arXiv subjects

Guan Gui

Publications and source records attributed to Guan Gui.

At least 37 records · Page 2Linked to original sources

arXiv2022

Rogue Emitter Detection Using Hybrid Network of Denoising Autoencoder and Deep Metric Learning

Rogue emitter detection (RED) is a crucial technique to maintain secure internet of things applications. Existing deep learning-based RED methods have been proposed under the friendly environments. However, these methods perform unstable under low signal-to-noise ratio (SNR) scenarios. To address this problem, we propose a robust RED method, which is a hybrid network of denoising autoencoder and deep metric learning (DML). Specifically, denoising autoencoder is adopted to mitigate noise interference and then improve its robustness under low SNR while DML plays an important role to improve the feature discrimination. Several typical experiments are conducted to evaluate the proposed RED method on an automatic dependent surveillance-Broadcast dataset and an IEEE 802.11 dataset and also to compare it with existing RED methods. Simulation results show that the proposed method achieves better RED performance and higher noise robustness with more discriminative semantic vectors than existing methods.

eess.SP↗

arXiv2022

Few-Shot Specific Emitter Identification via Hybrid Data Augmentation and Deep Metric Learning

Specific emitter identification (SEI) is a potential physical layer authentication technology, which is one of the most critical complements of upper layer authentication. Radio frequency fingerprint (RFF)-based SEI is to distinguish one emitter from each other by immutable RF characteristics from electronic components. Due to the powerful ability of deep learning (DL) to extract hidden features and perform classification, it can extract highly separative features from massive signal samples, thus enabling SEI. Considering the condition of limited training samples, we propose a novel few-shot SEI (FS-SEI) method based on hybrid data augmentation and deep metric learning (HDA-DML) which gets rid of the dependence on auxiliary datasets. Specifically, HDA consisting rotation and CutMix is designed to increase data diversity, and DML is used to extract high discriminative semantic features. The proposed HDA-DML-based FS-SEI method is evaluated on an open source large-scale real-world automatic-dependent surveillance-broadcast (ADS-B) dataset and a real-world WiFi dataset. The simulation results of two datasets show that the proposed method achieves better identification performance and higher feature discriminability than five latest FS-SEI methods.

eess.SP↗

arXiv2022

Semi-Supervised Specific Emitter Identification Method Using Metric-Adversarial Training

Specific emitter identification (SEI) plays an increasingly crucial and potential role in both military and civilian scenarios. It refers to a process to discriminate individual emitters from each other by analyzing extracted characteristics from given radio signals. Deep learning (DL) and deep neural networks (DNNs) can learn the hidden features of data and build the classifier automatically for decision making, which have been widely used in the SEI research. Considering the insufficiently labeled training samples and large unlabeled training samples, semi-supervised learning-based SEI (SS-SEI) methods have been proposed. However, there are few SS-SEI methods focusing on extracting the discriminative and generalized semantic features of radio signals. In this paper, we propose an SS-SEI method using metric-adversarial training (MAT). Specifically, pseudo labels are innovatively introduced into metric learning to enable semi-supervised metric learning (SSML), and an objective function alternatively regularized by SSML and virtual adversarial training (VAT) is designed to extract discriminative and generalized semantic features of radio signals. The proposed MAT-based SS-SEI method is evaluated on an open-source large-scale real-world automatic-dependent surveillance-broadcast (ADS-B) dataset and WiFi dataset and is compared with state-of-the-art methods. The simulation results show that the proposed method achieves better identification performance than existing state-of-the-art methods. Specifically, when the ratio of the number of labeled training samples to the number of all training samples is 10\%, the identification accuracy is 84.80\% under the ADS-B dataset and 80.70\% under the WiFi dataset. Our code can be downloaded from https://github.com/lovelymimola/MAT-based-SS-SEI.

eess.SP↗

arXiv2022

Attention Mechanism Based Intelligent Channel Feedback for mmWave Massive MIMO Systems

