arXiv subjects

Gregory W. Wornell

Publications and source records attributed to Gregory W. Wornell.

At least 37 records · Page 2Linked to original sources

arXiv2023

On counterfactual inference with unobserved confounding

Given an observational study with $n$ independent but heterogeneous units, our goal is to learn the counterfactual distribution for each unit using only one $p$-dimensional sample per unit containing covariates, interventions, and outcomes. Specifically, we allow for unobserved confounding that introduces statistical biases between interventions and outcomes as well as exacerbates the heterogeneity across units. Modeling the conditional distribution of the outcomes as an exponential family, we reduce learning the unit-level counterfactual distributions to learning $n$ exponential family distributions with heterogeneous parameters and only one sample per distribution. We introduce a convex objective that pools all $n$ samples to jointly learn all $n$ parameter vectors, and provide a unit-wise mean squared error bound that scales linearly with the metric entropy of the parameter space. For example, when the parameters are $s$-sparse linear combination of $k$ known vectors, the error is $O(s\log k/p)$. En route, we derive sufficient conditions for compactly supported distributions to satisfy the logarithmic Sobolev inequality. As an application of the framework, our results enable consistent imputation of sparsely missing covariates.

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arXiv2023

On Computationally Efficient Learning of Exponential Family Distributions

We consider the classical problem of learning, with arbitrary accuracy, the natural parameters of a $k$-parameter truncated \textit{minimal} exponential family from i.i.d. samples in a computationally and statistically efficient manner. We focus on the setting where the support as well as the natural parameters are appropriately bounded. While the traditional maximum likelihood estimator for this class of exponential family is consistent, asymptotically normal, and asymptotically efficient, evaluating it is computationally hard. In this work, we propose a novel loss function and a computationally efficient estimator that is consistent as well as asymptotically normal under mild conditions. We show that, at the population level, our method can be viewed as the maximum likelihood estimation of a re-parameterized distribution belonging to the same class of exponential family. Further, we show that our estimator can be interpreted as a solution to minimizing a particular Bregman score as well as an instance of minimizing the \textit{surrogate} likelihood. We also provide finite sample guarantees to achieve an error (in $\ell_2$-norm) of $α$ in the parameter estimation with sample complexity $O({\sf poly}(k)/α^2)$. Our method achives the order-optimal sample complexity of $O({\sf log}(k)/α^2)$ when tailored for node-wise-sparse Markov random fields. Finally, we demonstrate the performance of our estimator via numerical experiments.

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arXiv2023

Group Fairness with Uncertainty in Sensitive Attributes

Learning a fair predictive model is crucial to mitigate biased decisions against minority groups in high-stakes applications. A common approach to learn such a model involves solving an optimization problem that maximizes the predictive power of the model under an appropriate group fairness constraint. However, in practice, sensitive attributes are often missing or noisy resulting in uncertainty. We demonstrate that solely enforcing fairness constraints on uncertain sensitive attributes can fall significantly short in achieving the level of fairness of models trained without uncertainty. To overcome this limitation, we propose a bootstrap-based algorithm that achieves the target level of fairness despite the uncertainty in sensitive attributes. The algorithm is guided by a Gaussian analysis for the independence notion of fairness where we propose a robust quadratically constrained quadratic problem to ensure a strict fairness guarantee with uncertain sensitive attributes. Our algorithm is applicable to both discrete and continuous sensitive attributes and is effective in real-world classification and regression tasks for various group fairness notions, e.g., independence and separation.

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arXiv2023

Online Segmented Recursive Least-Squares for Multipath Doppler Tracking

Underwater communication signals typically suffer from distortion due to motion-induced Doppler. Especially in shallow water environments, recovering the signal is challenging due to the time-varying Doppler effects distorting each path differently. However, conventional Doppler estimation algorithms typically model uniform Doppler across all paths and often fail to provide robust Doppler tracking in multipath environments. In this paper, we propose a dynamic programming-inspired method, called online segmented recursive least-squares (OSRLS) to sequentially estimate the time-varying non-uniform Doppler across different multipath arrivals. By approximating the non-linear time distortion as a piece-wise-linear Markov model, we formulate the problem in a dynamic programming framework known as segmented least-squares (SLS). In order to circumvent an ill-conditioned formulation, perturbations are added to the Doppler model during the linearization process. The successful operation of the algorithm is demonstrated in a simulation on a synthetic channel with time-varying non-uniform Doppler.

