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Guangxu Zhu

Publications and source records attributed to Guangxu Zhu.

116 records · Page 7Linked to original sources

Automatic Recognition of Space-Time Constellations by Learning on the Grassmann Manifold (Extended Version)

Recent breakthroughs in machine learning especially artificial intelligence shift the paradigm of wireless communication towards intelligence radios. One of their core operations is automatic modulation recognition (AMR). Existing research focuses on coherent modulation schemes such as QAM, PSK and FSK. The AMR of (non-coherent) space-time modulation remains an uncharted area despite its wide deployment in modern multiple-input-multiple-output (MIMO) systems. The scheme using a so called Grassmann constellation enables rate-enhancement using multi-antennas and blind detection. In this work, we propose an AMR approach for Grassmann constellation based on data clustering, which differs from traditional AMR based on classification using a modulation database. The approach allows algorithms for clustering on the Grassmann manifold, such as Grassmann K-means and depth-first search, originally developed for computer vision to be applied to AMR. We further develop an analytical framework for studying and designing these algorithms in the context of AMR. First, the maximum-likelihood Grassmann constellation detection is proved to be equivalent to clustering on the Grassmannian. Thereby, a well-known machine-learning result that was originally established only for the Euclidean space is rediscovered for the Grassmannian. Next, despite a rich literature on algorithmic design, theoretical analysis of data clustering is largely overlooked due to the lack of tractable techniques. We tackle the challenge by introducing probabilistic metrics for measuring the inter-cluster separability and intra-cluster connectivity of received space-time symbols and deriving them using tools from differential geometry and Grassmannian packing. The results provide useful insights into the effects of various parameters ranging from the signal-to-noise ratio to constellation size, facilitating algorithmic design.

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Inference from Randomized Transmissions by Many Backscatter Sensors

Attaining the vision of Smart Cities requires the deployment of an enormous number of sensors for monitoring various conditions of the environment. Backscatter-sensors have emerged to be a promising solution due to the uninterruptible energy supply and relative simple hardwares. On the other hand, backscatter-sensors with limited signal-processing capabilities are unable to support conventional algorithms for multiple-access and channel-training. Thus, the key challenge in designing backscatter-sensor networks is to enable readers to accurately detect sensing-values given simple ALOHA random access, primitive transmission schemes, and no knowledge of channel-states. We tackle this challenge by proposing the novel framework of backscatter sensing featuring random-encoding at sensors and statistical-inference at readers. Specifically, assuming the on/off keying for backscatter transmissions, the practical random-encoding scheme causes the on/off transmission of a sensor to follow a distribution parameterized by the sensing values. Facilitated by the scheme, statistical-inference algorithms are designed to enable a reader to infer sensing-values from randomized transmissions by multiple sensors. The specific design procedure involves the construction of Bayesian networks, namely deriving conditional distributions for relating unknown parameters and variables to signals observed by the reader. Then based on the Bayesian networks and the well-known expectation-maximization principle, inference algorithms are derived to recover sensing-values.

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Hybrid Beamforming via the Kronecker Decomposition for the Millimeter-Wave Massive MIMO Systems

Despite its promising performance gain, the realization of mmWave massive MIMO still faces several practical challenges. In particular, implementing massive MIMO in the digital domain requires hundreds of RF chains matching the number of antennas. Furthermore, designing these components to operate at the mmWave frequencies is challenging and costly. These motivated the recent development of hybrid-beamforming where MIMO processing is divided for separate implementation in the analog and digital domains, called the analog and digital beamforming, respectively. Analog beamforming using a phase array introduces uni-modulus constraints on the beamforming coefficients, rendering the conventional MIMO techniques unsuitable and call for new designs. In this paper, we present a systematic design framework for hybrid beamforming for multi-cell multiuser massive MIMO systems over mmWave channels characterized by sparse propagation paths. The framework relies on the decomposition of analog beamforming vectors and path observation vectors into Kronecker products of factors being uni-modulus vectors. Exploiting properties of Kronecker mixed products, different factors of the analog beamformer are designed for either nulling interference paths or coherently combining data paths. Furthermore, a channel estimation scheme is designed for enabling the proposed hybrid beamforming. The scheme estimates the AoA of data and interference paths by analog beam scanning and data-path gains by analog beam steering. The performance of the channel estimation scheme is analyzed. In particular, the AoA spectrum resulting from beam scanning, which displays the magnitude distribution of paths over the AoA range, is derived in closed-form. It is shown that the inter-cell interference level diminishes inversely with the array size, the square root of pilot sequence length and the spatial separation between paths.

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Analog Spatial Cancellation for Tackling the Near-Far Problem in Wirelessly Powered Communications (Extended Version)

The implementation of wireless power transfer in wireless communication systems opens up a new research area, known as wirelessly powered communications (WPC). In next-generation heterogeneous networks where ultra-dense small-cell base stations are deployed, simultaneous-wireless-information-and-power-transfer (SWIPT) is feasible over short ranges. One challenge for designing a WPC system is the severe near-far problem where a user attempts to decode an information-transfer (IT) signal in the presence of extremely strong SWIPT signals. Jointly quantizing the mixed signals causes the IT signal to be completely corrupted by quantization noise and thus the SWIPT signals have to be suppressed in the analog domain. This motivates the design of a framework in this paper for analog spatial cancellation in a multi-antenna WPC system. In the framework, an analog circuit consisting of simple phase shifters and adders, is adapted to cancel the SWIPT signals by multiplying it with a cancellation matrix having unit-modulus elements and full rank, where the full rank retains the spatial-multiplexing gain of the IT channel. The unit-modulus constraints render the conventional zero-forcing method unsuitable. Therefore, the paper presents a novel systematic approach for constructing cancellation matrices. For the single-SWIPT-interferer case, the matrices are obtained as truncated Fourier/Hadamard matrices after compensating for propagation phase shifts over the SWIPT channel. For the more challenging multiple-SWIPT-interferer case, it is proposed that each row of the cancellation matrix is constructed as a Kronecker-product of component vectors, with each component vectors designed to null the signal from a corresponding SWIPT interferer similarly as in the preceding case.