The potential advantages of intelligent wireless communications with millimeter wave (mmWave) and massive multiple-input multiple-output (MIMO) are based on the availability of instantaneous channel state information (CSI) at the base station (BS). However, no existence of channel reciprocity leads to the difficult acquisition of accurate CSI at the BS in frequency division duplex (FDD) systems. Many researchers explored effective architectures based on deep learning (DL) to solve this problem and proved the success of DL-based solutions. However, existing schemes focused on the acquisition of complete CSI while ignoring the beamforming and precoding operations. In this paper, we propose an intelligent channel feedback architecture using eigenmatrix and eigenvector feedback neural network (EMEVNet). With the help of the attention mechanism, the proposed EMEVNet can be considered as a dual channel auto-encoder, which is able to jointly encode the eigenmatrix and eigenvector into codewords. Simulation results show great performance improvement and robustness with extremely low overhead of the proposed EMEVNet method compared with the traditional DL-based CSI feedback methods.

cs.IT↗

arXiv2022

Analysis of the Power Imbalance in Power-Domain NOMA on Correlated Rayleigh Fading Channels

This paper analyzes the power imbalance issue in power-domain NOMA (PD-NOMA) in the presence of channel correlations, typically encountered on the downlink of cellular systems when the base station antennas have an insufficient separation. In a recent paper, the authors analyzed this issue for a typical uplink scenario with uncorrelated channels, and the study revealed an astounding result that the optimum in terms of average error probability is achieved when the user signals are perfectly balanced in terms of power as in multi-user MIMO with power control. This result led to some questioning of the concept of PD-NOMA for uncorrelated Rayleigh fading channels. In the present paper, we make a similar analysis for the downlink, and the study gives a very clear insight into the influence of the power imbalance at different levels of channel correlation. First, with full correlation (user signals transmitted from the same antenna), the PD-NOMA concept reduces to simple signal constellation design. The optimum is achieved when the power imbalance between the user signals is such that the resulting constellation has uniform spacing. Any deviation from this optimum will lead to a hierarchical constellation with performance loss. Also, this optimum power imbalance is shown to hold for a range of strong channel correlations, but for moderate and low correlation values perfectly power balanced NOMA takes over as in the presence of uncorrelated channels.

cs.IT↗

arXiv2022

Few-Shot Specific Emitter Identification via Deep Metric Ensemble Learning

Specific emitter identification (SEI) is a highly potential technology for physical layer authentication that is one of the most critical supplement for the upper-layer authentication. SEI is based on radio frequency (RF) features from circuit difference, rather than cryptography. These features are inherent characteristic of hardware circuits, which difficult to counterfeit. Recently, various deep learning (DL)-based conventional SEI methods have been proposed, and achieved advanced performances. However, these methods are proposed for close-set scenarios with massive RF signal samples for training, and they generally have poor performance under the condition of limited training samples. Thus, we focus on few-shot SEI (FS-SEI) for aircraft identification via automatic dependent surveillance-broadcast (ADS-B) signals, and a novel FS-SEI method is proposed, based on deep metric ensemble learning (DMEL). Specifically, the proposed method consists of feature embedding and classification. The former is based on metric learning with complex-valued convolutional neural network (CVCNN) for extracting discriminative features with compact intra-category distance and separable inter-category distance, while the latter is realized by an ensemble classifier. Simulation results show that if the number of samples per category is more than 5, the average accuracy of our proposed method is higher than 98\%. Moreover, feature visualization demonstrates the advantages of our proposed method in both discriminability and generalization. The codes of this paper can be downloaded from GitHub(https://github.com/BeechburgPieStar/Few-Shot-Specific-Emitter-Identification-via-Deep-Metric-Ensemble-Learning)

eess.SP↗

arXiv2022

A Real-World Radio Frequency Signal Dataset Based on LTE System and Variable Channels

Radio Frequency Fingerprint (RFF) identification on account of deep learning has the potential to enhance the security performance of wireless networks. Recently, several RFF datasets were proposed to satisfy requirements of large-scale datasets. However, most of these datasets are collected from 2.4G WiFi devices and through similar channel environments. Meanwhile, they only provided receiving data collected by the specific equipment. This paper utilizes software radio peripheral as a dataset generating platform. Therefore, the user can customize the parameters of the dataset, such as frequency band, modulation mode, antenna gain, and so on. In addition, the proposed dataset is generated through various and complex channel environments, which aims to better characterize the radio frequency signals in the real world. We collect the dataset at transmitters and receivers to simulate a real-world RFF dataset based on the long-term evolution (LTE). Furthermore, we verify the dataset and confirm its reliability. The dataset and reproducible code of this paper can be downloaded from GitHub link: https://github.com/njuptzsp/XSRPdataset.

