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Grant Ruan

Publications and source records attributed to Grant Ruan.

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Safe Reinforcement Learning with Preference-based Constraint Inference

Safe reinforcement learning (RL) is a standard paradigm for safety-critical decision making. However, real-world safety constraints can be complex, subjective, and even hard to explicitly specify. Existing works on constraint inference rely on restrictive assumptions or extensive expert demonstrations, which are not realistic in many real-world applications. How to cheaply and reliably learn these constraints is the major challenge we focus on in this study. While inferring constraints from human preferences offers a data-efficient alternative, we identify popular Bradley-Terry (BT) models fail to capture the asymmetric, heavy-tailed nature of safety costs, resulting in risk underestimation. It is still rare in the literature to understand the impacts of BT models on the downstream policy learning. To address the above knowledge gaps, we propose a novel approach namely Preference-based Constrained Reinforcement Learning (PbCRL). We introduce a novel dead zone mechanism into preference modeling and theoretically prove that it encourages heavy-tailed cost distributions, thereby achieving better constraint alignment. Additionally, we incorporate a Signal-to-Noise Ratio (SNR) loss to encourage exploration by cost variances, which is found to benefit policy learning. Further, two-stage training strategy is deployed to lower online labeling burdens while adaptively enhancing constraint satisfaction. Empirical results demonstrate that PbCRL achieves superior alignment with true safety requirements and outperforms state-of-the-art baselines in terms of safety and reward. Our work explores a promising and effective way for constraint inference in Safe RL, with great potential in various safety-critical applications.

cs.LG

Emergency-Aware and Frequency-Constrained HVDC Planning for A Multi-Area Asynchronously Interconnected Grid

High-voltage direct current (HVDC) technology has played a crucial role for long-distance transmission of renewable power generation. However, the integration of large-capacity HVDC lines introduces significant frequency security challenges during HVDC fault emergencies. This paper proposes an emergency-aware and frequency-constrained HVDC planning method to optimize the capacity of inter-area HVDC tie-lines in a multi-area asynchronously interconnected grid. Firstly, a coordinated emergency frequency control scheme is proposed to allocate the emergency control resources during HVDC faults. Then, an enhanced system frequency response model integrating event-driven emergency frequency control is developed and a weighted oblique decision tree approach is employed to extract frequency nadir security constraints. The proposed planning model considers all potential HVDC fault emergencies while treating candidate HVDC capacities as decision variables. Simulation results demonstrate superior performance in balancing economic efficiency with frequency security requirements, providing a practical solution for inter-area HVDC planning.

eess.SY

An Equality Set Projection Approach for TSO-DSO Coordination Dispatch

Coordinated optimization dispatch (COD) of transmission system operator (TSO) and distribution system operator (DSO) can effectively ensure system security and efficiency under high-penetration distributed energy resource (DER) integration. Researches of large-scale COD problem can be categorized into iterative approaches that allow DSO to dispatch independently, and non-iterative methods based on projections of feasible regions (FR). However, the iterative methods suffer from low computational convergence and efficiency, while non-iterative methods struggle to solve equivalent projections with high-dimensional FR. To address these issues, this paper proposes a TSO-DSO coordinated dispatch approach based on an accelerated non-iterative Equality Set Projection (ESP) algorithm. First, ESP algorithm is employed to overcome the bottleneck of high-dimensional FR construction. Second, an regularization-based accelerated method is proposed to reduce computational burden when degeneracy occurs. Accelerated ESP algorithm constructs projection of FR via adjacent facet searching. Therefore, it is less sensitive to the increase of vertices and could efficiently construct the projection of high-dimensional FR. Case studies on a polyhedron dataset, IEEE 33-Bus System and T118D10 TSO-DSO system demonstrate the effectiveness and computational efficiency of the proposed COD approach.

eess.SY

Spatially Dependent Sampling of Component Failures for Power System Preventive Control Against Hurricane

Preventive control is a crucial strategy for power system operation against impending natural hazards, and its effectiveness fundamentally relies on the realism of scenario generation. While most existing studies employ sequential Monte Carlo simulation and assume independent sampling of component failures, this oversimplification neglects the spatial correlations induced by meteorological factors such as hurricanes. In this paper, we identify and address the gap in modeling spatial dependence among component failures under extreme weather. We analyze how the mean, variance, and correlation structure of weather intensity random variables influence the correlation of component failures. To fill this gap, we propose a spatially dependent sampling method that enables joint sampling of multiple component failures by generating correlated meteorological intensity random variables. Comparative studies show that our approach captures long-tailed scenarios and reveals more extreme events than conventional methods. Furthermore, we evaluate the impact of scenario selection on preventive control performance. Our key findings are: (1) Strong spatial correlations in uncertain weather intensity consistently lead to interdependent component failures, regardless of mean value level; (2) The proposed method uncovers more high-severity scenarios that are missed by independent sampling; (3) Preventive control requires balancing load curtailment and over-generation costs under different scenario severities; (4) Ignoring failure correlations results in underestimating risk from high-severity events, undermining the robustness of preventive control strategies.

eess.SY

Data Center Control Against Sub-Synchronous Resonance: A Data-Driven Approach

Data centers host a variety of essential services such as cloud computing and artificial intelligence. Electric grid operators, however, have limited knowledge of the reliability risks of data center interconnection due to their unique operational characteristics. An emerging concern is the sub-synchronous resonance (SSR) which refer to unexpected voltage/current oscillations at typical frequencies below 60/50 Hz. It remains unknown whether and how the interactions between data centers and the grid may trigger resonances, equipment damages, and even cascading failures. In this paper, we focus on grid-connected data centers that draw electricity from the grid through power factor correction (PFC) converters. We conduct two-tone frequency sweep to investigate the data centers' impedance characteristics, i.e. magnitude and phase angle variations over frequencies, and showcase their deep dependence on compute workloads. The impedance modeling provides a direct approach to evaluating SSR risks and enable a cooperative mechanism to alarm and avoid resonance-prone situations. Building upon the impedance, a data-driven preventive controller is then established to raise early warnings of risky operation and suggest flexible workload management according to the given grid conditions. Through case study, we demonstrate how to use impedance to understand the unexpected interactions. Data-driven impedance is validated to show decent performance in capturing the unique impedance dips and tracking the impedance variations across a range of workload scenarios. The early warning and preventive control approaches are further effective to improve the safety margins with minimal workload rescheduling. The key findings of this work will provide valuable insights for grid operators and data center managers, and support preparation for future scenarios involving large-scale data center integration.

eess.SY

Temperature-Controlled Smart Charging for Electric Vehicles in Cold Climates

The battery performance and lifespan of electric vehicles (EVs) degrade significantly in cold climates, requiring a considerable amount of energy to heat up the EV batteries. This paper proposes a novel technology, namely temperature-controlled smart charging, to coordinate the heating/charging power and reduce the total energy use of a solar-powered EV charging station. Instead of fixing the battery temperature setpoints, we analyze the thermal dynamics and inertia of EV batteries, and decide the optimal timing and proper amount of energy allocated for heating. In addition, a temperature-sensitive charging model is formulated with consideration of dynamic charging rates as well as battery health. We further tailor acceleration algorithms for large-scale EV charging, including the reduced-order dual decomposition and vehicle rescheduling. Simulation results demonstrate that the proposed temperature-controlled smart charging is superior in capturing the flexibility value of EV batteries and making full use of the rooftop solar energy. The proposed model typically achieves a 12.5--18.4% reduction in the charging cost and a 0.4--6.8% drop in the overhead energy use for heating.

eess.SY