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Graham Cormode

Publications and source records attributed to Graham Cormode.

At least 19 recordsLinked to original sources

PRoVeFL: Private Robust and Verifiable Aggregation in Federated Learning

Federated Learning (FL) enables multiple clients to collaboratively train machine learning models while retaining data locality, thereby enhancing user privacy. However, traditional FL frameworks rely on a centralized aggregation server and assume honest-but-curious clients, making them susceptible to both server-side inference and client-side poisoning attacks. Although recent work has explored secure and Byzantine-resilient FL protocols, they face a fundamental trade-off among privacy, integrity, and verifiability, and incur substantial computational and communication overhead due to the heavy use of cryptographic primitives. In this work, we propose PRoVeFL-a novel, modular FL framework that is Privacy-preserving, Byzantine-Robust, and ensures Verifiable aggregation. PRoVeFL employs multiple servers leveraging multi-key fully homomorphic encryption. Each client encrypts its local model updates and distributes encrypted shares to all servers. This design enables a hybrid computation model in which ciphertext operations are carefully offloaded to the plaintext domain under strict privacy constraints to efficiently evaluate complex statistical aggregation rules. PRoVeFL is compatible with a wide range of state-of-the-art Byzantine-robust aggregation algorithms (e.g., Krum, Trimmed Mean, FLTrust, norm clipping, MESAS, and more) and further enhances them with verifiability mechanisms that require minimal trust in at least one honest server. We evaluate it across different settings and demonstrate its scalability with varying numbers of parameters and participants. PRoVeFL improves runtime over the prior works, Prio and ELSA, based on distributed trust with comparable security guarantees, up to 100x and 10x, respectively.

cs.CR

Differentially Private Hierarchical Heavy Hitters

The task of finding _Hierarchical_ Heavy Hitters (HHH) was introduced by Cormode et al. [VLDB 2003] as a generalisation of the heavy hitter problem. While finding HHH in data streams has been studied extensively, the question of releasing HHH when the underlying data is private remains unexplored. In this paper, we study differentially private HHH release in both the streaming and non-streaming setting. In the non-streaming setting, we show the surprising result that the relative error in estimating the residual count for any prefix is independent of the height of the hierarchy and the number of heavy hitters in the stream. Meanwhile, in the streaming setting, although the exact version of HHH has low global sensitivity (as counting queries are 1-sensitive), the approximation functions due to streaming have high global sensitivity, linear in the available space. Despite this obstacle, we show that the absolute error for estimating frequencies in the steaming setting is independent of the available space.

cs.CR

FedPS: Federated Preprocessing for structured data via aggregated Statistics

Federated Learning (FL) enables multiple parties to collaboratively train machine learning models without sharing raw data. However, before training, data must be preprocessed to address missing values, inconsistent formats, and heterogeneous feature scales. This preprocessing stage is critical for model performance but is largely overlooked in FL research. In practical FL systems, privacy constraints prohibit centralizing raw data, while communication efficiency introduces further challenges for distributed preprocessing. We introduce FedPS, a framework for federated data preprocessing based on aggregated statistics. FedPS leverages data-sketching techniques to efficiently summarize local datasets while preserving essential statistical information. Building on these summaries, we design federated algorithms for feature scaling, encoding, discretization, and missing-value imputation, and extend preprocessing-related models such as Bayesian Linear Regression to both horizontal and vertical FL settings. FedPS provides flexible, communication-efficient, and consistent preprocessing pipelines for practical FL deployments.

cs.LG

GEM+: Scalable State-of-the-Art Private Synthetic Data with Generator Networks

State-of-the-art differentially private synthetic tabular data has been defined by adaptive 'select-measure-generate' frameworks, exemplified by methods like AIM. These approaches iteratively measure low-order noisy marginals and fit graphical models to produce synthetic data, enabling systematic optimisation of data quality under privacy constraints. Graphical models, however, are inefficient for high-dimensional data because they require substantial memory and must be retrained from scratch whenever the graph structure changes, leading to significant computational overhead. Recent methods, like GEM, overcome these limitations by using generator neural networks for improved scalability. However, empirical comparisons have mostly focused on small datasets, limiting real-world applicability. In this work, we introduce GEM+, which integrates AIM's adaptive measurement framework with GEM's scalable generator network. Our experiments show that GEM+ outperforms AIM in both utility and scalability, delivering state-of-the-art results while efficiently handling datasets with over a hundred columns, where AIM fails due to memory and computational overheads.

