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Gouki Minegishi

Publications and source records attributed to Gouki Minegishi.

At least 19 recordsLinked to original sources

Matching Object or Relation? Tracing Abstract Reasoning Inside VLMs

Vision Language Models (VLMs) excel on visual benchmarks but fail systematically on tasks requiring abstract reasoning. Existing benchmarks document this failure but cannot say \emph{why} it happens or which cognitive capability is missing. We close this gap by adopting the Relational Match-to-Sample (RMTS) paradigm from comparative and developmental psychology and pairing it with a mechanistic analysis of the model's internals. On a parametrically controlled stimulus set evaluated across frontier API models (GPT, Claude, Gemini) and three open-source families (Qwen3.5, Gemma-4, InternVL3), we identify four levers that shift VLMs toward the relational match---capability tier, model scale, the number of objects per scene, and the absence of per-object stimulus noise---together producing a developmental-like trajectory that mirrors the human \emph{relational shift}. Opening up the model, a per-layer representational similarity analysis and a causal mediation analysis reveal that VLM abstract reasoning is implemented by two competing circuits: an early circuit that organises images by their surface object features, and a late circuit that organises them by their abstract relation. Extending the analysis to ARC-AGI-1, we find that ablating the relational heads identified on RMTS degrades performance more than ablating random heads, indicating that the relational circuit is recruited beyond our controlled stimuli. We hope this mechanism-level view serves as a step toward understanding how abstract reasoning is implemented in VLMs.

cs.AI↗

Anosognosia in LLMs: Probing Self-Awareness of Quantized Computational Substrate

Can LLMs recognize degradation in their own computational substrate? Inspired by anosognosia, a neurological condition in which patients fail to recognize impairments in their own abilities, we investigate whether LLMs can recognize degradation in their computational substrate induced by quantization. We first show that existing models fail to self-report their quantization state, even when provided with their own generated text as an external cue. Linear probing reveals that, while generated text carries almost no trace of quantization, internal representations contain clear, method-specific fingerprints. Through training, models learn to identify severely degraded outputs such as those of 4-bit models by comparison, yet still fail to do so from a single output. A shared LoRA trained jointly across quantization levels succeeded in reading out internal fingerprints, but fails on unseen quantization methods, merely mapping method-specific fingerprints to labels. Whereas external self-observation can restore awareness in some cases of human anosognosia, our results suggest that the more promising route to enabling such awareness in LLMs may lie in their internal representations. Our results highlight fundamental limits of generalizability to LLM self-monitoring.

cs.LG↗

What Keeps Vision-Language Models Looking at the Image?

When do vision-language models need direct access to the image while generating an answer? We study image dependence during answer generation by examining how the visual information needed for the current question becomes available in context. We intervene on direct image access while retaining previously computed states. Across real-image and synthetic tasks, we show that, depending on the generation process, direct access can continue to support accuracy after question processing. Supplying the required attributes as text in the context weakens this dependence. On synthetic tasks, we also examine how dependence changes as the model itself states the required attributes. Before attribute expression, severing access reduces accuracy, and replacing image-side states shifts answers toward the counterfactual content. After sufficient expression, both interventions have smaller effects. Even with an identical generated prefix, dependence differs according to whether image access was available during question processing. Thus, both the visible text and the preceding image access matter. Several of these patterns hold across model families, including Qwen2.5-VL-32B and InternVL3-14B. These findings offer a view of image dependence in terms of the information needed for the current question and the history of image access, beyond generation position alone. This perspective provides a basis for deciding when to reduce visual access during an answer and which visual information to retain for subsequent questions.

cs.AI↗

Few-Shot Demonstrations Elicit the Use of In-Context World Representations in LLMs

Large language models (LLMs), when acting as agents, are expected to take observed data in context, infer the latent state space underlying the world, and leverage it for downstream prediction. However, prior work demonstrated that LLMs struggle to use representations learned in context on a graph tracking task, where the model needs to construct a representation of the graph governing data generation process and use it for subsequent predictions. In this paper, we show that extending this to few-shot settings, where each demonstration is generated from a different world with either the same or different graph topologies, enhances its prediction on 6 models from 4 model families. To understand this improvement, we linearly probe a low-dimensional world representation that encodes graph information in the hidden states. Notably, we find that few-shot demonstrations relocate the world representation and increase its predictive use. Specifically, for each model, these world representations shift in directions nearly orthogonal to their original subspace, and interventions on these representations selectively impair performance more than interventions on other subspaces. Consistent with this insight, we show that few-shot demonstrations with observations from different worlds improve performance on ARC-AGI-1&2, web agent tasks, and Othello. Our findings elucidate the role and internal mechanisms of few-shot demonstrations in in-context world modeling. More broadly, our work advances our understanding of how LLM agents learn from in-context observations and provides implications for their further improvement.