eess.SP↗

arXiv2022

Single-frame characterization of ultrafast pulses with spatiotemporal orbital angular momentum

Light carrying spatiotemporal orbital angular momentum (ST-OAM) makes possible new types of optical vortices arising from transverse OAM. ST-OAM pulses exhibit novel properties during propagation, transmission, refraction, diffraction, and nonlinear conversion, attracting growing experimental and theoretical interest and studies. However, one major challenge is the lack of a simple and straightforward method for characterizing ultrafast ST-OAM pulses. Using spatially resolved spectral interferometry, we demonstrate a simple, stationary, single-frame method to quantitatively characterize ultrashort light pulses carrying ST-OAM. Using our method, the presence of an ST-OAM pulse, including its main characteristics such as topological charge numbers and OAM helicity, can be identified easily from the unique and unambiguous features directly seen on the raw data--without any need for a full analysis of the data. After processing and reconstructions, other exquisite features, including pulse dispersion and beam divergence, can also be fully characterized. Our fast characterization method allows high-throughput and quick feedback during the generation and optical alignment processes of ST-OAM pulses. It is straightforward to extend our method to single-shot measurement by using a high-speed camera that matches the pulse repetition rate. This new method can help advance the field of spatially and temporally structured light and its applications in advanced metrologies.

physics.optics↗

arXiv2022

Nonconvex ${L_ {1/2}} $-Regularized Nonlocal Self-similarity Denoiser for Compressive Sensing based CT Reconstruction

Compressive sensing (CS) based computed tomography (CT) image reconstruction aims at reducing the radiation risk through sparse-view projection data. It is usually challenging to achieve satisfying image quality from incomplete projections. Recently, the nonconvex ${L_ {1/2}} $-norm has achieved promising performance in sparse recovery, while the applications on imaging are unsatisfactory due to its nonconvexity. In this paper, we develop a ${L_ {1/2}} $-regularized nonlocal self-similarity (NSS) denoiser for CT reconstruction problem, which integrates low-rank approximation with group sparse coding (GSC) framework. Concretely, we first split the CT reconstruction problem into two subproblems, and then improve the CT image quality furtherly using our ${L_ {1/2}} $-regularized NSS denoiser. Instead of optimizing the nonconvex problem under the perspective of GSC, we particularly reconstruct CT image via low-rank minimization based on two simple yet essential schemes, which build the equivalent relationship between GSC based denoiser and low-rank minimization. Furtherly, the weighted singular value thresholding (WSVT) operator is utilized to optimize the resulting nonconvex ${L_ {1/2}} $ minimization problem. Following this, our proposed denoiser is integrated with the CT reconstruction problem by alternating direction method of multipliers (ADMM) framework. Extensive experimental results on typical clinical CT images have demonstrated that our approach can further achieve better performance than popular approaches.

eess.IV↗

arXiv2022

An Analysis of the Power Imbalance on the Uplink of Power-Domain NOMA

This paper analyzes the power imbalance factor on the uplink of a 2-user Power-domain NOMA system and reveals that the minimum value of the average error probability is achieved when the user signals are perfectly balanced in terms of power as in Multi-User MIMO with power control. The analytic result is obtained by analyzing the pairwise error probability and exploiting a symmetry property of the error events. This result is supported by computer simulations using the QPSK and 16QAM signal formats and uncorrelated Rayleigh fading channels. This finding leads to the questioning of the basic philosophy of Power-domain NOMA and suggests that the best strategy for uncorrelated channels is to perfectly balance the average signal powers received from the users and to use a maximum likelihood receiver for their detection.

cs.IT↗

arXiv2022

A Novel Channel Identification Architecture for mmWave Systems Based on Eigen Features

Millimeter wave (mmWave) communication technique has been developed rapidly because of many advantages of high speed, large bandwidth, and ultra-low delay. However, mmWave communications systems suffer from fast fading and frequent blocking. Hence, the ideal communication environment for mmWave is line of sight (LOS) channel. To improve the efficiency and capacity of mmWave system, and to better build the Internet of Everything (IoE) service network, this paper focuses on the channel identification technique in line-of- sight (LOS) and non-LOS (NLOS) environments. Considering the limited computing ability of user equipments (UEs), this paper proposes a novel channel identification architecture based on eigen features, i.e. eigenmatrix and eigenvector (EMEV) of channel state information (CSI). Furthermore, this paper explores clustered delay line (CDL) channel identification with mmWave, which is defined by the 3rd generation partnership project (3GPP). Ther experimental results show that the EMEV based scheme can achieve identification accuracy of 99.88% assuming perfect CSI. In the robustness test, the maximum noise can be tolerated is SNR= 16 dB, with the threshold acc \geq 95%. What is more, the novel architecture based on EMEV feature will reduce the comprehensive overhead by about 90%.