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Some New Research Trends in Wirelessly Powered Communications

The vision of seamlessly integrating information transfer (IT) and microwave based power transfer (PT) in the same system has led to the emergence of a new research area, called wirelessly power communications (WPC). Extensive research has been conducted on developing WPC theory and techniques, building on the extremely rich wireless communications litera- ture covering diversified topics such as transmissions, resource allocations, medium access control and network protocols and architectures. Despite these research efforts, transforming WPC from theory to practice still faces many unsolved prob- lems concerning issues such as mobile complexity, power transfer efficiency, and safety. Furthermore, the fundamental limits of WPC remain largely unknown. Recent attempts to address these open issues has resulted in the emergence of numerous new research trends in the WPC area. A few promising trends are introduced in this article. From the practical perspective, the use of backscatter antennas can support WPC for low-complexity passive devices, the design of spiky waveforms can improve the PT efficiency, and analog spatial decoupling is proposed for solving the PT-IT near-far problem in WPC. From the theoretic perspective, the fundamental limits of WPC can be quantified by leveraging recent results on super-directivity and the limit can be improved by the deployment of large-scale distributed antenna arrays. Specific research problems along these trends are discussed, whose solutions can lead to significant advancements in WPC.

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Wireless Information and Power Transfer in Relay Systems with Multiple Antennas and Interference

In this paper, an energy harvesting dual-hop relaying system without/with the presence of co-channel interference (CCI) is investigated. Specifically, the energy constrained multi-antenna relay node is powered by either the information signal of the source or via the signal receiving from both the source and interferer. In particular, we first study the outage probability and ergodic capacity of an interference free system, and then extend the analysis to an interfering environment. To exploit the benefit of multiple antennas, three different linear processing schemes are investigated, namely, 1) Maximum ratio combining/maximal ratio transmission (MRC/MRT), 2) Zero-forcing/MRT (ZF/MRT) and 3) Minimum mean-square error/MRT (MMSE/MRT). For all schemes, both the systems outage probability and ergodic capacity are studied, and the achievable diversity order is also presented. In addition, the optimal power splitting ratio minimizing the outage probability is characterized. Our results show that the implementation of multiple antennas increases the energy harvesting capability, hence, significantly improves the systems performance. Moreover, it is demonstrated that the CCI could be potentially exploited to substantially boost the performance, while the choice of a linear processing scheme plays a critical role in determining how much gain could be extracted from the CCI.

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Ergodic Capacity Comparison of Different Relay Precoding Schemes in Dual-Hop AF Systems with Co-Channel Interference

In this paper, we analyze the ergodic capacity of a dual-hop amplify-and-forward relaying system where the relay is equipped with multiple antennas and subject to co-channel interference (CCI) and the additive white Gaussian noise. Specifically, we consider three heuristic precoding schemes, where the relay first applies the 1) maximal-ratio combining (MRC) 2) zero-forcing (ZF) 3) minimum mean-squared error (MMSE) principle to combine the signal from the source, and then steers the transformed signal towards the destination with the maximum ratio transmission (MRT) technique. For the MRC/MRT and MMSE/MRT schemes, we present new tight analytical upper and lower bounds for the ergodic capacity, while for the ZF/MRT scheme, we derive a new exact analytical ergodic capacity expression. Moreover, we make a comparison among all the three schemes, and our results reveal that, in terms of the ergodic capacity performance, the MMSE/MRT scheme always has the best performance and the ZF/MRT scheme is slightly inferior, while the MRC/MRT scheme is always the worst one. Finally, the asymptotic behavior of ergodic capacity for the three proposed schemes are characterized in large $N$ scenario, where $N$ is the number of relay antennas. Our results reveal that, in the large $N$ regime, both the ZF/MRT and MMSE/MRT schemes have perfect interference cancelation capability, which is not possible with the MRC/MRT scheme.

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Outage Probability of Dual-Hop Multiple Antenna AF Systems with Linear Processing in the Presence of Co-Channel Interference

This paper considers a dual-hop amplify-and-forward (AF) relaying system where the relay is equipped with multiple antennas, while the source and the destination are equipped with a single antenna. Assuming that the relay is subjected to co-channel interference (CCI) and additive white Gaussian noise (AWGN) while the destination is corrupted by AWGN only, we propose three heuristic relay precoding schemes to combat the CCI, namely, 1) Maximum ratio combining/maximal ratio transmission (MRC/MRT), 2) Zero-forcing/MRT (ZF/MRT), 3) Minimum mean-square error/MRT (MMSE/MRT). We derive new exact outage expressions as well as simple high signal-to-noise ratio (SNR) outage approximations for all three schemes. Our findings suggest that both the MRC/MRT and the MMSE/MRT schemes achieve a full diversity of N, while the ZF/MRT scheme achieves a diversity order of N-M, where N is the number of relay antennas and M is the number of interferers. In addition, we show that the MMSE/MRT scheme always achieves the best outage performance, and the ZF/MRT scheme outperforms the MRC/MRT scheme in the low SNR regime, while becomes inferior to the MRC/MRT scheme in the high SNR regime. Finally, in the large N regime, we show that both the ZF/MRT and MMSE/MRT schemes are capable of completely eliminating the CCI, while perfect interference cancelation is not possible with the MRC/MRT scheme.

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