cs.AI↗

In-Context Neurofeedback: Can LLMs Control Their Internal Representations through Privileged Access?

Whether large language models (LLMs) can control their own internal representations matters for both machine metacognition and AI safety. A recent study applied neurofeedback to LLMs and claimed that they can control their internal representations. However, the reported control may rely on superficial mechanisms rather than genuine internal access because the control targets in that study are not privileged, meaning that a third party can infer them from the prompt. We redesign the neurofeedback paradigm for LLMs so that the control target satisfies the privileged access requirement, which is closer to neurofeedback experiments in human cognitive neuroscience. Under this stricter setting, the models do not demonstrate reliable control over privileged internal representations, suggesting that previously reported control cannot exclude the possibility that it relies on superficial mechanisms. Our results indicate that rigorous assessments of metacognition in LLMs require evaluation methods that demand privileged access.

cs.AI↗

Zipping the Thought: When and How Compressed Reasoning Data Works in LLM Post-Training

Large language models (LLMs) can now solve complex problems through long chain-of-thought (CoT) reasoning, but the trade-off between performance and token cost remains a central challenge. To address this issue, supervised fine-tuning (SFT) often uses compressed reasoning data, where CoT traces are shortened into compact forms. However, the effect of such compressed reasoning data on post-training remains poorly understood. In this paper, we propose a taxonomy of CoT consisting of Explicit CoT, which outputs all operations without aggregation, Composed CoT, which combines multiple operations into a single step, and Implicit CoT, which omits intermediate operations. As a controlled mechanistic study, we construct a synthetic compositional reasoning task that allows controlled variation of difficulty, compression granularity, and data size, and conducted a comprehensive set of experiments across different model families and sizes. Notably, we find that (i) coarser CoT requires more SFT data, (ii) compared with Explicit CoT, Composed CoT and Implicit CoT benefit more from data scaling, while Composed CoT benefits from data repetition and Implicit CoT tends to lead to memorization, (iii) unlike SFT, subsequent reinforcement learning (RL) with verifiable rewards (RLVR) decomposes compressed steps learned during SFT, and (iv) unidirectional CoT ordering shows stronger generalization on longer sequential tasks. Our findings provide implications for CoT design under data resource constraints and offer important insights into the mechanisms of SFT and RL in LLM post-training.

cs.AI↗

Mechanism of Task-oriented Information Removal in In-context Learning

In-context Learning (ICL) is an emerging few-shot learning paradigm based on modern Language Models (LMs), yet its inner mechanism remains unclear. In this paper, we investigate the mechanism through a novel perspective of information removal. Specifically, we demonstrate that in the zero-shot scenario, LMs encode queries into non-selective representations in hidden states containing information for all possible tasks, leading to arbitrary outputs without focusing on the intended task, resulting in near-zero accuracy. Meanwhile, we find that selectively removing specific information from hidden states by a low-rank filter effectively steers LMs toward the intended task. Building on these findings, by measuring the hidden states on carefully designed metrics, we observe that few-shot ICL effectively simulates such task-oriented information removal processes, selectively removing the redundant information from entangled non-selective representations, and improving the output based on the demonstrations, which constitutes a key mechanism underlying ICL. Moreover, we identify essential attention heads inducing the removal operation, termed Denoising Heads, which enables the ablation experiments blocking the information removal operation from the inference, where the ICL accuracy significantly degrades, especially when the correct label is absent from the few-shot demonstrations, confirming both the critical role of the information removal mechanism and denoising heads.

