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Giovanni Forni

Publications and source records attributed to Giovanni Forni.

At least 19 recordsLinked to original sources

Existence of a Periodic Orbit for Billiards in Polygons

We prove that the billiard flow in any finite polygon has at least one periodic orbit. The proof by contradiction is based on a fundamental result on the dynamics of the billiard flow by Galperin, Kr\"uger and Troubetzkoy, on the geometry of a one-parameter scaling of the natural Riemannian metric on the unit tangent bundle, and on the topology of the skeleton or cut-locus of the scaled metrics.

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Cohomological equation for geodesic flows on flat surfaces

We prove the existence of solutions of the cohomological equation for the geodesic flow on the unit tangent bundle of a compact flat surface with finitely many cone points. We also prove the ergodicity of the holonomy foliation for surfaces with non-rational holonomy, and the cohomology-free property of the horizontal foliated Laplacian under a simultaneous Diophantine condition.

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Equidistribution of nilflows and bounds on Weyl sums

We prove an effective equidistribution result for a class of higher step nilflows, called filiform nilflows, and derive bounds on Weyl sums for higher degree polynomials with a power saving comparable to the best known, derived by J. Bourgain, C. Demeter and L. Guth and by T. Wooley from their proof of Vinogradov Main Conjecture. Our argument is based on ideas from dynamical systems (cohomological equations, invariant distributions) and on non-Abelian harmonic analysis.

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Heisenberg Translation Flows

We study ergodic theoretical properties of flows on circle bundles over translation surfaces that arise via prequantization, generalizing the theory of Heisenberg nilflows to base surfaces more general than tori; these flows are among the most fundamental examples of parabolic dynamical systems with non-trivial central directions. In particular, we show that such flows are relatively mixing, i.e., they exhibit decay of correlations in the orthogonal complement of functions constant along fibers. We discuss applications of this result to the dynamics of such flows, to the ergodic theory on the corresponding space of wave functions, and, via surface of section constructions, to the study of affine skew products over interval exchange transformations, in the spirit of Furstenberg's classification program for measurable dynamical systems.

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Weakly Mixing Polygonal Billiards

We prove that there exists a residual set of (non-rational) polygons such the billiard flow is weakly mixing with respect to the Liouville measure (on the unit tangent bundle to the billiard). This follows, via a Baire category argument, from showing that for any translation surface the product of the flows in almost every pair of directions is ergodic with respect to Lebesgue measure. This in turn is proven by showing that for every translation surface the flows in almost every pair of directions do not share non-trivial common eigenvalues.

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Finite codimension stability of invariant surfaces

Following recent work of T. Alazard and C. Shao on applications of para-differential calculus to smooth conjugacy and stability problems for Hamiltonian systems, we prove finite codimension stability of invariant surfaces (in finite differentiability classes) of flat geodesic flows on translation surfaces. The result is also based on work of the author on the cohomological equation for translation flows.

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A Central Limit Theorem for the Kontsevich-Zorich Cocycle

We show that a central limit theorem holds for exterior powers of the Kontsevich-Zorich (KZ) cocycle. In particular, we show that, under the hypothesis that the top Lyapunov exponent on the exterior power is simple, a central limit theorem holds for the lift of the (leafwise) hyperbolic Brownian motion to any strongly irreducible, symplectic, $\text{SL}(2,\mathbb{R})$-invariant subbundle, that is moreover symplectic-orthogonal to the so-called tautological subbundle. We then show that this implies that a central limit theorem holds for the lift of the Teichmüller geodesic flow to the same bundle. For the random cocycle over the hyperbolic Brownian motion, we prove under the same hypotheses that the variance of the top exponent is strictly positive. For the deterministic cocycle over the Teichmüller geodesic flow we prove that the variance is strictly positive only for the top exponent of the first exterior power (the KZ cocycle itself) under the hypothesis that its Lyapunov spectrum is simple.

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Weak mixing in rational billiards

We completely characterize rational polygons whose billiard flow is weakly mixing in almost every direction as those which are not almost integrable, in the terminology of Gutkin, modulo some low complexity exceptions. This proves a longstanding conjecture of Gutkin. This result is derived from a complete characterization of translation surfaces that are weakly mixing in almost every direction: they are those that do not admit an affine factor map to the circle.

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Horocycle flow at product of two primes

We show that if $Γ$ is a co-compact arithmetic lattice in $SL(2,\mathbb{R})$ or $Γ=SL(2,\mathbb{Z})$ then the horocycle orbit of every non-periodic point $x\in SL(2,\mathbb{R})/Γ$ equidistributes (with respect to Haar measure) when sampled at integers having exactly two prime factors.