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arXiv2023

Towards Robust Data-Driven Underwater Acoustic Localization: A Deep CNN Solution with Performance Guarantees for Model Mismatch

Key challenges in developing underwater acoustic localization methods are related to the combined effects of high reverberation in intricate environments. To address such challenges, recent studies have shown that with a properly designed architecture, neural networks can lead to unprecedented localization capabilities and enhanced accuracy. However, the robustness of such methods to environmental mismatch is typically hard to characterize, and is usually assessed only empirically. In this work, we consider the recently proposed data-driven method [19] based on a deep convolutional neural network, and demonstrate that it can learn to localize in complex and mismatched environments. To explain this robustness, we provide an upper bound on the localization mean squared error (MSE) in the ``true" environment, in terms of the MSE in a ``presumed" environment and an additional penalty term related to the environmental discrepancy. Our theoretical results are corroborated via simulation results in a rich, highly reverberant, and mismatch channel.

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arXiv2023

A Bilateral Bound on the Mean-Square Error for Estimation in Model Mismatch

A bilateral (i.e., upper and lower) bound on the mean-square error under a general model mismatch is developed. The bound, which is derived from the variational representation of the chi-square divergence, is applicable in the Bayesian and nonBayesian frameworks to biased and unbiased estimators. Unlike other classical MSE bounds that depend only on the model, our bound is also estimator-dependent. Thus, it is applicable as a tool for characterizing the MSE of a specific estimator. The proposed bounding technique has a variety of applications, one of which is a tool for proving the consistency of estimators for a class of models. Furthermore, it provides insight as to why certain estimators work well under general model mismatch conditions.

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arXiv2023

On Neural Architectures for Deep Learning-based Source Separation of Co-Channel OFDM Signals

We study the single-channel source separation problem involving orthogonal frequency-division multiplexing (OFDM) signals, which are ubiquitous in many modern-day digital communication systems. Related efforts have been pursued in monaural source separation, where state-of-the-art neural architectures have been adopted to train an end-to-end separator for audio signals (as 1-dimensional time series). In this work, through a prototype problem based on the OFDM source model, we assess -- and question -- the efficacy of using audio-oriented neural architectures in separating signals based on features pertinent to communication waveforms. Perhaps surprisingly, we demonstrate that in some configurations, where perfect separation is theoretically attainable, these audio-oriented neural architectures perform poorly in separating co-channel OFDM waveforms. Yet, we propose critical domain-informed modifications to the network parameterization, based on insights from OFDM structures, that can confer about 30 dB improvement in performance.

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arXiv2023

A Semi-Blind Method for Localization of Underwater Acoustic Sources

Underwater acoustic localization has traditionally been challenging due to the presence of unknown environmental structure and dynamic conditions. The problem is richer still when such structure includes occlusion, which causes the loss of line-of-sight (LOS) between the acoustic source and the receivers, on which many of the existing localization algorithms rely. We develop a semi-blind passive localization method capable of accurately estimating the source's position even in the possible absence of LOS between the source and all receivers. Based on typically-available prior knowledge of the water surface and bottom, we derive a closed-form expression for the optimal estimator under a multi-ray propagation model, which is suitable for shallow-water environments and high-frequency signals. By exploiting a computationally efficient form of this estimator, our methodology makes comparatively high-resolution localization feasible. We also derive the Cramér-Rao bound for this model, which can be used to guide the placement of collections of receivers so as to optimize localization accuracy. The method improves a balance of accuracy and robustness to environmental model mismatch, relative to existing localization methods that are useful in similar settings. The method is validated with simulations and water tank experiments.

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arXiv2022

Information-theoretic Characterizations of Generalization Error for the Gibbs Algorithm

Various approaches have been developed to upper bound the generalization error of a supervised learning algorithm. However, existing bounds are often loose and even vacuous when evaluated in practice. As a result, they may fail to characterize the exact generalization ability of a learning algorithm. Our main contributions are exact characterizations of the expected generalization error of the well-known Gibbs algorithm (a.k.a. Gibbs posterior) using different information measures, in particular, the symmetrized KL information between the input training samples and the output hypothesis. Our result can be applied to tighten existing expected generalization error and PAC-Bayesian bounds. Our information-theoretic approach is versatile, as it also characterizes the generalization error of the Gibbs algorithm with a data-dependent regularizer and that of the Gibbs algorithm in the asymptotic regime, where it converges to the standard empirical risk minimization algorithm. Of particular relevance, our results highlight the role the symmetrized KL information plays in controlling the generalization error of the Gibbs algorithm.