eess.SP↗

arXiv2021

Second-harmonic generation and the conservation of spatiotemporal orbital angular momentum of light

Light with spatiotemporal orbital angular momentum (ST-OAM) is a recently discovered type of structured and localized electromagnetic field. This field carries characteristic space-time spiral phase structure and transverse intrinsic OAM. In this work, we present the generation and characterization of the second-harmonic of ST-OAM pulses. We uncovered the conservation of transverse OAM in a second-harmonic generation process, where the space-time topological charge of the fundamental field is doubled along with the optical frequency. Our experiment thus suggests a general ST-OAM nonlinear scaling rule - analogous to that in conventional OAM of light. Furthermore, we observe that the topology of a second-harmonic ST-OAM pulse can be modified by complex spatiotemporal astigmatism, giving rise to multiple phase singularities separated in space and time. Our study opens a new route for nonlinear conversion and scaling of light carrying ST-OAM with the potential for driving other secondary ST-OAM sources of electromagnetic fields and beyond.

physics.optics↗

arXiv2021

Sum-Rate Maximization in Distributed Intelligent Reflecting Surfaces-Aided mmWave Communications

In this paper, we focus on the sum-rate optimization in a multi-user millimeter-wave (mmWave) system with distributed intelligent reflecting surfaces (D-IRSs), where a base station (BS) communicates with users via multiple IRSs. The BS transmit beamforming, IRS switch vector, and phase shifts of the IRS are jointly optimized to maximize the sum-rate under minimum user rate, unit-modulus, and transmit power constraints. To solve the resulting non-convex optimization problem, we develop an efficient alternating optimization (AO) algorithm. Specifically, the non-convex problem is converted into three subproblems, which are solved alternatively. The solution to transmit beamforming at the BS and the phase shifts at the IRS are derived by using the successive convex approximation (SCA)-based algorithm, and a greedy algorithm is proposed to design the IRS switch vector. The complexity of the proposed AO algorithm is analyzed theoretically. Numerical results show that the D-IRSs-aided scheme can significantly improve the sum-rate and energy efficiency performance.

eess.SP↗

arXiv2020

Secure Beamforming for Multiple Intelligent Reflecting Surfaces Aided mmWave Systems

In this letter, secure beamforming in a multiple intelligent reflecting surfaces (IRSs)-aided millimeter-wave (mmWave) system is investigated. In this system, the secrecy rate is maximized by controlling the on-off status of each IRS as well as optimizing the phase shift matrix of the IRSs. This problem is posed as a joint optimization problem of transmit beamforming and IRS control, whose goal is to maximize the secrecy rate under the total transmission power and unit-modulus constraints. The problem is difficult to solve optimally due to the nonconvexity of constraint conditions and coupled variables. To deal with this problem, we propose an alternating optimization (AO)-based algorithm based on successive convex approximation (SCA) and manifold optimization (MO) technologies. Numerical simulations show that the proposed AO-based algorithm can effectively improve the secrecy rate and outperforms the traditional single IRS-aided scheme.

eess.SP↗

arXiv2020

Uplink Achievable Rate Maximization for Reconfigurable Intelligent Surface Aided Millimeter Wave Systems with Resolution-Adaptive ADCs

In this letter, we investigate the uplink of a reconfigurable intelligent surface (RIS)-aided millimeter-wave (mmWave) multi-user system. In the considered system, however, problems with hardware cost and power consumption arise when massive antenna arrays coupled with power-demanding analog-to-digital converters (ADCs) are employed. To account for practical hardware complexity, we consider that the access point (AP) is equipped with resolution-adaptive analog-to-digital converters (RADCs). We maximize the achievable rate under hardware constraints by jointly optimizing the ADC quantization bits, the RIS phase shifts, and the beam selection matrix. Due to the non-convexity of the feasible set and objective function, the formulated problem is non-convex and difficult to solve. To efficiently tackle this problem, a block coordinated descent (BCD)-based algorithm is proposed. Simulations demonstrate that an RIS can mitigate the hardware loss due to use of RADCs, and that the proposed BCD-based algorithm outperforms state-of-the-art algorithms.