cs.LG↗

On Advantage Estimates for Max@K Policy Gradients

Reinforcement learning with verifiable rewards is widely used for post-training reasoning models, but sparse outcome rewards make exploration difficult. A complementary approach is to optimize inference-time objectives such as pass@K and max@K directly, yet existing policy-gradient estimators for these objectives use different signals, baselines, and normalizations, making their relationships unclear. We study this issue through baseline design and advantage centering. Starting from the advantage estimator of a leading method in the field, we show that it is policy-gradient unbiased but yields a non-centered advantage. We then introduce a Leave-Two-Out baseline that preserves policy-gradient unbiasedness while making realized batch advantages exactly centered. The resulting method, MaxPO, has an efficient quadratic-time implementation and integrates naturally into group-based RL for LLM post-training. We further derive the canonical finite-batch advantage for max@K, providing a unified view of existing advantage estimators. Empirically, we verify that the L2O baseline reduces gradient variance and outperforms non-centered alternatives.

cs.LG↗

Steering at the Source: Style Modulation Heads for Robust Persona Control

Activation steering offers a computationally efficient mechanism for controlling Large Language Models (LLMs) without fine-tuning. While effectively controlling target traits (e.g., persona), coherency degradation remains a major obstacle to safety and practical deployment. We hypothesize that this degradation stems from intervening on the residual stream, which indiscriminately affects aggregated features and inadvertently amplifies off-target noise. In this work, we identify a sparse subset of attention heads (only three heads) that independently govern persona and style formation, which we term Style Modulation Heads. Specifically, these heads can be localized via geometric analysis of internal representations, combining layer-wise cosine similarity and head-wise contribution scores. We demonstrate that intervention targeting only these specific heads achieves robust behavioral control while significantly mitigating the coherency degradation observed in residual stream steering. More broadly, our findings show that precise, component-level localization enables safer and more precise model control.

cs.CL↗

RL Squeezes, SFT Expands: A Comparative Study of Reasoning LLMs

Large language models (LLMs) are typically trained by reinforcement learning (RL) with verifiable rewards (RLVR) and supervised fine-tuning (SFT) on reasoning traces to improve their reasoning abilities. However, how these methods shape reasoning capabilities remains largely elusive. Going beyond an accuracy-based investigation of how these two components sculpt the reasoning process, this paper introduces a novel analysis framework that quantifies reasoning paths and captures their qualitative changes under each training process (with models of 1.5B, 7B, and 14B parameters on mathematical domains). Specifically, we investigate the reasoning process at two levels of granularity: the trajectory-level, which examines complete reasoning outputs, and the step-level, which analyzes reasoning graphs whose nodes correspond to individual reasoning steps. Notably, clustering of unique reasoning trajectories shows complementary effects: RL compresses incorrect trajectories, whereas SFT expands correct ones. Step-level analysis reveals that RL steepens (about 2.5 times), while SFT flattens (reduced to about one-third), the decay rates of node visitation frequency, degree, and betweenness centrality distributions in the reasoning graph. This indicates that RL concentrates reasoning functionality into a small subset of steps, while SFT homogenizes it across many steps. Furthermore, by evaluating the reasoning graph topologies from multiple perspectives, we delineate the shared and distinct characteristics of RL and SFT. Our work presents a novel reasoning path perspective that explains why the current best practice of two-stage training, with SFT followed by RL, is successful, and offers practical implications for data construction and more efficient learning approaches.

cs.AI↗

Emergent Analogical Reasoning in Transformers

Analogy is a central faculty of human intelligence, enabling abstract patterns discovered in one domain to be applied to another. Despite its central role in cognition, the mechanisms by which Transformers acquire and implement analogical reasoning remain poorly understood. In this work, inspired by the notion of functors in category theory, we formalize analogical reasoning as the inference of correspondences between entities across categories. Based on this formulation, we introduce synthetic tasks that evaluate the emergence of analogical reasoning under controlled settings. We find that the emergence of analogical reasoning is highly sensitive to data characteristics, optimization choices, and model scale. Through mechanistic analysis, we show that analogical reasoning in Transformers decomposes into two key components: (1) geometric alignment of relational structure in the embedding space, and (2) the application of a functor within the Transformer. These mechanisms enable models to transfer relational structure from one category to another, realizing analogy. Finally, we quantify these effects and find that the same trends are observed in pretrained LLMs. In doing so, we move analogy from an abstract cognitive notion to a concrete, mechanistically grounded phenomenon in modern neural networks.

