arXiv subjects

Gilles Barthe

Publications and source records attributed to Gilles Barthe.

At least 37 records · Page 2Linked to original sources

arXiv2021

Higher-order probabilistic adversarial computations: Categorical semantics and program logics

Adversarial computations are a widely studied class of computations where resource-bounded probabilistic adversaries have access to oracles, i.e., probabilistic procedures with private state. These computations arise routinely in several domains, including security, privacy and machine learning. In this paper, we develop program logics for reasoning about adversarial computations in a higher-order setting. Our logics are built on top of a simply typed $λ$-calculus extended with a graded monad for probabilities and state. The grading is used to model and restrict the memory footprint and the cost (in terms of oracle calls) of computations. Under this view, an adversary is a higher-order expression that expects as arguments the code of its oracles. We develop unary program logics for reasoning about error probabilities and expected values, and a relational logic for reasoning about coupling-based properties. All logics feature rules for adversarial computations, and yield guarantees that are valid for all adversaries that satisfy a fixed resource policy. We prove the soundness of the logics in the category of quasi-Borel spaces, using a general notion of graded predicate liftings, and we use logical relations over graded predicate liftings to establish the soundness of proof rules for adversaries. We illustrate the working of our logics with simple but illustrative examples.

cs.LO↗

arXiv2021

Proving Differential Privacy via Probabilistic Couplings

In this paper, we develop compositional methods for formally verifying differential privacy for algorithms whose analysis goes beyond the composition theorem. Our methods are based on the observation that differential privacy has deep connections with a generalization of probabilistic couplings, an established mathematical tool for reasoning about stochastic processes. Even when the composition theorem is not helpful, we can often prove privacy by a coupling argument. We demonstrate our methods on two algorithms: the Exponential mechanism and the Above Threshold algorithm, the critical component of the famous Sparse Vector algorithm. We verify these examples in a relational program logic apRHL+, which can construct approximate couplings. This logic extends the existing apRHL logic with more general rules for the Laplace mechanism and the one-sided Laplace mechanism, and new structural rules enabling pointwise reasoning about privacy; all the rules are inspired by the connection with coupling. While our paper is presented from a formal verification perspective, we believe that its main insight is of independent interest for the differential privacy community.

cs.LO↗

arXiv2021

A survey of algorithmic recourse: definitions, formulations, solutions, and prospects

Machine learning is increasingly used to inform decision-making in sensitive situations where decisions have consequential effects on individuals' lives. In these settings, in addition to requiring models to be accurate and robust, socially relevant values such as fairness, privacy, accountability, and explainability play an important role for the adoption and impact of said technologies. In this work, we focus on algorithmic recourse, which is concerned with providing explanations and recommendations to individuals who are unfavourably treated by automated decision-making systems. We first perform an extensive literature review, and align the efforts of many authors by presenting unified definitions, formulations, and solutions to recourse. Then, we provide an overview of the prospective research directions towards which the community may engage, challenging existing assumptions and making explicit connections to other ethical challenges such as security, privacy, and fairness.

cs.LG↗

arXiv2021

Scaling Guarantees for Nearest Counterfactual Explanations

Counterfactual explanations (CFE) are being widely used to explain algorithmic decisions, especially in consequential decision-making contexts (e.g., loan approval or pretrial bail). In this context, CFEs aim to provide individuals affected by an algorithmic decision with the most similar individual (i.e., nearest individual) with a different outcome. However, while an increasing number of works propose algorithms to compute CFEs, such approaches either lack in optimality of distance (i.e., they do not return the nearest individual) and perfect coverage (i.e., they do not provide a CFE for all individuals); or they cannot handle complex models, such as neural networks. In this work, we provide a framework based on Mixed-Integer Programming (MIP) to compute nearest counterfactual explanations with provable guarantees and with runtimes comparable to gradient-based approaches. Our experiments on the Adult, COMPAS, and Credit datasets show that, in contrast with previous methods, our approach allows for efficiently computing diverse CFEs with both distance guarantees and perfect coverage.

cs.LG↗

arXiv2021

A Quantum Interpretation of Bunched Logic for Quantum Separation Logic

We propose a model of the substructural logic of Bunched Implications (BI) that is suitable for reasoning about quantum states. In our model, the separating conjunction of BI describes separable quantum states. We develop a program logic where pre- and post-conditions are BI formulas describing quantum states -- the program logic can be seen as a counterpart of separation logic for imperative quantum programs. We exercise the logic for proving the security of quantum one-time pad and secret sharing, and we show how the program logic can be used to discover a flaw in Google Cirq's tutorial on the Variational Quantum Algorithm (VQA).