eess.SP↗

arXiv2020

Reconfigurable Intelligent Surfaces Aided mmWave NOMA: Joint Power Allocation,Phase Shifts, and Hybrid Beamforming Optimization

In this paper, an reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) non-orthogonal multiple access (NOMA) system is considered. In particular, we consider an RIS-aided mmWave-NOMA downlink system with a hybrid beamforming structure. To maximize the achievable sum-rate under a minimum rate constraint for the users and a minimum transmit power constraint, a joint RIS phase shifts, hybrid beamforming, and power allocation problem is formulated. To solve this non-convex optimization problem, we develop an alternating optimization algorithm. Specifically, first, the non-convex problem is transformed into three subproblems, i.e., power allocation, joint phase shifts and analog beamforming optimization, and digital beamforming design. Then, we solve the power allocation problem under fixed phase shifts of the RIS and hybrid beamforming. Finally, given the power allocation matrix, an alternating manifold optimization (AMO)-based method and a successive convex approximation (SCA)-based method are utilized to design the phase shifts, analog beamforming, and transmit beamforming, respectively. Numerical results reveal that the proposed alternating optimization algorithm outperforms state-of-the-art schemes in terms of sum-rate. Moreover, compared to a conventional mmWave-NOMA system without RIS, the proposed RIS-aided mmWave-NOMA system is capable of improving the achievable sum-rate of the system.

eess.SP↗

arXiv2020

Principal Component Analysis Based Broadband Hybrid Precoding for Millimeter-Wave Massive MIMO Systems

Hybrid analog-digital precoding is challenging for broadband millimeter-wave (mmWave) massive MIMO systems, since the analog precoder is frequency-flat but the mmWave channels are frequency-selective. In this paper, we propose a principal component analysis (PCA)-based broadband hybrid precoder/combiner design, where both the fully-connected array and partially-connected subarray (including the fixed and adaptive subarrays) are investigated. Specifically, we first design the hybrid precoder/combiner for fully-connected array and fixed subarray based on PCA, whereby a low-dimensional frequency-flat precoder/combiner is acquired based on the optimal high-dimensional frequency-selective precoder/combiner. Meanwhile, the near-optimality of our proposed PCA approach is theoretically proven. Moreover, for the adaptive subarray, a low-complexity shared agglomerative hierarchical clustering algorithm is proposed to group the antennas for the further improvement of spectral efficiency (SE) performance. Besides, we theoretically prove that the proposed antenna grouping algorithm is only determined by the slow time-varying channel parameters in the large antenna limit. Simulation results demonstrate the superiority of the proposed solution over state-of-the-art schemes in SE, energy efficiency (EE), bit-error-rate performance, and the robustness to time-varying channels. Our work reveals that the EE advantage of adaptive subarray over fully-connected array is obvious for both active and passive antennas, but the EE advantage of fixed subarray only holds for passive antennas.

cs.IT↗

arXiv2020

ADMM-IDNN: Iteratively Double-reweighted Nuclear Norm Algorithm for Group-prior based Nonconvex Compressed Sensing via ADMM

Group-prior based regularization method has led to great successes in various image processing tasks, which can usually be considered as a low-rank matrix minimization problem. As a widely used surrogate function of low-rank, the nuclear norm based convex surrogate usually lead to over-shrinking phenomena, since the nuclear norm shrinks the rank components (singular value) simultaneously. In this paper, we propose a novel Group-prior based nonconvex image compressive sensing (CS) reconstruction framework via a family of nonconvex nuclear norms functions which contain common concave and monotonically properties. To solve the resulting nonconvex nuclear norm minimization (NNM) problem, we develop a Group based iteratively double-reweighted nuclear norm algorithm (IDNN) via an alternating direction method of multipliers (ADMM) framework. Our proposed algorithm can convert the nonconvex nuclear norms optimization problem into a double-reweighted singular value thresholding (DSVT) problem. Extensive experiments demonstrate our proposed framework achieved favorable reconstruction performance compared with current state-of-the-art convex methods.

eess.IV↗