cs.LG

Federated Computation of ROC and PR Curves

Receiver Operating Characteristic (ROC) and Precision-Recall (PR) curves are fundamental tools for evaluating machine learning classifiers, offering detailed insights into the trade-offs between true positive rate vs. false positive rate (ROC) or precision vs. recall (PR). However, in Federated Learning (FL) scenarios, where data is distributed across multiple clients, computing these curves is challenging due to privacy and communication constraints. Specifically, the server cannot access raw prediction scores and class labels, which are used to compute the ROC and PR curves in a centralized setting. In this paper, we propose a novel method for approximating ROC and PR curves in a federated setting by estimating quantiles of the prediction score distribution under distributed differential privacy. We provide theoretical bounds on the Area Error (AE) between the true and estimated curves, demonstrating the trade-offs between approximation accuracy, privacy, and communication cost. Empirical results on real-world datasets demonstrate that our method achieves high approximation accuracy with minimal communication and strong privacy guarantees, making it practical for privacy-preserving model evaluation in federated systems.

cs.LG

Power Transform Revisited: Numerically Stable, and Federated

Power transforms are popular parametric methods for making data more Gaussian-like, and are widely used as preprocessing steps in statistical analysis and machine learning. However, we find that direct implementations of power transforms suffer from severe numerical instabilities, which can lead to incorrect results or even crashes. In this paper, we provide a comprehensive analysis of the sources of these instabilities and propose effective remedies. We further extend power transforms to the federated learning setting, addressing both numerical and distributional challenges that arise in this context. Experiments on real-world datasets demonstrate that our methods are both effective and robust, substantially improving stability compared to existing approaches.

cs.LG

Private Federated Multiclass Post-hoc Calibration

Calibrating machine learning models so that predicted probabilities better reflect the true outcome frequencies is crucial for reliable decision-making across many applications. In Federated Learning (FL), the goal is to train a global model on data which is distributed across multiple clients and cannot be centralized due to privacy concerns. FL is applied in key areas such as healthcare and finance where calibration is strongly required, yet federated private calibration has been largely overlooked. This work introduces the integration of post-hoc model calibration techniques within FL. Specifically, we transfer traditional centralized calibration methods such as histogram binning and temperature scaling into federated environments and define new methods to operate them under strong client heterogeneity. We study (1) a federated setting and (2) a user-level Differential Privacy (DP) setting and demonstrate how both federation and DP impacts calibration accuracy. We propose strategies to mitigate degradation commonly observed under heterogeneity and our findings highlight that our federated temperature scaling works best for DP-FL whereas our weighted binning approach is best when DP is not required.

cs.LG

Synthetic Tabular Data: Methods, Attacks and Defenses

Synthetic data is often positioned as a solution to replace sensitive fixed-size datasets with a source of unlimited matching data, freed from privacy concerns. There has been much progress in synthetic data generation over the last decade, leveraging corresponding advances in machine learning and data analytics. In this survey, we cover the key developments and the main concepts in tabular synthetic data generation, including paradigms based on probabilistic graphical models and on deep learning. We provide background and motivation, before giving a technical deep-dive into the methodologies. We also address the limitations of synthetic data, by studying attacks that seek to retrieve information about the original sensitive data. Finally, we present extensions and open problems in this area.

cs.LG

Leveraging Vertical Public-Private Split for Improved Synthetic Data Generation

Differentially Private Synthetic Data Generation (DP-SDG) is a key enabler of private and secure tabular-data sharing, producing artificial data that carries through the underlying statistical properties of the input data. This typically involves adding carefully calibrated statistical noise to guarantee individual privacy, at the cost of synthetic data quality. Recent literature has explored scenarios where a small amount of public data is used to help enhance the quality of synthetic data. These methods study a horizontal public-private partitioning which assumes access to a small number of public rows that can be used for model initialization, providing a small utility gain. However, realistic datasets often naturally consist of public and private attributes, making a vertical public-private partitioning relevant for practical synthetic data deployments. We propose a novel framework that adapts horizontal public-assisted methods into the vertical setting. We compare this framework against our alternative approach that uses conditional generation, highlighting initial limitations of public-data assisted methods and proposing future research directions to address these challenges.

cs.LG

PAPAYA Federated Analytics Stack: Engineering Privacy, Scalability and Practicality

