arXiv subjects

Guangyu Zhu

Publications and source records attributed to Guangyu Zhu.

At least 19 recordsLinked to original sources

arXiv2026

Femtosecond Engineering of PolyMethylPentene(PMP) Nonlinearity via NA, Spin/orbital angular momentum (OAM), and In-Situ SC Diagnostics

While femtosecond vortex beams are widely studied for photonic fabrication, how OAM affects third-order susceptibility, energy deposition, and structural symmetry in transparent polymers remains unclear. To address this gap, we investigate femtosecond vortex beam interactions with polymethylpentene (PMP) to establish OAM control over beam shaping and energy deposition in laser micromachining. A 775 nm femtosecond laser is frequency-doubled to 387.5 nm and phase-shaped by a reflective liquid crystal-spatial light modulator, with OAM imprinted via computer-generated holograms and independently controlled spin via a quarter-wave plate. Theoretical modeling of the tensorial nonlinear polarization, combined with systematic experiments on low-NA filamentation, supercontinuum spectroscopy using an advanced spectrometer, and high-NA inscription with NA = 0.4 and 0.7, reveals that the same $χ^{(3)}$ tensor components govern all regimes. The transition from perturbative to dissipative behavior is determined solely by whether the local intensity exceeds the plasma formation threshold. Through an analytical framework based on the isotropic material model, the key innovation lies in identifying that $χ_{1122}$ governs the energy deposition and plasma threshold, whereas $χ_{1221}$ mediates the transverse nonlinear current and helicity-dependent asymmetry, thereby converting phase topology into permanent chiral structures. This enables OAM-controlled structuring with sub-micrometer feature sizes (approximately 0.43 $μ$m diameter and approximately 200 nm$^2$ area) and localized intensities reaching $10^{14}$--$10^{15}$ W/cm$^2$, providing an engineering framework for deterministic fabrication of chiral waveguides and photonic devices through precise control of topological charge and focusing conditions.

physics.optics↗

arXiv2026

SE-EE Tradeoff in Pinching-Antenna Systems: Waveguide Multiplexing or Waveguide Switching?

The spectral and energy efficiency (SE-EE) trade-off in pinching-antenna systems (PASS) is investigated in this paper. In particular, two practical operating protocols, namely waveguide multiplexing (WM) and waveguide switching (WS), are considered. A multi-objective optimization problem (MOOP) is formulated to jointly optimize the baseband and pinching beamforming for maximizing the achievable SE and EE, which is then converted into a single-objective problem via the ε-constraint method. For WM, the problem is decomposed within the alternating-optimization framework, where the baseband beamforming is optimized using the successive convex approximation, and the pinching beamforming is updated through the particle swarm optimization. For WS, due to the time-division transmission and interference-free nature, the pinching beamforming in each time slot is first adjusted to maximize the served user channel gain, followed by the baseband power allocation. Simulation results demonstrate that 1) PASS outperforms conventional antennas by mitigating large-scale path losses; 2) WS leads to a higher maximum achievable EE by activating a single RF chain, whereas WM yields a higher SE upper bound by serving all users concurrently; and 3) increasing the number of users substantially enhances SE under WM, whereas WS shows more pronounced benefits in low-signal-to-noise ratio regimes.

eess.SP↗

arXiv2025

SE and EE Tradeoff in Active STAR-RIS Assisted Systems With Hardware Impairments

This paper investigates the problem of resource efficiency maximization in an active simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted communication system under practical transceiver hardware impairments (HWIs). We aim to obtain an optimal tradeoff between system spectral efficiency (SE) and energy efficiency (EE), by jointly optimizing the base station (BS) transmit beamforming and the active STAR-RIS beamforming. To tackle the challenges in the fractional objective function, we begin by applying the quadratic transformation method to simplify it into a manageable form. An alternating optimization-based algorithm is then developed to iteratively update the BS and STAR-RIS beamforming coefficients. Simulation results demonstrate that the proposed scheme performs better than other baseline schemes in the presence of HWIs. Moreover, the variation of the achievable SE-EE region with different transmit power budgets is analyzed.