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From limit theorems to mixing limit theorems

Motivated by work of Dolgopyat and Nándori, we establish a general method for upgrading limit theorems for Birkhoff sums and cocycles over dynamical systems to mixing limit theorems under mild ergodicity and hyperbolicity assumptions. Building on previous work of Al-Saqban and Forni, we apply this method to obtain mixing limit theorems for particular subbundles of the Kontsevich-Zorich cocycle. In forthcoming work of Arana-Herrera and Honaryar these results are applied to study the arithmetic/homological complexity of long simple closed geodesics on negatively curved surfaces.

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Effective Unique Ergodicity and Weak Mixing of Translation Flows

This text is an introduction to the author's cohomological approach, based on Hodge theory, to (effective) unique ergodicity and weak mixing of translation flows. Compared to earlier expositions, it emphasizes the analogy between the two problems by introducing a point of view on weak mixing based on the appropriate twisted cohomology. In particular, a new cohomological proof, based on Hodge theory for the twisted cohomology, of Veech's classical criterion for weak mixing is presented here for the first time. The exposition also aims to give a general introduction to the ergodic theory of translation flows and related systems and includes references to background material and related developments in the theory, as well as several exercises, open problems and conjectures.

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Counterexamples to a rigidity conjecture

We discuss several counterexamples to a rigidity conjecture of K. Khanin, which states that under some quantitative condition on non-existence of periodic orbits, $C^0$ conjugacy implies $C^1$ (even $C^\infty$) conjugacy. We construct examples of non-rigid diffeomorphisms on the $2$-torus, which satisfy the assumptions of Khanin's (but not of Krikorian's) conjecture. We also construct examples of flows which are topologically conjugate, but not $C^1$ conjugate, in contradiction to a natural generalization of the conjecture to flows. These latter examples are based on results on solutions of the cohomological equation and suggest that the structure of the space of invariant distributions has to be taken into account in rigidity questions.

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Twisted Translation Flows and Effective Weak Mixing

We introduce a twisted cohomology cocycle over the Teichmueller flow and prove a "spectral gap" for its Lyapunov spectrum with respect to the Masur-Veech measures. We then derive Hoelder estimates on spectral measures and bounds on the speed of weak mixing for almost all translation flows in every stratum of Abelian differentials on Riemann surfaces, as well as bounds on the deviation of ergodic averages for product translation flows on the product of a translation surface with a circle.

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Quantitative weak mixing for interval exchange transformations

We establish a dichotomy for the rate of the decay of the Cesàro averages of correlations of sufficiently regular functions for typical interval exchange transformations (IET) which are not rigid rotations (for which weak mixing had been previously established in the works of Katok-Stepin, Veech, and Avila-Forni). We show that the rate of decay is either logarithmic or polynomial, according to whether the IET is of rotation class (i.e., it can be obtained as the induced map of a rigid rotation) or not. In the latter case, we also establish that the spectral measures of Lipschitz functions have local dimension bounded away from zero (by a constant depending only on the number of intervals). In our approach, upper bounds are obtained through estimates of twisted Birkhoff sums of Lipschitz functions, while the logarithmic lower bounds are based on the slow deviation of ergodic averages that govern the relation between rigid rotations and their induced maps.

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Mixing for Smooth Time-Changes of General Nilflows

We consider completely irrational nilflows on any nilmanifold of step at least $2$. We show that there exists a dense set of smooth time-changes such that any time-change in this class which is not measurably trivial gives rise to a mixing nilflow. This in particular reproves and generalizes to any nilflow (of step at least $2$) the main result proved in [AFU] for the special class of Heisenberg (step $2$) nilflows, and later generalized in [Rav2] to a class of nilflows of arbitrary step which are isomorphic to suspensions of higher-dimensional linear toral skew-shifts.

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On the equidistribution of unstable curves for pseudo-Anosov diffeomorphisms of compact surfaces

Weprovethattheasymptoticsofergodicintegralsalonganinvariant foliation of a toral Anosov diffeomorphism, or of a pseudo-Anosov diffeomorphism on a compact orientable surface of higher genus, are determined (up to a logarithmic error) by the action of the diffeomorphism on the cohomology of the surface. As a consequence of our argument and of the results of Giulietti and Liverani [GL] on horospherical averages, toral Anosov diffeomorphisms have no Ruelle resonances in the open interval $(1,e^{h_{top}} )$.

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