, even when the parameters in the action are real. We find new exact complex saddles, and show that without their contribution the semi-classical expansion is in conflict with basic properties such as positive-semidefiniteness of the spectrum, and constraints of supersymmetry. Generic saddles are not only complex, but also possibly multi-valued, and even singular. This is in contrast to instanton solutions, which are real, smooth, and single-valued. The multi-valuedness of the action can be interpreted as a hidden topological angle, quantized in units of $π$ in supersymmetric theories. The general ideas also apply to non-supersymmetric theories.

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Hydrodynamics, resurgence and trans-asymptotics

The second-order hydrodynamical description of a homogeneous conformal plasma that undergoes a boost- invariant expansion is given by a single nonlinear ordinary differential equation, whose resurgent asymptotic properties we study, developing further the recent work of Heller and Spalinski [Phys. Rev. Lett. 115, 072501 (2015)]. Resurgence clearly identifies the non-hydrodynamic modes that are exponentially suppressed at late times, analogous to the quasi-normal-modes in gravitational language, organizing these modes in terms of a trans-series expansion. These modes are analogs of instantons in semi-classical expansions, where the damping rate plays the role of the instanton action. We show that this system displays the generic features of resurgence, with explicit quantitative relations between the fluctuations about different orders of these non-hydrodynamic modes. The imaginary part of the trans-series parameter is identified with the Stokes constant, and the real part with the freedom associated with initial conditions.

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Resurgence and Dynamics of O(N) and Grassmannian Sigma Models

We study the non-perturbative dynamics of the two dimensional ${O(N)}$ and Grassmannian sigma models by using compactification with twisted boundary conditions on $\mathbb R \times S^1$, semi-classical techniques and resurgence. While the $O(N)$ model has no instantons for $N>3$, it has (non-instanton) saddles on $\mathbb R^2$, which we call 2d-saddles. On $\mathbb R \times S^1$, the resurgent relation between perturbation theory and non-perturbative physics is encoded in new saddles, which are associated with the affine root system of the ${\frak o}(N) $ algebra. These events may be viewed as fractionalizations of the 2d-saddles. The first beta function coefficient, given by the dual Coxeter number, can then be intepreted as the sum of the multiplicities (dual Kac labels) of these fractionalized objects. Surprisingly, the new saddles in $O(N)$ models in compactified space are in one-to-one correspondence with monopole-instanton saddles in $SO(N)$ gauge theory on $\mathbb R^3 \times S^1$. The Grassmannian sigma models ${ \rm Gr}(N, M)$ have 2d instantons, which fractionalize into $N$ kink-instantons. The small circle dynamics of both sigma models can be described as a dilute gas of the one-events and two-events, bions. One-events are the leading source of a variety of non-perturbative effects, and produce the strong scale of the 2d theory in the compactified theory. We show that in both types of sigma models the neutral bion emulates the role of IR-renormalons. We also study the topological theta angle dependence in both the $O(3)$ model and ${ \rm Gr}(N, M)$, and describe the multi-branched structure of the observables in terms of the theta-angle dependence of the saddle amplitudes.

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IR Renormalons vs. Operator Product Expansion in Supersymmetric and Related Gauge Theories

We use the "conspiracy" between infrared (IR) renormalons and condensates in the operator product expansion for correlation functions to make predictions concerning the structure of singularities in the Borel plane for the perturbative series in quantum field theories with different levels of supersymmetry. The same conspiracy can be used for establishing the absence of condensates or IR renormalons in gauge theories with an IR conformal regime or fully Higgsed gauge theories. The absence of the renormalon-induced factorial divergence implies that instanton contributions (where present) must be well-defined. We show that the conventional bubble-chain method for detecting renormalon-induced factorial divergences in these theories is not sufficient.

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Resurgence and the Nekrasov-Shatashvili Limit: Connecting Weak and Strong Coupling in the Mathieu and Lam'e Systems

The Nekrasov-Shatashvili limit for the low-energy behavior of N=2 and N=2* supersymmetric SU(2) gauge theories is encoded in the spectrum of the Mathieu and Lam'e equations, respectively. This correspondence is usually expressed via an all-orders Bohr-Sommerfeld relation, but this neglects non-perturbative effects, the nature of which is very different in the electric, magnetic and dyonic regions. In the gauge theory dyonic region the spectral expansions are divergent, and indeed are not Borel-summable, so they are more properly described by resurgent trans-series in which perturbative and non-perturbative effects are deeply entwined. In the gauge theory electric region the spectral expansions are convergent, but nevertheless there are non-perturbative effects due to poles in the expansion coefficients, and which we associate with worldline instantons. This provides a concrete analog of a phenomenon found recently by Drukker, Marino and Putrov in the large N expansion of the ABJM matrix model, in which non-perturbative effects are related to complex space-time instantons. In this paper we study how these very different regimes arise from an exact WKB analysis, and join smoothly through the magnetic region. This approach also leads to a simple proof of a resurgence relation found recently by Dunne and Unsal, showing that for these spectral systems all non-perturbative effects are subtly encoded in perturbation theory, and identifies this with the Picard-Fuchs equation for the quantized elliptic curve.

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Uniform WKB, Multi-instantons, and Resurgent Trans-Series

We illustrate the physical significance and mathematical origin of resurgent trans-series expansions for energy eigenvalues in quantum mechanical problems with degenerate harmonic minima, by using the uniform WKB approach. We provide evidence that the perturbative expansion, combined with a global eigenvalue condition, contains all information needed to generate all orders of the non-perturbative multi-instanton expansion. This provides a dramatic realization of the concept of resurgence, whose structure is naturally encoded in the resurgence triangle. We explain the relation between the uniform WKB approach, multi-instantons, and resurgence theory. The essential idea applies to any perturbative expansion, and so is also relevant for quantum field theories with degenerate minima which can be continuously connected to quantum mechanical systems.

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