eess.SP↗

arXiv2025

Movable-Element STARS-Assisted Near-Field Wideband Communications

A novel movable-element simultaneously transmitting and reflecting surface (ME-STARS)-assisted near-field wideband communication framework is proposed. In particular, the position of each STARS element can be adjusted to combat the significant wideband beam squint issue in the near field instead of using costly true-time delay components. Four practical ME-STARS element movement modes are proposed, namely region-based (RB), horizontal-based (HB), vertical-based (VB), and diagonal-based (DB) modes. Based on this, a near-field wideband multi-user downlink communication scenario is considered, where a sum rate maximization problem is formulated by jointly optimizing the base station (BS) precoding, ME-STARS beamforming, and element positions. To solve this intractable problem, a two-layer algorithm is developed. For the inner layer, the block coordinate descent optimization framework is utilized to solve the BS precoding and ME-STARS beamforming in an iterative manner. For the outer layer, the particle swarm optimization-based heuristic search method is employed to determine the desired element positions. Numerical results show that:1) the ME-STARSs can effectively address the beam squint for near-field wideband communications compared to conventional STARSs with fixed element positions; 2) the RB mode achieves the most efficient beam squint effect mitigation, while the DB mode achieves the best trade-off between performance gain and hardware overhead; and 3) an increase in the number of ME-STARS elements or BS subcarriers substantially improves the system performance.

eess.SP↗

arXiv2025

Pinching-Antenna Systems (PASS)-enabled Secure Wireless Communications

A novel pinching-antenna systems (PASS)-enabled secure wireless communication framework is proposed. By dynamically adjusting the positions of dielectric particles, namely pinching antennas (PAs), along the waveguides, PASS introduces a novel concept of pinching beamforming to enhance the performance of physical layer security. A fundamental PASS-enabled secure communication system is considered with one legitimate user and one eavesdropper. Both single-waveguide and multiple-waveguide scenarios are studied. 1) For the single-waveguide scenario, the secrecy rate (SR) maximization is formulated to optimize the pinching beamforming. A PA-wise successive tuning (PAST) algorithm is proposed, which ensures constructive signal superposition at the legitimate user while inducing a destructive legitimate signal at the eavesdropper. 2) For the multiple-waveguide scenario, artificial noise (AN) is employed to further improve secrecy performance. A pair of practical transmission architectures are developed: waveguide division (WD) and waveguide multiplexing (WM). The key difference lies in whether each waveguide carries a single type of signal or a mixture of signals with baseband beamforming. For the SR maximization problem under the WD case, a two-stage algorithm is developed, where the pinching beamforming is designed with the PAST algorithm and the baseband power allocation among AN and legitimate signals is solved using successive convex approximation (SCA). For the WM case, an alternating optimization algorithm is developed, where the baseband beamforming is optimized with SCA and the pinching beamforming is designed employing particle swarm optimization.

eess.SP↗

arXiv2025

Pinching-Antenna System (PASS)-enabled Multicast Communications

Pinching-antenna system (PASS) is a novel flexible-antenna technology, which employs long-spread waveguides to convey signals with negligible path loss and pinching antennas (PAs) with adjustable positions to radiate signals from the waveguide into the free space. Therefore, short-distance and strong line-of-sight transmission can be established. In this paper, a novel PASS-enabled multicast communication framework is proposed, where multiple PAs on a single waveguide radiate the broadcast signals to multiple users. The multicast performance maximization problem is formulated to optimize the positions of all PAs. To address this non-convex problem, a particle swarm optimization-based algorithm is developed. Numerical results show that PASS can significantly outperform the conventional multiple-antenna transmission.

cs.IT↗

arXiv2024

STAR-RIS Assisted SWIPT Systems: Active or Passive?

A simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted simultaneous wireless information and power transfer (SWIPT) system is investigated. Both active and passive STAR-RISs are considered. Passive STAR-RISs can be cost-efficiently fabricated to large aperture sizes with significant near-field regions, but the design flexibility is limited by the coupled phase-shifts. Active STAR-RISs can further amplify signals and have independent phase-shifts, but their aperture sizes are relatively small due to the high cost. To characterize and compare their performance, a power consumption minimization problem is formulated by jointly designing the beamforming at the access point (AP) and the STAR-RIS, subject to both the power and information quality-of-service requirements. To solve the resulting highly-coupled non-convex problem, the original problem is first decomposed into simpler subproblems and then an alternating optimization framework is proposed. For the passive STAR-RIS, the coupled phase-shift constraint is tackled by employing a vector-driven weight penalty method. While for the active STAR-RIS, the independent phase-shift is optimized with AP beamforming via matrix-driven semidefinite programming, and the amplitude matrix is updated using convex optimization techniques in each iteration. Numerical results show that: 1) given the same aperture sizes, the active STAR-RIS exhibits superior performance over the passive one when the aperture size is small, but the performance gap decreases with the increase in aperture size; and 2) given identical power budgets, the passive STAR-RIS is generally preferred, whereas the active STAR-RIS typically suffers performance loss for balancing between the hardware power and the amplification power.

