Searcharxiv⌕ Search

arXiv subjects

Girish Keshav Palshikar

Publications and source records attributed to Girish Keshav Palshikar.

6 recordsLinked to original sources

Alliance Beats Isolation: Unifying Heterogeneous Allied Datasets Improves Classifier Performance

In many application domains, such as student dropout, insurance fraud, loan approval, and machine failures, several labelled public datasets are available where (i) data is about the same type of objects but the set of actual underlying objects are disjoint; and (ii) the class labels are same; and (iii) the feature spaces of the datasets are largely distinct (heterogeneous), with a few shared features. We call such datasets as allied. A single classifier cannot be trained on both datasets together, and one classifier trained on one dataset cannot be tested on the other. In this paper, we propose a method to merge the feature-spaces into a single feature-space for a pair of given allied heterogeneous datasets. We then use a matrix completion method to create a unified dataset based on the merged feature-space. The hypothesis is that the merged representation facilitates the transfer of classification knowledge from one dataset to another. We conduct experiments on several pairs of allied, heterogeneous datasets and several classifiers to demonstrate that any classifier trained on the unified representation always outperforms classifiers separately trained on the constituent allied datasets on several pairs of allied datasets. This work provides an easy way to substantially improve classifier performance by unifying and using multiple allied datasets together.

cs.LG↗

Personalized and Aspiration-Oriented Career Path Recommendation

Fulfilling career aspirations is important for growth of employee and organization. We propose a data driven methodology to recommend personalized career path for a given aspirant's career path and aspirations. The pro-posed method uses the career path similarity (CPS) between aspirant's career and candidate career path, and 'aspirational similarity' (AS) between aspiration and candidate career paths to find suitable career path. CPS ensures personalized recommendation while AS ensures aspiration fulfillment. We defined two methods to compute the CPS between career paths which are (a) domain knowledge driven (DKD) and, (b) unsupervised representation learning and alignment (URLA) based, along with different AS measures. The DKD based similarity is defined in the terms of features extracted and summarized over career paths. In the URLA, we use the sequence of event names present in the career paths of the employees to learn the embedding for each event name. In URLA we use learned embedding vector of the career path event names and as-sociated event attributes (skill cluster and domain) to find the best alignment between two career paths. We hypothesized that relative position of event names in the sequence represents semantics of event name and that can be learned. We use LSTM neural network to learn the embedding vector of each career event name. We also define the matching method to compute the AS be-tween aspiration and career path in both proposed methods. We combine CPS and AS to rank available 'candidate career paths' of employees to find the suitable one. We get better DCG value in URLA as compare to DKD. We also showed that ranking are coherent using both the methods. URLA method is better since it does not require domain knowledge to model the similarity and includes temporal aspect by optimal Levenshtein alignment using weighted cosine distance.

cs.LG↗

Financial Audit Assistance using Misinformation Detection and Explanation

Financial statements (FS) such as Balance Sheet (BS), Income Statement (IS) and Cash-flow Statement (CS) summarize the annual financial performance of a company. FS are widely used for evaluating corporate governance, credit appraisal, risk analysis, validate taxation, make investment decisions etc. Financial auditing is a complex and knowledge-intensive discipline whose one important aim is ensuring integrity, accuracy, fairness and absence of material misstatement in the published FS. Given the importance of FS, there are incentives to hide, omit or falsify information to misrepresent the true financial health of the company; e.g., reduce tax liabilities, or increase investor confidence. Given the complex, time-consuming and expertise-dependent nature of auditing, auditors would benefit from an AI-assisted system that automatically detects instances of misinformation in the given FS and identify likely sources of this misinformation in the financial data. In this paper, we present unsupervised techniques to identify misinformation in FS, and also generate explanations as to the financial variables that are likely sources of misinformation. The auditor can then explore in more detail the associated data sources and business processes to validate these suggestions. A crucial feature of our approach is the use of past corpus of FS and associated audit reports to generate insights, which help in providing assistance. We demonstrate the efficacy of these techniques on a large corpus of 11,460 FS over 5 years and associated audit reports. This paper integrates and adds more novel contributions over the previously reported research (Shinde et al., 2022)\cite{SVAP22}, (Vaishampayan et al., 2022)\cite{VSPP22}, (Pawar et al., 2023)\cite{PAPV23}, which we have used as the foundation for our AI-assisted Auditor Assistance system.

cs.AI↗

Explainable Statute Prediction via Attention-based Model and LLM Prompting

In this paper, we explore the problem of automatic statute prediction where for a given case description, a subset of relevant statutes are to be predicted. Here, the term "statute" refers to a section, a sub-section, or an article of any specific Act. Addressing this problem would be useful in several applications such as AI-assistant for lawyers and legal question answering system. For better user acceptance of such Legal AI systems, we believe the predictions should also be accompanied by human understandable explanations. We propose two techniques for addressing this problem of statute prediction with explanations -- (i) AoS (Attention-over-Sentences) which uses attention over sentences in a case description to predict statutes relevant for it and (ii) LLMPrompt which prompts an LLM to predict as well as explain relevance of a certain statute. AoS uses smaller language models, specifically sentence transformers and is trained in a supervised manner whereas LLMPrompt uses larger language models in a zero-shot manner and explores both standard as well as Chain-of-Thought (CoT) prompting techniques. Both these models produce explanations for their predictions in human understandable forms. We compare statute prediction performance of both the proposed techniques with each other as well as with a set of competent baselines, across two popular datasets. Also, we evaluate the quality of the generated explanations through an automated counter-factual manner as well as through human evaluation.

cs.CL↗

Broken Words, Broken Performance: Effect of Tokenization on Performance of LLMs

Tokenization is the first step in training any Large Language Model (LLM), where the text is split into a sequence of tokens as per the model's fixed vocabulary. This tokenization in LLMs is different from the traditional tokenization in NLP where the text is split into a sequence of "natural" words. In LLMs, a natural word may also be broken into multiple tokens due to limited vocabulary size of the LLMs (e.g., Mistral's tokenizer splits "martial" into "mart" and "ial"). In this paper, we hypothesize that such breaking of natural words negatively impacts LLM performance on various NLP tasks. To quantify this effect, we propose a set of penalty functions that compute a tokenization penalty for a given text for a specific LLM, indicating how "bad" the tokenization is. We establish statistical significance of our hypothesis on multiple NLP tasks for a set of different LLMs.

cs.CL↗

Mining Supervisor Evaluation and Peer Feedback in Performance Appraisals

Performance appraisal (PA) is an important HR process to periodically measure and evaluate every employee's performance vis-a-vis the goals established by the organization. A PA process involves purposeful multi-step multi-modal communication between employees, their supervisors and their peers, such as self-appraisal, supervisor assessment and peer feedback. Analysis of the structured data and text produced in PA is crucial for measuring the quality of appraisals and tracking actual improvements. In this paper, we apply text mining techniques to produce insights from PA text. First, we perform sentence classification to identify strengths, weaknesses and suggestions of improvements found in the supervisor assessments and then use clustering to discover broad categories among them. Next we use multi-class multi-label classification techniques to match supervisor assessments to predefined broad perspectives on performance. Finally, we propose a short-text summarization technique to produce a summary of peer feedback comments for a given employee and compare it with manual summaries. All techniques are illustrated using a real-life dataset of supervisor assessment and peer feedback text produced during the PA of 4528 employees in a large multi-national IT company.

cs.CL↗