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arXiv2022

Can Shadows Reveal Biometric Information?

We study the problem of extracting biometric information of individuals by looking at shadows of objects cast on diffuse surfaces. We show that the biometric information leakage from shadows can be sufficient for reliable identity inference under representative scenarios via a maximum likelihood analysis. We then develop a learning-based method that demonstrates this phenomenon in real settings, exploiting the subtle cues in the shadows that are the source of the leakage without requiring any labeled real data. In particular, our approach relies on building synthetic scenes composed of 3D face models obtained from a single photograph of each identity. We transfer what we learn from the synthetic data to the real data using domain adaptation in a completely unsupervised way. Our model is able to generalize well to the real domain and is robust to several variations in the scenes. We report high classification accuracies in an identity classification task that takes place in a scene with unknown geometry and occluding objects.

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arXiv2022

Data-Driven Blind Synchronization and Interference Rejection for Digital Communication Signals

We study the potential of data-driven deep learning methods for separation of two communication signals from an observation of their mixture. In particular, we assume knowledge on the generation process of one of the signals, dubbed signal of interest (SOI), and no knowledge on the generation process of the second signal, referred to as interference. This form of the single-channel source separation problem is also referred to as interference rejection. We show that capturing high-resolution temporal structures (nonstationarities), which enables accurate synchronization to both the SOI and the interference, leads to substantial performance gains. With this key insight, we propose a domain-informed neural network (NN) design that is able to improve upon both "off-the-shelf" NNs and classical detection and interference rejection methods, as demonstrated in our simulations. Our findings highlight the key role communication-specific domain knowledge plays in the development of data-driven approaches that hold the promise of unprecedented gains.

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arXiv2022

Exploiting Temporal Structures of Cyclostationary Signals for Data-Driven Single-Channel Source Separation

We study the problem of single-channel source separation (SCSS), and focus on cyclostationary signals, which are particularly suitable in a variety of application domains. Unlike classical SCSS approaches, we consider a setting where only examples of the sources are available rather than their models, inspiring a data-driven approach. For source models with underlying cyclostationary Gaussian constituents, we establish a lower bound on the attainable mean squared error (MSE) for any separation method, model-based or data-driven. Our analysis further reveals the operation for optimal separation and the associated implementation challenges. As a computationally attractive alternative, we propose a deep learning approach using a U-Net architecture, which is competitive with the minimum MSE estimator. We demonstrate in simulation that, with suitable domain-informed architectural choices, our U-Net method can approach the optimal performance with substantially reduced computational burden.

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arXiv2022

Direct Localization in Underwater Acoustics via Convolutional Neural Networks: A Data-Driven Approach

Direct localization (DLOC) methods, which use the observed data to localize a source at an unknown position in a one-step procedure, generally outperform their indirect two-step counterparts (e.g., using time-difference of arrivals). However, underwater acoustic DLOC methods require prior knowledge of the environment, and are computationally costly, hence slow. We propose, what is to the best of our knowledge, the first data-driven DLOC method. Inspired by classical and contemporary optimal model-based DLOC solutions, and leveraging the capabilities of convolutional neural networks (CNNs), we devise a holistic CNN-based solution. Our method includes a specifically-tailored input structure, architecture, loss function, and a progressive training procedure, which are of independent interest in the broader context of machine learning. We demonstrate that our method outperforms attractive alternatives, and asymptotically matches the performance of an oracle optimal model-based solution.

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arXiv2022

Selective Regression Under Fairness Criteria

Selective regression allows abstention from prediction if the confidence to make an accurate prediction is not sufficient. In general, by allowing a reject option, one expects the performance of a regression model to increase at the cost of reducing coverage (i.e., by predicting on fewer samples). However, as we show, in some cases, the performance of a minority subgroup can decrease while we reduce the coverage, and thus selective regression can magnify disparities between different sensitive subgroups. Motivated by these disparities, we propose new fairness criteria for selective regression requiring the performance of every subgroup to improve with a decrease in coverage. We prove that if a feature representation satisfies the sufficiency criterion or is calibrated for mean and variance, than the proposed fairness criteria is met. Further, we introduce two approaches to mitigate the performance disparity across subgroups: (a) by regularizing an upper bound of conditional mutual information under a Gaussian assumption and (b) by regularizing a contrastive loss for conditional mean and conditional variance prediction. The effectiveness of these approaches is demonstrated on synthetic and real-world datasets.