cs.IT↗

arXiv2024

Enhancing User Fairness in Wireless Powered Communication Networks with STAR-RIS

A simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted wireless powered communication network (WPCN) is proposed, where two energy-limited devices first harvest energy from a hybrid access point (HAP) and then use that energy to transmit information back. To fully eliminate the doubly-near-far effect in WPCNs, two STAR-RIS operating protocol-driven transmission strategies, namely energy splitting non-orthogonal multiple access (ES- NOMA) and time switching time division multiple access (TS- TDMA) are proposed. For each strategy, the corresponding optimization problem is formulated to maximize the minimum throughput by jointly optimizing time allocation, user transmit power, active HAP beamforming, and passive STAR-RIS beamforming. For ES-NOMA, the resulting intractable problem is solved via a two-layer algorithm, which exploits the one-dimensional search and block coordinate descent methods in an iterative manner. For TS-TDMA, the optimal active beamforming and passive beamforming are first determined according to the maximum-ratio transmission beamformer. Then, the optimal solution of the time allocation variables is obtained by solving a standard convex problem. Numerical results show that: 1) the STAR-RIS can achieve considerable performance improvements for both strategies compared to the conventional RIS; 2) TS- TDMA is preferred for single-antenna scenarios, whereas ES- NOMA is better suited for multi-antenna scenarios; and 3) the superiority of ES-NOMA over TS-TDMA is enhanced as the number of STAR-RIS elements increases.

cs.IT↗

arXiv2024

ESFL: Efficient Split Federated Learning over Resource-Constrained Heterogeneous Wireless Devices

Federated learning (FL) allows multiple parties (distributed devices) to train a machine learning model without sharing raw data. How to effectively and efficiently utilize the resources on devices and the central server is a highly interesting yet challenging problem. In this paper, we propose an efficient split federated learning algorithm (ESFL) to take full advantage of the powerful computing capabilities at a central server under a split federated learning framework with heterogeneous end devices (EDs). By splitting the model into different submodels between the server and EDs, our approach jointly optimizes user-side workload and server-side computing resource allocation by considering users' heterogeneity. We formulate the whole optimization problem as a mixed-integer non-linear program, which is an NP-hard problem, and develop an iterative approach to obtain an approximate solution efficiently. Extensive simulations have been conducted to validate the significantly increased efficiency of our ESFL approach compared with standard federated learning, split learning, and splitfed learning.

cs.LG↗

arXiv2024

Robust Resource Allocation for STAR-RIS Assisted SWIPT Systems

A simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted simultaneous wireless information and power transfer (SWIPT) system is proposed. More particularly, an STAR-RIS is deployed to assist in the information/power transfer from a multi-antenna access point (AP) to multiple single-antenna information users (IUs) and energy users (EUs), where two practical STAR-RIS operating protocols, namely energy splitting (ES) and time switching (TS), are employed. Under the imperfect channel state information (CSI) condition, a multi-objective optimization problem (MOOP) framework, that simultaneously maximizes the minimum data rate and minimum harvested power, is employed to investigate the fundamental rate-energy trade-off between IUs and EUs. To obtain the optimal robust resource allocation strategy, the MOOP is first transformed into a single-objective optimization problem (SOOP) via the ε-constraint method, which is then reformulated by approximating semi-infinite inequality constraints with the S-procedure. For ES, an alternating optimization (AO)-based algorithm is proposed to jointly design AP active beamforming and STAR-RIS passive beamforming, where a penalty method is leveraged in STAR-RIS beamforming design. Furthermore, the developed algorithm is extended to optimize the time allocation policy and beamforming vectors in a two-layer iterative manner for TS. Numerical results reveal that: 1) deploying STAR-RISs achieves a significant performance gain over conventional RISs, especially in terms of harvested power for EUs; 2) the ES protocol obtains a better user fairness performance when focusing only on IUs or EUs, while the TS protocol yields a better balance between IUs and EUs; 3) the imperfect CSI affects IUs more significantly than EUs, whereas TS can confer a more robust design to attenuate these effects.

cs.IT↗

arXiv2024

Hybrid Active-Passive RIS Transmitter Enabled Energy-Efficient Multi-User Communications