Cross-device Federated Analytics (FA) is a distributed computation paradigm designed to answer analytics queries about and derive insights from data held locally on users' devices. On-device computations combined with other privacy and security measures ensure that only minimal data is transmitted off-device, achieving a high standard of data protection. Despite FA's broad relevance, the applicability of existing FA systems is limited by compromised accuracy; lack of flexibility for data analytics; and an inability to scale effectively. In this paper, we describe our approach to combine privacy, scalability, and practicality to build and deploy a system that overcomes these limitations. Our FA system leverages trusted execution environments (TEEs) and optimizes the use of on-device computing resources to facilitate federated data processing across large fleets of devices, while ensuring robust, defensible, and verifiable privacy safeguards. We focus on federated analytics (statistics and monitoring), in contrast to systems for federated learning (ML workloads), and we flag the key differences.

cs.LG

Federated and differentially private estimation of KL divergence

Measuring distribution drifts is a key task in managing distributed, sensitive data, as it underpins a wide range of federated learning and analytics applications. In many practical settings, however, directly sharing such information is either undesirable (e.g., due to privacy concerns) or infeasible (e.g., due to high communication costs). In this work, we present FedPriKL, a novel method for estimating the KL divergence of data across federated computational models under differential privacy (DP) guarantees. We establish its theoretical properties, showing that FedPriKL is unbiased with low and bounded sensitivity and variance, thereby ensuring strong utility under DP. In addition, we present an empirical study that explores parameter choices to optimize accuracy while minimizing communication overhead. Our experiments demonstrate that FedPriKL achieves accuracy comparable to a similar sampling-based non-private estimator, while delivering greater stability and accuracy than a baseline variant in which users perturb their data locally to obtain privacy guarantees.

cs.LG

Towards Robust Federated Analytics via Differentially Private Measurements of Statistical Heterogeneity

Statistical heterogeneity is a measure of how skewed the samples of a dataset are. It is a common problem in the study of differential privacy that the usage of a statistically heterogeneous dataset results in a significant loss of accuracy. In federated scenarios, statistical heterogeneity is more likely to happen, and so the above problem is even more pressing. We explore the three most promising ways to measure statistical heterogeneity and give formulae for their accuracy, while simultaneously incorporating differential privacy. We find the optimum privacy parameters via an analytic mechanism, which incorporates root finding methods. We validate the main theorems and related hypotheses experimentally, and test the robustness of the analytic mechanism to different heterogeneity levels. The analytic mechanism in a distributed setting delivers superior accuracy to all combinations involving the classic mechanism and/or the centralized setting. All measures of statistical heterogeneity do not lose significant accuracy when a heterogeneous sample is used.

cs.LG

Privacy-preserving Fuzzy Name Matching for Sharing Financial Intelligence

Financial institutions rely on data for many operations, including a need to drive efficiency, enhance services and prevent financial crime. Data sharing across an organisation or between institutions can facilitate rapid, evidence-based decision-making, including identifying money laundering and fraud. However, modern data privacy regulations impose restrictions on data sharing. For this reason, privacy-enhancing technologies are being increasingly employed to allow organisations to derive shared intelligence while ensuring regulatory compliance. This paper examines the case in which regulatory restrictions mean a party cannot share data on accounts of interest with another (internal or external) party to determine individuals that hold accounts in both datasets. The names of account holders may be recorded differently in each dataset. We introduce a novel privacy-preserving scheme for fuzzy name matching across institutions, employing fully homomorphic encryption over MinHash signatures. The efficiency of the proposed scheme is enhanced using a clustering mechanism. Our scheme ensures privacy by only revealing the possibility of a potential match to the querying party. The practicality and effectiveness are evaluated using different datasets, and compared against state-of-the-art schemes. It takes around 100 and 1000 seconds to search 1000 names from 10k and 100k names, respectively, meeting the requirements of financial institutions. Furthermore, it exhibits significant performance improvement in reducing communication overhead by 30-300 times.

cs.CR

Federated Experiment Design under Distributed Differential Privacy

Experiment design has a rich history dating back over a century and has found many critical applications across various fields since then. The use and collection of users' data in experiments often involve sensitive personal information, so additional measures to protect individual privacy are required during data collection, storage, and usage. In this work, we focus on the rigorous protection of users' privacy (under the notion of differential privacy (DP)) while minimizing the trust toward service providers. Specifically, we consider the estimation of the average treatment effect (ATE) under DP, while only allowing the analyst to collect population-level statistics via secure aggregation, a distributed protocol enabling a service provider to aggregate information without accessing individual data. Although a vital component in modern A/B testing workflows, private distributed experimentation has not previously been studied. To achieve DP, we design local privatization mechanisms that are compatible with secure aggregation and analyze the utility, in terms of the width of confidence intervals, both asymptotically and non-asymptotically. We show how these mechanisms can be scaled up to handle the very large number of participants commonly found in practice. In addition, when introducing DP noise, it is imperative to cleverly split privacy budgets to estimate both the mean and variance of the outcomes and carefully calibrate the confidence intervals according to the DP noise. Last, we present comprehensive experimental evaluations of our proposed schemes and show the privacy-utility trade-offs in experiment design.