cs.LO↗

arXiv2020

Deciding Accuracy of Differential Privacy Schemes

Differential privacy is a mathematical framework for developing statistical computations with provable guarantees of privacy and accuracy. In contrast to the privacy component of differential privacy, which has a clear mathematical and intuitive meaning, the accuracy component of differential privacy does not have a generally accepted definition; accuracy claims of differential privacy algorithms vary from algorithm to algorithm and are not instantiations of a general definition. We identify program discontinuity as a common theme in existing \emph{ad hoc} definitions and introduce an alternative notion of accuracy parametrized by, what we call, {\distance} -- the {\distance} of an input $x$ w.r.t., a deterministic computation $f$ and a distance $d$, is the minimal distance $d(x,y)$ over all $y$ such that $f(y)\neq f(x)$. We show that our notion of accuracy subsumes the definition used in theoretical computer science, and captures known accuracy claims for differential privacy algorithms. In fact, our general notion of accuracy helps us prove better claims in some cases. Next, we study the decidability of accuracy. We first show that accuracy is in general undecidable. Then, we define a non-trivial class of probabilistic computations for which accuracy is decidable (unconditionally, or assuming Schanuel's conjecture). We implement our decision procedure and experimentally evaluate the effectiveness of our approach for generating proofs or counterexamples of accuracy for common algorithms from the literature.

cs.CR↗

arXiv2020

A Pre-Expectation Calculus for Probabilistic Sensitivity

Sensitivity properties describe how changes to the input of a program affect the output, typically by upper bounding the distance between the outputs of two runs by a monotone function of the distance between the corresponding inputs. When programs are probabilistic, the distance between outputs is a distance between distributions. The Kantorovich lifting provides a general way of defining a distance between distributions by lifting the distance of the underlying sample space; by choosing an appropriate distance on the base space, one can recover other usual probabilistic distances, such as the Total Variation distance. We develop a relational pre-expectation calculus to upper bound the Kantorovich distance between two executions of a probabilistic program. We illustrate our methods by proving algorithmic stability of a machine learning algorithm, convergence of a reinforcement learning algorithm, and fast mixing for card shuffling algorithms. We also consider some extensions: proving lower bounds on the Total Variation distance and convergence to the uniform distribution. Finally, we describe an asynchronous extension of our calculus to reason about pairs of program executions with different control flow.

cs.LO↗

arXiv2020

A Probabilistic Separation Logic

Probabilistic independence is a useful concept for describing the result of random sampling---a basic operation in all probabilistic languages---and for reasoning about groups of random variables. Nevertheless, existing verification methods handle independence poorly, if at all. We propose a probabilistic separation logic PSL, where separation models probabilistic independence. We first give a new, probabilistic model of the logic of bunched implications (BI). We then build a program logic based on these assertions, and prove soundness of the proof system. We demonstrate our logic by verifying information-theoretic security of cryptographic constructions for several well-known tasks, including private information retrieval, oblivious transfer, secure multi-party addition, and simple oblivious RAM. Our proofs reason purely in terms of high-level properties, like independence and uniformity.

cs.PL↗

arXiv2020

Constant-Time Foundations for the New Spectre Era

The constant-time discipline is a software-based countermeasure used for protecting high assurance cryptographic implementations against timing side-channel attacks. Constant-time is effective (it protects against many known attacks), rigorous (it can be formalized using program semantics), and amenable to automated verification. Yet, the advent of micro-architectural attacks makes constant-time as it exists today far less useful. This paper lays foundations for constant-time programming in the presence of speculative and out-of-order execution. We present an operational semantics and a formal definition of constant-time programs in this extended setting. Our semantics eschews formalization of microarchitectural features (that are instead assumed under adversary control), and yields a notion of constant-time that retains the elegance and tractability of the usual notion. We demonstrate the relevance of our semantics in two ways: First, by contrasting existing Spectre-like attacks with our definition of constant-time. Second, by implementing a static analysis tool, Pitchfork, which detects violations of our extended constant-time property in real world cryptographic libraries.