cs.AI↗

LIT-RAGBench: Benchmarking Generator Capabilities of Large Language Models in Retrieval-Augmented Generation

Retrieval-Augmented Generation (RAG) is a framework in which a Generator, such as a Large Language Model (LLM), produces answers by retrieving documents from an external collection using a Retriever. In practice, Generators must integrate evidence from long contexts, perform multi-step reasoning, interpret tables, and abstain when evidence is missing. However, existing benchmarks for Generators provide limited coverage, with none enabling simultaneous evaluation of multiple capabilities under unified conditions. To bridge the gap between existing evaluations and practical use, we introduce LIT-RAGBench (the Logic, Integration, Table, Reasoning, and Abstention RAG Generator Benchmark), which defines five categories: Integration, Reasoning, Logic, Table, and Abstention, each further divided into practical evaluation aspects. LIT-RAGBench systematically covers patterns combining multiple aspects across categories. By using fictional entities and scenarios, LIT-RAGBench evaluates answers grounded in the provided external documents. The dataset consists of 114 human-constructed Japanese questions and an English version generated by machine translation with human curation. We use LLM-as-a-Judge for scoring and report category-wise and overall accuracy. Across API-based and open-weight models, no model exceeds 90% overall accuracy. By making strengths and weaknesses measurable within each category, LIT-RAGBench serves as a valuable metric for model selection in practical RAG deployments and for building RAG-specialized models. We release LIT-RAGBench, including the dataset and evaluation code, at https://github.com/Koki-Itai/LIT-RAGBench.

cs.CL↗

Understanding Emergent Misalignment via Feature Superposition Geometry

Emergent misalignment, where fine-tuning on narrow, non-harmful tasks induces harmful behaviors, poses a key challenge for AI safety in LLMs. Despite growing empirical evidence, its underlying mechanism remains unclear. To uncover the reason behind this phenomenon, we propose a geometric account based on the geometry of feature superposition. Because features are encoded in overlapping representations, fine-tuning that amplifies a target feature also unintentionally strengthens nearby harmful features in accordance with their similarity. We give a simple gradient-level derivation of this effect and empirically test it in multiple LLMs (Gemma-2 2B/9B/27B, LLaMA-3.1 8B, GPT-OSS 20B). Using sparse autoencoders (SAEs), we identify features tied to misalignment-inducing data and to harmful behaviors, and show that they are geometrically closer to each other than features derived from non-inducing data. This trend generalizes across domains (e.g., health, career, legal advice). Finally, we show that a geometry-aware approach, filtering training samples closest to toxic features, reduces misalignment by 34.5%, substantially outperforming random removal and achieving comparable or slightly lower misalignment than LLM-as-a-judge-based filtering. Our study links emergent misalignment to feature superposition, providing a basis for understanding and mitigating this phenomenon.

cs.AI↗

Safe Transformer: An Explicit Safety Bit For Interpretable And Controllable Alignment

Current safety alignment methods encode safe behavior implicitly within model parameters, creating a fundamental opacity: we cannot easily inspect why a model refuses a request, nor intervene when its safety judgments fail. We propose Safe Transformer, a modular approach that augments pre-trained language models by inserting a discrete information bottleneck containing an explicit safety bit between transformer layers. The safety bit serves as both an interpretable signal of the model's safety classification and a controllable switch: through contrastive training, the model learns disentangled representations where the safety bit governs the behavioral mode - producing helpful responses when $s=1$ and refusals when $s=0$ - while additional unsupervised bits $u$ encode semantic content for generation. Additional unsupervised bits in the information bottleneck allow semantic information to flow through, preserving the model's generation capabilities. This design achieves both interpretability (the safety decision is directly readable) and controllability (the safety bit can be manually overridden), requiring only lightweight fine-tuning without pre-training from scratch. In red-team benchmarks, Safe Transformer achieves near-zero Attack Success Rate, substantially outperforming base models and safety fine-tuning baselines.

cs.LG↗

Interpreting Multi-Attribute Confounding through Numerical Attributes in Large Language Models