cs.CR

FLAIM: AIM-based Synthetic Data Generation in the Federated Setting

Preserving individual privacy while enabling collaborative data sharing is crucial for organizations. Synthetic data generation is one solution, producing artificial data that mirrors the statistical properties of private data. While numerous techniques have been devised under differential privacy, they predominantly assume data is centralized. However, data is often distributed across multiple clients in a federated manner. In this work, we initiate the study of federated synthetic tabular data generation. Building upon a SOTA central method known as AIM, we present DistAIM and FLAIM. We first show that it is straightforward to distribute AIM, extending a recent approach based on secure multi-party computation which necessitates additional overhead, making it less suited to federated scenarios. We then demonstrate that naively federating AIM can lead to substantial degradation in utility under the presence of heterogeneity. To mitigate both issues, we propose an augmented FLAIM approach that maintains a private proxy of heterogeneity. We simulate our methods across a range of benchmark datasets under different degrees of heterogeneity and show we can improve utility while reducing overhead.

cs.CR

PrivLava: Synthesizing Relational Data with Foreign Keys under Differential Privacy

Answering database queries while preserving privacy is an important problem that has attracted considerable research attention in recent years. A canonical approach to this problem is to use synthetic data. That is, we replace the input database R with a synthetic database R* that preserves the characteristics of R, and use R* to answer queries. Existing solutions for relational data synthesis, however, either fail to provide strong privacy protection, or assume that R contains a single relation. In addition, it is challenging to extend the existing single-relation solutions to the case of multiple relations, because they are unable to model the complex correlations induced by the foreign keys. Therefore, multi-relational data synthesis with strong privacy guarantees is an open problem. In this paper, we address the above open problem by proposing PrivLava, the first solution for synthesizing relational data with foreign keys under differential privacy, a rigorous privacy framework widely adopted in both academia and industry. The key idea of PrivLava is to model the data distribution in R using graphical models, with latent variables included to capture the inter-relational correlations caused by foreign keys. We show that PrivLava supports arbitrary foreign key references that form a directed acyclic graph, and is able to tackle the common case when R contains a mixture of public and private relations. Extensive experiments on census data sets and the TPC-H benchmark demonstrate that PrivLava significantly outperforms its competitors in terms of the accuracy of aggregate queries processed on the synthetic data.

cs.DB

Sketch-Flip-Merge: Mergeable Sketches for Private Distinct Counting

Data sketching is a critical tool for distinct counting, enabling multisets to be represented by compact summaries that admit fast cardinality estimates. Because sketches may be merged to summarize multiset unions, they are a basic building block in data warehouses. Although many practical sketches for cardinality estimation exist, none provide privacy when merging. We propose the first practical cardinality sketches that are simultaneously mergeable, differentially private (DP), and have low empirical errors. These introduce a novel randomized algorithm for performing logical operations on noisy bits, a tight privacy analysis, and provably optimal estimation. Our sketches dramatically outperform existing theoretical solutions in simulations and on real-world data.

cs.DS

Pruning Compact ConvNets for Efficient Inference

Neural network pruning is frequently used to compress over-parameterized networks by large amounts, while incurring only marginal drops in generalization performance. However, the impact of pruning on networks that have been highly optimized for efficient inference has not received the same level of attention. In this paper, we analyze the effect of pruning for computer vision, and study state-of-the-art ConvNets, such as the FBNetV3 family of models. We show that model pruning approaches can be used to further optimize networks trained through NAS (Neural Architecture Search). The resulting family of pruned models can consistently obtain better performance than existing FBNetV3 models at the same level of computation, and thus provide state-of-the-art results when trading off between computational complexity and generalization performance on the ImageNet benchmark. In addition to better generalization performance, we also demonstrate that when limited computation resources are available, pruning FBNetV3 models incur only a fraction of GPU-hours involved in running a full-scale NAS.

cs.CV