cs.CR↗

arXiv2020

Deciding Differential Privacy for Programs with Finite Inputs and Outputs

Differential privacy is a de facto standard for statistical computations over databases that contain private data. The strength of differential privacy lies in a rigorous mathematical definition that guarantees individual privacy and yet allows for accurate statistical results. Thanks to its mathematical definition, differential privacy is also a natural target for formal analysis. A broad line of work uses logical methods for proving privacy. However, these methods are not complete, and only partially automated. A recent and complementary line of work uses statistical methods for finding privacy violations. However, the methods only provide statistical guarantees (but no proofs). We propose the first decision procedure for checking the differential privacy of a non-trivial class of probabilistic computations. Our procedure takes as input a program P parametrized by a privacy budget $ε$, and either proves differential privacy for all possible values of $ε$ or generates a counterexample. In addition, our procedure applies both to $ε$-differential privacy and $(ε,δ)$-differential privacy. Technically, the decision procedure is based on a novel and judicious encoding of the semantics of programs in our class into a decidable fragment of the first-order theory of the reals with exponentiation. We implement our procedure and use it for (dis)proving privacy bounds for many well-known examples, including randomized response, histogram, report noisy max and sparse vector.

cs.CR↗

arXiv2020

Model-Agnostic Counterfactual Explanations for Consequential Decisions

Predictive models are being increasingly used to support consequential decision making at the individual level in contexts such as pretrial bail and loan approval. As a result, there is increasing social and legal pressure to provide explanations that help the affected individuals not only to understand why a prediction was output, but also how to act to obtain a desired outcome. To this end, several works have proposed optimization-based methods to generate nearest counterfactual explanations. However, these methods are often restricted to a particular subset of models (e.g., decision trees or linear models) and differentiable distance functions. In contrast, we build on standard theory and tools from formal verification and propose a novel algorithm that solves a sequence of satisfiability problems, where both the distance function (objective) and predictive model (constraints) are represented as logic formulae. As shown by our experiments on real-world data, our algorithm is: i) model-agnostic ({non-}linear, {non-}differentiable, {non-}convex); ii) data-type-agnostic (heterogeneous features); iii) distance-agnostic ($\ell_0, \ell_1, \ell_\infty$, and combinations thereof); iv) able to generate plausible and diverse counterfactuals for any sample (i.e., 100% coverage); and v) at provably optimal distances.

cs.LG↗

arXiv2020

Formal verification of higher-order probabilistic programs

Probabilistic programming provides a convenient lingua franca for writing succinct and rigorous descriptions of probabilistic models and inference tasks. Several probabilistic programming languages, including Anglican, Church or Hakaru, derive their expressiveness from a powerful combination of continuous distributions, conditioning, and higher-order functions. Although very important for practical applications, these combined features raise fundamental challenges for program semantics and verification. Several recent works offer promising answers to these challenges, but their primary focus is on semantical issues. In this paper, we take a step further and we develop a set of program logics, named PPV, for proving properties of programs written in an expressive probabilistic higher-order language with continuous distributions and operators for conditioning distributions by real-valued functions. Pleasingly, our program logics retain the comfortable reasoning style of informal proofs thanks to carefully selected axiomatizations of key results from probability theory. The versatility of our logics is illustrated through the formal verification of several intricate examples from statistics, probabilistic inference, and machine learning. We further show the expressiveness of our logics by giving sound embeddings of existing logics. In particular, we do this in a parametric way by showing how the semantics idea of (unary and relational) TT-lifting can be internalized in our logics. The soundness of PPV follows by interpreting programs and assertions in quasi-Borel spaces (QBS), a recently proposed variant of Borel spaces with a good structure for interpreting higher order probabilistic programs.

cs.LO↗

arXiv2020

On the Versatility of Open Logical Relations: Continuity, Automatic Differentiation, and a Containment Theorem

Logical relations are one of the most powerful techniques in the theory of programming languages, and have been used extensively for proving properties of a variety of higher-order calculi. However, there are properties that cannot be immediately proved by means of logical relations, for instance program continuity and differentiability in higher-order languages extended with real-valued functions. Informally, the problem stems from the fact that these properties are naturally expressed on terms of non-ground type (or, equivalently, on open terms of base type), and there is no apparent good definition for a base case (i.e. for closed terms of ground types). To overcome this issue, we study a generalization of the concept of a logical relation, called \emph{open logical relation}, and prove that it can be fruitfully applied in several contexts in which the property of interest is about expressions of first-order type. Our setting is a simply-typed $λ$-calculus enriched with real numbers and real-valued first-order functions from a given set, such as the one of continuous or differentiable functions. We first prove a containment theorem stating that for any such a collection of functions including projection functions and closed under function composition, any well-typed term of first-order type denotes a function belonging to that collection. Then, we show by way of open logical relations the correctness of the core of a recently published algorithm for forward automatic differentiation. Finally, we define a refinement-based type system for local continuity in an extension of our calculus with conditionals, and prove the soundness of the type system using open logical relations.