A novel hybrid active-passive reconfigurable intelligent surface (RIS) transmitter enabled downlink multi-user communication system is investigated. Specifically, RISs are exploited to serve as transmitter antennas, where each element can flexibly switch between active and passive modes to deliver information to multiple users. The system energy efficiency (EE) maximization problem is formulated by jointly optimizing the RIS element scheduling and beamforming coefficients, as well as the power allocation coefficients, subject to the user's individual rate requirement and the maximum RIS amplification power constraint. Using the Dinkelbach relaxation, the original mixed-integer nonlinear programming problem is transformed into a nonfractional optimization problem with a two-layer structure, which is solved by the alternating optimization approach. In particular, an exhaustive search method is proposed to determine the optimal operating mode for each RIS element. Then, the RIS beamforming and power allocation coefficients are properly designed in an alternating manner. To overcome the potentially high complexity caused by exhaustive searching, we further develop a joint RIS element mode and beamforming optimization scheme by exploiting the Big-M formulation technique. Numerical results validate that: 1) The proposed hybrid RIS scheme yields higher EE than the baseline multi-antenna schemes employing fully active/passive RIS or conventional radio frequency chains; 2) Both proposed algorithms are effective in improving the system performance, especially the latter can achieve precise design of RIS elements with low complexity; and 3) For a fixed-size hybrid RIS, maximum EE can be reaped by setting only a minority of elements to operate in the active mode.

cs.IT↗

arXiv2024

Efficient Parallel Split Learning over Resource-constrained Wireless Edge Networks

The increasingly deeper neural networks hinder the democratization of privacy-enhancing distributed learning, such as federated learning (FL), to resource-constrained devices. To overcome this challenge, in this paper, we advocate the integration of edge computing paradigm and parallel split learning (PSL), allowing multiple client devices to offload substantial training workloads to an edge server via layer-wise model split. By observing that existing PSL schemes incur excessive training latency and large volume of data transmissions, we propose an innovative PSL framework, namely, efficient parallel split learning (EPSL), to accelerate model training. To be specific, EPSL parallelizes client-side model training and reduces the dimension of local gradients for back propagation (BP) via last-layer gradient aggregation, leading to a significant reduction in server-side training and communication latency. Moreover, by considering the heterogeneous channel conditions and computing capabilities at client devices, we jointly optimize subchannel allocation, power control, and cut layer selection to minimize the per-round latency. Simulation results show that the proposed EPSL framework significantly decreases the training latency needed to achieve a target accuracy compared with the state-of-the-art benchmarks, and the tailored resource management and layer split strategy can considerably reduce latency than the counterpart without optimization.

cs.LG↗

arXiv2023

Cost-aware Generalized $α$-investing for Multiple Hypothesis Testing

We consider the problem of sequential multiple hypothesis testing with nontrivial data collection costs. This problem appears, for example, when conducting biological experiments to identify differentially expressed genes of a disease process. This work builds on the generalized $α$-investing framework which enables control of the false discovery rate in a sequential testing setting. We make a theoretical analysis of the long term asymptotic behavior of $α$-wealth which motivates a consideration of sample size in the $α$-investing decision rule. Posing the testing process as a game with nature, we construct a decision rule that optimizes the expected $α$-wealth reward (ERO) and provides an optimal sample size for each test. Empirical results show that a cost-aware ERO decision rule correctly rejects more false null hypotheses than other methods for $n=1$ where $n$ is the sample size. When the sample size is not fixed cost-aware ERO uses a prior on the null hypothesis to adaptively allocate of the sample budget to each test. We extend cost-aware ERO investing to finite-horizon testing which enables the decision rule to allocate samples in a non-myopic manner. Finally, empirical tests on real data sets from biological experiments show that cost-aware ERO balances the allocation of samples to an individual test against the allocation of samples across multiple tests.

cs.LG↗

arXiv2022

From Resource Auction to Service Auction: An Auction Paradigm Shift in Wireless Networks

In 5G and beyond, the newly emerging services, such as edge computing/intelligence services, may demand the provision of heterogeneous communications, computing, and storage (CCS) resources on and across network entities multihop apart. In such cases, traditional resource-oriented auction schemes, where buyers place bids on resources, may not be effective in providing end-to-end (E2E) quality-of-service (QoS) guarantees. To overcome these limitations, in this article, we coin the concept of E2E service auction where the auction commodities are E2E services rather than certain resource. Under this framework, buyers simply bid for services with E2E QoS requirements without having to know the inner working (which resources are behind). To guarantee E2E QoS for winning bids while ensuring essential economic properties, E2E service auction requires addressing the joint problem of network optimization and auction design with both economical and QoS constraints. To substantiate the mechanism design, we illustrate how to devise E2E service auctions for edge computing systems under various scenarios. We also identify the research opportunities on E2E service auction mechanism design for other critical use cases, including edge intelligence.