Although behavioral studies have documented numerical reasoning errors in large language models (LLMs), the underlying representational mechanisms remain unclear. We hypothesize that numerical attributes occupy shared latent subspaces and investigate two questions:(1) How do LLMs internally integrate multiple numerical attributes of a single entity? (2)How does irrelevant numerical context perturb these representations and their downstream outputs? To address these questions, we combine linear probing with partial correlation analysis and prompt-based vulnerability tests across models of varying sizes. Our results show that LLMs encode real-world numerical correlations but tend to systematically amplify them. Moreover, irrelevant context induces consistent shifts in magnitude representations, with downstream effects that vary by model size. These findings reveal a vulnerability in LLM decision-making and lay the groundwork for fairer, representation-aware control under multi-attribute entanglement.

cs.AI↗

Topology of Reasoning: Understanding Large Reasoning Models through Reasoning Graph Properties

Recent large-scale reasoning models have achieved state-of-the-art performance on challenging mathematical benchmarks, yet the internal mechanisms underlying their success remain poorly understood. In this work, we introduce the notion of a reasoning graph, extracted by clustering hidden-state representations at each reasoning step, and systematically analyze three key graph-theoretic properties: cyclicity, diameter, and small-world index, across multiple tasks (GSM8K, MATH500, AIME 2024). Our findings reveal that distilled reasoning models (e.g., DeepSeek-R1-Distill-Qwen-32B) exhibit significantly more recurrent cycles (about 5 per sample), substantially larger graph diameters, and pronounced small-world characteristics (about 6x) compared to their base counterparts. Notably, these structural advantages grow with task difficulty and model capacity, with cycle detection peaking at the 14B scale and exploration diameter maximized in the 32B variant, correlating positively with accuracy. Furthermore, we show that supervised fine-tuning on an improved dataset systematically expands reasoning graph diameters in tandem with performance gains, offering concrete guidelines for dataset design aimed at boosting reasoning capabilities. By bridging theoretical insights into reasoning graph structures with practical recommendations for data construction, our work advances both the interpretability and the efficacy of large reasoning models.

cs.AI↗

Beyond Induction Heads: In-Context Meta Learning Induces Multi-Phase Circuit Emergence

Transformer-based language models exhibit In-Context Learning (ICL), where predictions are made adaptively based on context. While prior work links induction heads to ICL through a sudden jump in accuracy, this can only account for ICL when the answer is included within the context. However, an important property of practical ICL in large language models is the ability to meta-learn how to solve tasks from context, rather than just copying answers from context; how such an ability is obtained during training is largely unexplored. In this paper, we experimentally clarify how such meta-learning ability is acquired by analyzing the dynamics of the model's circuit during training. Specifically, we extend the copy task from previous research into an In-Context Meta Learning setting, where models must infer a task from examples to answer queries. Interestingly, in this setting, we find that there are multiple phases in the process of acquiring such abilities, and that a unique circuit emerges in each phase, contrasting with the single-phases change in induction heads. The emergence of such circuits can be related to several phenomena known in large language models, and our analysis lead to a deeper understanding of the source of the transformer's ICL ability.

cs.CL↗

Bridging Lottery Ticket and Grokking: Understanding Grokking from Inner Structure of Networks

Grokking is an intriguing phenomenon of delayed generalization, where neural networks initially memorize training data with perfect accuracy but exhibit poor generalization, subsequently transitioning to a generalizing solution with continued training. While factors such as weight norms and sparsity have been proposed to explain this delayed generalization, the influence of network structure remains underexplored. In this work, we link the grokking phenomenon to the lottery ticket hypothesis to investigate the impact of internal network structures. We demonstrate that utilizing lottery tickets obtained during the generalizing phase (termed grokked tickets) significantly reduces delayed generalization across various tasks, including multiple modular arithmetic operations, polynomial regression, sparse parity, and MNIST classification. Through controlled experiments, we show that the mitigation of delayed generalization is not due solely to reduced weight norms or increased sparsity, but rather to the discovery of good subnetworks. Furthermore, we find that grokked tickets exhibit periodic weight patterns, beneficial graph properties such as increased average path lengths and reduced clustering coefficients, and undergo rapid structural changes that coincide with improvements in generalization. Additionally, pruning techniques like the edge-popup algorithm can identify these effective structures without modifying the weights, thereby transforming memorizing networks into generalizing ones. These results underscore the novel insight that structural exploration plays a pivotal role in understanding grokking. The implementation code can be accessed via this link: https://github.com/gouki510/Grokking-Tickets.

cs.LG↗