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arXiv2021

Asynchronous Massive Access and Neighbor Discovery Using OFDMA

The fundamental communication problem in the wireless Internet of Things (IoT) is to discover a massive number of devices and to allow them reliable access to shared channels. Oftentimes these devices transmit short messages randomly and sporadically. This paper proposes a novel signaling scheme for grant-free massive access, where each device encodes its identity and/or information in a sparse set of tones. Such transmissions are implemented in the form of orthogonal frequency-division multiple access (OFDMA). Under some mild conditions and assuming device delays to be bounded unknown multiples of symbol intervals, sparse OFDMA is proved to enable arbitrarily reliable asynchronous device identification and message decoding with a codelength that is O(K(log K + log S + log N)), where N denotes the device population, K denotes the actual number of active devices, and log S is essentially equal to the number of bits a device can send (including its identity). By exploiting the Fast Fourier Transform (FFT), the computational complexity for discovery and decoding can be made to be sub-linear in the total device population. To prove the concept, a specific design is proposed to identify up to 100 active devices out of $2^{38}$ possible devices with up to 20 symbols of delay and moderate signal-to-noise ratios and fading. The codelength compares much more favorably with those of standard slotted ALOHA and carrier-sensing multiple access (CSMA) schemes.

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arXiv2021

A Computationally Efficient Method for Learning Exponential Family Distributions

We consider the question of learning the natural parameters of a $k$ parameter minimal exponential family from i.i.d. samples in a computationally and statistically efficient manner. We focus on the setting where the support as well as the natural parameters are appropriately bounded. While the traditional maximum likelihood estimator for this class of exponential family is consistent, asymptotically normal, and asymptotically efficient, evaluating it is computationally hard. In this work, we propose a computationally efficient estimator that is consistent as well as asymptotically normal under mild conditions. We provide finite sample guarantees to achieve an ($\ell_2$) error of $α$ in the parameter estimation with sample complexity $O(\mathrm{poly}(k/α))$ and computational complexity ${O}(\mathrm{poly}(k/α))$. To establish these results, we show that, at the population level, our method can be viewed as the maximum likelihood estimation of a re-parameterized distribution belonging to the same class of exponential family.

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arXiv2021

Blind Modulo Analog-to-Digital Conversion of Vector Processes

In a growing number of applications, there is a need to digitize a (possibly high) number of correlated signals whose spectral characteristics are challenging for traditional analog-to-digital converters (ADCs). Examples, among others, include multiple-input multiple-output systems where the ADCs must acquire at once several signals at a very wide but sparsely and dynamically occupied bandwidth supporting diverse services. In such scenarios, the resolution requirements can be prohibitively high. As an alternative, the recently proposed modulo-ADC architecture can in principle require dramatically fewer bits in the conversion to obtain the target fidelity, but requires that spatiotemporal information be known and explicitly taken into account by the analog and digital processing in the converter, which is frequently impractical. Building on our recent work, we address this limitation and develop a blind version of the architecture that requires no such knowledge in the converter. In particular, it features an automatic modulo-level adjustment and a fully adaptive modulo-decoding mechanism, allowing it to asymptotically match the characteristics of the unknown input signal. Simulation results demonstrate the successful operation of the proposed algorithm.

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arXiv2021

What You Can Learn by Staring at a Blank Wall

We present a passive non-line-of-sight method that infers the number of people or activity of a person from the observation of a blank wall in an unknown room. Our technique analyzes complex imperceptible changes in indirect illumination in a video of the wall to reveal a signal that is correlated with motion in the hidden part of a scene. We use this signal to classify between zero, one, or two moving people, or the activity of a person in the hidden scene. We train two convolutional neural networks using data collected from 20 different scenes, and achieve an accuracy of $\approx94\%$ for both tasks in unseen test environments and real-time online settings. Unlike other passive non-line-of-sight methods, the technique does not rely on known occluders or controllable light sources, and generalizes to unknown rooms with no re-calibration. We analyze the generalization and robustness of our method with both real and synthetic data, and study the effect of the scene parameters on the signal quality.

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