arXiv subjects

Giovanni Caldarelli

Publications and source records attributed to Giovanni Caldarelli.

8 recordsLinked to original sources

arXiv2026

The principle of detailed balance between electrons and phonons in presence of excitonic effects

Based on a many-body formulation, we derive an electron-phonon coupling including excitonic effects that preserves thermodynamic detailed balance between electronic and phononic scattering processes. We start from the microscopic electron-nucleus Hamiltonian, expand around the Born-Oppenheimer equilibrium geometry, and construct an effective action for the electronic and phononic propagators. From the same effective action, we derive both electronic and phononic self-energies in terms of a nonlocal vertex $\mathcal G^{\textrm{s}}$ including excitonic effects, which generalizes the usual local interaction vertex $g^{\textrm{s}}$. When electrons and phonons are well-defined quasiparticles in the screened-exchange approximation and $\mathcal G^{\textrm{s}}$ is taken in its static limit, both self-energies reduce to Fermi-golden-rule expressions containing the same $\mathcal G^{\textrm{s}}$, thereby ensuring detailed balance. As an application, we compute electronic and phononic linewidths in graphene and illustrate this common-vertex construction. We analyze the competition between the reduced scattering phase space induced by the screened-exchange band structure and the enhancement of the electron-phonon vertex due to excitonic effects, finding that the vertex enhancement can compensate for and overcome the phase-space reduction in both electronic and phononic linewidths.

cond-mat.mtrl-sci↗

arXiv2026

Effective single particle picture for anharmonic lattice dynamics: a Rosetta stone for electronic and ionic response

We establish a theoretical framework for the dynamics of a lattice of ions in a mean-field approach, where anharmonicity is included via self-consistency. In this picture, the many-body dynamics of a system of $N$ atoms in three dimensions is mapped onto two kinds of $6N$-dimensional vectors: the phonon condensate, describing the evolution of the average atomic positions, and the phonon spinors, describing the evolution of the atomic elastic constants. The phonon spinors are classified by a quantum number that behaves as a spin: the phonon pseudospin. The many-body Liouville equation is replaced by two wave equations equivalent to the time-dependent Schr\"odinger equation for the electronic wave function in density functional theory. Exploiting this parallelism, we formulate the response of the anharmonic lattice in one-to-one correspondence with time-dependent density functional theory for electrons. In complete analogy with the electronic case, we express the ionic response in terms of matrix elements of operators representing external fields and forces. We show how anharmonicity screens external perturbations through a phonon analogue of the Hartree-exchange-correlation kernel. We provide expressions for the lattice optical and thermal conductivity, showing how thermal conductivity depends on the phonon pseudospin. By approximating the density matrix as a Gaussian, we recover the equations of the time-dependent self-consistent harmonic approximation. In this case, the linear-response equations are formulated in terms of an anharmonic kernel including three- and four-phonon scattering. By translating anharmonic lattice dynamics into the language of density functional theory, this work shows how theoretical and computational advances in modeling the dynamical response of interacting electrons can be directly applied to interacting ions.

cond-mat.mtrl-sci↗

arXiv2025

Excitonic effects in phonons: reshaping the graphene Kohn anomalies and lifetimes

We develop an ab initio framework that captures the impact of electron-electron and electron-hole interactions on phonon properties. This enables the inclusion of excitonic effects in the optical phonon dispersions and lifetimes of graphene, both near the center ($Γ$) and at the border (K) of the Brillouin zone, at phonon momenta relevant for Raman scattering and for the onset of the intrinsic electrical resistivity. Near K, we find a phonon red-shift of ~150 $cm^{-1}$ and a 10x enhancement of the group velocity, together with a 5x increase in linewidths due to a 26x increase of the electron-phonon matrix elements. These effects persist for doping $2E_{F} < {\hbar}ω_{ph}$ and are quenched at higher dopings. Near $Γ$, the excitonic effects are minor because of the gauge field nature of the electron-phonon coupling at small phonon momentum.

cond-mat.mtrl-sci↗

arXiv2025

High- and low-energy many-body effects of graphene in a unified approach

We show that the many-body features of graphene band structure and electronic response can be accurately evaluated by applying many-body perturbation theory to a tight-binding (TB) model. In particular, we compare TB results for the optical conductivity with previous ab-initio calculations, showing a nearly perfect agreement both in the low energy region near the Dirac cone ($\sim 100$ meV), and at the higher energies of the π plasmon ($\sim 5$ eV). A reasonable agreement is reached also for the density-density response at the Brillouin zone corner. With the help of the reduced computational cost of the TB model, we study the effect of self-consistency on the screened interaction (W) and on the quasi-particle corrections, a task that is not yet achievable in ab-initio frameworks. We find that self-consistency is important to reproduce the experimental results on the divergence of the Fermi velocity, while it marginally affects the optical conductivity. Finally, we study the robustness of our results against doping or the introduction of a uniform dielectric environment.

physics.atm-clus↗

arXiv2025

Variational formulation of dynamical electronic response functions in presence of nonlocal exchange interactions