cs.NI↗

arXiv2022

Actions at the Edge: Jointly Optimizing the Resources in Multi-access Edge Computing

Multi-access edge computing (MEC) is an emerging paradigm that pushes resources for sensing, communications, computing, storage and intelligence (SCCSI) to the premises closer to the end users, i.e., the edge, so that they could leverage the nearby rich resources to improve their quality of experience (QoE). Due to the growing emerging applications targeting at intelligentizing life-sustaining cyber-physical systems, this paradigm has become a hot research topic, particularly when MEC is utilized to provide edge intelligence and real-time processing and control. This article is to elaborate the research issues along this line, including basic concepts and performance metrics, killer applications, architectural design, modeling approaches and solutions, and future research directions. It is hoped that this article provides a quick introduction to this fruitful research area particularly for beginning researchers.

cs.NI↗

arXiv2021

Empirical likelihood ratio test on quantiles under a density ratio model

Population quantiles are important parameters in many applications. Enthusiasm for the development of effective statistical inference procedures for quantiles and their functions has been high for the past decade. In this article, we study inference methods for quantiles when multiple samples from linked populations are available. The research problems we consider have a wide range of applications. For example, to study the evolution of the economic status of a country, economists monitor changes in the quantiles of annual household incomes, based on multiple survey datasets collected annually. Even with multiple samples, a routine approach would estimate the quantiles of different populations separately. Such approaches ignore the fact that these populations are linked and share some intrinsic latent structure. Recently, many researchers have advocated the use of the density ratio model (DRM) to account for this latent structure and have developed more efficient procedures based on pooled data. The nonparametric empirical likelihood (EL) is subsequently employed. Interestingly, there has been no discussion in this context of the EL-based likelihood ratio test (ELRT) for population quantiles. We explore the use of the ELRT for hypotheses concerning quantiles and confidence regions under the DRM. We show that the ELRT statistic has a chi-square limiting distribution under the null hypothesis. Simulation experiments show that the chi-square distributions approximate the finite-sample distributions well and lead to accurate tests and confidence regions. The DRM helps to improve statistical efficiency. We also give a real-data example to illustrate the efficiency of the proposed method.

math.ST↗

arXiv2021

Age-Stratified COVID-19 Spread Analysis and Vaccination: A Multitype Random Network Approach

The risk for severe illness and mortality from COVID-19 significantly increases with age. As a result, age-stratified modeling for COVID-19 dynamics is the key to study how to reduce hospitalizations and mortality from COVID-19. By taking advantage of network theory, we develop an age-stratified epidemic model for COVID-19 in complex contact networks. Specifically, we present an extension of standard SEIR (susceptible-exposed-infectious-removed) compartmental model, called age-stratified SEAHIR (susceptible-exposedasymptomatic-hospitalized-infectious-removed) model, to capture the spread of COVID-19 over multitype random networks with general degree distributions. We derive several key epidemiological metrics and then propose an age-stratified vaccination strategy to decrease the mortality and hospitalizations. Through extensive study, we discover that the outcome of vaccination prioritization depends on the reproduction number R0. Specifically, the elderly should be prioritized only when R0 is relatively high. If ongoing intervention policies, such as universal masking, could suppress R0 at a relatively low level, prioritizing the high-transmission age group (i.e., adults aged 20-39) is most effective to reduce both mortality and hospitalizations. These conclusions provide useful recommendations for age-based vaccination prioritization for COVID-19.

q-bio.PE↗

arXiv2019

Deep-gKnock: nonlinear group-feature selection with deep neural network

Feature selection is central to contemporary high-dimensional data analysis. Grouping structure among features arises naturally in various scientific problems. Many methods have been proposed to incorporate the grouping structure information into feature selection. However, these methods are normally restricted to a linear regression setting. To relax the linear constraint, we combine the deep neural networks (DNNs) with the recent Knockoffs technique, which has been successful in an individual feature selection context. We propose Deep-gKnock (Deep group-feature selection using Knockoffs) as a methodology for model interpretation and dimension reduction. Deep-gKnock performs model-free group-feature selection by controlling group-wise False Discovery Rate (gFDR). Our method improves the interpretability and reproducibility of DNNs. Experimental results on both synthetic and real data demonstrate that our method achieves superior power and accurate gFDR control compared with state-of-the-art methods.

cs.LG↗