cs.PL↗

arXiv2019

Relational $\star$-Liftings for Differential Privacy

Recent developments in formal verification have identified approximate liftings (also known as approximate couplings) as a clean, compositional abstraction for proving differential privacy. This construction can be defined in two styles. Earlier definitions require the existence of one or more witness distributions, while a recent definition by Sato uses universal quantification over all sets of samples. These notions have each have their own strengths: the universal version is more general than the existential ones, while existential liftings are known to satisfy more precise composition principles. We propose a novel, existential version of approximate lifting, called $\star$-lifting, and show that it is equivalent to Sato's construction for discrete probability measures. Our work unifies all known notions of approximate lifting, yielding cleaner properties, more general constructions, and more precise composition theorems for both styles of lifting, enabling richer proofs of differential privacy. We also clarify the relation between existing definitions of approximate lifting, and consider more general approximate liftings based on $f$-divergences.

cs.LO↗

arXiv2019

Relational Proofs for Quantum Programs

Relational verification of quantum programs has many potential applications in quantum and post-quantum security and other domains. We propose a relational program logic for quantum programs. The interpretation of our logic is based on a quantum analogue of probabilistic couplings. We use our logic to verify non-trivial relational properties of quantum programs, including uniformity for samples generated by the quantum Bernoulli factory, reliability of quantum teleportation against noise (bit and phase flip), security of quantum one-time pad and equivalence of quantum walks.

cs.LO↗

arXiv2019

A program logic for union bounds

We propose a probabilistic Hoare logic aHL based on the union bound, a tool from basic probability theory. While the union bound is simple, it is an extremely common tool for analyzing randomized algorithms. In formal verification terms, the union bound allows flexible and compositional reasoning over possible ways an algorithm may go wrong. It also enables a clean separation between reasoning about probabilities and reasoning about events, which are expressed as standard first-order formulas in our logic. Notably, assertions in our logic are non-probabilistic, even though we can conclude probabilistic facts from the judgments. Our logic can also prove accuracy properties for interactive programs, where the program must produce intermediate outputs as soon as pieces of the input arrive, rather than accessing the entire input at once. This setting also enables adaptivity, where later inputs may depend on earlier intermediate outputs. We show how to prove accuracy for several examples from the differential privacy literature, both interactive and non-interactive.

cs.LO↗

arXiv2019

Privacy Amplification by Mixing and Diffusion Mechanisms

A fundamental result in differential privacy states that the privacy guarantees of a mechanism are preserved by any post-processing of its output. In this paper we investigate under what conditions stochastic post-processing can amplify the privacy of a mechanism. By interpreting post-processing as the application of a Markov operator, we first give a series of amplification results in terms of uniform mixing properties of the Markov process defined by said operator. Next we provide amplification bounds in terms of coupling arguments which can be applied in cases where uniform mixing is not available. Finally, we introduce a new family of mechanisms based on diffusion processes which are closed under post-processing, and analyze their privacy via a novel heat flow argument. On the applied side, we generalize the analysis of "privacy amplification by iteration" in Noisy SGD and show it admits an exponential improvement in the strongly convex case, and study a mechanism based on the Ornstein-Uhlenbeck diffusion process which contains the Gaussian mechanism with optimal post-processing on bounded inputs as a special case.

cs.LG↗

arXiv2019

Hypothesis Testing Interpretations and Renyi Differential Privacy

Differential privacy is a de facto standard in data privacy, with applications in the public and private sectors. A way to explain differential privacy, which is particularly appealing to statistician and social scientists is by means of its statistical hypothesis testing interpretation. Informally, one cannot effectively test whether a specific individual has contributed her data by observing the output of a private mechanism---any test cannot have both high significance and high power. In this paper, we identify some conditions under which a privacy definition given in terms of a statistical divergence satisfies a similar interpretation. These conditions are useful to analyze the distinguishability power of divergences and we use them to study the hypothesis testing interpretation of some relaxations of differential privacy based on Renyi divergence. This analysis also results in an improved conversion rule between these definitions and differential privacy.

cs.LG↗