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Grant M. Domke

Publications and source records attributed to Grant M. Domke.

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Hierarchical models for small area estimation using zero-inflated forest inventory variables: comparison and implementation

National Forest Inventory (NFI) data are typically limited to sparse networks of sample locations due to cost constraints. While design-based estimators provide reliable forest parameter estimates for large areas, there is increasing interest in model-based small area estimation (SAE) methods to improve precision for smaller spatial, temporal, or biophysical domains. SAE methods can be broadly categorized into area- and unit-level models, with unit-level models offering greater flexibility, making them the focus of this study. Ensuring valid inference requires satisfying model distributional assumptions, which is particularly challenging for NFI variables that exhibit positive support and zero-inflation, such as forest biomass, carbon, and volume. Here, we evaluate nine candidate estimators, including two-stage unit-level hierarchical Bayesian models, single-stage Bayesian models, and two-stage frequentist models, for estimating forest biomass at the county level in Nevada and Washington, United States. Estimator performance is assessed using repeated sampling from simulated populations and unit-level cross-validation with FIA data. Results show that small area estimators incorporating a two-stage approach to account for zero-inflation, county-specific random intercepts and residual variances, and spatial random effects yield the most accurate and well-calibrated county-level estimates, with spatial effects providing the greatest benefits when spatial autocorrelation is present in the underlying population.

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Multivariate spatial models for small area estimation of species-specific forest inventory parameters

National Forest Inventories (NFIs) provide statistically reliable information on forest resources at national and other large spatial scales. As forest management and conservation needs become increasingly complex, NFIs are being called upon to provide forest parameter estimates at spatial scales smaller than current design-based estimation procedures can provide. This is particularly true when estimates are desired by species or species groups. Here we propose a multivariate spatial model for small area estimation of species-specific forest inventory parameters. The hierarchical Bayesian modeling framework accounts for key complexities in species-specific forest inventory data, such as zero-inflation, correlations among species, and residual spatial autocorrelation. Importantly, by fitting the model directly to the individual plot-level data, the framework enables estimates of species-level forest parameters, with associated uncertainty, across any user-defined small area of interest. A simulation study revealed minimal bias and higher accuracy of the proposed model-based approach compared to design-based estimator. We applied the model to estimate species-specific county-level aboveground biomass for the 20 most abundant tree species in the southern United States using Forest Inventory and Analysis (FIA) data. Model-based biomass estimates had high correlations with design-based estimates, yet the model-based estimates tended to have a slight positive bias relative to design-based estimates. Importantly, the proposed model provided large gains in precision across all 20 species. On average across species, 91.5% of county-level biomass estimates had higher precision compared to the design-based estimates. The proposed framework improves the ability of NFI data users to generate species-level forest parameter estimates with reasonable precision at management-relevant spatial scales.

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Leveraging national forest inventory data to estimate forest carbon density status and trends for small areas

National forest inventory (NFI) data are often costly to collect, which inhibits efforts to estimate parameters of interest for small spatial, temporal, or biophysical domains. Traditionally, design-based estimators are used to estimate status of forest parameters of interest, but are unreliable for small areas where data are sparse. Additionally, design-based estimates constructed directly from the survey data are often unavailable when sample sizes are especially small. Traditional model-based small area estimation approaches, such as the Fay-Herriot (FH) model, rely on these direct estimates for inference; hence, missing direct estimates preclude the use of such approaches. Here, we detail a Bayesian spatio-temporal small area estimation model that efficiently leverages sparse NFI data to estimate status and trends for forest parameters. The proposed model bypasses the use of direct estimates and instead uses plot-level NFI measurements along with auxiliary data including remotely sensed tree canopy cover. We produce forest carbon estimates from the United States NFI over 14 years across the contiguous US (CONUS) and conduct a simulation study to assess our proposed model's accuracy, precision, and bias, compared to that of a design-based estimator. The proposed model provides improved precision and accuracy over traditional estimation methods, and provides useful insights into county-level forest carbon dynamics across the CONUS.