We consider the dynamical electronic response function in theoretical frameworks that include nonlocal exchange interactions, such as the Bethe-Salpeter equation with the frequency independent approximation of the screened interaction, Hartree-Fock, and range-separated Hybrid DFT approaches. Within these pictures, we demonstrate that any time-dependent electronic linear response function allows for a formulation which is variational in the electronic density matrix. To achieve our goal, we consider the usual form of a response function, written in terms of a screened and a bare electronic vertices (`bare-screen'), and perform an exact rewriting in terms of purely screened electronic vertices (`screen-screen'). Within the `screen-screen' formulation, the response function can be written as a stationary point of a functional of the exact density matrix. Further, we show that the imaginary part of any electronic response can be written in the form of a generalized Fermi Golden Rule, by introducing an exact complementary rewriting in terms of vertices related by complex conjugation (`screen*-screen'). The screen-screen formulation can be further extended partitioning the electronic interaction in separate contributions, expressing the response in terms of partially screened electronic vertices (`partial screen-partial screen'), preserving the stationary properties. We numerically validate the effectiveness of our formalism by calculating the optical conductivity of graphene, which exhibits strong excitonic effects. To do so, we solve the Bethe-Salpeter Equation on a tight-binding model, including exchange effects in the response of graphene. Our findings show the advantages of the variationality of the screen-screen formulation over the others both in convergence properties and robustness with density-matrix approximations.

cond-mat.mtrl-sci↗

arXiv2025

Lattice thermal conductivity in the anharmonic overdamped regime

In crystalline materials, low lattice thermal conductivity is often associated with strong anharmonicity, which can cause significant deviations from the expected Lorentzian lineshape of phonon spectral functions. These deviations, occurring in an overdamped regime, raise questions about the applicability of the Boltzmann transport equation. Furthermore, strong anharmonicity can trigger structural phase transitions with temperature, which cannot be adequately described by the standard harmonic approximation. To address these challenges, we propose a novel approach for computing the lattice thermal conductivity. Our method combines the Green-Kubo linear response theory with the stochastic self-consistent harmonic approximation. The latter allows us to describe the temperature-dependent evolution of the crystal structure, including first- and second-order phase transitions, as well as the vibrational properties in highly anharmonic materials. The Green-Kubo method considers the entire lineshapes of phonon spectral functions in the calculation of the lattice thermal conductivity, thus eliminating the questionable use of phonon lifetimes in the overdamped regime, as well as naturally including coherent transport effects. Additionally, we extend our theory to model complex dynamical lattice thermal conductivity, enhancing our understanding of time-dependent thermoreflectance experiments. As a practical application, we employ this approach to calculate the lattice thermal conductivity of CsPbBr$_3$, a complex crystal known for its anomalous thermal transport behavior with a complex phase diagram. Our method is able to determine the thermal conductivity across different phases in good agreement with experiments.

cond-mat.mtrl-sci↗

arXiv2023

Wigner Gaussian dynamics: simulating the anharmonic and quantum ionic motion

The atomic motion controls important features of materials, such as thermal transport, phase transitions, and vibrational spectra. However, the simulation of ionic dynamics is exceptionally challenging when quantum fluctuations are relevant (e.g., at low temperatures or with light atoms) and the energy landscape is anharmonic. In this work, we formulate the Time-Dependent Self-Consistent Harmonic Approximation (TDSCHA) in the Wigner framework, paving the way for the efficient computation of the nuclear motion in systems with sizable quantum and thermal anharmonic fluctuations. Besides the improved numerical efficiency, the Wigner formalism unveils the classical limit of TDSCHA and provides a link with the many-body perturbation theory of Feynman diagrams. We further extend the method to account for the non-linear couplings between phonons and photons, responsible, e.g., for a nonvanishing Raman signal in high-symmetry Raman inactive crystals, firstly discussed by Rasetti and Fermi. We benchmark the method in phase III of high-pressure hydrogen ab initio. The nonlinear photon-phonon coupling reshapes the IR spectra and explains the high-frequency shoulder of the H2 vibron observed in experiments. The Wigner TDSCHA is computationally cheap and derived from first principles: it is unbiased by assumptions on the phonon-phonon and phonon-photon scattering and does not depend on empirical parameters. Therefore, the method can be adopted in unsupervised high-throughput calculations.

cond-mat.mtrl-sci↗

arXiv2022

Many-body Green's function approach to lattice thermal transport

Recent progress in understanding thermal transport in complex crystals has highlighted the prominent role of heat conduction mediated by interband tunneling processes, which emerge between overlapping phonon bands (i.e. with energy differences smaller than their broadenings). These processes have recently been described in different ways, relying on the Wigner or Green-Kubo formalism, leading to apparently different results which question the definition of the heat-current operator. Here, we implement a full quantum approach based on the Kubo formula, elucidating analogies and differences with the recently introduced Wigner or Green-Kubo formulations, and extending the description of thermal transport to the overdamped regime of atomic vibrations, where the phonon quasiparticle picture breaks down. We rely on first-principles calculations on complex crystals with ultralow conductivity to compare numerically the thermal conductivity obtained within the aforementioned approaches, showing that at least in the quasiparticle regime the differences are negligible for practical applications.

cond-mat.mtrl-sci↗