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Gerard Christopher Yeo

Publications and source records attributed to Gerard Christopher Yeo.

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From Passive to Persuasive: Localized Activation Injection for Empathy and Negotiation

Complex social behaviors, such as empathy and strategic politeness, are widely assumed to resist the directional decomposition that makes activation steering effective for coarse attributes like sentiment or toxicity. We present STAR: Steering via Attribution and Representation, which tests this assumption by using attribution patching to identify the layer--token positions where each behavioral trait causally originates, then injecting contrastive activation vectors at precisely those locations. Evaluated on emotional dialogue and negotiation in both single- and multi-turn settings, localized injection consistently outperforms global steering and instruction priming; human evaluation confirms that gains reflect genuine improvements in perceived quality rather than lexical surface change. Our results suggest that complex interpersonal behaviors are encoded as localized, approximately linear directions in LLM activation space, and that behavioral alignment is fundamentally a localization problem.

cs.CL

Learning Through Dialogue: Engagement and Efficacy Matter More Than Explanations

Large language models (LLMs) are increasingly used as conversational partners for learning, yet the interactional dynamics supporting users' learning and engagement are understudied. We analyze the linguistic and interactional features from both LLM and participant chats across 397 human-LLM conversations about socio-political issues to identify the mechanisms and conditions under which LLM explanations shape changes in political knowledge and confidence. Mediation analyses reveal that LLM explanatory richness partially supports confidence by fostering users' reflective insight, whereas its effect on knowledge gain operates entirely through users' cognitive engagement. Moderation analyses show that these effects are highly conditional and vary by political efficacy. Confidence gains depend on how high-efficacy users experience and resolve uncertainty. Knowledge gains depend on high-efficacy users' ability to leverage extended interaction, with longer conversations benefiting primarily reflective users. In summary, we find that learning from LLMs is an interactional achievement, not a uniform outcome of better explanations. The findings underscore the importance of aligning LLM explanatory behavior with users' engagement states to support effective learning in designing Human-AI interactive systems.

cs.CL

Conversations: Love Them, Hate Them, Steer Them

Large Language Models (LLMs) demonstrate increasing conversational fluency, yet instilling them with nuanced, human-like emotional expression remains a significant challenge. Current alignment techniques often address surface-level output or require extensive fine-tuning. This paper demonstrates that targeted activation engineering can steer LLaMA 3.1-8B to exhibit more human-like emotional nuances. We first employ attribution patching to identify causally influential components, to find a key intervention locus by observing activation patterns during diagnostic conversational tasks. We then derive emotional expression vectors from the difference in the activations generated by contrastive text pairs (positive vs. negative examples of target emotions). Applying these vectors to new conversational prompts significantly enhances emotional characteristics: steered responses show increased positive sentiment (e.g., joy, trust) and more frequent first-person pronoun usage, indicative of greater personal engagement. Our findings offer a precise and interpretable method for controlling specific emotional attributes in LLMs, contributing to developing more aligned and empathetic conversational AI.

cs.CL

Beyond Context to Cognitive Appraisal: Emotion Reasoning as a Theory of Mind Benchmark for Large Language Models

Datasets used for emotion recognition tasks typically contain overt cues that can be used in predicting the emotions expressed in a text. However, one challenge is that texts sometimes contain covert contextual cues that are rich in affective semantics, which warrant higher-order reasoning abilities to infer emotional states, not simply the emotions conveyed. This study advances beyond surface-level perceptual features to investigate how large language models (LLMs) reason about others' emotional states using contextual information, within a Theory-of-Mind (ToM) framework. Grounded in Cognitive Appraisal Theory, we curate a specialized ToM evaluation dataset1 to assess both forward reasoning - from context to emotion- and backward reasoning - from emotion to inferred context. We showed that LLMs can reason to a certain extent, although they are poor at associating situational outcomes and appraisals with specific emotions. Our work highlights the need for psychological theories in the training and evaluation of LLMs in the context of emotion reasoning.

cs.CL

On the Limitations of Steering in Language Model Alignment

Steering vectors are a promising approach to aligning language model behavior at inference time. In this paper, we propose a framework to assess the limitations of steering vectors as alignment mechanisms. Using a framework of transformer hook interventions and antonym-based function vectors, we evaluate the role of prompt structure and context complexity in steering effectiveness. Our findings indicate that steering vectors are promising for specific alignment tasks, such as value alignment, but may not provide a robust foundation for general-purpose alignment in LLMs, particularly in complex scenarios. We establish a methodological foundation for future investigations into steering capabilities of reasoning models.

cs.CL

PHAnToM: Persona-based Prompting Has An Effect on Theory-of-Mind Reasoning in Large Language Models

The use of LLMs in natural language reasoning has shown mixed results, sometimes rivaling or even surpassing human performance in simpler classification tasks while struggling with social-cognitive reasoning, a domain where humans naturally excel. These differences have been attributed to many factors, such as variations in prompting and the specific LLMs used. However, no reasons appear conclusive, and no clear mechanisms have been established in prior work. In this study, we empirically evaluate how role-playing prompting influences Theory-of-Mind (ToM) reasoning capabilities. Grounding our rsearch in psychological theory, we propose the mechanism that, beyond the inherent variance in the complexity of reasoning tasks, performance differences arise because of socially-motivated prompting differences. In an era where prompt engineering with role-play is a typical approach to adapt LLMs to new contexts, our research advocates caution as models that adopt specific personas might potentially result in errors in social-cognitive reasoning.

cs.CL

Beyond Text: Leveraging Multi-Task Learning and Cognitive Appraisal Theory for Post-Purchase Intention Analysis

Supervised machine-learning models for predicting user behavior offer a challenging classification problem with lower average prediction performance scores than other text classification tasks. This study evaluates multi-task learning frameworks grounded in Cognitive Appraisal Theory to predict user behavior as a function of users' self-expression and psychological attributes. Our experiments show that users' language and traits improve predictions above and beyond models predicting only from text. Our findings highlight the importance of integrating psychological constructs into NLP to enhance the understanding and prediction of user actions. We close with a discussion of the implications for future applications of large language models for computational psychology.

cs.CL