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Spatio-temporal areal models to support small area estimation: An application to national-scale forest carbon monitoring

National Forest Inventory (NFI) programs can provide vital information on the status, trend, and change in forest parameters. These programs are being increasingly asked to provide forest parameter estimates for spatial and temporal extents smaller than their current design and accompanying design-based methods can deliver with desired levels of uncertainty. Many NFI designs and estimation methods focus on status and are not well equipped to provide acceptable estimates for trend and change parameters, especially over small spatial domains and/or short time periods. Fine-scale space-time indexed estimates are critical to a variety of environmental, ecological, and economic monitoring efforts. Estimates for forest carbon status, trend, and change are of particular importance to international initiatives to track carbon dynamics. Model-based small area estimation (SAE) methods for NFI and similar ecological monitoring data typically pursue inference on status within small spatial domains, with few demonstrated methods that account for spatio-temporal dependence needed for trend and change estimation. We propose a spatio-temporal Bayesian model framework that delivers statistically valid estimates with full uncertainty quantification for status, trend, and change. The framework accommodates a variety of space and time dependency structures, and we detail model configurations for different settings. Through analysis of simulated datasets, we compare the relative performance of candidate models and a traditional direct estimator. We then apply candidate models to a large-scale NFI dataset to demonstrate the utility of the proposed framework for providing unique quantification of forest carbon dynamics in the contiguous United States. We also provide computationally efficient algorithms, software, and data to reproduce our results and for benchmarking.

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Simplifying small area estimation with rFIA: a demonstration of tools and techniques

The United States (US) Forest Service Forest Inventory and Analysis (FIA) program operates the national forest inventory of the US. Traditionally, the FIA program has relied on sample-based approaches -- permanent plot networks and associated design-based estimators -- to estimate forest variables across large geographic areas and long periods of time. These approaches generally offer unbiased inference on large domains but fail to provide reliable estimates for small domains due to low sample sizes. Rising demand for small domain estimates will thus require the FIA program to adopt non-traditional estimation approaches that are capable of delivering defensible estimates of forest variables at increased spatial and temporal resolution, without the expense of collecting additional field data. In light of this challenge, the development of small area estimation (SAE) methods for FIA data has become an active and highly productive area of research. Yet, SAE methods remain difficult to apply to FIA data, due in part to the complex data structures and inventory design used by the FIA program. Thus, we argue that a new suite of estimation tools (i.e., software) will be required to accommodate shifts in demand for inference on large geographic areas and long time periods to inference on small spatial and/or temporal domains. Herein, we present rFIA, an open-source R package designed to increase the accessibility of FIA data, as one such tool. Specifically, we present two case studies chosen to demonstrate rFIA's potential to simplify the application of a broad suite of SAE methods to FIA data: (1) estimation of contemporary county-level forest carbon stocks across the conterminous US using a spatial Fay-Herriot model; and (2) temporally-explicit estimation of multi-decadal trends in merchantable wood volume in Washington County, Maine using a Bayesian mixed-effects model.

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rFIA: An R package for estimation of forest attributes with the Forest Inventory and Analysis Database

Forest Inventory and Analysis (FIA) is a US Department of Agriculture Forest Service program that aims to monitor changes in forests across the US. FIA hosts one of the largest ecological datasets in the world, though its complexity limits access for many potential users. rFIA is an R package designed to simplify the estimation of forest attributes using data collected by the FIA Program. Specifically, rFIA improves access to the spatio-temporal estimation capacity of the FIA Database via space-time indexed summaries of forest variables within user-defined population boundaries (e.g., geographic, temporal, biophysical). The package implements multiple design-based estimators, and has been validated against official estimates and sampling errors produced by the FIA Program. We demonstrate the utility of rFIA by assessing changes in abundance and mortality rates of ash (Fraxinus spp.) populations in the Lower Peninsula of Michigan following the establishment of emerald ash borer (Agrilus planipennis).

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